-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lt32bTVB5902lpG9Wh0JTrjAQ46B4sAJOaZ4J9gl3NcdyBDlnBT51BFMl9vkuwRc 1hvKMcLMxWxSbtlBRH0VJw== 0001362310-07-001994.txt : 20070829 0001362310-07-001994.hdr.sgml : 20070829 20070829145646 ACCESSION NUMBER: 0001362310-07-001994 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070829 DATE AS OF CHANGE: 20070829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKE CAPITAL CORP CENTRAL INDEX KEY: 0001082084 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 481187574 STATE OF INCORPORATION: KS FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-33677 FILM NUMBER: 071087266 BUSINESS ADDRESS: STREET 1: 8500 COLLEGE BOULEVARD STREET 2: 8500 COLLEGE BOULEVARD CITY: OVERLAND PARK STATE: KS ZIP: 66210 BUSINESS PHONE: 9136610123 MAIL ADDRESS: STREET 1: 8500 COLLEGE BOULEVARD CITY: OVERLAND PARK STATE: KS ZIP: 66210 FORMER COMPANY: FORMER CONFORMED NAME: FIRST AMERICAN CAPITAL CORP /KS DATE OF NAME CHANGE: 19990317 8-A12B 1 c71118e8va12b.htm FORM 8-A12B Filed by Bowne Pure Compliance
 

 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
BROOKE CAPITAL CORPORATION
(Exact name of registrant as specified in its charter)
     
Kansas   48-1187574
(State of incorporation
or organization)
  (IRS Employer
Identification No.)
     
8500 College Boulevard, Overland Park, Kansas   66210
(Address of principal executive offices)   (Zip Code)
Securities to be registered pursuant to Section 12(b) of the Act:
     
Title of each class
to be so registered
  Name of each exchange on which
each class is to be registered
     
Common Stock, $.01 par value   American Stock Exchange
If this Form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. þ
If this Form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. o
Securities Act registration statement file number to which this form relates:
(if applicable)
Securities to be registered pursuant to Section 12(g) of the Act:
None
(Title of Class)
 
 

 

 


 

Item 1. Description of Registrant’s Securities to be Registered
The Company is authorized to issue 26,550,000 shares of capital stock which is divided into two classes, including 25,000,000 shares of common stock ($.01 par value) and 1,550,000 shares of preferred stock. At the present time there are 3,475,817 common shares issued and outstanding.
The holders of the Company’s common stock have full voting rights. The shareholders of common stock have no preemptive or other rights to subscribe to additional shares offered by the Company. All outstanding shares of common stock are fully paid and nonassessable. Each outstanding share of common stock will be entitled to one vote on each matter submitted to a vote, including one vote for each directorship to be filled. All voting is on a non-cumulative basis. Accordingly, holders of a majority of the shares of common stock present or while represented by proxy in a meeting will be able to elect all the Board of Directors and minority shareholders will not be able to elect representatives to the Board. Subject to any preferences granted to holders of any shares of preferred stock, holders of shares of common stock are entitled to receive such dividends if, as and when declared by the Board of Directors out of the assets of the Company properly and legally applicable to the dividends in such amount and payable at such times and at such place or places as the Board of Directors may from time to time determine and to participate pro rata in any distribution of the Company’s assets after payment or reservation of funds for payment of its liabilities.
Item 2. Exhibits.
N/A

 

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SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
         
Date: August 29, 2007   BROOKE CAPITAL CORPORATION
 
       
 
  By:   /s/ ROBERT D. ORR
 
       
 
      Robert D. Orr

 

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