a. How many Classes of shares of the Fund (if
any) are
authorized?
| 4 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 1 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Class A |
ii. Class identification number, if any | C000020398 |
iii. Ticker symbol, if any | WFTXX |
Shares Outstanding Record:
2 |
i. Full name of Class | Administrator Class |
ii. Class identification number, if any | C000086828 |
iii. Ticker symbol, if any | WTRXX |
Shares Outstanding Record:
3 |
i. Full name of Class | Institutional Class |
ii. Class identification number, if any | C000150668 |
iii. Ticker symbol, if any | WOTXX |
Shares Outstanding Record:
4 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000020399 |
iii. Ticker symbol, if any | NWTXX |
|
Custodians Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any | 571474TGEMMWANRLN572 |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
2 |
i. Full name | Clearstream Banking SA |
ii. LEI, if any | 549300OL514RA0SXJJ44 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
GERMANY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
3 |
i. Full name | State Street Bank and Trust Company, United Kingdom branch |
ii. LEI, if any | 213800YAZLPV26WFM449 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
|
Shareholder servicing agents Record:
1 |
i. Full name | Allspring Funds Distributor, LLC |
ii. LEI, if any, or provide and describe
other
identifying number | 000013686 |
Description of other identifying number | CRD number |
iii. State, if applicable |
CALIFORNIA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Shareholder servicing agents Record:
2 |
i. Full name | Allspring Funds Management, LLC |
ii. LEI, if any, or provide and describe
other
identifying number | 549300HDKZE50HZZOG90 |
Description of other identifying number | |
iii. State, if applicable |
CALIFORNIA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Broker Dealers Record:
1 |
a. Full name | Allspring Funds Distributor, LLC |
b. SEC file number | 8-66716-1 |
c. CRD number | 000133366 |
d. LEI, if any | N/A |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
2 |
a. Full name | CapFinancial Securities, LLC |
b. SEC file number | 8-65870-1 |
c. CRD number | 000126291 |
d. LEI, if any | 254900D9JN5AS48QKE02 |
e. State, if applicable |
NORTH CAROLINA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
3 |
a. Full name | Russell Investments Financial Services, LLC |
b. SEC file number | 8-39227-1 |
c. CRD number | 000021771 |
d. LEI, if any | 549300Z7WKJWW0KWSR89 |
e. State, if applicable |
WASHINGTON
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
4 |
a. Full name | Ultimus Fund Distributors, LLC |
b. SEC file number | 8-52643-1 |
c. CRD number | 000104177 |
d. LEI, if any | N/A |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
5 |
a. Full name | Advisor Group |
b. SEC file number | 8-28461-1 |
c. CRD number | 001149006 |
d. LEI, if any | N/A |
e. State, if applicable |
PENNSYLVANIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
6 |
a. Full name | AssuredPartners Investment Advisors, LLC |
b. SEC file number | N/A |
c. CRD number | 000309550 |
d. LEI, if any | N/A |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
7 |
a. Full name | FSC Securities Corporation |
b. SEC file number | 8-42017-1 |
c. CRD number | 000007461 |
d. LEI, if any | N/A |
e. State, if applicable |
GEORGIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
8 |
a. Full name | Ladenburg Thalmann & Co. Inc. |
b. SEC file number | 8-17230-1 |
c. CRD number | 000000505 |
d. LEI, if any | 2549000V3L2KK4L76W91 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
9 |
a. Full name | Royal Alliance Associates, Inc. |
b. SEC file number | 8-40218-1 |
c. CRD number | 000023131 |
d. LEI, if any | 2549008QNG03YMMNXZ09 |
e. State, if applicable |
NEW JERSEY
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
10 |
a. Full name | Sagepoint Financial, Inc. |
b. SEC file number | 8-66771-1 |
c. CRD number | 000133763 |
d. LEI, if any | N/A |
e. State, if applicable |
ARIZONA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
11 |
a. Full name | Securities America, Inc. |
b. SEC file number | 8-26602-1 |
c. CRD number | 000010205 |
d. LEI, if any | N/A |
e. State, if applicable |
NEBRASKA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
12 |
a. Full name | Woodbury Financial Services, Inc. |
b. SEC file number | 8-13846-1 |
c. CRD number | 000000421 |
d. LEI, if any | N/A |
e. State, if applicable |
MINNESOTA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
|
Principal Transactions Record:
1 |
i. Full name of dealer | JPMorgan Securities LLC |
ii. SEC file number | 8-35008-1 |
iii. CRD number | 000000079 |
iv. LEI, if any | 8I5DZWZKVSZI1NUHU748 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 400,024,163,627.690000000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | Deutsche Bank Incorporated |
ii. SEC file number | 8-17822-1 |
iii. CRD number | 000002525 |
iv. LEI, if any | 529900X1YMA4ZKYHTN40 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 39,077,498,971.020000000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | Barclays Capital Incorporated |
ii. SEC file number | 8-41342-1 |
iii. CRD number | 000019714 |
iv. LEI, if any | AC28XWWI3WIBK2824319 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 21,602,202,211.400000000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | Nomura Securities |
ii. SEC file number | 8-15255-1 |
iii. CRD number | 000004297 |
iv. LEI, if any | OXTKY6Q8X53C9ILVV871 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 18,064,916,290.500000000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | Daiwa Capital Markets America Incorporated |
ii. SEC file number | 8-12242-1 |
iii. CRD number | 000001576 |
iv. LEI, if any | M67H5PRC0NQKM73ZAS82 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 12,236,927,284.260000000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | Bank of America Securities Incorporated |
ii. SEC file number | 8-60464-1 |
iii. CRD number | 000112613 |
iv. LEI, if any | 54930058VLHDS7M6MS90 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 3,723,256,801.740000000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | Citigroup Global Markets Incorporated |
ii. SEC file number | 8-08177-1 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 2,775,357,692.980000000000 |
Principal Transactions Record:
8 |
i. Full name of dealer | Toronto Dominion Bank |
ii. SEC file number | 8-36747-1 |
iii. CRD number | 000018476 |
iv. LEI, if any | PT3QB789TSUIDF371261 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,312,155,944.800000000000 |
Principal Transactions Record:
9 |
i. Full name of dealer | Jefferies & Company |
ii. SEC file number | 8-15074-1 |
iii. CRD number | 000002347 |
iv. LEI, if any | O26QTPAJC1X7058KCW11 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 839,322,655.890000000000 |
Principal Transactions Record:
10 |
i. Full name of dealer | UBS Securities LLC |
ii. SEC file number | 8-22651-1 |
iii. CRD number | 000007654 |
iv. LEI, if any | REYPIEJN7XZHSUI0N355 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 432,994,621.260000000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 6 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Class A |
ii. Class identification number, if any | C000020369 |
iii. Ticker symbol, if any | WFGXX |
Shares Outstanding Record:
2 |
i. Full name of Class | Administrator Class |
ii. Class identification number, if any | C000020370 |
iii. Ticker symbol, if any | WGAXX |
Shares Outstanding Record:
3 |
i. Full name of Class | Institutional Class |
ii. Class identification number, if any | C000020371 |
iii. Ticker symbol, if any | GVIXX |
Shares Outstanding Record:
4 |
i. Full name of Class | Select Class |
ii. Class identification number, if any | C000159700 |
iii. Ticker symbol, if any | WFFXX |
Shares Outstanding Record:
5 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000020372 |
iii. Ticker symbol, if any | NWGXX |
Shares Outstanding Record:
6 |
i. Full name of Class | Sweep Class |
ii. Class identification number, if any | C000221203 |
iii. Ticker symbol, if any | N/A |
|
Custodians Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any | 571474TGEMMWANRLN572 |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
2 |
i. Full name | Clearstream Banking SA |
ii. LEI, if any | 549300OL514RA0SXJJ44 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
GERMANY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
3 |
i. Full name | State Street Bank and Trust Company, United Kingdom branch |
ii. LEI, if any | 213800YAZLPV26WFM449 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
|
Shareholder servicing agents Record:
1 |
i. Full name | Allspring Funds Distributor, LLC |
ii. LEI, if any, or provide and describe
other
identifying number | 000013686 |
Description of other identifying number | CRD number |
iii. State, if applicable |
CALIFORNIA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Shareholder servicing agents Record:
2 |
i. Full name | Allspring Funds Management, LLC |
ii. LEI, if any, or provide and describe
other
identifying number | 549300HDKZE50HZZOG90 |
Description of other identifying number | |
iii. State, if applicable |
CALIFORNIA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Broker Dealers Record:
1 |
a. Full name | Allspring Funds Distributor, LLC |
b. SEC file number | 8-66716-1 |
c. CRD number | 000133366 |
d. LEI, if any | N/A |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
2 |
a. Full name | CapFinancial Securities, LLC |
b. SEC file number | 8-65870-1 |
c. CRD number | 000126291 |
d. LEI, if any | 254900D9JN5AS48QKE02 |
e. State, if applicable |
NORTH CAROLINA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
3 |
a. Full name | Russell Investments Financial Services, LLC |
b. SEC file number | 8-39227-1 |
c. CRD number | 000021771 |
d. LEI, if any | 549300Z7WKJWW0KWSR89 |
e. State, if applicable |
WASHINGTON
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
4 |
a. Full name | Ultimus Fund Distributors, LLC |
b. SEC file number | 8-52643-1 |
c. CRD number | 000104177 |
d. LEI, if any | N/A |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
5 |
a. Full name | Advisor Group |
b. SEC file number | 8-28461-1 |
c. CRD number | 001149006 |
d. LEI, if any | N/A |
e. State, if applicable |
PENNSYLVANIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
6 |
a. Full name | AssuredPartners Investment Advisors, LLC |
b. SEC file number | N/A |
c. CRD number | 000309550 |
d. LEI, if any | N/A |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
7 |
a. Full name | FSC Securities Corporation |
b. SEC file number | 8-42017-1 |
c. CRD number | 000007461 |
d. LEI, if any | N/A |
e. State, if applicable |
GEORGIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
8 |
a. Full name | Ladenburg Thalmann & Co. Inc. |
b. SEC file number | 8-17230-1 |
c. CRD number | 000000505 |
d. LEI, if any | 2549000V3L2KK4L76W91 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
9 |
a. Full name | Royal Alliance Associates, Inc. |
b. SEC file number | 8-40218-1 |
c. CRD number | 000023131 |
d. LEI, if any | 2549008QNG03YMMNXZ09 |
e. State, if applicable |
NEW JERSEY
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
10 |
a. Full name | Sagepoint Financial, Inc. |
b. SEC file number | 8-66771-1 |
c. CRD number | 000133763 |
d. LEI, if any | N/A |
e. State, if applicable |
ARIZONA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
11 |
a. Full name | Securities America, Inc. |
b. SEC file number | 8-26602-1 |
c. CRD number | 000010205 |
d. LEI, if any | N/A |
e. State, if applicable |
NEBRASKA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
12 |
a. Full name | Woodbury Financial Services, Inc. |
b. SEC file number | 8-13846-1 |
c. CRD number | 000000421 |
d. LEI, if any | N/A |
e. State, if applicable |
MINNESOTA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
|
Principal Transactions Record:
1 |
i. Full name of dealer | Federal Reserve Bank of New York |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | 254900Y8NKGV541U8Q32 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 5,985,601,000,000.000000000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | Bank of New York |
ii. SEC file number | 8-35255-1 |
iii. CRD number | 000017454 |
iv. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,810,730,748,907.770000000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | Barclays Capital Incorporated |
ii. SEC file number | 8-41342-1 |
iii. CRD number | 000019714 |
iv. LEI, if any | AC28XWWI3WIBK2824319 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 829,944,157,984.850000000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | JPMorgan Securities LLC |
ii. SEC file number | 8-35008-1 |
iii. CRD number | 000000079 |
iv. LEI, if any | 8I5DZWZKVSZI1NUHU748 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,030,335,798,421.240000000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | BNP Paribas Securities |
ii. SEC file number | 8-32682-1 |
iii. CRD number | 000015794 |
iv. LEI, if any | RCNB6OTYUAMMP879YW96 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 705,805,061,597.490000000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | Nomura Securities |
ii. SEC file number | 8-15255-1 |
iii. CRD number | 000004297 |
iv. LEI, if any | OXTKY6Q8X53C9ILVV871 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 698,582,665,785.950000000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | Citigroup Global Markets Incorporated |
ii. SEC file number | 8-08177-1 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 645,267,079,454.110000000000 |
Principal Transactions Record:
8 |
i. Full name of dealer | Deutsche Bank Incorporated |
ii. SEC file number | 8-17822-1 |
iii. CRD number | 000002525 |
iv. LEI, if any | 529900X1YMA4ZKYHTN40 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 636,389,588,811.290000000000 |
Principal Transactions Record:
9 |
i. Full name of dealer | RBC Capital Markets |
ii. SEC file number | 8-45411-1 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 562,013,218,541.670000000000 |
Principal Transactions Record:
10 |
i. Full name of dealer | Credit Agricole Securities (USA) Incorporated |
ii. SEC file number | 8-13753-1 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 498,644,524,999.960000000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 4 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Administrator Class |
ii. Class identification number, if any | C000020373 |
iii. Ticker symbol, if any | SHMXX |
Shares Outstanding Record:
2 |
i. Full name of Class | Institutional Class |
ii. Class identification number, if any | C000020374 |
iii. Ticker symbol, if any | SHIXX |
Shares Outstanding Record:
3 |
i. Full name of Class | Select Class |
ii. Class identification number, if any | C000052101 |
iii. Ticker symbol, if any | WFJXX |
Shares Outstanding Record:
4 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000086823 |
iii. Ticker symbol, if any | WHTXX |
|
Custodians Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any | 571474TGEMMWANRLN572 |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
2 |
i. Full name | Clearstream Banking SA |
ii. LEI, if any | 549300OL514RA0SXJJ44 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
GERMANY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
3 |
i. Full name | Euroclear Bank SA/NV |
ii. LEI, if any | 549300OZ46BRLZ8Y6F65 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
BELGIUM
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
4 |
i. Full name | State Street Bank and Trust Company, United Kingdom branch |
ii. LEI, if any | 213800YAZLPV26WFM449 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
|
Shareholder servicing agents Record:
1 |
i. Full name | Allspring Funds Distributor, LLC |
ii. LEI, if any, or provide and describe
other
identifying number | 000013686 |
Description of other identifying number | CRD number |
iii. State, if applicable |
CALIFORNIA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Shareholder servicing agents Record:
2 |
i. Full name | Allspring Funds Management, LLC |
ii. LEI, if any, or provide and describe
other
identifying number | 549300HDKZE50HZZOG90 |
Description of other identifying number | |
iii. State, if applicable |
CALIFORNIA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Broker Dealers Record:
1 |
a. Full name | Allspring Funds Distributor, LLC |
b. SEC file number | 8-66716-1 |
c. CRD number | 000133366 |
d. LEI, if any | N/A |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
2 |
a. Full name | CapFinancial Securities, LLC |
b. SEC file number | 8-65870-1 |
c. CRD number | 000126291 |
d. LEI, if any | 254900D9JN5AS48QKE02 |
e. State, if applicable |
NORTH CAROLINA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
3 |
a. Full name | Russell Investments Financial Services, LLC |
b. SEC file number | 8-39227-1 |
c. CRD number | 000021771 |
d. LEI, if any | 549300Z7WKJWW0KWSR89 |
e. State, if applicable |
WASHINGTON
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
4 |
a. Full name | Ultimus Fund Distributors, LLC |
b. SEC file number | 8-52643-1 |
c. CRD number | 000104177 |
d. LEI, if any | N/A |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
5 |
a. Full name | Advisor Group |
b. SEC file number | 8-28461-1 |
c. CRD number | 001149006 |
d. LEI, if any | N/A |
e. State, if applicable |
PENNSYLVANIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
6 |
a. Full name | AssuredPartners Investment Advisors, LLC |
b. SEC file number | N/A |
c. CRD number | 000309550 |
d. LEI, if any | N/A |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
7 |
a. Full name | FSC Securities Corporation |
b. SEC file number | 8-42017-1 |
c. CRD number | 000007461 |
d. LEI, if any | N/A |
e. State, if applicable |
GEORGIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
8 |
a. Full name | Ladenburg Thalmann & Co. Inc. |
b. SEC file number | 8-17230-1 |
c. CRD number | 000000505 |
d. LEI, if any | 2549000V3L2KK4L76W91 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
9 |
a. Full name | Royal Alliance Associates, Inc. |
b. SEC file number | 8-40218-1 |
c. CRD number | 000023131 |
d. LEI, if any | 2549008QNG03YMMNXZ09 |
e. State, if applicable |
NEW JERSEY
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
10 |
a. Full name | Sagepoint Financial, Inc. |
b. SEC file number | 8-66771-1 |
c. CRD number | 000133763 |
d. LEI, if any | N/A |
e. State, if applicable |
ARIZONA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
11 |
a. Full name | Securities America, Inc. |
b. SEC file number | 8-26602-1 |
c. CRD number | 000010205 |
d. LEI, if any | N/A |
e. State, if applicable |
NEBRASKA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
12 |
a. Full name | Woodbury Financial Services, Inc. |
b. SEC file number | 8-13846-1 |
c. CRD number | 000000421 |
d. LEI, if any | N/A |
e. State, if applicable |
MINNESOTA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
|
Principal Transactions Record:
1 |
i. Full name of dealer | JPMorgan Securities LLC |
ii. SEC file number | 8-35008-1 |
iii. CRD number | 000000079 |
iv. LEI, if any | 8I5DZWZKVSZI1NUHU748 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 58,836,541,387.670000000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | Bank of America Securities Incorporated |
ii. SEC file number | 8-60464-1 |
iii. CRD number | 000112613 |
iv. LEI, if any | 54930058VLHDS7M6MS90 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 53,563,840,239.690000000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | ICAP Corporates LLC |
ii. SEC file number | 8-12726-1 |
iii. CRD number | 000002762 |
iv. LEI, if any | 78E0W5ARMBFSS8K1Y274 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 38,162,226,920.000000000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | BGC Financial LP |
ii. SEC file number | 8-39012-1 |
iii. CRD number | 000019801 |
iv. LEI, if any | 549300NP4MIDUNET0550 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 36,645,550,000.000000000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | Credit Agricole Securities (USA) Incorporated |
ii. SEC file number | 8-13753-1 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 35,119,749,533.330000000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | Mizuho Securities USA, LLC |
ii. SEC file number | 8-37710-1 |
iii. CRD number | 000019647 |
iv. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 34,999,875,000.000000000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | Citigroup Global Markets Incorporated |
ii. SEC file number | 8-08177-1 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 27,241,249,380.830000000000 |
Principal Transactions Record:
8 |
i. Full name of dealer | Bank of New York |
ii. SEC file number | 8-35255-1 |
iii. CRD number | 000017454 |
iv. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 20,447,028,767.660000000000 |
Principal Transactions Record:
9 |
i. Full name of dealer | Tradition Asiel Securities Incorporated |
ii. SEC file number | 8-43559-1 |
iii. CRD number | 000028269 |
iv. LEI, if any | WRYEFMSVQCH0EMD08461 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 13,938,155,540.090000000000 |
Principal Transactions Record:
10 |
i. Full name of dealer | Toronto Dominion Bank |
ii. SEC file number | 8-36747-1 |
iii. CRD number | 000018476 |
iv. LEI, if any | PT3QB789TSUIDF371261 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 9,201,954,635.230000000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 4 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Class A |
ii. Class identification number, if any | C000020379 |
iii. Ticker symbol, if any | STGXX |
Shares Outstanding Record:
2 |
i. Full name of Class | Class C |
ii. Class identification number, if any | C000086827 |
iii. Ticker symbol, if any | N/A |
Shares Outstanding Record:
3 |
i. Full name of Class | Premier Class |
ii. Class identification number, if any | C000168181 |
iii. Ticker symbol, if any | WMPXX |
Shares Outstanding Record:
4 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000086826 |
iii. Ticker symbol, if any | WMOXX |
|
Custodians Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any | 571474TGEMMWANRLN572 |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
2 |
i. Full name | Clearstream Banking SA |
ii. LEI, if any | 549300OL514RA0SXJJ44 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
GERMANY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
3 |
i. Full name | Euroclear Bank SA/NV |
ii. LEI, if any | 549300OZ46BRLZ8Y6F65 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
BELGIUM
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
4 |
i. Full name | State Street Bank and Trust Company, United Kingdom branch |
ii. LEI, if any | 213800YAZLPV26WFM449 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
|
Shareholder servicing agents Record:
1 |
i. Full name | Allspring Funds Distributor, LLC |
ii. LEI, if any, or provide and describe
other
identifying number | 000013686 |
Description of other identifying number | CRD number |
iii. State, if applicable |
CALIFORNIA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Shareholder servicing agents Record:
2 |
i. Full name | Allspring Funds Management, LLC |
ii. LEI, if any, or provide and describe
other
identifying number | 549300HDKZE50HZZOG90 |
Description of other identifying number | |
iii. State, if applicable |
CALIFORNIA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Broker Dealers Record:
1 |
a. Full name | Allspring Funds Distributor, LLC |
b. SEC file number | 8-66716-1 |
c. CRD number | 000133366 |
d. LEI, if any | N/A |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
2 |
a. Full name | CapFinancial Securities, LLC |
b. SEC file number | 8-65870-1 |
c. CRD number | 000126291 |
d. LEI, if any | 254900D9JN5AS48QKE02 |
e. State, if applicable |
NORTH CAROLINA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
3 |
a. Full name | Russell Investments Financial Services, LLC |
b. SEC file number | 8-39227-1 |
c. CRD number | 000021771 |
d. LEI, if any | 549300Z7WKJWW0KWSR89 |
e. State, if applicable |
WASHINGTON
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
4 |
a. Full name | Ultimus Fund Distributors, LLC |
b. SEC file number | 8-52643-1 |
c. CRD number | 000104177 |
d. LEI, if any | N/A |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
5 |
a. Full name | Advisor Group |
b. SEC file number | 8-28461-1 |
c. CRD number | 001149006 |
d. LEI, if any | N/A |
e. State, if applicable |
PENNSYLVANIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
6 |
a. Full name | AssuredPartners Investment Advisors, LLC |
b. SEC file number | N/A |
c. CRD number | 000309550 |
d. LEI, if any | N/A |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
7 |
a. Full name | FSC Securities Corporation |
b. SEC file number | 8-42017-1 |
c. CRD number | 000007461 |
d. LEI, if any | N/A |
e. State, if applicable |
GEORGIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
8 |
a. Full name | Ladenburg Thalmann & Co. Inc. |
b. SEC file number | 8-17230-1 |
c. CRD number | 000000505 |
d. LEI, if any | 2549000V3L2KK4L76W91 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
9 |
a. Full name | Royal Alliance Associates, Inc. |
b. SEC file number | 8-40218-1 |
c. CRD number | 000023131 |
d. LEI, if any | 2549008QNG03YMMNXZ09 |
e. State, if applicable |
NEW JERSEY
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
10 |
a. Full name | Sagepoint Financial, Inc. |
b. SEC file number | 8-66771-1 |
c. CRD number | 000133763 |
d. LEI, if any | N/A |
e. State, if applicable |
ARIZONA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
11 |
a. Full name | Securities America, Inc. |
b. SEC file number | 8-26602-1 |
c. CRD number | 000010205 |
d. LEI, if any | N/A |
e. State, if applicable |
NEBRASKA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
12 |
a. Full name | Woodbury Financial Services, Inc. |
b. SEC file number | 8-13846-1 |
c. CRD number | 000000421 |
d. LEI, if any | N/A |
e. State, if applicable |
MINNESOTA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
|
Principal Transactions Record:
1 |
i. Full name of dealer | JPMorgan Securities LLC |
ii. SEC file number | 8-35008-1 |
iii. CRD number | 000000079 |
iv. LEI, if any | 8I5DZWZKVSZI1NUHU748 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 37,429,419,320.560000000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | Bank of America Securities Incorporated |
ii. SEC file number | 8-60464-1 |
iii. CRD number | 000112613 |
iv. LEI, if any | 54930058VLHDS7M6MS90 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 33,156,381,339.700000000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | Mizuho Securities USA, LLC |
ii. SEC file number | 8-37710-1 |
iii. CRD number | 000019647 |
iv. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 20,224,325,000.000000000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | Credit Agricole Securities (USA) Incorporated |
ii. SEC file number | 8-13753-1 |
iii. CRD number | 000000190 |
iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 20,219,474,755.560000000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | BGC Financial LP |
ii. SEC file number | 8-39012-1 |
iii. CRD number | 000019801 |
iv. LEI, if any | 549300NP4MIDUNET0550 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 17,526,825,000.000000000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | Citigroup Global Markets Incorporated |
ii. SEC file number | 8-08177-1 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 12,694,955,447.380000000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | ICAP Corporates LLC |
ii. SEC file number | 8-12726-1 |
iii. CRD number | 000002762 |
iv. LEI, if any | 78E0W5ARMBFSS8K1Y274 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 11,148,776,080.000000000000 |
Principal Transactions Record:
8 |
i. Full name of dealer | Bank of New York |
ii. SEC file number | 8-35255-1 |
iii. CRD number | 000017454 |
iv. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 10,379,841,192.740000000000 |
Principal Transactions Record:
9 |
i. Full name of dealer | Tradition Asiel Securities Incorporated |
ii. SEC file number | 8-43559-1 |
iii. CRD number | 000028269 |
iv. LEI, if any | WRYEFMSVQCH0EMD08461 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 7,389,852,983.130000000000 |
Principal Transactions Record:
10 |
i. Full name of dealer | Toronto Dominion Bank |
ii. SEC file number | 8-36747-1 |
iii. CRD number | 000018476 |
iv. LEI, if any | PT3QB789TSUIDF371261 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 4,137,637,616.670000000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 3 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Administrator Class |
ii. Class identification number, if any | C000090330 |
iii. Ticker symbol, if any | WUCXX |
Shares Outstanding Record:
2 |
i. Full name of Class | Institutional Class |
ii. Class identification number, if any | C000086811 |
iii. Ticker symbol, if any | EMMXX |
Shares Outstanding Record:
3 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000086812 |
iii. Ticker symbol, if any | EISXX |
|
Shareholder servicing agents Record:
1 |
i. Full name | Allspring Funds Distributor, LLC |
ii. LEI, if any, or provide and describe
other
identifying number | 000013686 |
Description of other identifying number | CRD number |
iii. State, if applicable |
CALIFORNIA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Shareholder servicing agents Record:
2 |
i. Full name | Allspring Funds Management, LLC |
ii. LEI, if any, or provide and describe
other
identifying number | 549300HDKZE50HZZOG90 |
Description of other identifying number | |
iii. State, if applicable |
CALIFORNIA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Broker Dealers Record:
1 |
a. Full name | Allspring Funds Distributor, LLC |
b. SEC file number | 8-66716-1 |
c. CRD number | 000133366 |
d. LEI, if any | N/A |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
2 |
a. Full name | CapFinancial Securities, LLC |
b. SEC file number | 8-65870-1 |
c. CRD number | 000126291 |
d. LEI, if any | 254900D9JN5AS48QKE02 |
e. State, if applicable |
NORTH CAROLINA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
3 |
a. Full name | Russell Investments Financial Services, LLC |
b. SEC file number | 8-39227-1 |
c. CRD number | 000021771 |
d. LEI, if any | 549300Z7WKJWW0KWSR89 |
e. State, if applicable |
WASHINGTON
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
4 |
a. Full name | Ultimus Fund Distributors, LLC |
b. SEC file number | 8-52643-1 |
c. CRD number | 000104177 |
d. LEI, if any | N/A |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
5 |
a. Full name | Advisor Group |
b. SEC file number | 8-28461-1 |
c. CRD number | 001149006 |
d. LEI, if any | N/A |
e. State, if applicable |
PENNSYLVANIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
6 |
a. Full name | AssuredPartners Investment Advisors, LLC |
b. SEC file number | N/A |
c. CRD number | 000309550 |
d. LEI, if any | N/A |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
7 |
a. Full name | FSC Securities Corporation |
b. SEC file number | 8-42017-1 |
c. CRD number | 000007461 |
d. LEI, if any | N/A |
e. State, if applicable |
GEORGIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
8 |
a. Full name | Ladenburg Thalmann & Co. Inc. |
b. SEC file number | 8-17230-1 |
c. CRD number | 000000505 |
d. LEI, if any | 2549000V3L2KK4L76W91 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
9 |
a. Full name | Royal Alliance Associates, Inc. |
b. SEC file number | 8-40218-1 |
c. CRD number | 000023131 |
d. LEI, if any | 2549008QNG03YMMNXZ09 |
e. State, if applicable |
NEW JERSEY
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
10 |
a. Full name | Sagepoint Financial, Inc. |
b. SEC file number | 8-66771-1 |
c. CRD number | 000133763 |
d. LEI, if any | N/A |
e. State, if applicable |
ARIZONA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
11 |
a. Full name | Securities America, Inc. |
b. SEC file number | 8-26602-1 |
c. CRD number | 000010205 |
d. LEI, if any | N/A |
e. State, if applicable |
NEBRASKA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
12 |
a. Full name | Woodbury Financial Services, Inc. |
b. SEC file number | 8-13846-1 |
c. CRD number | 000000421 |
d. LEI, if any | N/A |
e. State, if applicable |
MINNESOTA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
|
Principal Transactions Record:
1 |
i. Full name of dealer | Bank of New York |
ii. SEC file number | 8-35255-1 |
iii. CRD number | 000017454 |
iv. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 8,030,778,930.000000000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | Bank of America Securities Incorporated |
ii. SEC file number | 8-60464-1 |
iii. CRD number | 000112613 |
iv. LEI, if any | 54930058VLHDS7M6MS90 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 401,650,760.000000000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | JPMorgan Securities LLC |
ii. SEC file number | 8-35008-1 |
iii. CRD number | 000000079 |
iv. LEI, if any | 8I5DZWZKVSZI1NUHU748 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 310,486,580.000000000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | US Bancorp |
ii. SEC file number | 8-35359-1 |
iii. CRD number | 000017868 |
iv. LEI, if any | H85Z6XZP8B10ES0M2G89 |
v. State, if applicable |
MINNESOTA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 222,899,999.980000000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | Barclays Capital Incorporated |
ii. SEC file number | 8-41342-1 |
iii. CRD number | 000019714 |
iv. LEI, if any | AC28XWWI3WIBK2824319 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 207,927,460.000000000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | Goldman Sachs & Company |
ii. SEC file number | 8-00129-1 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 95,955,000.000000000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | Citigroup Global Markets Incorporated |
ii. SEC file number | 8-08177-1 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 86,000,000.000000000000 |
Principal Transactions Record:
8 |
i. Full name of dealer | Samuel A Ramirez & Company Incorporated |
ii. SEC file number | 8-19014-1 |
iii. CRD number | 000006963 |
iv. LEI, if any | 254900CBKVW7O2ENQA21 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 51,000,000.000000000000 |
Principal Transactions Record:
9 |
i. Full name of dealer | Morgan Stanley Incorporated |
ii. SEC file number | 8-15869-1 |
iii. CRD number | 000008209 |
iv. LEI, if any | IGJSJL3JD5P30I6NJZ34 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 47,774,793.750000000000 |
Principal Transactions Record:
10 |
i. Full name of dealer | Industrial and Commercial Bank of China Financial Services LLC |
ii. SEC file number | 8-66471-1 |
iii. CRD number | 000131487 |
iv. LEI, if any | 5493003O0P1GJ0O8CI80 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 38,500,000.000000000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 4 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Class A |
ii. Class identification number, if any | C000020405 |
iii. Ticker symbol, if any | NWMXX |
Shares Outstanding Record:
2 |
i. Full name of Class | Administrator Class |
ii. Class identification number, if any | C000020404 |
iii. Ticker symbol, if any | WNTXX |
Shares Outstanding Record:
3 |
i. Full name of Class | Premier Class |
ii. Class identification number, if any | C000020406 |
iii. Ticker symbol, if any | WFNXX |
Shares Outstanding Record:
4 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000020407 |
iii. Ticker symbol, if any | MMIXX |
|
Shareholder servicing agents Record:
1 |
i. Full name | Allspring Funds Distributor, LLC |
ii. LEI, if any, or provide and describe
other
identifying number | 000013686 |
Description of other identifying number | CRD number |
iii. State, if applicable |
CALIFORNIA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Shareholder servicing agents Record:
2 |
i. Full name | Allspring Funds Management, LLC |
ii. LEI, if any, or provide and describe
other
identifying number | 549300HDKZE50HZZOG90 |
Description of other identifying number | |
iii. State, if applicable |
CALIFORNIA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Broker Dealers Record:
1 |
a. Full name | Allspring Funds Distributor, LLC |
b. SEC file number | 8-66716-1 |
c. CRD number | 000133366 |
d. LEI, if any | N/A |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
2 |
a. Full name | CapFinancial Securities, LLC |
b. SEC file number | 8-65870-1 |
c. CRD number | 000126291 |
d. LEI, if any | 254900D9JN5AS48QKE02 |
e. State, if applicable |
NORTH CAROLINA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
3 |
a. Full name | Russell Investments Financial Services, LLC |
b. SEC file number | 8-39227-1 |
c. CRD number | 000021771 |
d. LEI, if any | 549300Z7WKJWW0KWSR89 |
e. State, if applicable |
WASHINGTON
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
4 |
a. Full name | Ultimus Fund Distributors, LLC |
b. SEC file number | 8-52643-1 |
c. CRD number | 000104177 |
d. LEI, if any | N/A |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
5 |
a. Full name | Advisor Group |
b. SEC file number | 8-28461-1 |
c. CRD number | 001149006 |
d. LEI, if any | N/A |
e. State, if applicable |
PENNSYLVANIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
6 |
a. Full name | AssuredPartners Investment Advisors, LLC |
b. SEC file number | N/A |
c. CRD number | 000309550 |
d. LEI, if any | N/A |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
7 |
a. Full name | FSC Securities Corporation |
b. SEC file number | 8-42017-1 |
c. CRD number | 000007461 |
d. LEI, if any | N/A |
e. State, if applicable |
GEORGIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
8 |
a. Full name | Ladenburg Thalmann & Co. Inc. |
b. SEC file number | 8-17230-1 |
c. CRD number | 000000505 |
d. LEI, if any | 2549000V3L2KK4L76W91 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
9 |
a. Full name | Royal Alliance Associates, Inc. |
b. SEC file number | 8-40218-1 |
c. CRD number | 000023131 |
d. LEI, if any | 2549008QNG03YMMNXZ09 |
e. State, if applicable |
NEW JERSEY
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
10 |
a. Full name | Sagepoint Financial, Inc. |
b. SEC file number | 8-66771-1 |
c. CRD number | 000133763 |
d. LEI, if any | N/A |
e. State, if applicable |
ARIZONA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
11 |
a. Full name | Securities America, Inc. |
b. SEC file number | 8-26602-1 |
c. CRD number | 000010205 |
d. LEI, if any | N/A |
e. State, if applicable |
NEBRASKA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
12 |
a. Full name | Woodbury Financial Services, Inc. |
b. SEC file number | 8-13846-1 |
c. CRD number | 000000421 |
d. LEI, if any | N/A |
e. State, if applicable |
MINNESOTA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
|
Principal Transactions Record:
1 |
i. Full name of dealer | Bank of New York |
ii. SEC file number | 8-35255-1 |
iii. CRD number | 000017454 |
iv. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 5,691,375,012.030000000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | JPMorgan Securities LLC |
ii. SEC file number | 8-35008-1 |
iii. CRD number | 000000079 |
iv. LEI, if any | 8I5DZWZKVSZI1NUHU748 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 467,713,212.600000000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | Bank of America Securities Incorporated |
ii. SEC file number | 8-60464-1 |
iii. CRD number | 000112613 |
iv. LEI, if any | 54930058VLHDS7M6MS90 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 424,345,275.200000000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | Barclays Capital Incorporated |
ii. SEC file number | 8-41342-1 |
iii. CRD number | 000019714 |
iv. LEI, if any | AC28XWWI3WIBK2824319 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 227,256,835.000000000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | RBC Capital Markets |
ii. SEC file number | 8-45411-1 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 164,876,350.000000000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | Samuel A Ramirez & Company Incorporated |
ii. SEC file number | 8-19014-1 |
iii. CRD number | 000006963 |
iv. LEI, if any | 254900CBKVW7O2ENQA21 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 126,400,000.000000000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | Citigroup Global Markets Incorporated |
ii. SEC file number | 8-08177-1 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 115,872,000.000000000000 |
Principal Transactions Record:
8 |
i. Full name of dealer | Industrial and Commercial Bank of China Financial Services LLC |
ii. SEC file number | 8-66471-1 |
iii. CRD number | 000131487 |
iv. LEI, if any | 5493003O0P1GJ0O8CI80 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 108,100,000.000000000000 |
Principal Transactions Record:
9 |
i. Full name of dealer | US Bancorp |
ii. SEC file number | 8-35359-1 |
iii. CRD number | 000017868 |
iv. LEI, if any | H85Z6XZP8B10ES0M2G89 |
v. State, if applicable |
MINNESOTA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 106,880,000.000000000000 |
Principal Transactions Record:
10 |
i. Full name of dealer | Goldman Sachs & Company |
ii. SEC file number | 8-00129-1 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 78,680,000.000000000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 5 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Class A |
ii. Class identification number, if any | C000020412 |
iii. Ticker symbol, if any | PIVXX |
Shares Outstanding Record:
2 |
i. Full name of Class | Administrator Class |
ii. Class identification number, if any | C000064992 |
iii. Ticker symbol, if any | WTPXX |
Shares Outstanding Record:
3 |
i. Full name of Class | Institutional Class |
ii. Class identification number, if any | C000020413 |
iii. Ticker symbol, if any | PISXX |
Shares Outstanding Record:
4 |
i. Full name of Class | Service Class |
ii. Class identification number, if any | C000020414 |
iii. Ticker symbol, if any | PRVXX |
Shares Outstanding Record:
5 |
i. Full name of Class | Select Class |
ii. Class identification number, if any | C000210934 |
iii. Ticker symbol, if any | WTLXX |
|
Custodians Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any | 571474TGEMMWANRLN572 |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
2 |
i. Full name | Clearstream Banking SA |
ii. LEI, if any | 549300OL514RA0SXJJ44 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
GERMANY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
3 |
i. Full name | State Street Bank and Trust Company, United Kingdom branch |
ii. LEI, if any | 213800YAZLPV26WFM449 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
|
Shareholder servicing agents Record:
1 |
i. Full name | Allspring Funds Distributor, LLC |
ii. LEI, if any, or provide and describe
other
identifying number | 000013686 |
Description of other identifying number | CRD number |
iii. State, if applicable |
CALIFORNIA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
Shareholder servicing agents Record:
2 |
i. Full name | Allspring Funds Management, LLC |
ii. LEI, if any, or provide and describe
other
identifying number | 549300HDKZE50HZZOG90 |
Description of other identifying number | |
iii. State, if applicable |
CALIFORNIA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Broker Dealers Record:
1 |
a. Full name | Allspring Funds Distributor, LLC |
b. SEC file number | 8-66716-1 |
c. CRD number | 000133366 |
d. LEI, if any | N/A |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
2 |
a. Full name | CapFinancial Securities, LLC |
b. SEC file number | 8-65870-1 |
c. CRD number | 000126291 |
d. LEI, if any | 254900D9JN5AS48QKE02 |
e. State, if applicable |
NORTH CAROLINA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
3 |
a. Full name | Russell Investments Financial Services, LLC |
b. SEC file number | 8-39227-1 |
c. CRD number | 000021771 |
d. LEI, if any | 549300Z7WKJWW0KWSR89 |
e. State, if applicable |
WASHINGTON
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
4 |
a. Full name | Ultimus Fund Distributors, LLC |
b. SEC file number | 8-52643-1 |
c. CRD number | 000104177 |
d. LEI, if any | N/A |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
5 |
a. Full name | Advisor Group |
b. SEC file number | 8-28461-1 |
c. CRD number | 001149006 |
d. LEI, if any | N/A |
e. State, if applicable |
PENNSYLVANIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
6 |
a. Full name | AssuredPartners Investment Advisors, LLC |
b. SEC file number | N/A |
c. CRD number | 000309550 |
d. LEI, if any | N/A |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
7 |
a. Full name | FSC Securities Corporation |
b. SEC file number | 8-42017-1 |
c. CRD number | 000007461 |
d. LEI, if any | N/A |
e. State, if applicable |
GEORGIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
8 |
a. Full name | Ladenburg Thalmann & Co. Inc. |
b. SEC file number | 8-17230-1 |
c. CRD number | 000000505 |
d. LEI, if any | 2549000V3L2KK4L76W91 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
9 |
a. Full name | Royal Alliance Associates, Inc. |
b. SEC file number | 8-40218-1 |
c. CRD number | 000023131 |
d. LEI, if any | 2549008QNG03YMMNXZ09 |
e. State, if applicable |
NEW JERSEY
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
10 |
a. Full name | Sagepoint Financial, Inc. |
b. SEC file number | 8-66771-1 |
c. CRD number | 000133763 |
d. LEI, if any | N/A |
e. State, if applicable |
ARIZONA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
11 |
a. Full name | Securities America, Inc. |
b. SEC file number | 8-26602-1 |
c. CRD number | 000010205 |
d. LEI, if any | N/A |
e. State, if applicable |
NEBRASKA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
Broker Dealers Record:
12 |
a. Full name | Woodbury Financial Services, Inc. |
b. SEC file number | 8-13846-1 |
c. CRD number | 000000421 |
d. LEI, if any | N/A |
e. State, if applicable |
MINNESOTA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.0 |
|
Principal Transactions Record:
1 |
i. Full name of dealer | Federal Reserve Bank of New York |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | 254900Y8NKGV541U8Q32 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 985,901,000,000.000000000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | Bank of New York |
ii. SEC file number | 8-35255-1 |
iii. CRD number | 000017454 |
iv. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 312,637,808,124.840000000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | Citigroup Global Markets Incorporated |
ii. SEC file number | 8-08177-1 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 351,263,507,032.950000000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | Barclays Capital Incorporated |
ii. SEC file number | 8-41342-1 |
iii. CRD number | 000019714 |
iv. LEI, if any | AC28XWWI3WIBK2824319 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 275,114,771,154.460000000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | JPMorgan Securities LLC |
ii. SEC file number | 8-35008-1 |
iii. CRD number | 000000079 |
iv. LEI, if any | 8I5DZWZKVSZI1NUHU748 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 244,036,481,263.850000000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | BNP Paribas Securities |
ii. SEC file number | 8-32682-1 |
iii. CRD number | 000015794 |
iv. LEI, if any | RCNB6OTYUAMMP879YW96 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 224,940,006,844.530000000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | Toronto Dominion Bank |
ii. SEC file number | 8-36747-1 |
iii. CRD number | 000018476 |
iv. LEI, if any | PT3QB789TSUIDF371261 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 80,615,799,101.220000000000 |
Principal Transactions Record:
8 |
i. Full name of dealer | Bank of America Securities Incorporated |
ii. SEC file number | 8-60464-1 |
iii. CRD number | 000112613 |
iv. LEI, if any | 54930058VLHDS7M6MS90 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 53,365,335,782.730000000000 |
Principal Transactions Record:
9 |
i. Full name of dealer | RBS Securities |
ii. SEC file number | 8-371350-1 |
iii. CRD number | 000011707 |
iv. LEI, if any | 213800XK5IZXBRJR6R53 |
v. State, if applicable |
CONNECTICUT
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 38,850,000,000.000000000000 |
Principal Transactions Record:
10 |
i. Full name of dealer | ING Financial Markets LLC |
ii. SEC file number | 8-43978-1 |
iii. CRD number | 000028872 |
iv. LEI, if any | KBVRJ5K57JZ3E2AVWX40 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 27,913,254,826.170000000000 |