0001145549-19-007719.txt : 20190315 0001145549-19-007719.hdr.sgml : 20190315 20190315152512 ACCESSION NUMBER: 0001145549-19-007719 CONFORMED SUBMISSION TYPE: N-CEN PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190315 DATE AS OF CHANGE: 20190315 EFFECTIVENESS DATE: 20190315 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WELLS FARGO FUNDS TRUST CENTRAL INDEX KEY: 0001081400 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-CEN SEC ACT: 1940 Act SEC FILE NUMBER: 811-09253 FILM NUMBER: 19684806 BUSINESS ADDRESS: STREET 1: 525 MARKET STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 800-222-8222 MAIL ADDRESS: STREET 1: 525 MARKET STREET STREET 2: 12TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94105 0001081400 S000021193 Wells Fargo Managed Account CoreBuilder Shares Series M C000060325 CoreBuilder Shares Series M N-CEN 1 primary_doc.xml X0201 N-CEN LIVE 0001081400 XXXXXXXX false false false N-1A S000021193 true Wells Fargo Funds Trust 811-09253 0001081400 549300XROIY0CTN7RZ24 525 Market Street San Francisco 94105 US-CA US 8002228222 State Street Bank and Trust Company One Lincoln Street Boston 02111 6177863000 custody and accounting information Y N N-1A 119 Y William R. Ebsworth N/A N Pamela Wheelock N/A N Jane A. Freeman N/A N Isaiah Harris, Jr. N/A N Judith M. Johnson N/A N David F. Larcker N/A N Olivia S. Mitchell N/A N Timothy J. Penny N/A N James G. Polisson N/A N Michael S. Scofield N/A N Michael Whitaker N/A 125 High Street Boston 02110 XXXXXX N N N N N N Wells Fargo Funds Distributor, LLC 008-066716 000133366 N/A Y N KPMG LLP 00185 5493003PVCIGA21K0K42 N N N N N N N Wells Fargo Managed Account CoreBuilder Shares - Series M S000021193 549300YT7BOPBZ50Z806 Y 1 0 0 N/A N N N N N/A N/A N/A Rule 10f-3 (17 CFR 270.10f-3) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 17a-7 (17 CFR 270.17a-7) Y Y N N Wells Fargo Funds Management, LLC 801-58237 000110841 549300HDKZE50HZZOG90 N Wells Capital Management Incorporated 801-21122 000104973 549300B3H2IOO2L85I90 Y N DST Asset Manager Solutions, Inc. 84-00896 N/A N N N ICE Data Pricing & Reference Data, LLC 801-55222 SEC File Number N Standard & Poor's Securities Evaluations, Inc. 801-33745 SEC File Number N IHS Markit Ltd. 001-36495 SEC File Number BM N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Wells Fargo Funds Distributor, LLC 000013686 CRD number Y N Wells Fargo Funds Management, LLC 549300HDKZE50HZZOG90 Y N N Wells Fargo Funds Management, LLC 549300HDKZE50HZZOG90 Y N N HD VEST INVESTMENT SERVICES, INC. 8-29533-1 000013686 N/A 0.0 WELLS FARGO BROKERAGE SERVICES, LLC N/A 000016100 N/A 0.0 WELLS FARGO INSTITUTIONAL SECURITIES, LLC 8-16600-1 000005958 N/A 0.0 WELLS FARGO INVESTMENTS, LLC 8-38588-1 000010582 N/A 0.0 WELLS FARGO SECURITIES, LLC 8-65876-1 000126292 VYVVCKR63DVZZN70PB21 0.0 WELLS FARGO FUNDS DISTRIBUTOR, LLC 8-66716-1 000133366 N/A 0.0 0.000000000000 Morgan Stanley Incorporated 8-15869-1 000008209 IGJSJL3JD5P30I6NJZ34 80947022.600000000000 Janney Montgomery, Scott Incorporated 8-00462-1 000000463 549300QQRY1JCFQHYS08 11016837.800000000000 Merrill Lynch 8-07221-1 000007691 5493007P5X1K6U7RXY16 67029505.000000000000 JPMorgan Securities LLC 8-35008-1 000000079 8I5DZWZKVSZI1NUHU748 87611529.820000000000 US Bancorp 8-35359-1 000017868 N/A 51595000.000000000000 Citigroup Global Markets Incorporated 8-08177-1 000007059 MBNUM2BPBDO7JBLYG310 48243544.550000000000 Goldman Sachs Bank 8-00129-1 000000361 FOR8UP27PHTHYVLBNG30 47309852.050000000000 RBC Capital Markets 8-45411-1 000031194 549300LCO2FLSSVFFR64 46821327.300000000000 Pershing 8-17574-1 000007564 5493000WV47FDC28QG89 23467480.400000000000 Barclays Capital Incorporated 8-41342-1 000019714 AC28XWWI3WIBK2824319 22313058.900000000000 1020863064.420000000000 N 634078718.000000000000 Committed 280000000.000000000000 N N N N true INTERNAL CONTROL RPT 2 fundstrustintlrpt.htm Form 8-K

Report of Independent Registered Public Accounting Firm

To the Shareholders and Board of Trustees of

Wells Fargo Funds Trust:

In planning and performing our audit of the financial statements of Wells Fargo Managed Account CoreBuilder Shares – Series M (“the Fund”) as of and for the year ended December 31, 2018, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Fund’s internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Fund’s internal control over financial reporting. Accordingly, we express no such opinion.

Management of the Fund is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund’s internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles (“GAAP”). A fund’s internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with GAAP, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and directors of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use, or disposition of the fund’s assets that could have a material effect on the financial statements.

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Fund’s annual or interim financial statements will not be prevented or detected on a timely basis.

Our consideration of the Fund’s internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Fund’s internal control over financial reporting and its operations, including controls over safeguarding securities, that we consider to be a material weakness as defined above as of December 31, 2018.

This report is intended solely for the information and use of management and the Board of Trustees of Wells Fargo Funds Trust and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.

/s/ KPMG LLP

Boston, Massachusetts

February 22, 2019