0000899243-17-013973.txt : 20170519 0000899243-17-013973.hdr.sgml : 20170519 20170519214133 ACCESSION NUMBER: 0000899243-17-013973 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161230 FILED AS OF DATE: 20170519 DATE AS OF CHANGE: 20170519 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Great Elm Capital Group, Inc. CENTRAL INDEX KEY: 0001082506 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943219054 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 200 CLARENDON STREET STREET 2: 51ST FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: (617) 375-3006 MAIL ADDRESS: STREET 1: 200 CLARENDON STREET STREET 2: 51ST FLOOR CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: UNWIRED PLANET, INC. DATE OF NAME CHANGE: 20120504 FORMER COMPANY: FORMER CONFORMED NAME: OPENWAVE SYSTEMS INC DATE OF NAME CHANGE: 20001121 FORMER COMPANY: FORMER CONFORMED NAME: PHONE COM INC DATE OF NAME CHANGE: 19990504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chernicoff Richard CENTRAL INDEX KEY: 0001525202 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-16073 FILM NUMBER: 17859541 MAIL ADDRESS: STREET 1: C/O TESSERA TECHNOLOGIES, INC. STREET 2: 3025 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2016-12-30 2017-01-04 0 0001082506 Great Elm Capital Group, Inc. GEC 0001525202 Chernicoff Richard C/O GREAT ELM CAPITAL GROUP, INC. 200 CLARENDON ST. 51ST FLOOR BOSTON MA 02116 1 1 0 0 CHIEF EXECUTIVE OFFICER COMMON STOCK 2016-12-30 4 P 0 15484 3.29 A 188362 D Amended share count represents 537additional shares purchased as a result of a finalized backstop purchase obligation in connection with a rights offering. /s/ Richard S Chernicoff 2017-05-19