-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L+2t9isQD6pQmq0guCeT3UQcIfjRpHA0GvpDTn6EPPrXu7NTIb3dI1RiVaVoIpmO MPQhDHGZgiQamdKEOi3WjQ== 0001275287-07-001713.txt : 20070409 0001275287-07-001713.hdr.sgml : 20070409 20070409165951 ACCESSION NUMBER: 0001275287-07-001713 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20070402 ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20070409 DATE AS OF CHANGE: 20070409 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST AMERICAN CAPITAL CORP /KS CENTRAL INDEX KEY: 0001082084 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 481187574 STATE OF INCORPORATION: KS FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-25679 FILM NUMBER: 07756823 BUSINESS ADDRESS: STREET 1: 1303 SW FIRST AMERICAN PLACE STREET 2: 1303 SW FIRST AMERICAN PLACE CITY: TOPEKA STATE: KS ZIP: 66604 BUSINESS PHONE: 7852677077 MAIL ADDRESS: STREET 1: 1303 SW FIRST AMERICAN PLACE CITY: TOPEKA STATE: KS ZIP: 66604 8-K 1 fa9560.txt FORM 8-K ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) April 2, 2007 FIRST AMERICAN CAPITAL CORPORATION ------------------------------------------------------ (Exact name of registrant as specified in its charter) Kansas 0-25679 48-1187574 ---------------------------- ------------ ------------------- (State or other jurisdiction (Commission (I.R.S. Employer of incorporation) File Number) Identification No.) 1303 S. W. First America Place Topeka , Kansas 66044 ---------------------------------------------- ---------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (785) 267-7077 -------------------------------------------------------------- (Former name or former address, if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) ================================================================================ ITEM 7.01 REGULATION FD DISCLOSURE The information in this Item 7.01, including the exhibit attached hereto, is furnished pursuant to Item 7.01 and shall not be deemed "filed" for any purpose, including for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that Section. The information in this Item 7.01 of this Current Report on Form 8-K shall not be deemed incorporated by reference into any filing under the 1933 Act or the Exchange Act regardless of any general incorporation language in such filing. On April 9, 2007, the Company issued a press release entitled "First American Capital Corporation Announces Final Results of Issuer Tender Offer." A copy of the press release is furnished as Exhibit 99.1 to this Form 8-K. The press release contains forward-looking statements. All forward-looking statements involve risks and uncertainties, and several factors could cause actual results to differ materially from those in the forward-looking statements. The following factors, among others, could cause actual results to differ from these indicated in the forward-looking statements: uncertainties that the Company will complete the tender offer and, if completed, the timing of such completion, how many shares will be accepted for purchase and at what cost; uncertainties as to whether conditions to which the tender offer is subject will be realized; uncertainties as to the effects of the tender offer on the market value and trading of the Company's stock and on the Company's cash flows; uncertainties as to the use by the Company of any shares repurchased; the uncertainty that the Company will achieve its short-term and long-term profitability and growth goals; uncertainties associated with market acceptance of and demand for the Company's products and services; the impact of competitive products and pricing, the dependence on third-party suppliers and their pricing; its ability to meet product demand; the availability of funding sources; the exposure to market risks; uncertainties associated with the development of technology; changes in the law and in economic, political and regulatory environments; changes in management; the dependence on intellectual property rights; the effectiveness of internal controls; and risks and factors described from time to time in reports and registration statements filed by First American Capital Corporation with the Securities and Exchange Commission. A more complete description of the Company's business is provided in First American Capital Corporation's most recent annual, quarterly and current reports, which are available from the Company without charge or at http://www.sec.gov. ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS (d) EXHIBITS Exhibit 99.1 Press Release dated April 9, 2007 entitled "First American Capital Corporation Announces Final Results of Issuer Tender Offer." SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: 04/09/07 FIRST AMERICAN CAPITAL CORPORATION /s/ Robert D. Orr ---------------------------------- Robert D. Orr Chairman of the Board, President and Chief Executive Officer EX-99.1 2 fa9560ex991.txt EXHIBIT 99.1 Exhibit 99.1 FIRST AMERICAN CAPITAL CORPORATION ANNOUNCES FINAL RESULTS OF ISSUER TENDER OFFER TOPEKA, Kan., April 9 /PRNewswire/ -- First American Capital Corporation today announced the final results of its modified "Dutch auction" tender offer which expired at 5:00 p.m., Eastern time, on Monday, April 2, 2007. First American accepted for purchase 379,248 shares of its common stock at a price of $1.60 per share. These shares represent approximately 4 percent of the issued and outstanding shares of the Company as of March 31, 2007. The Company had reserved the right in the tender offer to purchase more than the $500,000 in maximum aggregate value of shares specified in the offer and purchased all shares tendered at or below the $1.60 purchase price in lieu of purchasing shares on a pro rata basis. The aggregate purchase price of approximately $606,800 will be paid from existing cash reserves. Payment for the shares accepted in the tender offer will be made through the depositary agent, UMB Bank, n.a. The depositary agent will return stock certificates to those shareholders who tendered shares at a price in excess of $1.60 or whose shares were tendered after the offer expired. With the completion of the tender offer, the Company now has 9,264,212 shares of common stock outstanding. Neither Brooke Corporation, majority shareholder of the Company, nor any directors or executive officers of the Company tendered shares. A total of 631,806 shares were tendered in response to the tender offer. First American Capital Corporation is a Topeka, Kan.-based financial services company founded in 1997. It is the parent company of First Life America Corporation, which sells innovative customer-driven life insurance and annuity products in eight states throughout the Midwest and Brooke Capital Advisors, Inc. (formerly, First Life Brokerage, Inc.), which brokers life, health, disability and annuity products underwritten by First Life America and other insurance companies, as well as loans primarily for general insurance agencies specializing in hard-to-place insurance sales and funeral homes. This Press Release contains forward-looking statements. All forward-looking statements involve risks and uncertainties, and several factors could cause actual results to differ materially from those in the forward-looking statements. The following factors, among others, could cause actual results to differ from these indicated in the forward-looking statements: uncertainties as to the timing of payment for shares accepted for purchase and the return of stock certificates for shares not accepted for purchase; uncertainties as to the effects of the tender offer on the market value and trading of the Company's stock and on the Company's cash flows; uncertainties as to the use by the Company of any shares repurchased; the uncertainty that the Company will achieve its short-term and long-term profitability and growth goals; uncertainties associated with market acceptance of and demand for the Company's products and services; the impact of competitive products and pricing, the dependence on third-party suppliers and their pricing; its ability to meet product demand; the availability of funding sources; the exposure to market risks; uncertainties associated with the development of technology; changes in the law and in economic, political and regulatory environments; changes in management; the dependence on intellectual property rights; the effectiveness of internal controls; and risks and factors described from time to time in reports and registration statements filed by First American Capital Corporation with the Securities and Exchange Commission. A more complete description of the Company's business is provided in First American Capital Corporation's most recent annual, quarterly and current reports, which are available from the Company without charge or at http://www.sec.gov. SOURCE First American Capital Corporation -0- 04/09/2007 /CONTACT: Bill Morton, Chief Financial Officer of First American Capital Corporation, +1-913-661-0123, Bill.Morton@brookeagent.com/ -----END PRIVACY-ENHANCED MESSAGE-----