0000899243-16-025405.txt : 20160720 0000899243-16-025405.hdr.sgml : 20160720 20160720184724 ACCESSION NUMBER: 0000899243-16-025405 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160718 FILED AS OF DATE: 20160720 DATE AS OF CHANGE: 20160720 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Great Elm Capital Group, Inc. CENTRAL INDEX KEY: 0001082506 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943219054 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 20 FIRST STREET STREET 2: FIRST FLOOR CITY: LOS ALTOS STATE: CA ZIP: 94022 BUSINESS PHONE: (650) 518-7111 MAIL ADDRESS: STREET 1: 20 FIRST STREET STREET 2: FIRST FLOOR CITY: LOS ALTOS STATE: CA ZIP: 94022 FORMER COMPANY: FORMER CONFORMED NAME: UNWIRED PLANET, INC. DATE OF NAME CHANGE: 20120504 FORMER COMPANY: FORMER CONFORMED NAME: OPENWAVE SYSTEMS INC DATE OF NAME CHANGE: 20001121 FORMER COMPANY: FORMER CONFORMED NAME: PHONE COM INC DATE OF NAME CHANGE: 19990504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chernicoff Richard CENTRAL INDEX KEY: 0001525202 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16073 FILM NUMBER: 161776262 MAIL ADDRESS: STREET 1: C/O TESSERA TECHNOLOGIES, INC. STREET 2: 3025 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-07-18 0 0001082506 Great Elm Capital Group, Inc. GEC 0001525202 Chernicoff Richard C/O GREAT ELM CAPITAL GROUP, INC. 20 FIRST STREET, FIRST FLOOR LOS ALTOS CA 94022 1 1 0 0 CHIEF EXECUTIVE OFFICER Stock Option (right to buy) 6.99 2016-07-18 4 A 0 141437 0.00 A 2026-07-18 COMMON STOCK 141437 141437 D Shares subject to option shall vest and become exercisable ratably in equal quarterly installments commencing on July 18, 2016 and ending on the two year anniversary of the date of grant. /s/ Kathlene Smith as Attorney-in-Fact for Reporting Person 2016-07-20