0001145549-16-016885.txt : 20160812
0001145549-16-016885.hdr.sgml : 20160812
20160812100858
ACCESSION NUMBER: 0001145549-16-016885
CONFORMED SUBMISSION TYPE: N-MFP1/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160430
FILED AS OF DATE: 20160812
DATE AS OF CHANGE: 20160812
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WELLS FARGO FUNDS TRUST
CENTRAL INDEX KEY: 0001081400
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-MFP1/A
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-09253
FILM NUMBER: 161826629
BUSINESS ADDRESS:
STREET 1: 525 MARKET STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 800-222-8222
MAIL ADDRESS:
STREET 1: 525 MARKET STREET
STREET 2: 12TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
0001081400
S000007434
Wells Fargo California Municipal Money Market Fund
C000020401
Class A
SGCXX
C000020402
Service Class
WFCXX
C000064990
Premier Class
WCTXX
C000086830
Class Sweep
C000090329
Administrator Class
WCMXX
N-MFP1/A
1
primary_doc.xml
N-MFP1/A
0001081400
XXXXXXXX
2016-04-30
0001081400
S000007434
5
N
N
333-74295
Wells Fargo Funds Management, LLC
801-58237
Wells Capital Management, Inc.
801-21122
KPMG LLP
Boston
MA
Wells Fargo Funds Management, LLC
Boston Financial Data Services, Inc.
0000275143
084-00896
N
N
N
Single State
Y
11
11
1051252311.55
989656372.38
927435152.66
904415797.28
886886030.09
0.8647
0.8654
0.8183
0.8305
0.8383
64931.60
1054171774.25
1054200165.86
3720174.54
574998.43
1057410273.57
1057306589.7100
1.0000
0.0041
1.0000
1.0000
1.0000
1.0000
1.0000
C000020401
1000.00
425711651.88
425669490.0000
1.0001
1.0000
1.0001
1.0001
1.0001
15639514.03
6226075.38
11105835.98
6112210.00
49964663.83
16459257.59
21967814.32
65487162.66
41710171.42
52663560.58
128888523.11
142244716.61
0.0001
Y
Wells Fargo Funds Management, LLC waived and/or reimbursed $91,759.03 of expenses for the class.
C000020402
100000.00
51995619.72
51990751.5200
1.0001
1.0000
1.0001
1.0001
1.0001
1914000.82
3091906.40
112229.19
492368.41
137390.98
3070528.46
209832.33
821845.51
1998662.93
1131721.00
2828457.79
5516463.84
0.0001
Y
Wells Fargo Funds Management, LLC waived and/or reimbursed $6,365.87 of expenses for the class.
C000064990
10000000.00
579600962.77
579544318.5600
1.0000
1.0001
1.0001
1.0001
1.0001
54271841.24
34298282.74
21661385.07
103952573.28
27339304.75
62473900.94
24831823.76
25194913.82
15817100.22
36841514.21
121325745.80
233502428.33
0.0021
Y
Wells Fargo Funds Management, LLC waived and/or reimbursed $24,078.73 of expenses for the class.
C000086830
1.00
51932.18
51927.0900
0.9998
1.0001
1.0001
1.0001
1.0001
0.36
0.00
0.01
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.37
0.00
0.0001
Y
Wells Fargo Funds Management, LLC waived and/or reimbursed $24.73 of expenses for the class.
C000090329
1000000.00
50107.02
50102.5400
1.0003
1.0000
1.0001
1.0001
1.0001
0.70
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.70
0.00
0.0011
Y
Wells Fargo Funds Management, LLC waived and/or reimbursed $2.68 of expenses for the class.
ABAG California Finance Authority for Nonprofit
ABAG California Finance Authority for Nonprofit 0.410000%
00037CGQ7
549300EWVCCTI6O2KU84
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Northern Trust Co
NA
NA
0.0000
0
N
N
N
0.0041
1040000.00
1040000.00
0.0010
N
N
Y
N
ABAG California Finance Authority for Nonprofit
ABAG California Finance Authority for Nonprofit 0.410000%
00037CGQ7
549300EWVCCTI6O2KU84
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Northern Trust Co
NA
NA
0.0000
0
N
N
N
0.0041
600000.00
600000.00
0.0006
N
N
Y
N
ABAG California Finance Authority for Nonprofit
ABAG California Finance Authority for Nonprofit 0.410000%
00037CGQ7
549300EWVCCTI6O2KU84
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Northern Trust Co
NA
NA
0.0000
0
N
N
N
0.0041
545000.00
545000.00
0.0005
N
N
Y
N
ABAG California Finance Authority for Nonprofit
ABAG California Finance Authority for Nonprofit 0.410000%
00037CHZ6
549300EWVCCTI6O2KU84
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Northern Trust Co
NA
NA
0.0000
0
N
N
N
0.0041
1700000.00
1700000.00
0.0016
N
N
Y
N
ABAG California Finance Authority for Nonprofit
ABAG California Finance Authority for Nonprofit 0.410000%
00037CHZ6
549300EWVCCTI6O2KU84
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Northern Trust Co
NA
NA
0.0000
0
N
N
N
0.0041
315000.00
315000.00
0.0003
N
N
Y
N
ABAG California Finance Authority for Nonprofit
ABAG California Finance Authority for Nonprofit 0.410000%
00037CHZ6
549300EWVCCTI6O2KU84
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Northern Trust Co
NA
NA
0.0000
0
N
N
N
0.0041
400000.00
400000.00
0.0004
N
N
Y
N
ABAG California Finance Authority for Nonprofit
ABAG California Finance Authority for Nonprofit 0.410000%
00037CHZ6
549300EWVCCTI6O2KU84
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Northern Trust Co
NA
NA
0.0000
0
N
N
N
0.0041
880000.00
880000.00
0.0008
N
N
Y
N
ABAG California Finance Authority for Nonprofit
ABAG California Finance Authority for Nonprofit 0.410000%
00037CHZ6
549300EWVCCTI6O2KU84
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Northern Trust Co
NA
NA
0.0000
0
N
N
N
0.0041
2600000.00
2600000.00
0.0025
N
N
Y
N
ABAG California Finance Authority for Nonprofit
ABAG California Finance Authority for Nonprofit 0.420000%
00037NJQ0
549300EWVCCTI6O2KU84
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Fed Natl Mtg Assn (Fannie Mae)
NA
NA
0.0000
0
N
N
N
0.0042
2345000.00
2345000.00
0.0022
N
N
Y
N
ABAG California Finance Authority for Nonprofit
ABAG California Finance Authority for Nonprofit 0.460000%
00037NLF1
549300EWVCCTI6O2KU84
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Fed Natl Mtg Assn (Fannie Mae)
NA
NA
0.0000
0
N
N
N
0.0046
1100000.00
1100000.00
0.0010
N
N
Y
N
ABAG California Finance Authority for Nonprofit
ABAG California Finance Authority for Nonprofit 0.460000%
00037NLF1
549300EWVCCTI6O2KU84
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Fed Natl Mtg Assn (Fannie Mae)
NA
NA
0.0000
0
N
N
N
0.0046
5000000.00
5000000.00
0.0047
N
N
Y
N
Alameda CA PFA Eagle Parrot Series A
Alameda CA PFA Eagle Parrot Series A 0.410000%
01080NAA8
549300RA28ZEFOB6M782
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Fed Natl Mtg Assn (Fannie Mae)
NA
NA
0.0000
0
N
N
N
0.0041
990000.00
990000.00
0.0009
N
N
Y
N
Alameda CA PFA Eagle Parrot Series A
Alameda CA PFA Eagle Parrot Series A 0.410000%
01080NAA8
549300RA28ZEFOB6M782
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Fed Natl Mtg Assn (Fannie Mae)
NA
NA
0.0000
0
N
N
N
0.0041
465000.00
465000.00
0.0004
N
N
Y
N
Anaheim CA Housing Authority KDF Cobblestone Apartments Series B
Anaheim CA Housing Authority KDF Cobblestone Apartments Series B 0.410000%
032557BT6
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Fed Natl Mtg Assn (Fannie Mae)
NA
NA
0.0000
0
N
N
N
0.0041
3580000.00
3580000.00
0.0034
N
N
Y
N
Barclays Capital Municipal Trust Receipts Series 2W
Barclays Capital Municipal Trust Receipts Series 2W 0.420000%
06740GAA4
213800LBQA1Y9L22JB70
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Barclays Bank
NA
NA
0.0000
0
N
N
N
0.0042
7500000.00
7500000.00
0.0071
N
N
Y
N
Barclays Capital Municipal Trust Receipts Series 11B
Barclays Capital Municipal Trust Receipts Series 11B 0.420000%
06740GAW6
213800LBQA1Y9L22JB70
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Barclays Bank
NA
NA
0.0000
0
N
N
N
0.0042
6310000.00
6310000.00
0.0060
N
N
Y
N
Burbank CA Unified School District RR II R-14055
Burbank CA Unified School District RR II R-14055 0.440000%
12082SCE2
54930068ZHOQ5PICU256
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Citibank NA
NA
NA
0.0000
0
N
N
N
0.0044
5520000.00
5520000.00
0.0052
N
N
Y
N
California State Alternative Energy
California State Alternative Energy 0.410000%
130046BM6
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Gen Elec Co
NA
NA
0.0000
0
N
N
N
0.0041
25040000.00
25040000.00
0.0237
N
N
Y
N
California State Alternative Energy
California State Alternative Energy 0.410000%
130046BM6
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Gen Elec Co
NA
NA
0.0000
0
N
N
N
0.0041
290000.00
290000.00
0.0003
N
N
Y
N
CALIFORNIA ST EDUCTNL FACS AUT
California State Educational Facility Authority University of San Francisco Series B 0.400000%
1301757W6
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
JPMorgan Chase Bk NA
NA
NA
0.0000
0
N
N
N
0.0040
100000.00
100000.00
0.0001
N
N
Y
N
California State Health Facilities
California State Health Facilities 0.390000%
13033LSX6
5493007RI8BUDOGHZ546
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Bank of Montreal
NA
NA
0.0000
0
N
N
N
0.0039
2000000.00
2000000.00
0.0019
N
N
Y
N
California State Infrastructure
California State Infrastructure 0.510000%
13033TCZ1
549300C1OG9RDIM8ET06
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Bk of the West
NA
NA
0.0000
0
N
N
N
0.0051
1885000.00
1885000.00
0.0018
N
N
Y
N
California State Infrastructure
California State Infrastructure 0.260000%
13033W3H4
549300C1OG9RDIM8ET06
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-02
2016-05-02
2016-05-02
Y
MUFG Un Bk NA
NA
NA
0.0000
0
N
N
N
0.0026
100000.00
100000.00
0.0001
N
Y
N
N
California State Infrastructure
California State Infrastructure 0.260000%
13033W3H4
549300C1OG9RDIM8ET06
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-02
2016-05-02
2016-05-02
Y
MUFG Un Bk NA
NA
NA
0.0000
0
N
N
N
0.0026
2100000.00
2100000.00
0.0020
N
Y
N
N
California State Infrastructure
California State Infrastructure 0.260000%
13033W3J0
549300C1OG9RDIM8ET06
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-02
2016-05-02
2016-05-02
Y
MUFG Un Bk NA
NA
NA
0.0000
0
N
N
N
0.0026
3500000.00
3500000.00
0.0033
N
Y
N
N
California State Infrastructure
California State Infrastructure 0.260000%
13033W3J0
549300C1OG9RDIM8ET06
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-02
2016-05-02
2016-05-02
Y
MUFG Un Bk NA
NA
NA
0.0000
0
N
N
N
0.0026
500000.00
500000.00
0.0005
N
Y
N
N
California State Infrastructure
California State Infrastructure 0.420000%
13033W6S7
549300C1OG9RDIM8ET06
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
FHLB of San Francisco
NA
NA
0.0000
0
N
N
N
0.0042
4585000.00
4585000.00
0.0043
N
N
Y
N
California State Infrastructure
California State Infrastructure 0.420000%
13033W6S7
549300C1OG9RDIM8ET06
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
FHLB of San Francisco
NA
NA
0.0000
0
N
N
N
0.0042
4765000.00
4765000.00
0.0045
N
N
Y
N
California State Infrastructure
California State Infrastructure 0.420000%
13033W6S7
549300C1OG9RDIM8ET06
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
FHLB of San Francisco
NA
NA
0.0000
0
N
N
N
0.0042
4900000.00
4900000.00
0.0046
N
N
Y
N
California State Infrastructure
California State Infrastructure 0.410000%
13033W6U2
549300C1OG9RDIM8ET06
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
FHLB of San Francisco
NA
NA
0.0000
0
N
N
N
0.0041
1130000.00
1130000.00
0.0011
N
N
Y
N
California State Infrastructure
California State Infrastructure 0.440000%
13033WP23
549300C1OG9RDIM8ET06
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Citibank NA
NA
NA
0.0000
0
N
US Treas
NA
NA
0.0000
0
N
N
N
0.0044
9900000.00
9900000.00
0.0094
N
N
Y
N
California State Infrastructure
California State Infrastructure 0.440000%
13033WWJ8
549300C1OG9RDIM8ET06
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
US Bk Natl Assn
NA
NA
0.0000
0
N
N
N
0.0044
1990000.00
1990000.00
0.0019
N
N
Y
N
California State HSG Fin Agency Revenue
California State HSG Fin Agency Revenue 0.640000%
13034PQV2
549300BOPCVLBA552Z14
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Morgan Stanley Bk
NA
NA
0.0000
0
N
Morgan Stanley Bk Plus
NA
NA
0.0000
0
N
N
N
0.0064
6950000.00
6950000.00
0.0066
N
N
Y
N
California State HSG Fin Agency Revenue
California State HSG Fin Agency Revenue 0.640000%
13034PQV2
549300BOPCVLBA552Z14
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Morgan Stanley Bk
NA
NA
0.0000
0
N
Morgan Stanley Bk Plus
NA
NA
0.0000
0
N
N
N
0.0064
6745000.00
6745000.00
0.0064
N
N
Y
N
California State HSG Fin Agency Revenue
California State HSG Fin Agency Revenue 0.430000%
13034PVR5
549300BOPCVLBA552Z14
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Bank of America
NA
NA
0.0000
0
N
N
N
0.0043
3410000.00
3410000.00
0.0032
N
N
Y
N
California State Municipal Finance Authority
California State Municipal Finance Authority 0.410000%
13048TBS1
5493000UQOV6R4ZWS346
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
FHLB of San Francisco
NA
NA
0.0000
0
N
N
N
0.0041
2300000.00
2300000.00
0.0022
N
N
Y
N
California State Municipal Finance Authority
California State Municipal Finance Authority 0.380000%
13048TDZ3
5493000UQOV6R4ZWS346
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
FHLB of San Francisco
NA
NA
0.0000
0
N
N
N
0.0038
1065000.00
1065000.00
0.0010
N
N
Y
N
California State Municipal Finance Authority
California State Municipal Finance Authority 0.380000%
13048TDZ3
5493000UQOV6R4ZWS346
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
FHLB of San Francisco
NA
NA
0.0000
0
N
N
N
0.0038
3435000.00
3435000.00
0.0032
N
N
Y
N
California State Municipal Finance Authority
California State Municipal Finance Authority 0.470000%
13048TNN9
5493000UQOV6R4ZWS346
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
MUFG Un Bk NA
NA
NA
0.0000
0
N
N
N
0.0047
1240000.00
1240000.00
0.0012
N
N
Y
N
California State Pollution Control Finance Authority
California State Pollution Control Finance Authority 0.280000%
130534XA3
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-02
2016-05-02
2016-05-02
Y
Mizuho Bk Ltd
NA
NA
0.0000
0
N
N
N
0.0028
8000000.00
8000000.00
0.0076
N
Y
N
N
California State Pollution Control Finance Authority
California State Pollution Control Finance Authority 0.300000%
130534XL9
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-02
2016-05-02
2016-05-02
Y
Canadian Imperial Bk of Comm
NA
NA
0.0000
0
N
N
N
0.0030
300000.00
300000.00
0.0003
N
Y
N
N
California State Pollution Control Finance Authority
California State Pollution Control Finance Authority 0.300000%
130534XL9
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-02
2016-05-02
2016-05-02
Y
Canadian Imperial Bk of Comm
NA
NA
0.0000
0
N
N
N
0.0030
7100000.00
7100000.00
0.0067
N
Y
N
N
California State Pollution Control Finance Authority
California State Pollution Control Finance Authority 0.270000%
130534XX3
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-02
2016-05-02
2016-05-02
Y
Sumitomo Mitsui Bkg Corp
NA
NA
0.0000
0
N
N
N
0.0027
6690000.00
6690000.00
0.0063
N
Y
N
N
California State Pollution Control Finance Authority
California State Pollution Control Finance Authority 0.270000%
130534XX3
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-02
2016-05-02
2016-05-02
Y
Sumitomo Mitsui Bkg Corp
NA
NA
0.0000
0
N
N
N
0.0027
5200000.00
5200000.00
0.0049
N
Y
N
N
California State Pollution Control Finance Authority
California State Pollution Control Finance Authority 0.270000%
130534XX3
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-02
2016-05-02
2016-05-02
Y
Sumitomo Mitsui Bkg Corp
NA
NA
0.0000
0
N
N
N
0.0027
800000.00
800000.00
0.0008
N
Y
N
N
California State Pollution Control Finance Authority
California State Pollution Control Finance Authority 0.510000%
130536JX4
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
CoBank ACB
NA
NA
0.0000
0
N
N
N
0.0051
6000000.00
6000000.00
0.0057
N
N
Y
N
CALIFORNIA ST POLL CONTROL FIN
California State Poll Control Finance Authority Milk-Time Dairy Farms LP Project 0.530000%
130536KG9
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Cooperatieve Rabobank UA
NA
NA
0.0000
0
N
N
N
0.0053
1400000.00
1400000.00
0.0013
N
N
Y
N
California State Pollution Control Finance Authority
California State Pollution Control Finance Authority 0.480000%
130536LE3
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
CoBank ACB
NA
NA
0.0000
0
N
N
N
0.0048
3400000.00
3400000.00
0.0032
N
N
Y
N
California State Pollution Control Finance Authority
California State Pollution Control Finance Authority 0.470000%
130536NT8
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Bank of America
NA
NA
0.0000
0
N
N
N
0.0047
10100000.00
10100000.00
0.0096
N
N
Y
N
California State
California State 0.240000%
13063A5W0
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-02
2016-05-02
2016-05-02
Y
State Street Bank & Trust Compan
NA
NA
0.0000
0
N
N
N
0.0024
600000.00
600000.00
0.0006
N
Y
N
N
California State
California State 0.240000%
13063A5W0
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-02
2016-05-02
2016-05-02
Y
State Street Bank & Trust Compan
NA
NA
0.0000
0
N
N
N
0.0024
9755000.00
9755000.00
0.0092
N
Y
N
N
California State
California State 0.240000%
13063A5W0
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-02
2016-05-02
2016-05-02
Y
State Street Bank & Trust Compan
NA
NA
0.0000
0
N
N
N
0.0024
2300000.00
2300000.00
0.0022
N
Y
N
N
STATE OF CA G.O.
California State GO Series A2 0.130000%
13066UGK7
Other Municipal Security
First Tier Security
NA
NA
2016-05-10
2016-05-10
2016-05-10
N
N
N
0.0013
6999370.00
6999370.00
0.0066
N
N
Y
N
STATE OF CA G.O.
California State GO Series A2 0.130000%
13066UGL5
Other Municipal Security
First Tier Security
NA
NA
2016-05-11
2016-05-11
2016-05-11
N
N
N
0.0013
8749125.00
8749125.00
0.0083
N
N
Y
N
STATE OF CA G.O.
California 0.440000%
13066UGW1
Other Municipal Security
First Tier Security
NA
NA
2016-06-01
2016-06-01
2016-06-01
N
N
N
0.0044
7000000.00
7000000.00
0.0066
N
N
Y
N
CALIFORNIA ST DEPT OF WTR RESO
California Department of Water Resources & Power Supply Series M 4.000000%
13066YRC5
Other Municipal Security
First Tier Security
NA
NA
2016-05-01
2016-05-01
2016-05-01
N
N
N
0.0016
15585000.00
15585000.00
0.0147
N
Y
N
N
CALIFORNIA ST ECON RECOVERY
California Economic Recovery Series A 5.000000%
13067JKV2
Other Municipal Security
First Tier Security
NA
NA
2016-07-01
2016-07-01
2016-07-01
N
N
N
0.0042
7680510.00
7680510.00
0.0073
N
N
Y
N
California State Enterprise Development
California State Enterprise Development 0.440000%
13067NAG7
549300544P6FSHU1HB46
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
FHLB of San Francisco
NA
NA
0.0000
0
N
N
N
0.0044
3885000.00
3885000.00
0.0037
N
N
Y
N
California State Enterprise Development
California State Enterprise Development 0.440000%
13067NAG7
549300544P6FSHU1HB46
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
FHLB of San Francisco
NA
NA
0.0000
0
N
N
N
0.0044
3665000.00
3665000.00
0.0035
N
N
Y
N
STATE OF CA G.O.
California State Series 11A5 0.450000%
13067SBK6
Other Municipal Security
First Tier Security
NA
NA
2016-05-03
2016-05-03
2016-05-03
N
N
N
0.0045
5000100.00
5000100.00
0.0047
N
N
Y
N
California State University Revenue
California State University Revenue 0.530000%
13077CVA9
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Credit Suisse
NA
NA
0.0000
0
N
N
N
0.0053
3000000.00
3000000.00
0.0028
N
N
Y
N
California State University Revenue
California State University Revenue 0.530000%
13077CVA9
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Credit Suisse
NA
NA
0.0000
0
N
N
N
0.0053
2685000.00
2685000.00
0.0025
N
N
Y
N
California Statewide Communities Development
California Statewide Communities Development 0.430000%
13077V2W1
5493003B5TD5FWUKMD34
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Citibank NA
NA
NA
0.0000
0
N
N
N
0.0043
140000.00
140000.00
0.0001
N
N
Y
N
California Statewide Communities Development
California Statewide Communities Development 0.410000%
13077V4J8
5493003B5TD5FWUKMD34
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Fed Natl Mtg Assn (Fannie Mae)
NA
NA
0.0000
0
N
N
N
0.0041
4000000.00
4000000.00
0.0038
N
N
Y
N
California Statewide Communities Development
California Statewide Communities Development 0.420000%
13077V5A6
5493003B5TD5FWUKMD34
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Fed Natl Mtg Assn (Fannie Mae)
NA
NA
0.0000
0
N
N
N
0.0042
1760000.00
1760000.00
0.0017
N
N
Y
N
California Statewide Communities Development
California Statewide Communities Development 0.420000%
13077V5A6
5493003B5TD5FWUKMD34
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Fed Natl Mtg Assn (Fannie Mae)
NA
NA
0.0000
0
N
N
N
0.0042
540000.00
540000.00
0.0005
N
N
Y
N
California Statewide Communities Development
California Statewide Communities Development 0.420000%
13077V7S5
5493003B5TD5FWUKMD34
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Citibank NA
NA
NA
0.0000
0
N
N
N
0.0042
2670000.00
2670000.00
0.0025
N
N
Y
N
California CDA Oakmont Senior Living Series Y
California CDA Oakmont Senior Living Series Y 0.410000%
13077VF98
549300KTNI2GCJNX2U48
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Fed Natl Mtg Assn (Fannie Mae)
NA
NA
0.0000
0
N
N
N
0.0041
3100000.00
3100000.00
0.0029
N
N
Y
N
California CDA Oakmont Senior Living Series Y
California CDA Oakmont Senior Living Series Y 0.410000%
13077VF98
549300KTNI2GCJNX2U48
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Fed Natl Mtg Assn (Fannie Mae)
NA
NA
0.0000
0
N
N
N
0.0041
6000000.00
6000000.00
0.0057
N
N
Y
N
California Statewide Communities Development
California Statewide Communities Development 0.450000%
13077VFV9
5493003B5TD5FWUKMD34
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
FHLB of San Francisco
NA
NA
0.0000
0
N
N
N
0.0045
8700000.00
8700000.00
0.0082
N
N
Y
N
California Statewide Communities Development
California Statewide Communities Development 0.410000%
13077VUX8
5493003B5TD5FWUKMD34
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Fed Natl Mtg Assn (Fannie Mae)
NA
NA
0.0000
0
N
N
N
0.0041
5665000.00
5665000.00
0.0054
N
N
Y
N
California Statewide Communities Development
California Statewide Communities Development 0.410000%
13077VUX8
5493003B5TD5FWUKMD34
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Fed Natl Mtg Assn (Fannie Mae)
NA
NA
0.0000
0
N
N
N
0.0041
500000.00
500000.00
0.0005
N
N
Y
N
California Statewide Communities Development
California Statewide Communities Development 0.410000%
13077VXL1
5493003B5TD5FWUKMD34
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Fed Natl Mtg Assn (Fannie Mae)
NA
NA
0.0000
0
N
N
N
0.0041
3985000.00
3985000.00
0.0038
N
N
Y
N
California Statewide Communities Development
California Statewide Communities Development 0.450000%
130795J73
5493003B5TD5FWUKMD34
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Credit Suisse
NA
NA
0.0000
0
N
N
N
0.0045
6713253.00
6713253.00
0.0063
N
N
Y
N
California Statewide Communities Development
California Statewide Communities Development 0.450000%
130795J73
5493003B5TD5FWUKMD34
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Credit Suisse
NA
NA
0.0000
0
N
N
N
0.0045
7000000.00
7000000.00
0.0066
N
N
Y
N
California Statewide Communities Development
California Statewide Communities Development 0.450000%
130795K55
5493003B5TD5FWUKMD34
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Credit Suisse
NA
NA
0.0000
0
N
N
N
0.0045
2000000.00
2000000.00
0.0019
N
N
Y
N
California Statewide Communities Development
California Statewide Communities Development 0.450000%
130795K55
5493003B5TD5FWUKMD34
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Credit Suisse
NA
NA
0.0000
0
N
N
N
0.0045
4000000.00
4000000.00
0.0038
N
N
Y
N
California Statewide Communities Development
California Statewide Communities Development 0.440000%
130795YS0
5493003B5TD5FWUKMD34
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Citibank NA
NA
NA
0.0000
0
N
N
N
0.0044
2625000.00
2625000.00
0.0025
N
N
Y
N
California Statewide Communities Development
California Statewide Communities Development 0.440000%
130795YS0
5493003B5TD5FWUKMD34
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Citibank NA
NA
NA
0.0000
0
N
N
N
0.0044
4200000.00
4200000.00
0.0040
N
N
Y
N
California Statewide Communities Development
California Statewide Communities Development 0.410000%
13079PHV8
5493003B5TD5FWUKMD34
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Fed Natl Mtg Assn (Fannie Mae)
NA
NA
0.0000
0
N
N
N
0.0041
5265000.00
5265000.00
0.0050
N
N
Y
N
California Statewide Communities Development
California Statewide Communities Development 0.450000%
13079PKC6
5493003B5TD5FWUKMD34
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Fed Home Ln Mtg Corp (Freddie Ma
NA
NA
0.0000
0
N
N
N
0.0045
6620000.00
6620000.00
0.0063
N
N
Y
N
California Statewide Communities Development
California Statewide Communities Development 0.460000%
13079PMD2
5493003B5TD5FWUKMD34
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Fed Home Ln Mtg Corp (Freddie Ma
NA
NA
0.0000
0
N
N
N
0.0046
2855000.00
2855000.00
0.0027
N
N
Y
N
California Statewide Communities Development
California Statewide Communities Development 0.460000%
13079PMD2
5493003B5TD5FWUKMD34
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Fed Home Ln Mtg Corp (Freddie Ma
NA
NA
0.0000
0
N
N
N
0.0046
2745000.00
2745000.00
0.0026
N
N
Y
N
California Statewide Communities Development
California Statewide Communities Development 0.460000%
13079PMD2
5493003B5TD5FWUKMD34
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Fed Home Ln Mtg Corp (Freddie Ma
NA
NA
0.0000
0
N
N
N
0.0046
3900000.00
3900000.00
0.0037
N
N
Y
N
California Statewide Communities Development
California Statewide Communities Development 0.450000%
13079PME0
5493003B5TD5FWUKMD34
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Fed Home Ln Mtg Corp (Freddie Ma
NA
NA
0.0000
0
N
N
N
0.0045
3555000.00
3555000.00
0.0034
N
N
Y
N
California Statewide Communities Development
California Statewide Communities Development 0.490000%
13079PQX4
5493003B5TD5FWUKMD34
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Fed Home Ln Mtg Corp (Freddie Ma
NA
NA
0.0000
0
N
N
N
0.0049
3300000.00
3300000.00
0.0031
N
N
Y
N
California Statewide Communities Development
California Statewide Communities Development 0.490000%
13079PQX4
5493003B5TD5FWUKMD34
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Fed Home Ln Mtg Corp (Freddie Ma
NA
NA
0.0000
0
N
N
N
0.0049
3700000.00
3700000.00
0.0035
N
N
Y
N
California Statewide Communities Development
California Statewide Communities Development 0.490000%
13080PAD2
5493003B5TD5FWUKMD34
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Royal Bk of Canada
NA
NA
0.0000
0
N
N
N
0.0050
7860000.00
7860000.00
0.0074
N
N
Y
N
California Statewide Communities Development
California Statewide Communities Development 0.500000%
130911GW4
5493003B5TD5FWUKMD34
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Northern Trust Co
NA
NA
0.0000
0
N
N
N
0.0050
8550000.00
8550000.00
0.0081
N
N
Y
N
California Deutsche Bank SPEAR/LIFER Trust Series DBE-364
California Deutsche Bank SPEAR/LIFER Trust Series DBE-364 0.730000%
25154CD76
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Deutsche Bk AG
NA
NA
0.0000
0
N
N
N
0.0073
28000000.00
28000000.00
0.0265
N
N
Y
N
Deutsche Bank
Deutsche Bank 0.680000%
25154LDE1
0000058086
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Deutsche Bk AG
NA
NA
0.0000
0
N
N
N
0.0068
1045000.00
1045000.00
0.0010
N
N
Y
N
Deutsche Bank
Deutsche Bank 0.680000%
25154LDE1
0000058086
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Deutsche Bk AG
NA
NA
0.0000
0
N
N
N
0.0068
1065000.00
1065000.00
0.0010
N
N
Y
N
Deutsche Bank
Deutsche Bank 0.680000%
25154LDE1
0000058086
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Deutsche Bk AG
NA
NA
0.0000
0
N
N
N
0.0068
9000000.00
9000000.00
0.0085
N
N
Y
N
Deutsche Bank
Deutsche Bank 0.680000%
25154LDE1
0000058086
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Deutsche Bk AG
NA
NA
0.0000
0
N
N
N
0.0068
2500000.00
2500000.00
0.0024
N
N
Y
N
Deutsche Bank
Deutsche Bank 0.680000%
25154LDE1
0000058086
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Deutsche Bk AG
NA
NA
0.0000
0
N
N
N
0.0068
10000000.00
10000000.00
0.0095
N
N
Y
N
Eclipse Funding Trust
Eclipse Funding Trust 0.430000%
27884FWB2
5493003B5TD5FWUKMD34
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
US Bk Natl Assn
NA
NA
0.0000
0
N
N
N
0.0043
10650000.00
10650000.00
0.0101
N
N
Y
N
Irvine CA IMPT Bond Act of 1915 Assessment District #97-17
Irvine CA IMPT Bond Act of 1915 Assessment District #97-17 0.230000%
463608QW2
549300PJ9FL2XGFR8J79
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-02
2016-05-02
2016-05-02
Y
State Street Bank & Trust Compan
NA
NA
0.0000
0
N
N
N
0.0023
10000000.00
10000000.00
0.0095
N
Y
N
N
Irvine CA IMPT Bond Act of 1915 Assessment District #97-17
Irvine CA IMPT Bond Act of 1915 Assessment District #97-17 0.230000%
463608QW2
549300PJ9FL2XGFR8J79
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-02
2016-05-02
2016-05-02
Y
State Street Bank & Trust Compan
NA
NA
0.0000
0
N
N
N
0.0023
11200000.00
11200000.00
0.0106
N
Y
N
N
Irvine CA IMPT Bond Act of 1915 Assessment District #87-8
Irvine CA IMPT Bond Act of 1915 Assessment District #87-8 0.230000%
463608TJ8
549300PJ9FL2XGFR8J79
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-02
2016-05-02
2016-05-02
Y
State Street Bank & Trust Compan
NA
NA
0.0000
0
N
N
N
0.0023
100000.00
100000.00
0.0001
N
Y
N
N
Irvine CA IMPT Bond Act of 1915 Reassessment District #05-21 Series A
Irvine CA IMPT Bond Act of 1915 Reassessment District #05-21 Series A 0.230000%
46360RHQ3
549300PJ9FL2XGFR8J79
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-02
2016-05-02
2016-05-02
Y
US Bk Natl Assn
NA
NA
0.0000
0
N
N
N
0.0023
1900000.00
1900000.00
0.0018
N
Y
N
N
IRVINE RANCH CA WTR DIST
Irvine Ranch CA Water District Series A 0.260000%
4636324H9
2ZRS7W19IBMY48SFBI68
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-02
2016-05-02
2016-05-02
Y
US Bk Natl Assn
NA
NA
0.0000
0
N
N
N
0.0026
200000.00
200000.00
0.0002
N
Y
N
N
California JPMorgan Chase PUTTER Trust Series 3841
California JPMorgan Chase PUTTER Trust Series 3841 0.430000%
46633VG60
5493003B5TD5FWUKMD34
Tender Option Bond
First Tier Security
NA
NA
2016-05-02
2016-05-02
2016-05-02
Y
JP Morgan Chase & Co
NA
NA
0.0000
0
N
US Treas
NA
NA
0.0000
0
N
N
N
0.0043
780000.00
780000.00
0.0007
N
Y
N
N
California JPMorgan Chase PUTTER Trust Series 3841
California JPMorgan Chase PUTTER Trust Series 3841 0.430000%
46633VG60
5493003B5TD5FWUKMD34
Tender Option Bond
First Tier Security
NA
NA
2016-05-02
2016-05-02
2016-05-02
Y
JP Morgan Chase & Co
NA
NA
0.0000
0
N
US Treas
NA
NA
0.0000
0
N
N
N
0.0043
18800000.00
18800000.00
0.0178
N
Y
N
N
California JPMorgan Chase PUTTER Trust Series 3841
California JPMorgan Chase PUTTER Trust Series 3841 0.430000%
46633VG60
5493003B5TD5FWUKMD34
Tender Option Bond
First Tier Security
NA
NA
2016-05-02
2016-05-02
2016-05-02
Y
JP Morgan Chase & Co
NA
NA
0.0000
0
N
US Treas
NA
NA
0.0000
0
N
N
N
0.0043
1490000.00
1490000.00
0.0014
N
Y
N
N
California JPMorgan Chase PUTTER Trust Series 3841
California JPMorgan Chase PUTTER Trust Series 3841 0.430000%
46633VG60
5493003B5TD5FWUKMD34
Tender Option Bond
First Tier Security
NA
NA
2016-05-02
2016-05-02
2016-05-02
Y
JP Morgan Chase & Co
NA
NA
0.0000
0
N
US Treas
NA
NA
0.0000
0
N
N
N
0.0043
5000000.00
5000000.00
0.0047
N
Y
N
N
JP Morgan
JP Morgan 0.470000%
46636YAQ3
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
JPMorgan Chase Bk NA
NA
NA
0.0000
0
N
N
N
0.0047
3960000.00
3960000.00
0.0037
N
N
Y
N
JP Morgan
JP Morgan 0.440000%
46640KHP2
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
JPMorgan Chase Bk NA
NA
NA
0.0000
0
N
N
N
0.0044
5000000.00
5000000.00
0.0047
N
N
Y
N
Los Angeles CA GO
Los Angeles CA GO 2.000000%
544351KH1
549300E7TO710PTXPJ65
Other Municipal Security
First Tier Security
NA
NA
2016-06-30
2016-06-30
2016-06-30
N
N
N
0.0032
10024700.00
10024700.00
0.0095
N
N
Y
N
Los Angeles CA GO
Los Angeles CA GO 2.000000%
544351KH1
549300E7TO710PTXPJ65
Other Municipal Security
First Tier Security
NA
NA
2016-06-30
2016-06-30
2016-06-30
N
N
N
0.0019
5513585.00
5513585.00
0.0052
N
N
Y
N
Los Angeles CA GO
Los Angeles CA GO 2.000000%
544351KH1
549300E7TO710PTXPJ65
Other Municipal Security
First Tier Security
NA
NA
2016-06-30
2016-06-30
2016-06-30
N
N
N
0.0017
1002470.00
1002470.00
0.0009
N
N
Y
N
Los Angeles CA GO
Los Angeles CA GO 2.000000%
544351KH1
549300E7TO710PTXPJ65
Other Municipal Security
First Tier Security
NA
NA
2016-06-30
2016-06-30
2016-06-30
N
N
N
0.0025
4009880.00
4009880.00
0.0038
N
N
Y
N
Los Angeles CA GO
Los Angeles CA GO 2.000000%
544351KH1
549300E7TO710PTXPJ65
Other Municipal Security
First Tier Security
NA
NA
2016-06-30
2016-06-30
2016-06-30
N
N
N
0.0024
2004940.00
2004940.00
0.0019
N
N
Y
N
Los Angeles CA GO
Los Angeles CA GO 2.000000%
544351KH1
549300E7TO710PTXPJ65
Other Municipal Security
First Tier Security
NA
NA
2016-06-30
2016-06-30
2016-06-30
N
N
N
0.0024
3007410.00
3007410.00
0.0028
N
N
Y
N
Los Angeles CA GO
Los Angeles CA GO 2.000000%
544351KH1
549300E7TO710PTXPJ65
Other Municipal Security
First Tier Security
NA
NA
2016-06-30
2016-06-30
2016-06-30
N
N
N
0.0024
2004940.00
2004940.00
0.0019
N
N
Y
N
Los Angeles CA GO
Los Angeles CA GO 2.000000%
544351KH1
549300E7TO710PTXPJ65
Other Municipal Security
First Tier Security
NA
NA
2016-06-30
2016-06-30
2016-06-30
N
N
N
0.0026
2004940.00
2004940.00
0.0019
N
N
Y
N
Los Angeles CA Samuel A. Fryer Yavneh Academy Series A
Los Angeles CA Samuel A. Fryer Yavneh Academy Series A 0.410000%
544358XJ8
549300E7TO710PTXPJ65
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
FHLB of San Francisco
NA
NA
0.0000
0
N
N
N
0.0041
7150000.00
7150000.00
0.0068
N
N
Y
N
Los Angeles CA Community Redevelopment Authority Security Building Loft Partners LP Series A
Los Angeles CA Community Redevelopment Authority Security Building Loft Partners LP Series A 0.460000%
544393AW1
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Fed Natl Mtg Assn (Fannie Mae)
NA
NA
0.0000
0
N
N
N
0.0046
6290000.00
6290000.00
0.0059
N
N
Y
N
LOS ANGELES CA DEPT WTR PWR
Los Angeles CA Department of Water & Power Sub Series B-1 0.400000%
544495DF8
549300S8NXV6YU61GG95
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Barclays Bank
NA
NA
0.0000
0
N
N
N
0.0040
4100000.00
4100000.00
0.0039
N
N
Y
N
LOS ANGELES CA DEPT WTR PWR
Los Angeles CA Department of Water & Power Sub Series B-1 0.400000%
544495DF8
549300S8NXV6YU61GG95
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Barclays Bank
NA
NA
0.0000
0
N
N
N
0.0040
4300000.00
4300000.00
0.0041
N
N
Y
N
LOS ANGELES CA DEPT WTR PWR
Los Angeles CA Department of Water & Power Sub Series B-1 0.400000%
544495DF8
549300S8NXV6YU61GG95
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Barclays Bank
NA
NA
0.0000
0
N
N
N
0.0040
4000000.00
4000000.00
0.0038
N
N
Y
N
LOS ANGELES CA DEPT WTR PWR
Los Angeles CA Department of Water & Power Sub Series B-1 0.400000%
544495DF8
549300S8NXV6YU61GG95
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Barclays Bank
NA
NA
0.0000
0
N
N
N
0.0040
3200000.00
3200000.00
0.0030
N
N
Y
N
Los Angeles CA Department of Water & Power Subseries B6
Los Angeles CA Department of Water & Power Subseries B6 0.230000%
544495DL5
549300S8NXV6YU61GG95
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-02
2016-05-02
2016-05-02
Y
Bank of Montreal
NA
NA
0.0000
0
N
N
N
0.0023
100000.00
100000.00
0.0001
N
Y
N
N
Los Angeles CA Anderson Industrial Property LLC Megatoys Project
Los Angeles CA Anderson Industrial Property LLC Megatoys Project 0.500000%
544566AB8
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
FHLB of San Francisco
NA
NA
0.0000
0
N
N
N
0.0050
3000000.00
3000000.00
0.0028
N
N
Y
N
Los Angeles County CA
Los Angeles County CA 5.000000%
544657HS1
Other Municipal Security
First Tier Security
NA
NA
2016-06-30
2016-06-30
2016-06-30
N
N
N
0.0030
15109650.00
15109650.00
0.0143
N
N
Y
N
Los Angeles County CA
Los Angeles County CA 5.000000%
544657HS1
Other Municipal Security
First Tier Security
NA
NA
2016-06-30
2016-06-30
2016-06-30
N
N
N
0.0019
10073100.00
10073100.00
0.0095
N
N
Y
N
LA COUNTYCAPITAL
Los Angeles County CA Capital Asset Leasing Corporation Series B 0.450000%
54468LAA3
5493008TSJ8UPQJX7Y66
Other Municipal Security
First Tier Security
NA
NA
2016-05-17
2016-05-17
2016-05-17
N
N
N
0.0045
25000000.00
25000000.00
0.0236
N
N
Y
N
Los Angeles County CA Schools Series A1
Los Angeles County CA Schools Series A1 2.000000%
54515EEY6
Other Municipal Security
First Tier Security
NA
NA
2016-06-01
2016-06-01
2016-06-01
N
N
N
0.0032
7008540.00
7008540.00
0.0066
N
N
Y
N
Los Angeles County CA Schools Series A2
Los Angeles County CA Schools Series A2 2.000000%
54515EEZ3
Other Municipal Security
First Tier Security
NA
NA
2016-06-01
2016-06-01
2016-06-01
N
N
N
0.0033
5006200.00
5006200.00
0.0047
N
N
Y
N
Los Angeles County CA Schools Series A3
Los Angeles County CA Schools Series A3 2.000000%
54515EFA7
Other Municipal Security
First Tier Security
NA
NA
2016-06-30
2016-06-30
2016-06-30
N
N
N
0.0037
2225217.00
2225217.00
0.0021
N
N
Y
N
Manteca CA Redevelopment Agency
Manteca CA Redevelopment Agency 0.230000%
564532EY1
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-02
2016-05-02
2016-05-02
Y
State Street Bank & Trust Compan
NA
NA
0.0000
0
N
N
N
0.0023
1080000.00
1080000.00
0.0010
N
Y
N
N
Manteca CA Redevelopment Agency
Manteca CA Redevelopment Agency 0.230000%
564532EY1
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-02
2016-05-02
2016-05-02
Y
State Street Bank & Trust Compan
NA
NA
0.0000
0
N
N
N
0.0023
8835000.00
8835000.00
0.0084
N
Y
N
N
Modesto CA Housing Revenue Live Oaks Apartments Project
Modesto CA Housing Revenue Live Oaks Apartments Project 0.450000%
607785BE1
549300PM1CEUCI5R7951
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Fed Natl Mtg Assn (Fannie Mae)
NA
NA
0.0000
0
N
N
N
0.0045
3975000.00
3975000.00
0.0038
N
N
Y
N
Mountain View CA San Francisco Bay Partners II Ltd Series A
Mountain View CA San Francisco Bay Partners II Ltd Series A 0.430000%
624345AB0
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Fed Natl Mtg Assn (Fannie Mae)
NA
NA
0.0000
0
N
N
N
0.0043
9800000.00
9800000.00
0.0093
N
N
Y
N
Northern CA Power Agency Hydroelectric Project Series A
Northern CA Power Agency Hydroelectric Project Series A 0.400000%
664845BE3
549300QYTU4PHD2XHS96
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Bank of Montreal
NA
NA
0.0000
0
N
N
N
0.0040
14200000.00
14200000.00
0.0134
N
N
Y
N
Nuveen CA Dividend Advantage Municipal Fund Preferred Shares Series 3
Nuveen CA Dividend Advantage Municipal Fund Preferred Shares Series 3 0.540000%
67066Y808
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
TD Bank
NA
NA
0.0000
0
N
N
N
0.0054
3000000.00
3000000.00
0.0028
N
N
Y
N
Nuveen CA Dividend Advantage Municipal Fund Preferred Shares Series 3
Nuveen CA Dividend Advantage Municipal Fund Preferred Shares Series 3 0.540000%
67066Y808
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
TD Bank
NA
NA
0.0000
0
N
N
N
0.0054
3000000.00
3000000.00
0.0028
N
N
Y
N
Nuveen CA Dividend Advantage Municipal Fund Preferred Shares Series 6
Nuveen CA Dividend Advantage Municipal Fund Preferred Shares Series 6 0.530000%
67066Y865
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Citibank NA
NA
NA
0.0000
0
N
N
N
0.0053
3800000.00
3800000.00
0.0036
N
N
Y
N
Nuveen CA Dividend Advantage Municipal Fund Preferred Shares Series 6
Nuveen CA Dividend Advantage Municipal Fund Preferred Shares Series 6 0.530000%
67066Y865
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Citibank NA
NA
NA
0.0000
0
N
N
N
0.0053
4000000.00
4000000.00
0.0038
N
N
Y
N
Nuveen CA Dividend Advantage Municipal Fund Preferred Shares Series 6
Nuveen CA Dividend Advantage Municipal Fund Preferred Shares Series 6 0.530000%
67066Y865
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Citibank NA
NA
NA
0.0000
0
N
N
N
0.0053
10000000.00
10000000.00
0.0095
N
N
Y
N
Nuveen CA Dividend Advantage Municipal Fund Preferred Shares Series 5
Nuveen CA Dividend Advantage Municipal Fund Preferred Shares Series 5 0.530000%
67066Y873
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Citibank NA
NA
NA
0.0000
0
N
N
N
0.0053
4000000.00
4000000.00
0.0038
N
N
Y
N
Nuveen CA Dividend Advantage Municipal Fund Preferred Shares Series 5
Nuveen CA Dividend Advantage Municipal Fund Preferred Shares Series 5 0.530000%
67066Y873
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Citibank NA
NA
NA
0.0000
0
N
N
N
0.0053
5000000.00
5000000.00
0.0047
N
N
Y
N
Petaluma CA CDA Oakmont Retirement Investors LLC Series A
Petaluma CA CDA Oakmont Retirement Investors LLC Series A 0.440000%
715894AD3
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
US Bk Natl Assn
NA
NA
0.0000
0
N
N
N
0.0044
500000.00
500000.00
0.0005
N
N
Y
N
Puttable Floating Option Tax-Exempt Receipts PT-4723
Puttable Floating Option Tax-Exempt Receipts PT-4723 0.420000%
74703UBX5
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Bank of America
NA
NA
0.0000
0
N
N
N
0.0042
8100000.00
8100000.00
0.0077
N
N
Y
N
Puttable Floating Option Tax-Exempt Receipts PT-4723
Puttable Floating Option Tax-Exempt Receipts PT-4723 0.420000%
74703UBX5
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Bank of America
NA
NA
0.0000
0
N
N
N
0.0042
8160000.00
8160000.00
0.0077
N
N
Y
N
Puttable Floating Option Tax-Exempt Receipts PT-4723
Puttable Floating Option Tax-Exempt Receipts PT-4723 0.420000%
74703UBX5
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Bank of America
NA
NA
0.0000
0
N
N
N
0.0042
2400000.00
2400000.00
0.0023
N
N
Y
N
RBC Municipal Products Incorporated Trust
RBC Municipal Products Incorporated Trust 0.410000%
74926YTZ4
52990002O5KK6XOGJ020
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Royal Bk of Canada
NA
NA
0.0000
0
N
N
N
0.0041
1900000.00
1900000.00
0.0018
N
N
Y
N
RBC Municipal Products Incorporated Trust
RBC Municipal Products Incorporated Trust 0.410000%
74926YTZ4
52990002O5KK6XOGJ020
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Royal Bk of Canada
NA
NA
0.0000
0
N
N
N
0.0041
2200000.00
2200000.00
0.0021
N
N
Y
N
RBC Municipal Products Incorporated Trust
RBC Municipal Products Incorporated Trust 0.410000%
74926YTZ4
52990002O5KK6XOGJ020
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Royal Bk of Canada
NA
NA
0.0000
0
N
N
N
0.0041
900000.00
900000.00
0.0009
N
N
Y
N
RBC Municipal Products Incorporated Trust
RBC Municipal Products Incorporated Trust 0.410000%
74926YTZ4
52990002O5KK6XOGJ020
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Royal Bk of Canada
NA
NA
0.0000
0
N
N
N
0.0041
6000000.00
6000000.00
0.0057
N
N
Y
N
Sacramento CA HFA The Lofts LLC at Natomas Apartments Series F
Sacramento CA HFA The Lofts LLC at Natomas Apartments Series F 0.420000%
78587NAJ5
549300SID2HD62FLL025
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Fed Natl Mtg Assn (Fannie Mae)
NA
NA
0.0000
0
N
N
N
0.0042
5190000.00
5190000.00
0.0049
N
N
Y
N
Sacramento CA HFA The Shenandoah LP Apartments Series F
Sacramento CA HFA The Shenandoah LP Apartments Series F 0.410000%
78587NBH8
549300SID2HD62FLL025
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Fed Natl Mtg Assn (Fannie Mae)
NA
NA
0.0000
0
N
N
N
0.0041
5205000.00
5205000.00
0.0049
N
N
Y
N
Sacramento County CA Housing Authority Shadowood Apartments Project
Sacramento County CA Housing Authority Shadowood Apartments Project 0.420000%
786111CN2
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Fed Home Ln Mtg Corp (Freddie Ma
NA
NA
0.0000
0
N
N
N
0.0042
6400000.00
6400000.00
0.0061
N
N
Y
N
Sacramento County CA Housing Authority Shadowood Apartments Project
Sacramento County CA Housing Authority Shadowood Apartments Project 0.420000%
786111CN2
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Fed Home Ln Mtg Corp (Freddie Ma
NA
NA
0.0000
0
N
N
N
0.0042
7200000.00
7200000.00
0.0068
N
N
Y
N
Sacramento County CA Housing Authority The Cascades at Sacramento LP Series D
Sacramento County CA Housing Authority The Cascades at Sacramento LP Series D 0.410000%
786111JL9
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Fed Natl Mtg Assn (Fannie Mae)
NA
NA
0.0000
0
N
N
N
0.0041
6535000.00
6535000.00
0.0062
N
N
Y
N
Sacramento County CA Housing Authority The Logan Park Apartments LP
Sacramento County CA Housing Authority The Logan Park Apartments LP 0.450000%
786111KQ6
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Fed Home Ln Mtg Corp (Freddie Ma
NA
NA
0.0000
0
N
N
N
0.0045
9140000.00
9140000.00
0.0086
N
N
Y
N
Sacramento County CA Housing Authority The Logan Park Apartments LP
Sacramento County CA Housing Authority The Logan Park Apartments LP 0.450000%
786111KQ6
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Fed Home Ln Mtg Corp (Freddie Ma
NA
NA
0.0000
0
N
N
N
0.0045
860000.00
860000.00
0.0008
N
N
Y
N
Sacramento County CA Housing Revenue Riverpoint Apartments Series B
Sacramento County CA Housing Revenue Riverpoint Apartments Series B 0.420000%
786115BR5
549300OXI5MD45L13R20
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Fed Natl Mtg Assn (Fannie Mae)
NA
NA
0.0000
0
N
N
N
0.0042
10000000.00
10000000.00
0.0095
N
N
Y
N
Sacramento County CA Sanitation Districts Financing Authority Series 2821
Sacramento County CA Sanitation Districts Financing Authority Series 2821 0.480000%
786134QF6
549300MSDPX3EYMUYV38
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
JP Morgan Chase & Co
NA
NA
0.0000
0
N
N
N
0.0048
6620000.00
6620000.00
0.0063
N
N
Y
N
San Bernardino County CA WLP Green Valley Apartments LLC Series A
San Bernardino County CA WLP Green Valley Apartments LLC Series A 0.410000%
796900CZ9
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Fed Natl Mtg Assn (Fannie Mae)
NA
NA
0.0000
0
N
N
N
0.0041
6115000.00
6115000.00
0.0058
N
N
Y
N
San Bernardino County CA WLP Parkview Place Apartments LLC Series A
San Bernardino County CA WLP Parkview Place Apartments LLC Series A 0.410000%
796900EB0
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Fed Natl Mtg Assn (Fannie Mae)
NA
NA
0.0000
0
N
N
N
0.0041
1500000.00
1500000.00
0.0014
N
N
Y
N
San Bernardino County CA WLP Parkview Place Apartments LLC Series A
San Bernardino County CA WLP Parkview Place Apartments LLC Series A 0.410000%
796900EB0
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Fed Natl Mtg Assn (Fannie Mae)
NA
NA
0.0000
0
N
N
N
0.0041
300000.00
300000.00
0.0003
N
N
Y
N
SAN DIEGOCOUNTY
San Diego CA Water Authority Series 7 0.500000%
79742FFA6
549300Y0QN5OFKA1G520
Other Municipal Security
First Tier Security
NA
NA
2016-05-11
2016-05-11
2016-05-11
N
N
N
0.0050
6250125.00
6250125.00
0.0059
N
N
Y
N
San Francisco CA City & County Public Utilities Commission Water Series 2009B
San Francisco CA City & County Public Utilities Commission Water Series 2009B 0.470000%
79765RRM3
5493003B5TD5FWUKMD34
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Morgan Stanley Bk
NA
NA
0.0000
0
N
N
N
0.0047
1509500.00
1509500.00
0.0014
N
N
Y
N
San Francisco CA City & County RDA Mission Bay Affordable Housing LP Orlando Cepeda Place Series D
San Francisco CA City & County RDA Mission Bay Affordable Housing LP Orlando Cepeda Place Series D 0.440000%
79765TBG9
5493001TPOZL3UK8DX25
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Citibank NA
NA
NA
0.0000
0
N
N
N
0.0044
5925000.00
5925000.00
0.0056
N
N
Y
N
San Francisco CA City & County RDA Notre Dame Housing Partners LP Series G
San Francisco CA City & County RDA Notre Dame Housing Partners LP Series G 0.410000%
79765TBH7
5493001TPOZL3UK8DX25
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Citibank NA
NA
NA
0.0000
0
N
N
N
0.0041
3400000.00
3400000.00
0.0032
N
N
Y
N
San Francisco CA City & County RDA MM Preservation LP Maria Manor Apartments Series F
San Francisco CA City & County RDA MM Preservation LP Maria Manor Apartments Series F 0.420000%
79765TBJ3
5493001TPOZL3UK8DX25
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Citibank NA
NA
NA
0.0000
0
N
N
N
0.0042
1125000.00
1125000.00
0.0011
N
N
Y
N
CITY OF MILWAUKEE WI
San Francisco County CA Series 3 0.120000%
79769DBB1
549300RA28ZEFOB6M782
Other Municipal Security
First Tier Security
NA
NA
2016-05-09
2016-05-09
2016-05-09
N
N
N
0.0012
24273058.00
24273058.00
0.0230
N
N
Y
N
AIRPT COMMOF CTY SAN
San Francisco CA Airport Commission Series A3 0.260000%
79769PAY5
549300RA28ZEFOB6M782
Other Municipal Security
First Tier Security
NA
NA
2016-05-11
2016-05-11
2016-05-11
N
N
N
0.0026
9999300.00
9999300.00
0.0095
N
N
Y
N
San Francisco CA Redevelopment Agency Multifamily Housing Fillmore Center 1999 Issue B-1
San Francisco CA Redevelopment Agency Multifamily Housing Fillmore Center 1999 Issue B-1 0.420000%
79771MAU6
5493003B5TD5FWUKMD34
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Fed Home Ln Mtg Corp (Freddie Ma
NA
NA
0.0000
0
N
N
N
0.0042
2500000.00
2500000.00
0.0024
N
N
Y
N
San Francisco CA Redevelopment Agency Multifamily Housing Fillmore Center 1999 Issue B-1
San Francisco CA Redevelopment Agency Multifamily Housing Fillmore Center 1999 Issue B-1 0.420000%
79771MAU6
5493003B5TD5FWUKMD34
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Fed Home Ln Mtg Corp (Freddie Ma
NA
NA
0.0000
0
N
N
N
0.0042
20000000.00
20000000.00
0.0189
N
N
Y
N
San Francisco CA Redevelopment Agency Multifamily Housing Fillmore Center 1999 Issue B-1
San Francisco CA Redevelopment Agency Multifamily Housing Fillmore Center 1999 Issue B-1 0.420000%
79771MAU6
5493003B5TD5FWUKMD34
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Fed Home Ln Mtg Corp (Freddie Ma
NA
NA
0.0000
0
N
N
N
0.0042
5000000.00
5000000.00
0.0047
N
N
Y
N
San Jose CA Fairfield Turnleaf LP Turnleaf Apartments Series A
San Jose CA Fairfield Turnleaf LP Turnleaf Apartments Series A 0.450000%
798165JM9
549300QHIHSH68W22O38
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Fed Home Ln Mtg Corp (Freddie Ma
NA
NA
0.0000
0
N
N
N
0.0045
4230000.00
4230000.00
0.0040
N
N
Y
N
San Jose CA Fairfield Raintree LP Raintree Apartments Series A
San Jose CA Fairfield Raintree LP Raintree Apartments Series A 0.450000%
798165JW7
549300QHIHSH68W22O38
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Fed Home Ln Mtg Corp (Freddie Ma
NA
NA
0.0000
0
N
N
N
0.0045
10600000.00
10600000.00
0.0100
N
N
Y
N
SAN JOSE CA UNIF SCH DIST SANT
San Jose CA Unified School District Santa Clara County Election of 2002 Series C 5.000000%
798186VA7
Other Municipal Security
First Tier Security
NA
NA
2016-08-01
2016-08-01
2016-08-01
N
N
N
0.0025
1308921.25
1308921.25
0.0012
N
N
Y
N
San Luis Obispo County CA Community College District Series ZF2097
San Luis Obispo County CA Community College District Series ZF2097 0.500000%
798684DN3
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Morgan Stanley Bk
NA
NA
0.0000
0
N
N
N
0.0050
3290000.00
3290000.00
0.0031
N
N
Y
N
San Luis Obispo County CA Community College District Series ZF2098
San Luis Obispo County CA Community College District Series ZF2098 0.500000%
798684DQ6
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Morgan Stanley Bk
NA
NA
0.0000
0
N
N
N
0.0050
3290000.00
3290000.00
0.0031
N
N
Y
N
San Luis Obispo County CA Financing Authority Series XF2185
San Luis Obispo County CA Financing Authority Series XF2185 0.470000%
798693CJ4
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
BHAC (Berkshire, Natl Indemnity
NA
NA
0.0000
0
N
Morgan Stanley Bk
NA
NA
0.0000
0
N
US Treas
NA
NA
0.0000
0
N
N
N
0.0047
11500000.00
11500000.00
0.0109
N
N
Y
N
San Luis Obispo County CA Financing Authority Series XF2185
San Luis Obispo County CA Financing Authority Series XF2185 0.470000%
798693CJ4
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
BHAC (Berkshire, Natl Indemnity
NA
NA
0.0000
0
N
Morgan Stanley Bk
NA
NA
0.0000
0
N
US Treas
NA
NA
0.0000
0
N
N
N
0.0047
12070000.00
12070000.00
0.0114
N
N
Y
N
San Marcos CA Unified School District Series XF2029
San Marcos CA Unified School District Series XF2029 0.470000%
798755CE2
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Morgan Stanley Bk
NA
NA
0.0000
0
N
N
N
0.0047
5000000.00
5000000.00
0.0047
N
N
Y
N
Tahoe Forest CA Hospital District Health Facility
Tahoe Forest CA Hospital District Health Facility 0.230000%
873825CN1
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-02
2016-05-02
2016-05-02
Y
US Bk Natl Assn
NA
NA
0.0000
0
N
N
N
0.0023
1040000.00
1040000.00
0.0010
N
Y
N
N
Tahoe Forest CA Hospital District Health Facility
Tahoe Forest CA Hospital District Health Facility 0.230000%
873825CN1
Variable Rate Demand Note
First Tier Security
NA
NA
2016-05-02
2016-05-02
2016-05-02
Y
US Bk Natl Assn
NA
NA
0.0000
0
N
N
N
0.0023
1100000.00
1100000.00
0.0010
N
Y
N
N
Tender Option Bond Trust Receipts
Tender Option Bond Trust Receipts 0.490000%
88033LFJ3
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
JPMorgan Chase Bk NA
NA
NA
0.0000
0
N
N
N
0.0049
8000000.00
8000000.00
0.0076
N
N
Y
N
Tender Option Bond Trust Receipts
Tender Option Bond Trust Receipts 0.440000%
88033LJ91
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
TD Bank
NA
NA
0.0000
0
N
N
N
0.0044
2500000.00
2500000.00
0.0024
N
N
Y
N
Tender Option Bond Trust Receipts
Tender Option Bond Trust Receipts 0.440000%
88033LJ91
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
TD Bank
NA
NA
0.0000
0
N
N
N
0.0044
7000000.00
7000000.00
0.0066
N
N
Y
N
Tender Option Bond Trust Receipts
Tender Option Bond Trust Receipts 0.440000%
88033LM30
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
State Street Bank & Trust Compan
NA
NA
0.0000
0
N
N
N
0.0044
3005000.00
3005000.00
0.0028
N
N
Y
N
Tender Option Bond Trust Receipts
Tender Option Bond Trust Receipts 0.440000%
88033LM30
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
State Street Bank & Trust Compan
NA
NA
0.0000
0
N
N
N
0.0044
1125000.00
1125000.00
0.0011
N
N
Y
N
Tender Option Bond Trust Receipts
Tender Option Bond Trust Receipts 0.440000%
88033LSE0
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
JPMorgan Chase Bk NA
NA
NA
0.0000
0
N
N
N
0.0044
6000000.00
6000000.00
0.0057
N
N
Y
N
Tender Option Bond Trust Receipts
Tender Option Bond Trust Receipts 0.490000%
88033LWC9
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
JPMorgan Chase Bk NA
NA
NA
0.0000
0
N
N
N
0.0049
2225000.00
2225000.00
0.0021
N
N
Y
N
Tender Option Bond Trust Receipts
Tender Option Bond Trust Receipts 0.490000%
88033LWC9
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
JPMorgan Chase Bk NA
NA
NA
0.0000
0
N
N
N
0.0049
835000.00
835000.00
0.0008
N
N
Y
N
Tender Option Bond Trust Receipts
Tender Option Bond Trust Receipts 0.440000%
88033LXS3
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
JPMorgan Chase Bk NA
NA
NA
0.0000
0
N
N
N
0.0044
1400000.00
1400000.00
0.0013
N
N
Y
N
Tender Option Bond Trust Receipts
Tender Option Bond Trust Receipts 0.440000%
88033LXU8
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
JPMorgan Chase Bk NA
NA
NA
0.0000
0
N
N
N
0.0044
500000.00
500000.00
0.0005
N
N
Y
N
Tender Option Bond Trust Receipts
Tender Option Bond Trust Receipts 0.510000%
88033LXY0
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
JPMorgan Chase Bk NA
NA
NA
0.0000
0
N
N
N
0.0051
2415000.00
2415000.00
0.0023
N
N
Y
N
Tender Option Bond Trust Receipts
Tender Option Bond Trust Receipts 0.670000%
88033MCQ8
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Bank of America
NA
NA
0.0000
0
N
N
N
0.0067
3000000.00
3000000.00
0.0028
N
N
Y
N
Tender Option Bond Trust Receipts
Tender Option Bond Trust Receipts 0.670000%
88033MCQ8
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Bank of America
NA
NA
0.0000
0
N
N
N
0.0067
5680000.00
5680000.00
0.0054
N
N
Y
N
Tender Option Bond Trust Receipts
Tender Option Bond Trust Receipts 0.520000%
88033MDK0
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Bank of America
NA
NA
0.0000
0
N
N
N
0.0052
7975000.00
7975000.00
0.0075
N
N
Y
N
Tender Option Bond Trust Receipts
Tender Option Bond Trust Receipts 0.440000%
88033MHL4
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
JPMorgan Chase Bk NA
NA
NA
0.0000
0
N
N
N
0.0044
3580000.00
3580000.00
0.0034
N
N
Y
N
Tender Option Bond Trust Receipts
Tender Option Bond Trust Receipts 0.440000%
88033MJU2
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Citibank NA
NA
NA
0.0000
0
N
N
N
0.0044
1140000.00
1140000.00
0.0011
N
N
Y
N
Tender Option Bond Trust Receipts
Tender Option Bond Trust Receipts 0.440000%
88033MKN6
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Citibank NA
NA
NA
0.0000
0
N
N
N
0.0044
1200000.00
1200000.00
0.0011
N
N
Y
N
Tender Option Bond Trust Receipts
Tender Option Bond Trust Receipts 0.440000%
88033MKQ9
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Citibank NA
NA
NA
0.0000
0
N
N
N
0.0044
2000000.00
2000000.00
0.0019
N
N
Y
N
Tender Option Bond Trust Receipts
Tender Option Bond Trust Receipts 0.430000%
88033MLD7
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Barclays Bank
NA
NA
0.0000
0
N
N
N
0.0043
4690000.00
4690000.00
0.0044
N
N
Y
N
Tender Option Bond Trust Receipts
Tender Option Bond Trust Receipts 0.440000%
88033MLY1
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
TD Bank
NA
NA
0.0000
0
N
N
N
0.0044
7850000.00
7850000.00
0.0074
N
N
Y
N
Tender Option Bond Trust Receipts
Tender Option Bond Trust Receipts 0.430000%
88033MQZ3
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
State Street Bank & Trust Compan
NA
NA
0.0000
0
N
N
N
0.0043
10000000.00
10000000.00
0.0095
N
N
Y
N
Tender Option Bond Trust Receipts
Tender Option Bond Trust Receipts 0.490000%
88033MVC8
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
JPMorgan Chase Bk NA
NA
NA
0.0000
0
N
N
N
0.0049
4775000.00
4775000.00
0.0045
N
N
Y
N
Tender Option Bond Trust Receipts
Tender Option Bond Trust Receipts 0.470000%
88033MXA0
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
JPMorgan Chase Bk NA
NA
NA
0.0000
0
N
N
N
0.0047
5340000.00
5340000.00
0.0051
N
N
Y
N
Tender Option Bond Trust Receipts
Tender Option Bond Trust Receipts 0.480000%
88033MXU6
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Morgan Stanley Bk
NA
NA
0.0000
0
N
N
N
0.0048
6000000.00
6000000.00
0.0057
N
N
Y
N
Tender Option Bond Trust Receipts
Tender Option Bond Trust Receipts 0.480000%
88033MXU6
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Morgan Stanley Bk
NA
NA
0.0000
0
N
N
N
0.0048
4000000.00
4000000.00
0.0038
N
N
Y
N
Tender Option Bond Trust Receipts
Tender Option Bond Trust Receipts 0.410000%
88033MYJ0
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Royal Bk of Canada
NA
NA
0.0000
0
N
US Treas
NA
NA
0.0000
0
N
N
N
0.0041
300000.00
300000.00
0.0003
N
N
Y
N
Tender Option Bond Trust Receipts
Tender Option Bond Trust Receipts 0.410000%
88033MYJ0
Tender Option Bond
First Tier Security
NA
NA
2016-05-06
2016-05-06
2016-05-06
Y
Royal Bk of Canada
NA
NA
0.0000
0
N
US Treas
NA
NA
0.0000
0
N
N
N
0.0041
3800000.00
3800000.00
0.0036
N
N
Y
N
UNIV OF CALIFORNIA CA REVENUES
University of California Series D 5.000000%
91412FS24
Other Municipal Security
First Tier Security
NA
NA
2016-05-15
2016-05-15
2016-05-15
N
N
N
0.0016
2022940.00
2022940.00
0.0019
N
N
Y
N
SG AMERICAS SECURITIES/ REPO U
SG Americas Securities LLC 0.290000%
0000865845
972JMG004
U.S. Treasury Repurchase Agreement, if collateralized only by U.S. Treasuries (including Strips) and cash
N
N
TRIB 04/15/28 3.6250
2028-04-15
3.625000
1080122.11
1488955.46
U.S. Treasuries (including strips)
TRIB 01/15/26 2.0000
2026-01-15
2.000000
243546.36
287228.65
U.S. Treasuries (including strips)
3 5/8 NOTE E 19
2019-08-15
3.625000
735633.68
803354.29
U.S. Treasuries (including strips)
1 3/8 TRIN A 20
2020-01-15
1.375000
252568.78
270922.03
U.S. Treasuries (including strips)
TRIN 07/15/20 1.2500
2020-07-15
1.250000
1892960.69
2039070.31
U.S. Treasuries (including strips)
8 7/8 BOND 19
2019-02-15
8.875000
10.32
12.78
U.S. Treasuries (including strips)
6 1/8 BOND 29
2029-08-15
6.125000
1016638.74
1513431.38
U.S. Treasuries (including strips)
2 1/2 TRIN D 16
2016-07-15
2.500000
1922667.71
1964027.25
U.S. Treasuries (including strips)
3 NOTE H 17
2017-02-28
3.000000
23038.11
23614.32
U.S. Treasuries (including strips)
8 1/8 BOND 19
2019-08-15
8.125000
181.26
225.91
U.S. Treasuries (including strips)
8 3/4 BOND 20
2020-05-15
8.750000
1304.21
1746.34
U.S. Treasuries (including strips)
5 1/2 BOND 28
2028-08-15
5.500000
737206.11
1026390.92
U.S. Treasuries (including strips)
2 5/8 NOTE E 20
2020-08-15
2.625000
16374.11
17413.23
U.S. Treasuries (including strips)
0 5/8 TRIN D 21
2021-07-15
0.625000
1603103.81
1685604.16
U.S. Treasuries (including strips)
1 1/2 NOTE P 18
2018-08-31
1.500000
869.47
884.64
U.S. Treasuries (including strips)
6 1/4 BOND 30
2030-05-15
6.250000
8.84
13.62
U.S. Treasuries (including strips)
1 3/4 NOTE R 18
2018-10-31
1.750000
646736.63
666463.34
U.S. Treasuries (including strips)
4 1/2 NOTE C 17
2017-05-15
4.500000
147368.42
156275.66
U.S. Treasuries (including strips)
1 3/8 NOTE H 19
2019-02-28
1.375000
23120.63
23462.40
U.S. Treasuries (including strips)
0 5/8 NOTE AC 17
2017-08-31
0.625000
365621.05
365737.69
U.S. Treasuries (including strips)
2 3/4 BOND 42
2042-08-15
2.750000
14.74
15.11
U.S. Treasuries (including strips)
TINT 11/15/22
2022-11-15
0.00
1.65
1.48
U.S. Treasuries (including strips)
2 3/4 BOND 42
2042-11-15
2.750000
3772.63
3886.57
U.S. Treasuries (including strips)
3 5/8 BOND 43
2043-08-15
3.625000
9210.53
11100.71
U.S. Treasuries (including strips)
1 3/4 NOTE R 20
2020-10-31
1.750000
84.00
86.50
U.S. Treasuries (including strips)
1 3/8 TRIB 44
2044-02-15
1.375000
241096.46
268662.30
U.S. Treasuries (including strips)
2 3/4 NOTE B 24
2024-02-15
2.750000
990.32
1073.53
U.S. Treasuries (including strips)
0 3/4 NOTE AK 17
2017-03-15
0.750000
292611.79
293336.62
U.S. Treasuries (including strips)
0 1/8 TRIN X 19
2019-04-15
0.125000
3109566.82
3175669.41
U.S. Treasuries (including strips)
2 NOTE L 21
2021-05-31
2.000000
332034.32
345551.89
U.S. Treasuries (including strips)
0 7/8 NOTE AP 17
2017-07-15
0.875000
132631.58
133313.84
U.S. Treasuries (including strips)
0 1/8 TRIN D 24
2024-07-15
0.125000
549159.48
553003.91
U.S. Treasuries (including strips)
1 5/8 NOTE AB 19
2019-07-31
1.625000
271.16
277.61
U.S. Treasuries (including strips)
0 7/8 NOTE AS 17
2017-10-15
0.875000
375270.74
376334.52
U.S. Treasuries (including strips)
0 3/8 NOTE BG 16
2016-10-31
0.375000
1460220.63
1462607.65
U.S. Treasuries (including strips)
2 1/4 NOTE F 24
2024-11-15
2.250000
272616.84
285934.44
U.S. Treasuries (including strips)
1 NOTE AJ 18
2018-02-15
1.000000
186509.47
187645.87
U.S. Treasuries (including strips)
1 3/8 NOTE W 20
2020-03-31
1.375000
366844.21
370325.37
U.S. Treasuries (including strips)
0 3/4 NOTE AL 18
2018-04-15
0.750000
294736.84
294556.13
U.S. Treasuries (including strips)
U.S. Treasury Floating Note
2017-04-30
0.00
249715.79
249925.80
U.S. Treasuries (including strips)
1 7/8 NOTE L 22
2022-05-31
1.875000
962875.79
990900.92
U.S. Treasuries (including strips)
1 1/8 NOTE AN 18
2018-06-15
1.125000
722.11
729.78
U.S. Treasuries (including strips)
1 5/8 NOTE AA 20
2020-06-30
1.625000
251837.89
257436.79
U.S. Treasuries (including strips)
U.S. Treasury Bill
2016-07-21
0.00
1.47
1.47
U.S. Treasuries (including strips)
1 5/8 NOTE AB 20
2020-07-31
1.625000
37726.32
38506.96
U.S. Treasuries (including strips)
1 7/8 NOTE P 22
2022-08-31
1.875000
3774.11
3860.11
U.S. Treasuries (including strips)
0 7/8 NOTE AS 18
2018-10-15
0.875000
30254.74
30267.28
U.S. Treasuries (including strips)
BILL 11/10/16
2016-11-10
0.00
854.74
853.10
U.S. Treasuries (including strips)
1 7/8 NOTE R 22
2022-10-31
1.875000
234429.26
241083.89
U.S. Treasuries (including strips)
2 1/4 NOTE F 25
2025-11-15
2.250000
253899.58
265807.72
U.S. Treasuries (including strips)
1 1/4 NOTE AT 18
2018-11-15
1.250000
236641.26
240153.15
U.S. Treasuries (including strips)
1 3/4 NOTE AG 20
2020-12-31
1.750000
2003013.89
2057133.79
U.S. Treasuries (including strips)
1 NOTE BL 17
2017-12-31
1.000000
1263197.89
1272541.39
U.S. Treasuries (including strips)
1 3/8 NOTE U 21
2021-01-31
1.375000
571611.16
575790.75
U.S. Treasuries (including strips)
BILL 09/08/16
2016-09-08
0.00
1570.95
1569.47
U.S. Treasuries (including strips)
0 7/8 NOTE AY 18
2018-03-31
0.875000
63654.32
63802.84
U.S. Treasuries (including strips)
BILL 10/20/16
2016-10-20
0.00
2175434.95
2171416.92
U.S. Treasuries (including strips)
First Tier Security
NA
NA
2016-05-02
2016-05-02
2016-05-02
N
N
N
0.0029
28000000.00
28000000.00
0.0265
N
Y
N
N
HSBC
HSBC 0.270000%
549300C64URYS0WQQY42
981REC003
U.S. Treasury Repurchase Agreement, if collateralized only by U.S. Treasuries (including Strips) and cash
N
N
8 3/4 TPRN 20/08
2020-08-15
0.00
58033.33
55015.02
U.S. Treasuries (including strips)
7 1/4 TPRN 16
2016-05-15
0.00
1300.00
1299.87
U.S. Treasuries (including strips)
7 1/2 TPRN 16
2016-11-15
0.00
950.00
947.65
U.S. Treasuries (including strips)
8 3/4 TPRN 17
2017-05-15
0.00
202633.33
201484.40
U.S. Treasuries (including strips)
8 7/8 TPRN 17
2017-08-15
0.00
33.33
33.05
U.S. Treasuries (including strips)
9 1/8 TPRN 18
2018-05-15
0.00
133.33
131.27
U.S. Treasuries (including strips)
9 TPRN 18
2018-11-15
0.00
1333.33
1305.48
U.S. Treasuries (including strips)
8 1/8 TPRN 19
2019-08-15
0.00
1100.00
1062.71
U.S. Treasuries (including strips)
8 1/2 TPRN 20
2020-02-15
0.00
1716.67
1645.97
U.S. Treasuries (including strips)
8 3/4 TPRN 20
2020-05-15
0.00
4333.33
4128.28
U.S. Treasuries (including strips)
7 7/8 TPRN 21
2021-02-15
0.00
34683.33
32550.31
U.S. Treasuries (including strips)
8 1/8 TPRN 21
2021-05-15
0.00
18783.33
17537.43
U.S. Treasuries (including strips)
8 1/8 TPRN 21/08
2021-08-15
0.00
8883.33
8246.58
U.S. Treasuries (including strips)
8 TPRN 21
2021-11-15
0.00
553750.00
511299.54
U.S. Treasuries (including strips)
7 1/4 TPRN 22
2022-08-15
0.00
83816.67
76095.48
U.S. Treasuries (including strips)
7 5/8 TPRN 22
2022-11-15
0.00
99316.67
89631.31
U.S. Treasuries (including strips)
7 1/8 TPRN 23
2023-02-15
0.00
686350.00
614832.33
U.S. Treasuries (including strips)
TINT 08/15/23
2023-08-15
0.00
3793237.45
3341121.56
U.S. Treasuries (including strips)
6 1/4 TPRN 23
2023-08-15
0.00
127566.67
113101.89
U.S. Treasuries (including strips)
TINT 02/15/24
2024-02-15
0.00
10233.28
8889.14
U.S. Treasuries (including strips)
7 1/2 TPRN 24
2024-11-15
0.00
1866.67
1599.77
U.S. Treasuries (including strips)
7 5/8 TPRN 25
2025-02-15
0.00
2916.67
2483.92
U.S. Treasuries (including strips)
6 7/8 TPRN 25
2025-08-15
0.00
16.67
14.05
U.S. Treasuries (including strips)
6 TPRN 26
2026-02-15
0.00
18700.00
15594.12
U.S. Treasuries (including strips)
First Tier Security
NA
NA
2016-05-02
2016-05-02
2016-05-02
N
N
N
0.0027
5000000.00
5000000.00
0.0047
N
Y
N
N
Wells Fargo Funds Trust
2016-05-06
David Berardi
David Berardi
Assistant Treasurer