0001140361-21-036884.txt : 20211105 0001140361-21-036884.hdr.sgml : 20211105 20211105190116 ACCESSION NUMBER: 0001140361-21-036884 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211103 FILED AS OF DATE: 20211105 DATE AS OF CHANGE: 20211105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRAVIS HENRY R CENTRAL INDEX KEY: 0001081714 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34820 FILM NUMBER: 211386084 MAIL ADDRESS: STREET 1: C/O KOHLBERG KRAVIS ROBERTS & CO. L.P. STREET 2: 30 HUDSON YARDS CITY: NEW YORK STATE: NY ZIP: 10001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KKR & Co. Inc. CENTRAL INDEX KEY: 0001404912 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 260426107 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 HUDSON YARDS CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-750-8300 MAIL ADDRESS: STREET 1: 30 HUDSON YARDS CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: KKR & Co. L.P. DATE OF NAME CHANGE: 20070627 4 1 form4.xml FORM 4 X0306 4 2021-11-03 0001404912 KKR & Co. Inc. KKR 0001081714 KRAVIS HENRY R C/O KKR & CO. INC., 30 HUDSON YARDS NEW YORK NY 10001 true true true Executive Co-Chairman Common Stock 2021-11-03 4 S 0 4667166 82.25 D 0 I See Footnote Common Stock 1149131 D Common Stock 7000000 I See footnote Common Stock 130925 I See Footnote Common Stock 15227 I See Footnote This form does not report a sale of shares made personally by Henry Kravis or George Roberts. Instead this form reports the sale of shares held by KKR-managed investment vehicles that are required to be liquidated, and all proceeds of the sale other than remuneration to KKR were distributed to third party investors. We believe that approximately 3 million shares were hedged by third party investors. None of the shares sold were part of the personal investment portfolios of Henry Kravis, George Roberts or any other executive officer of KKR. Represents shares of common stock held by KKR MIF Fund Holdings L.P. and KKR Reference Fund Investments L.P. KKR IFI GP L.P. is the general partner of KKR Reference Fund Investments L.P. and the general partner of KKR Index Fund Investments L.P., which is the sole shareholder of KKR MIF Carry Limited, which is the general partner of KKR MIF Carry Holdings L.P., which is the general partner of KKR MIF Fund Holdings L.P. The general partner of KKR IFI GP L.P. is KKR IFI Limited. The sole shareholder of KKR IFI Limited is KKR Group Partnership L.P. The general partner of KKR Group Partnership L.P. is KKR Group Holdings Corp. (Continued in footnote 4) (Continued from footnote 3) The sole shareholder of KKR Group Holdings Corp. is KKR & Co. Inc. The Series I preferred stockholder of KKR & Co. Inc. is KKR Management LLP. In his capacity as a founding partner of KKR Management LLP, the Reporting Person may be deemed to be a beneficial owner of the securities held by KKR MIF Fund Holdings, L.P. and KKR Reference Fund Investments L.P. These shares of common stock are held by a limited partnership controlled by the Reporting Person. These shares of common stock are being held by the limited partnership solely for purposes of future charitable donations. These shares of common stock are held by a limited liability company of which the Reporting Person is the managing member. These shares of common stock are held by the Reporting Person's spouse. Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein as indirectly held, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein. /s/ Christopher Lee, Attorney-in-fact 2021-11-05