0000899243-15-007231.txt : 20151028
0000899243-15-007231.hdr.sgml : 20151028
20151028181636
ACCESSION NUMBER: 0000899243-15-007231
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151028
FILED AS OF DATE: 20151028
DATE AS OF CHANGE: 20151028
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNWIRED PLANET, INC.
CENTRAL INDEX KEY: 0001082506
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 943219054
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 170 SOUTH VIRGINIA STREET, SUITE 201
CITY: RENO
STATE: NV
ZIP: 89501
BUSINESS PHONE: 775-980-2345
MAIL ADDRESS:
STREET 1: 170 SOUTH VIRGINIA STREET, SUITE 201
CITY: RENO
STATE: NV
ZIP: 89501
FORMER COMPANY:
FORMER CONFORMED NAME: OPENWAVE SYSTEMS INC
DATE OF NAME CHANGE: 20001121
FORMER COMPANY:
FORMER CONFORMED NAME: PHONE COM INC
DATE OF NAME CHANGE: 19990504
FORMER COMPANY:
FORMER CONFORMED NAME: UNWIRED PLANET INC
DATE OF NAME CHANGE: 19990324
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Steinberg David J.
CENTRAL INDEX KEY: 0001429076
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16073
FILM NUMBER: 151181319
MAIL ADDRESS:
STREET 1: C/O MAST CAPITAL MANAGEMENT LLC
STREET 2: 200 CLARENDON STREET, 51ST FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mast Capital Management, LLC
CENTRAL INDEX KEY: 0001429074
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16073
FILM NUMBER: 151181320
BUSINESS ADDRESS:
STREET 1: 200 CLARENDON STREET
STREET 2: 51ST FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-375-3000
MAIL ADDRESS:
STREET 1: 200 CLARENDON STREET
STREET 2: 51ST FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
FORMER NAME:
FORMER CONFORMED NAME: Mast Capital Management LLC
DATE OF NAME CHANGE: 20080306
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-10-28
0
0001082506
UNWIRED PLANET, INC.
UPIP
0001429074
Mast Capital Management, LLC
200 CLARENDON STREET
51ST FLOOR
BOSTON
MA
02116
0
0
1
0
0001429076
Steinberg David J.
200 CLARENDON STREET
51ST FLOOR
BOSTON
MA
02116
0
0
1
0
Common Stock, $0.001 Par Value
2015-10-28
4
S
0
4511389
0.8765
D
0
I
See Footnote
Common Stock, $0.001 Par Value
2015-10-28
4
S
0
4338000
0.8765
D
0
I
See Footnote
Common Stock, $0.001 Par Value
2015-10-28
4
P
0
8849389
0.8765
A
10117671
I
See Footnote
Common Stock, $0.001 Par Value
10951109
I
See Footnote
The filing of this Form 4 shall not be construed as an admission that MAST Capital Management, LLC ("MAST Capital") or David J. Steinberg, the principal of MAST Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, $0.001 Par Value (the "Common Stock"), of Unwired Planet, Inc. (the "Issuer") purchased by certain private investment funds advised by MAST Capital (collectively, the "MAST Accounts"). Pursuant to Rule 16a-1, both MAST Capital and Mr. Steinberg disclaim such beneficial ownership except to the extent of such person's pecuniary interest.
Mast Credit Opportunities I Master Fund Limited, for which MAST Capital is the investment manager, holds 0 shares of Common Stock of the Issuer. David J. Steinberg reports the Common Stock held indirectly by MAST Capital because, as the principal of MAST Capital at the time of purchase, he controlled the disposition and voting of the securities. MAST Capital has the right to an asset-based fee relating the above fund.
Mast Select Opportunities Master Fund LP, for which MAST Capital is the investment manager, holds 0 shares of Common Stock of the Issuer. David J. Steinberg reports the Common Stock held indirectly by MAST Capital because, as the principal of MAST Capital at the time of purchase, he controlled the disposition and voting of the securities. MAST Capital has the right to an asset-based fee relating the above fund.
Mast Admiral Master Fund LP, for which MAST Capital is the investment manager, holds 10,117,671 shares of Common Stock of the Issuer. David J. Steinberg reports the Common Stock held indirectly by MAST Capital because, as the principal of MAST Capital at the time of purchase, he controlled the disposition and voting of the securities. MAST Capital has the right to an asset-based fee relating the above fund.
Mast OC I Master Fund LP, for which MAST Capital is the investment manager, holds 10,951,109 shares of Common Stock of the Issuer. David J. Steinberg reports the Common Stock held indirectly by MAST Capital because, as the principal of MAST Capital at the time of purchase, he controlled the disposition and voting of the securities. MAST Capital has the right to an asset-based fee relating the above fund.
/s/ David J., Steinberg, Authorized Person of MAST Capital Management, LLC
2015-10-28
/s/ David J. Steinberg
2015-10-28