0000899243-17-013973.txt : 20170519
0000899243-17-013973.hdr.sgml : 20170519
20170519214133
ACCESSION NUMBER: 0000899243-17-013973
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161230
FILED AS OF DATE: 20170519
DATE AS OF CHANGE: 20170519
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Great Elm Capital Group, Inc.
CENTRAL INDEX KEY: 0001082506
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 943219054
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 200 CLARENDON STREET
STREET 2: 51ST FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: (617) 375-3006
MAIL ADDRESS:
STREET 1: 200 CLARENDON STREET
STREET 2: 51ST FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
FORMER COMPANY:
FORMER CONFORMED NAME: UNWIRED PLANET, INC.
DATE OF NAME CHANGE: 20120504
FORMER COMPANY:
FORMER CONFORMED NAME: OPENWAVE SYSTEMS INC
DATE OF NAME CHANGE: 20001121
FORMER COMPANY:
FORMER CONFORMED NAME: PHONE COM INC
DATE OF NAME CHANGE: 19990504
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chernicoff Richard
CENTRAL INDEX KEY: 0001525202
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16073
FILM NUMBER: 17859541
MAIL ADDRESS:
STREET 1: C/O TESSERA TECHNOLOGIES, INC.
STREET 2: 3025 ORCHARD PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2016-12-30
2017-01-04
0
0001082506
Great Elm Capital Group, Inc.
GEC
0001525202
Chernicoff Richard
C/O GREAT ELM CAPITAL GROUP, INC.
200 CLARENDON ST. 51ST FLOOR
BOSTON
MA
02116
1
1
0
0
CHIEF EXECUTIVE OFFICER
COMMON STOCK
2016-12-30
4
P
0
15484
3.29
A
188362
D
Amended share count represents 537additional shares purchased as a result of a finalized backstop purchase obligation in connection with a rights offering.
/s/ Richard S Chernicoff
2017-05-19