EX-99.D ADVSR CONTR 7 managementagreeschedulea.htm SCHEDULE A TO THE INVESTMENT MANAGEMENT AGREEMENT

SCHEDULE A

WELLS FARGO FUNDS MANAGEMENT

INVESTMENT MANAGEMENT AGREEMENT

WELLS FARGO FUNDS TRUST

 

 

Wells Fargo Funds Trust

Fee as % of Avg. Daily

Net Asset Value

Adjustable Rate Government Fund

First 1B

Next 4B

Next 3B

Next 2B

Over 10B

0.35

0.325

0.29

0.265

0.255

Alternative Strategies Fund

First 500M

Next 500M

Next 1B

Next 2B

Next 1B

Next 5B

Over 10B

1.75

1.725

1.70

1.675

1.65

1.64

1.63

Asia Pacific Fund

First 500M

Next 500M

Next 1B

Next 2B

Next 1B

Next 5B

Over 10B

1.00

0.95

0.90

0.875

0.85

0.84

0.83

C&B Mid Cap Value Fund

First 500M
Next 500M

Next 1B

Next 2B

Next 1B

Next 5B

Over 10B

0.75

0.725

0.70

0.675

0.65

0.64

0.63

C&B Large Cap Value Fund±

First 5B

Next 5B

Over 10B

0.05

0.04

0.03

California Limited-Term Tax-Free Fund

First 500M
Next 500M

Next 2B

Next 2B

Next 5B

Over 10B

0.40
0.375

0.35

0.325

0.29

0.28

California Municipal Money Market Fund1

First 5B

Next 5B

Over 10B

0.15

0.14

0.13

California Tax-Free Fund

First 500M
Next 500M

Next 2B

Next 2B

Next 5B

Over 10B

0.40
0.375

0.35

0.325

0.29

0.28

Capital Growth Fund

First 500M
Next 500M

Next 1B

Next 2B

Next 1B

Next 3B

Next 2B

Next 2B

Next 4B

Over 16B

0.70

0.675

0.65

0.625

0.60

0.59

0.565

0.555

0.53

0.505

Cash Investment Money Market Fund

First 5B

Next 5B

Over 10B

0.15

0.14

0.13

Colorado Tax-Free Fund

First 500M
Next 500M

Next 2B

Next 2B

Next 5B

Over 10B

0.40
0.375

0.35

0.325

0.29

0.28

Common Stock Fund

First 500M
Next 500M

Next 1B

Next 2B

Next 1B

Next 5B

Over 10B

0.80

0.75

0.70

0.675

0.65

0.64

0.63

Conservative Income Fund

First 1B

Next 4B

Next 5B

Over 10B

0.25

0.225

0.19

0.18

Core Bond Fund±

First 5B

Next 5B

Over 10B

0.05

0.04

0.03

Core Plus Bond Fund

First 500M

Next 500M

Next 2B

Next 2B

Next 5B

Over 10B

0.45
0.425

0.40

0.375

0.34

0.33

Disciplined U.S. Core Fund

First 1B

Next 4B

Next 5B

Over 10B

0.35

0.325

0.29

0.28

Discovery Fund

First 500M
Next 500M

Next 1B

Next 2B

Next 1B

Next 5B

Over 10B

0.80

0.75

0.70

0.675

0.65

0.64

0.63

Diversified Capital Builder Fund

First 500M
Next 500M

Next 2B

Next 2B

Next 5B

Over 10B

0.65

0.60

0.55

0.525

0.49

0.48

Diversified Equity Fund

First 500M

Next 500M

Next 2B

Next 2B

Next 5B

Over 10B

0.30

0.28

0.26

0.24

0.23

0.22

Diversified Income Builder Fund

First 500M
Next 500M

Next 2B

Next 2B

Next 5B

Over 10B

 

0.55

0.525

0.50

0.475

0.44

0.43

Diversified International Fund2

First 500M
Next 500M

Next 1B

Next 2B

Next 1B

Next 5B

Over 10B

0.90

0.85

0.80

0.775

0.75

0.74

0.73

Dow Jones Target Today Fund

First 5B

Next 5B

Over 10B

0.20

0.19

0.18

Dow Jones Target 2010 Fund

First 5B

Next 5B

Over 10B

0.20

0.19

0.18

Dow Jones Target 2015 Fund

First 5B

Next 5B

Over 10B

0.20

0.19

0.18

Dow Jones Target 2020 Fund

First 5B

Next 5B

Over 10B

0.20

0.19

0.18

Dow Jones Target 2025 Fund

First 5B

Next 5B

Over 10B

0.20

0.19

0.18

Dow Jones Target 2030 Fund

 

First 5B

Next 5B

Over 10B

0.20

0.19

0.18

Dow Jones Target 2035 Fund

First 5B

Next 5B

Over 10B

0.20

0.19

0.18

Dow Jones Target 2040 Fund

First 5B

Next 5B

Over 10B

0.20

0.19

0.18

Dow Jones Target 2045 Fund

First 5B

Next 5B

Over 10B

0.20

0.19

0.18

Dow Jones Target 2050 Fund

First 5B

Next 5B

Over 10B

0.20

0.19

0.18

Dow Jones Target 2055 Fund

First 5B

Next 5B

Over 10B

0.20

0.19

0.18

Dow Jones Target 2060 Fund

First 5B

Next 5B

Over 10B

0.20

0.19

0.18

Dynamic Target Today Fund

First 5B

Next 5B

Over 10B

0.20

0.19

0.18

Dynamic Target 2015 Fund

First 5B

Next 5B

Over 10B

0.20

0.19

0.18

Dynamic Target 2020 Fund

First 5B

Next 5B

Over 10B

0.20

0.19

0.18

Dynamic Target 2025 Fund

First 5B

Next 5B

Over 10B

0.20

0.19

0.18

Dynamic Target 2030 Fund

First 5B

Next 5B

Over 10B

0.20

0.19

0.18

Dynamic Target 2035 Fund

First 5B

Next 5B

Over 10B

0.20

0.19

0.18

Dynamic Target 2040 Fund

First 5B

Next 5B

Over 10B

0.20

0.19

0.18

Dynamic Target 2045 Fund

First 5B

Next 5B

Over 10B

0.20

0.19

0.18

Dynamic Target 2050 Fund

First 5B

Next 5B

Over 10B

0.20

0.19

0.18

Dynamic Target 2055 Fund

First 5B

Next 5B

Over 10B

0.20

0.19

0.18

Dynamic Target 2060 Fund

First 5B

Next 5B

Over 10B

0.20

0.19

0.18

Emerging Growth Fund±

First 5B

Next 5B

Over 10B

0.05

0.04

0.03

Emerging Markets Equity Fund3

First 500M
Next 500M

Next 1B

Next 2B

Next 1B

Next 3B

Next 2B

Over 10B

1.15

1.10

1.05

1.025

1.00

0.99

0.965

0.955

Emerging Markets Equity Income Fund4

First 500M
Next 500M

Next 1B

Next 2B

Next 1B

Next 3B

Next 2B

Over 10B

1.15

1.10

1.05

1.025

1.00

0.99

0.965

0.955

Endeavor Select Fund

First 500M
Next 500M

Next 1B

Next 2B

Next 1B

Next 3B

Next 2B

Next 2B

Next 4B

Over 16B

0.70

0.675

0.65

0.625

0.60

0.59

0.565

0.555

0.53

0.505

Enterprise Fund

First 500M
Next 500M

Next 1B

Next 2B

Next 1B

Next 5B

Over 10B

0.75

0.725

0.70

0.675

0.65

0.64

0.63

Global Long/Short Fund

First 500M
Next 500M

Next 1B

Next 2B

Next 1B

Next 5B

Over 10B

1.30

1.25

1.20

1.175

1.15

1.14

1.13

Global Opportunities Fund

First 500M
Next 500M

Next 1B

Next 2B

Next 1B

Next 5B

Over 10B

0.95

0.925

0.90

0.875

0.85

0.84

0.83

Government Money Market Fund

First 5B

Next 5B

Over 10B

0.15

0.14

0.13

Government Securities Fund

First 500M
Next 500M

Next 2B

Next 2B

Next 5B

Over 10B

0.45

0.425

0.40

0.375

0.34

0.33

Growth Balanced Fund

First 500M

Next 500M

Next 2B

Next 2B

Next 5B

Over 10B

0.30

0.28

0.26

0.24

0.23

0.22

Growth Fund

First 500M
Next 500M

Next 1B

Next 2B

Next 1B

Next 3B

Next 2B

Next 2B

Next 4B

Over 16B

0.80

0.75

0.70

0.675

0.65

0.64

0.615

0.605

0.58

0.555

Heritage Money Market Fund

 

First 5B

Next 5B

Over 10B

0.15

0.14

  0.13

High Yield Bond Fund

First 500M
Next 500M

Next 2B

Next 2B

Next 5B

Over 10B

 

0.55

0.525

0.50

0.475

0.44

0.43

High Yield Municipal Bond Fund

First 500M

Next 500M

Next 2B

Next 2B

Next 5B

Over 10B

0.50

0.475

0.45

0.425

0.39

0.38

Index Asset Allocation Fund

First 500M
Next 500M

Next 2B

Next 2B

Next 5B

Over 10B

0.65

0.60

0.55

0.525

0.49

0.48

Index Fund±

First 5B

Next 5B

Over 10B

0.05

0.04

0.03

Intermediate Tax/AMT Free Fund

First 500M
Next 500M

Next 2B

Next 2B

Next 5B

Over 10B

0.40
0.375

0.35

0.325

0.29

0.28

International Bond Fund

First 500M
Next 500M

Next 2B

Next 2B

Next 5B

Over 10B

0.60

0.575

0.55

0.525

0.49

0.48

International Equity Fund5

First 500M
Next 500M

Next 1B

Next 2B

Next 1B

Next 5B

Over 10B

0.90

0.85

0.80

0.775

0.75

0.74

0.73

International Value Fund±

First 5B

Next 5B

Over 10B

0.05

0.04

0.03

Intrinsic Small Cap Value Fund

First 500M
Next 500M

Next 1B

Next 1B

Next 1B

Next 1B

Next 5B

Over 10B

0.85
0.825

0.80

0.775

0.75

0.73

0.72

0.71

Intrinsic Value Fund

First 500M

Next 500M

Next 1B

Next 2B

Next 1B

Next 3B

Next 2B

Next 2B

Next 4B

Over 16B

 

 

Next 4B

Over 16B

0.70

0.675

0.65

0.625

0.60

0.59

0.565

0.555

0.53

0.505

Intrinsic World Equity Fund

First 500M

Next 500M

Next 1B

Next 2B

Next 1B

Next 5B

Over 10B

0.85

0.80

0.75

0.725

0.70

0.69

0.68 

 

Large Cap Core Fund

First 500M     

Next 500M

Next 1B

Next 2B

Next 1B

Next 3B

Next 2B

Next 2B

Next 4B

Over 16B

0.70

0.675

0.65

0.625

0.60

0.59

0.565

0.555

0.53

0.505

Large Cap Growth Fund

First 500M     

Next 500M

Next 1B

Next 2B

Next 1B

Next 3B

Next 2B

Next 2B

Next 4B

Over 16B

0.70

0.675

0.65

0.625

0.60

0.59

0.565

0.555

0.53

0.505

Large Company Value Fund

First 500M     

Next 500M

Next 1B

Next 2B

Next 1B

Next 3B

Next 2B

Next 2B

Next 4B

Over 16B

0.70

0.675

0.65

0.625

0.60

0.59

0.565

0.555

0.53

0.505

Low Volatility U.S. Equity Fund6

First $1B

Next $4B

Next $5B

Over $10B

0.40

0.375

0.34

0.33

Managed Account CoreBuilder Shares Series M

0.00

Minnesota Tax-Free Fund

First 500M

Next 500M

Next 2B

Next 2B

Next 5B

Over 10B

0.40

0.375

0.35

0.325

0.29

0.28

Moderate Balanced Fund

First 500M

Next 500M

Next 2B

Next 2B

Next 5B

Over 10B

0.30

0.28

0.26

0.24

0.23

0.22

Money Market Fund

First 1B

Next 4B

Next 5B

Next 5B

Next 10B

Over 25B

0.35

0.325

0.29

0.28

0.255

0.23

Municipal Bond Fund

First 500M

Next 500M

Next 2B

Next 2B

Next 5B

Over 10B

0.40

0.375

0.35

0.325

0.29

0.28

Municipal Cash Management Money Market Fund

First 5B

Next 5B

Over 10B

0.15

0.14

0.13

Municipal Money Market Fund7

First 1B

Next 4B

Next 5B

Next 5B

Next 10B

Over 25B

0.35

0.325

0.29

0.28

0.255

0.23

National Tax-Free Money Market Fund

First 5B

Next 5B

Over 10B

0.15

0.14

0.13

North Carolina Tax-Free Fund

First 500M

Next 500M

Next 2B

Next 2B

Next 5B

Over 10B

0.40

0.375

0.35

0.325

0.29

0.28

Omega Growth Fund

First 500M

Next 500M

Next 1B

Next 2B

Next 1B

Next 3B

Next 2B

Next 2B

Next 4B

Over 16B

0.80

0.75

0.70

0.675

0.65

0.64

0.615

0.605

0.58

0.555

Opportunity Fund

First 500M

Next 500M

Next 1B

Next 2B

Next 1B

Next 5B

Over 10B

0.75

0.725

0.70

0.675

0.65

0.64

0.63

Pennsylvania Tax-Free Fund

First 500M

Next 500M

Next 2B

Next 2B

Next 5B

Over 10B

0.40

0.375

0.35

0.325

0.29

0.28

Precious Metals Fund

First 500M

Next 500M

Next 1B

Next 2B

Next 1B

Next 5B

Over 10B

0.65

0.60

0.55

0.525

0.50

0.49

0.48

Premier Large Company Growth Fund

First 500M     

Next 500M

Next 1B

Next 2B

Next 1B

Next 3B

Next 2B

Next 2B

Next 4B

Over 16B

0.70

0.675

0.65

0.625

0.60

0.59

0.565

0.555

0.53

0.505

Real Return Fund±

First 5B

Next 5B

Over 10B

0.05

0.04

0.03

Short Duration Government Bond Fund

First 1B

Next 4B

Next 3B

Next 2B

Over 10B

0.35

0.325

0.29

0.265

0.255

Short-Term Bond Fund

First 1B

Next 4B

Next 3B

Next 2B

Over 10B

0.35

0.325

0.29

0.265

0.255

Short-Term High Yield Bond Fund

First 500M

Next 500M

Next 2B

Next 2B

Next 5B

Over 10B

0.50

0.475

0.45

0.425

0.39

0.38

Short-Term Municipal Bond Fund

First 1B

Next 4B

Next 3B

Next 2B

Over 10B

0.35

0.325

0.29

0.265

0.255

Small Cap Opportunities Fund

First 500M

Next 500M

Next 1B

Next 1B

Next 1B

Next 1B

Next 5B

Over 10B

0.85

0.825

0.80

0.775

0.75

0.73

0.72

0.71

Small Cap Value Fund

First 500M

Next 500M

Next 1B

Next 1B

Next 1B

Next 1B

Next 5B

Over 10B

0.85

0.825

0.80

0.775

0.75

0.73

0.72

0.71

Small Company Growth Fund±

First 5B

Next 5B

Over 10B

0.05

0.04

0.03

Small Company Value Fund±

First 5B

Next 5B

Over 10B

0.05

0.04

0.03

Special Mid Cap Value Fund

First 500M

Next 500M

Next 1B

Next 2B

Next 1B

Next 5B

Over 10B

0.75

0.725

0.70

0.675

0.65

0.64

0.63

Special Small Cap Value Fund

First 500M

Next 500M

Next 1B

Next 1B

Next 1B

Next 1B

Next 5B

Over 10B

0.85

0.825

0.80

0.775

0.75

0.73

0.72

0.71

Specialized Technology Fund

First 500M

Next 500M

Next 1B

Next 2B

Next 1B

Next 5B

Over 10B

0.90

0.875

0.85

0.825

0.80

0.79

0.78

Strategic Income Fund

First 500M

Next 500M

Next 2B

Next 2B

Next 5B

Over 10B

0.525

0.50

0.475

0.45

0.415

0.405

Strategic Municipal Bond Fund

First 500M

Next 500M

Next 2B

Next 2B

Next 5B

Over 10B

0.40

0.375

0.35

0.325

0.29

0.28

Traditional Small Cap Growth Fund

First 500M

Next 500M

Next 1B

Next 1B

Next 1B

Next 1B

Next 5B

Over 10B

0.85

0.825

0.80

0.775

0.75

0.73

0.72

0.71

Treasury Plus Money Market Fund

First 5B

Next 5B

Over 10B

0.15

0.14

0.13

Ultra Short-Term Income Fund

First 1B

Next 4B

Next 3B

Next 2B

Over 10B

0.35

0.325

0.29

0.265

0.255

Ultra Short-Term Municipal Income Fund

First 1B

Next 4B

Next 3B

Next 2B

Over 10B

0.35

0.325

0.29

0.265

0.255

Utility & Telecommunications Fund

First 500M

Next 500M

Next 1B

Next 2B

Next 1B

Next 5B

Over 10B

0.65

0.60

0.55

0.525

0.50

0.49

0.48

WealthBuilder Conservative Allocation Portfolio8

First 1B

Next 4B

Next 5B

Over 10B

0.25

0.225

0.19

0.18

WealthBuilder Equity Portfolio8

First 1B

Next 4B

Next 5B

Over 10B

0.25

0.225

0.19

0.18

WealthBuilder Growth Allocation Portfolio8

First 1B

Next 4B

Next 5B

Over 10B

0.25

0.225

0.19

0.18

WealthBuilder Growth Balanced Portfolio8

First 1B

Next 4B

Next 5B

Over 10B

0.25

0.225

0.19

0.18

WealthBuilder Moderate Balanced Portfolio8

First 1B

Next 4B

Next 5B

Over 10B

0.25

0.225

0.19

0.18

Wisconsin Tax-Free Fund

First 500M

Next 500M

Next 2B

Next 2B

Next 5B

Over 10B

0.40

0.375

0.35

0.325

0.29

0.28

100% Treasury Money Market Fund

First 1B

Next 4B

Next 5B

Next 5B

Next 10B

Over 25B

0.35

0.325

0.29

0.28

0.255

0.23

 

 

Schedule A amended:  August 10, 2016

 

±  As long as the Fund invests all (or substantially all) of its assets in a single, registered, open-end management investment company in accordance with Section 12(d)(1)(E) under the 1940 Act, the Fund pays Funds Management an investment management fee for the Fund-level administrative services set forth in Section 2(b) of the Investment Management Agreement.  At the time the Fund invests some of its assets in two or more registered, open-end management investment companies in accordance with Section 12(d)(1)(G) under the 1940 Act, the Fund shall pay Funds Management an investment management fee for combined asset allocation services and fund-level administrative services at the rates shown in the table that follows.

 

Dormant Investment Management Fee

as % of  Avg. Daily Net Asset Value

First 5B

Next 5B

Over 10B

0.30

0.29

0.28

 

 


The foregoing fee schedule is agreed to as of August 10, 2016 and shall remain in effect until changed in writing by the parties.

WELLS FARGO FUNDS TRUST

 

By:                                                           

     C. David Messman

     Secretary

 

 

WELLS FARGO FUNDS MANAGEMENT, LLC

 

By:                                                           
Paul Haast

     Senior Vice President

 

 

1. On May 25, 2016 the Board of Trustees of Wells Fargo Funds Trust approved the liquidation of the California Municipal Money Market Fund effective on or about September 1, 2016.

2. On May 25, 2016 the Board of Trustees of Wells Fargo Funds Trust approved an amendment to the investment management fees for the Diversified International Fund.  Effective March 1, 2017, the investment management fees will be as follows: First 500M 0.85%; Next 500M 0.80%; Next 1B 0.75%; Next 2B 0.725%; Next 1B 0.70%; Next 5B 0.69%; Over 10B 0.68%.

3. On May 25, 2016 the Board of Trustees of Wells Fargo Funds Trust approved an amendment to the investment management fees for the Emerging Markets Equity Fund.  Effective March 1, 2017, the investment management fees will be as follows: First 1B 1.05%; Next 1B 1.025%; Next 2B 1.00%; Next 1B 0.975%; Next 3B 0.965%; Next 2B 0.955%; Over 10B 0.945%.

4. On May 25, 2016 the Board of Trustees of Wells Fargo Funds Trust approved an amendment to the investment management fees for the Emerging Markets Equity Income Fund.  Effective March 1, 2017, the investment management fees will be as follows: First 1B 1.05%; Next 1B 1.025%; Next 2B 1.00%; Next 1B 0.975%; Next 3B 0.965%; Next 2B 0.955%; Over 10B 0.945%.

5. On May 25, 2016 the Board of Trustees of Wells Fargo Funds Trust approved an amendment to the investment management fees for the International Equity Fund.  Effective March 1, 2017, the investment management fees will be as follows: First 500M 0.85%; Next 500M 0.80%; Next 1B 0.75%; Next 2B 0.725%; Next 1B 0.70%; Next 5B 0.69%; Over 10B 0.68%.

6. On August 10, 2016 the Board of Trustees of Wells Fargo Funds Trust approved the establishment of the Low Volatility U.S. Equity Fund.  The Low Volatility U.S. Equity Fund is expected to commence operations in the fourth quarter of 2016.

7. On August 10, 2016 the Board of Trustees of Wells Fargo Funds Trust approved the merger of the Municipal Money Market Fund into the National Tax-Free Money Market Fund.  Pending shareholder approval, the fund merger is expected to occur in the first quarter of 2017.

8. On August 10, 2016 the Board of Trustees of Wells Fargo Funds Trust approved the name change of each WealthBuilder Portfolio as WealthBuilder Fund.  The name change will become effective in the first quarter 2017.