0000899243-16-025405.txt : 20160720
0000899243-16-025405.hdr.sgml : 20160720
20160720184724
ACCESSION NUMBER: 0000899243-16-025405
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160718
FILED AS OF DATE: 20160720
DATE AS OF CHANGE: 20160720
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Great Elm Capital Group, Inc.
CENTRAL INDEX KEY: 0001082506
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 943219054
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 20 FIRST STREET
STREET 2: FIRST FLOOR
CITY: LOS ALTOS
STATE: CA
ZIP: 94022
BUSINESS PHONE: (650) 518-7111
MAIL ADDRESS:
STREET 1: 20 FIRST STREET
STREET 2: FIRST FLOOR
CITY: LOS ALTOS
STATE: CA
ZIP: 94022
FORMER COMPANY:
FORMER CONFORMED NAME: UNWIRED PLANET, INC.
DATE OF NAME CHANGE: 20120504
FORMER COMPANY:
FORMER CONFORMED NAME: OPENWAVE SYSTEMS INC
DATE OF NAME CHANGE: 20001121
FORMER COMPANY:
FORMER CONFORMED NAME: PHONE COM INC
DATE OF NAME CHANGE: 19990504
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chernicoff Richard
CENTRAL INDEX KEY: 0001525202
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16073
FILM NUMBER: 161776262
MAIL ADDRESS:
STREET 1: C/O TESSERA TECHNOLOGIES, INC.
STREET 2: 3025 ORCHARD PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-07-18
0
0001082506
Great Elm Capital Group, Inc.
GEC
0001525202
Chernicoff Richard
C/O GREAT ELM CAPITAL GROUP, INC.
20 FIRST STREET, FIRST FLOOR
LOS ALTOS
CA
94022
1
1
0
0
CHIEF EXECUTIVE OFFICER
Stock Option (right to buy)
6.99
2016-07-18
4
A
0
141437
0.00
A
2026-07-18
COMMON STOCK
141437
141437
D
Shares subject to option shall vest and become exercisable ratably in equal quarterly installments commencing on July 18, 2016 and ending on the two year anniversary of the date of grant.
/s/ Kathlene Smith as Attorney-in-Fact for Reporting Person
2016-07-20