-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TDBDH+PU8BO+Z28PRuKAm5ibooBsNWwe839BwQmLMcg2QoJ6VEovsbuKzSc3GHMe 29Y6bYEyMAzdRxqJNOi4aw== 0000950123-10-019154.txt : 20100301 0000950123-10-019154.hdr.sgml : 20100301 20100301141143 ACCESSION NUMBER: 0000950123-10-019154 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100301 DATE AS OF CHANGE: 20100301 EFFECTIVENESS DATE: 20100301 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WELLS FARGO FUNDS TRUST CENTRAL INDEX KEY: 0001081400 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-09253 FILM NUMBER: 10643561 BUSINESS ADDRESS: STREET 1: 525 MARKET STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 BUSINESS PHONE: 800-222-8222 MAIL ADDRESS: STREET 1: 525 MARKET STREET STREET 2: 12TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94105 0001081400 S000007389 California Limited-Term Tax-Free fund C000020269 Class A SFCIX C000020270 Class C SFCCX C000020271 Class Admin SCTIX 0001081400 S000007390 California Tax-Free Fund C000020272 Class A SCTAX C000020273 Class B SGCBX C000020274 Class C SCTCX C000020275 Class Admin SGCAX 0001081400 S000007391 Colorado Tax-Free Fund C000020276 Class A NWCOX C000020277 Class B NWCBX C000020278 Class Admin NCOTX C000065586 Class C WCOTX 0001081400 S000007392 Minnesota Tax-Free Fund C000020279 Class C WMTCX C000020281 Class A NMTFX C000020282 Class B NWMBX C000020283 Class Admin NWMIX NSAR-A 1 nsara.fil PAGE 1 000 A000000 12/31/2009 000 C000000 0001081400 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 WELLS FARGO FUNDS TRUST 001 B000000 811-009253 001 C000000 4153960446 002 A000000 525 MARKET STREET 002 B000000 SAN FRANCISCO 002 C000000 CA 002 D010000 94105 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 98 007 C011200 12 007 C021200 Minnesota Tax-Free Fund 007 C031200 N 007 C011400 14 007 C021400 Colorado Tax-Free Fund 007 C031400 N 007 C011800 18 007 C021800 California Tax-Free Fund 007 C031800 N 007 C011900 19 007 C021900 California Limited-Term Tax-Free Fund 007 C031900 N 008 A001201 WELLS FARGO FUNDS MANAGEMENT, LLC 008 B001201 A 008 C001201 801-58237 008 D011201 SAN FRANCISCO 008 D021201 CA 008 D031201 94105 008 A001202 WELLS CAPITAL MANAGEMENT INCORPORATED 008 B001202 S 008 C001202 801-021122 008 D011202 SAN FRANCISCO 008 D021202 CA 008 D031202 94105 008 A001401 WELLS FARGO FUNDS MANAGEMENT, LLC 008 B001401 A 008 C001401 801-58237 008 D011401 SAN FRANCISCO 008 D021401 CA PAGE 2 008 D031401 94105 008 A001402 WELLS CAPITAL MANAGEMENT INCORPORATED 008 B001402 S 008 C001402 801-021122 008 D011402 SAN FRANCISCO 008 D021402 CA 008 D031402 94105 008 A001801 WELLS FARGO FUNDS MANAGEMENT, LLC 008 B001801 A 008 C001801 801-58237 008 D011801 SAN FRANCISCO 008 D021801 CA 008 D031801 94105 008 A001802 WELLS CAPITAL MANAGEMENT INCORPORATED 008 B001802 S 008 C001802 801-021122 008 D011802 SAN FRANCISCO 008 D021802 CA 008 D031802 94105 008 A001901 WELLS FARGO FUNDS MANAGEMENT, LLC 008 B001901 A 008 C001901 801-58237 008 D011901 SAN FRANCISCO 008 D021901 CA 008 D031901 94105 008 A001902 WELLS CAPITAL MANAGEMENT INCORPORATED 008 B001902 S 008 C001902 801-021122 008 D011902 SAN FRANCISCO 008 D021902 CA 008 D031902 94105 010 A00AA01 WELLS FARGO FUNDS MANAGEMENT, LLC 010 B00AA01 801-58237 010 C01AA01 SAN FRANCISCO 010 C02AA01 CA 010 C03AA01 94105 011 A00AA01 Wells Fargo Funds Distributor, LLC 011 B00AA01 8-066716 011 C01AA01 San Francisco 011 C02AA01 CA 011 C03AA01 94105 012 A00AA01 BOSTON FINANCIAL DATA SERVICES, INC. 012 B00AA01 84-00896 012 C01AA01 QUINCY 012 C02AA01 MA 012 C03AA01 02169 013 A00AA01 KPMG 013 B01AA01 Philadelphia 013 B02AA01 PA 013 B03AA01 19103 014 A00AA01 HD VEST INVESTMENT SERVICES, INC. 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& CO., INC. 020 B000007 41-0953246 020 C000007 899 020 A000008 MORGAN STANLEY 020 B000008 13-2655998 020 C000008 859 020 A000009 SUSQUEHANNA BANCSHARES INCORPORATED 020 B000009 23-2201716 020 C000009 837 020 A000010 INSTINET CORP 020 B000010 13-3443395 020 C000010 813 021 000000 25053 PAGE 4 022 A000001 CREDIT SUISSE FIRST BOSTON CORP 022 B000001 13-5659485 022 C000001 539561274 022 D000001 107425 022 A000002 BARCLAYS CAPITAL INC 022 B000002 06-1031656 022 C000002 520856010 022 D000002 1286153 022 A000003 JP MORGAN CHASE & CO 022 B000003 13-2624428 022 C000003 501574064 022 D000003 4811070 022 A000004 BANK OF AMERICA 022 B000004 13-4078651 022 C000004 448858503 022 D000004 5522935 022 A000005 CITIGROUP 022 B000005 13-3214963 022 C000005 284286799 022 D000005 1658754 022 A000006 MORGAN STANLEY 022 B000006 13-2655998 022 C000006 271208830 022 D000006 1043079 022 A000007 ICAP 022 B000007 13-3858854 022 C000007 268306075 022 D000007 0 022 A000008 Greenwich Capital Markets Inc. 022 B000008 13-3172275 022 C000008 221339902 022 D000008 31458 022 A000009 BNP Paribas 022 C000009 166420430 022 D000009 142352 022 A000010 Tullett Liberty Brokerage Incorporated 022 B000010 13-3294946 022 C000010 143293950 022 D000010 0 023 C000000 3848648358 023 D000000 28712726 024 00AA00 N 025 D001201 0 026 A000000 N 026 B000000 N 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N PAGE 5 026 H000000 N 027 000000 Y 028 A011200 2639 028 A021200 0 028 A031200 0 028 A041200 2223 028 B011200 3863 028 B021200 675 028 B031200 0 028 B041200 3121 028 C011200 3045 028 C021200 334 028 C031200 0 028 C041200 2214 028 D011200 1643 028 D021200 345 028 D031200 0 028 D041200 3584 028 E011200 2709 028 E021200 329 028 E031200 0 028 E041200 3751 028 F011200 1645 028 F021200 462 028 F031200 0 028 F041200 3798 028 G011200 15544 028 G021200 2145 028 G031200 0 028 G041200 18691 028 H001200 1975 028 A011400 1683 028 A021400 0 028 A031400 0 028 A041400 1391 028 B011400 3277 028 B021400 299 028 B031400 0 028 B041400 1380 028 C011400 4003 028 C021400 158 028 C031400 0 028 C041400 1513 028 D011400 2279 028 D021400 163 028 D031400 0 028 D041400 1540 028 E011400 2883 028 E021400 151 028 E031400 0 028 E041400 1921 PAGE 6 028 F011400 3848 028 F021400 152 028 F031400 0 028 F041400 1450 028 G011400 17973 028 G021400 923 028 G031400 0 028 G041400 9195 028 H001400 5456 028 A011800 5782 028 A021800 0 028 A031800 0 028 A041800 8992 028 B011800 8252 028 B021800 2288 028 B031800 0 028 B041800 5569 028 C011800 11457 028 C021800 1139 028 C031800 0 028 C041800 5576 028 D011800 10699 028 D021800 1141 028 D031800 0 028 D041800 7027 028 E011800 7208 028 E021800 1067 028 E031800 0 028 E041800 3523 028 F011800 48136 028 F021800 1148 028 F031800 0 028 F041800 17626 028 G011800 91534 028 G021800 6783 028 G031800 0 028 G041800 48313 028 H001800 18384 028 A011900 15469 028 A021900 0 028 A031900 0 028 A041900 5232 028 B011900 15300 028 B021900 341 028 B031900 0 028 B041900 3927 028 C011900 29887 028 C021900 181 028 C031900 0 028 C041900 2446 028 D011900 31603 PAGE 7 028 D021900 195 028 D031900 0 028 D041900 10182 028 E011900 20387 028 E021900 197 028 E031900 0 028 E041900 3145 028 F011900 35786 028 F021900 209 028 F031900 0 028 F041900 5354 028 G011900 148432 028 G021900 1123 028 G031900 0 028 G041900 30286 028 H001900 29921 029 001200 Y 029 001400 Y 029 001800 Y 029 001900 Y 030 A001200 62 030 B001200 4.50 030 C001200 0.00 030 A001400 93 030 B001400 4.50 030 C001400 0.00 030 A001800 372 030 B001800 4.50 030 C001800 0.00 030 A001900 230 030 B001900 3.00 030 C001900 0.00 031 A001200 7 031 B001200 0 031 A001400 7 031 B001400 0 031 A001800 34 031 B001800 0 031 A001900 21 031 B001900 0 032 001200 55 032 001400 86 032 001800 338 032 001900 209 033 001200 0 033 001400 0 033 001800 0 033 001900 0 034 001200 Y 034 001400 Y 034 001800 Y PAGE 8 034 001900 Y 035 001200 0 035 001400 0 035 001800 3 035 001900 3 036 A001200 Y 036 B001200 0 036 A001400 Y 036 B001400 0 036 A001800 Y 036 B001800 0 036 A001900 Y 036 B001900 0 037 001200 N 037 001400 N 037 001800 N 037 001900 N 038 001200 0 038 001400 0 038 001800 0 038 001900 0 039 001200 N 039 001400 N 039 001800 N 039 001900 N 040 001200 Y 040 001400 Y 040 001800 Y 040 001900 Y 041 001200 Y 041 001400 Y 041 001800 Y 041 001900 Y 042 A001200 0 042 B001200 0 042 C001200 46 042 D001200 26 042 E001200 0 042 F001200 0 042 G001200 28 042 H001200 0 042 A001400 0 042 B001400 0 042 C001400 68 042 D001400 4 042 E001400 0 042 F001400 0 042 G001400 28 042 H001400 0 042 A001800 0 042 B001800 0 PAGE 9 042 C001800 25 042 D001800 52 042 E001800 0 042 F001800 0 042 G001800 23 042 H001800 0 042 A001900 0 042 B001900 0 042 C001900 91 042 D001900 9 042 E001900 0 042 F001900 0 042 G001900 0 042 H001900 0 043 001200 25 043 001400 11 043 001800 156 043 001900 51 044 001200 0 044 001400 0 044 001800 0 044 001900 0 045 001200 Y 045 001400 Y 045 001800 Y 045 001900 Y 046 001200 N 046 001400 N 046 001800 N 046 001900 N 047 001200 Y 047 001400 Y 047 001800 Y 047 001900 Y 048 001200 0.000 048 A011200 500000 048 A021200 0.350 048 B011200 500000 048 B021200 0.325 048 C011200 2000000 048 C021200 0.300 048 D011200 2000000 048 D021200 0.275 048 E011200 0 048 E021200 0.000 048 F011200 0 048 F021200 0.000 048 G011200 0 048 G021200 0.000 048 H011200 0 048 H021200 0.000 PAGE 10 048 I011200 0 048 I021200 0.000 048 J011200 0 048 J021200 0.000 048 K011200 5000000 048 K021200 0.250 048 001400 0.000 048 A011400 500000 048 A021400 0.350 048 B011400 500000 048 B021400 0.325 048 C011400 2000000 048 C021400 0.300 048 D011400 2000000 048 D021400 0.275 048 E011400 0 048 E021400 0.000 048 F011400 0 048 F021400 0.000 048 G011400 0 048 G021400 0.000 048 H011400 0 048 H021400 0.000 048 I011400 0 048 I021400 0.000 048 J011400 0 048 J021400 0.000 048 K011400 5000000 048 K021400 0.250 048 001800 0.000 048 A011800 500000 048 A021800 0.350 048 B011800 500000 048 B021800 0.325 048 C011800 2000000 048 C021800 0.300 048 D011800 2000000 048 D021800 0.275 048 E011800 0 048 E021800 0.000 048 F011800 0 048 F021800 0.000 048 G011800 0 048 G021800 0.000 048 H011800 0 048 H021800 0.000 048 I011800 0 048 I021800 0.000 048 J011800 0 048 J021800 0.000 048 K011800 5000000 PAGE 11 048 K021800 0.250 048 001900 0.000 048 A011900 500000 048 A021900 0.350 048 B011900 500000 048 B021900 0.325 048 C011900 2000000 048 C021900 0.300 048 D011900 2000000 048 D021900 0.275 048 E011900 0 048 E021900 0.000 048 F011900 0 048 F021900 0.000 048 G011900 0 048 G021900 0.000 048 H011900 0 048 H021900 0.000 048 I011900 0 048 I021900 0.000 048 J011900 0 048 J021900 0.000 048 K011900 5000000 048 K021900 0.250 049 00AA00 N 050 00AA00 N 051 00AA00 N 052 00AA00 N 053 A00AA00 Y 053 B00AA00 Y 053 C00AA00 N 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 N 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 Y 054 H00AA00 N 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 N 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 Y 055 A001200 N 055 B001200 N 055 A001400 N 055 B001400 N 055 A001800 N PAGE 12 055 B001800 N 055 A001900 N 055 B001900 N 056 001200 Y 056 001400 Y 056 001800 Y 056 001900 Y 057 001200 N 057 001400 N 057 001800 N 057 001900 N 058 A001200 N 058 A001400 N 058 A001800 N 058 A001900 N 059 001200 Y 059 001400 Y 059 001800 Y 059 001900 Y 060 A001200 N 060 B001200 N 060 A001400 N 060 B001400 N 060 A001800 N 060 B001800 N 060 A001900 N 060 B001900 N 061 001200 1000 061 001400 1000 061 001800 1000 061 001900 1000 062 A001200 Y 062 B001200 0.0 062 C001200 0.0 062 D001200 0.0 062 E001200 0.0 062 F001200 0.0 062 G001200 0.0 062 H001200 0.0 062 I001200 0.0 062 J001200 0.0 062 K001200 0.0 062 L001200 2.0 062 M001200 0.0 062 N001200 0.0 062 O001200 97.0 062 P001200 0.0 062 Q001200 0.0 062 R001200 0.0 062 A001400 Y 062 B001400 0.0 PAGE 13 062 C001400 0.0 062 D001400 0.0 062 E001400 0.0 062 F001400 0.0 062 G001400 0.0 062 H001400 0.0 062 I001400 0.0 062 J001400 0.0 062 K001400 0.0 062 L001400 11.0 062 M001400 0.0 062 N001400 0.0 062 O001400 89.4 062 P001400 0.0 062 Q001400 0.0 062 R001400 0.0 062 A001800 Y 062 B001800 0.0 062 C001800 0.0 062 D001800 0.0 062 E001800 0.0 062 F001800 0.0 062 G001800 0.0 062 H001800 0.0 062 I001800 0.0 062 J001800 0.0 062 K001800 0.0 062 L001800 2.4 062 M001800 0.0 062 N001800 0.0 062 O001800 96.2 062 P001800 0.0 062 Q001800 0.0 062 R001800 0.0 062 A001900 Y 062 B001900 0.0 062 C001900 0.0 062 D001900 0.0 062 E001900 0.0 062 F001900 0.0 062 G001900 0.0 062 H001900 0.0 062 I001900 0.0 062 J001900 0.0 062 K001900 0.0 062 L001900 7.4 062 M001900 0.0 062 N001900 0.0 062 O001900 91.6 062 P001900 0.0 062 Q001900 0.0 PAGE 14 062 R001900 0.0 063 A001200 0 063 B001200 7.0 063 A001400 0 063 B001400 6.7 063 A001800 0 063 B001800 8.2 063 A001900 0 063 B001900 2.3 064 A001200 Y 064 B001200 N 064 A001400 Y 064 B001400 N 064 A001800 Y 064 B001800 N 064 A001900 Y 064 B001900 N 066 A00AA00 N 067 00AA00 N 068 A00AA00 N 068 B00AA00 N 069 00AA00 N 070 A011200 Y 070 A021200 N 070 B011200 Y 070 B021200 N 070 C011200 Y 070 C021200 N 070 D011200 Y 070 D021200 N 070 E011200 Y 070 E021200 N 070 F011200 Y 070 F021200 N 070 G011200 Y 070 G021200 N 070 H011200 Y 070 H021200 N 070 I011200 Y 070 I021200 N 070 J011200 Y 070 J021200 N 070 K011200 Y 070 K021200 Y 070 L011200 Y 070 L021200 N 070 M011200 Y 070 M021200 N 070 N011200 Y 070 N021200 N 070 O011200 Y PAGE 15 070 O021200 N 070 P011200 Y 070 P021200 N 070 Q011200 N 070 Q021200 N 070 R011200 Y 070 R021200 N 070 A011400 Y 070 A021400 N 070 B011400 Y 070 B021400 N 070 C011400 Y 070 C021400 N 070 D011400 Y 070 D021400 N 070 E011400 Y 070 E021400 N 070 F011400 Y 070 F021400 N 070 G011400 Y 070 G021400 N 070 H011400 Y 070 H021400 N 070 I011400 Y 070 I021400 N 070 J011400 Y 070 J021400 N 070 K011400 Y 070 K021400 Y 070 L011400 Y 070 L021400 N 070 M011400 Y 070 M021400 N 070 N011400 Y 070 N021400 N 070 O011400 Y 070 O021400 N 070 P011400 Y 070 P021400 N 070 Q011400 N 070 Q021400 N 070 R011400 Y 070 R021400 N 070 A011800 Y 070 A021800 N 070 B011800 Y 070 B021800 N 070 C011800 Y 070 C021800 N 070 D011800 Y 070 D021800 N PAGE 16 070 E011800 Y 070 E021800 N 070 F011800 Y 070 F021800 N 070 G011800 Y 070 G021800 N 070 H011800 Y 070 H021800 N 070 I011800 Y 070 I021800 N 070 J011800 Y 070 J021800 N 070 K011800 Y 070 K021800 Y 070 L011800 Y 070 L021800 N 070 M011800 Y 070 M021800 N 070 N011800 Y 070 N021800 N 070 O011800 Y 070 O021800 N 070 P011800 Y 070 P021800 N 070 Q011800 N 070 Q021800 N 070 R011800 Y 070 R021800 N 070 A011900 Y 070 A021900 N 070 B011900 Y 070 B021900 N 070 C011900 Y 070 C021900 N 070 D011900 Y 070 D021900 N 070 E011900 Y 070 E021900 N 070 F011900 Y 070 F021900 N 070 G011900 Y 070 G021900 N 070 H011900 Y 070 H021900 N 070 I011900 Y 070 I021900 N 070 J011900 Y 070 J021900 N 070 K011900 Y 070 K021900 Y 070 L011900 Y PAGE 17 070 L021900 N 070 M011900 Y 070 M021900 N 070 N011900 Y 070 N021900 N 070 O011900 Y 070 O021900 N 070 P011900 Y 070 P021900 N 070 Q011900 N 070 Q021900 N 070 R011900 Y 070 R021900 N 071 A001200 26191 071 B001200 26684 071 C001200 177759 071 D001200 15 071 A001400 14622 071 B001400 9568 071 C001400 98659 071 D001400 10 071 A001800 98521 071 B001800 65110 071 C001800 481009 071 D001800 14 071 A001900 130964 071 B001900 19143 071 C001900 157273 071 D001900 12 072 A001200 6 072 B001200 4599 072 C001200 0 072 D001200 0 072 E001200 0 072 F001200 329 072 G001200 165 072 H001200 0 072 I001200 234 072 J001200 13 072 K001200 0 072 L001200 13 072 M001200 5 072 N001200 8 072 O001200 0 072 P001200 0 072 Q001200 8 072 R001200 13 072 S001200 6 072 T001200 25 072 U001200 0 072 V001200 0 PAGE 18 072 W001200 4 072 X001200 823 072 Y001200 158 072 Z001200 3934 072AA001200 33 072BB001200 0 072CC011200 5445 072CC021200 0 072DD011200 1086 072DD021200 2878 072EE001200 191 072 A001400 6 072 B001400 2619 072 C001400 0 072 D001400 0 072 E001400 0 072 F001400 192 072 G001400 107 072 H001400 0 072 I001400 132 072 J001400 8 072 K001400 0 072 L001400 7 072 M001400 5 072 N001400 5 072 O001400 0 072 P001400 0 072 Q001400 6 072 R001400 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PHILLIPS TITLE TREASURER EX-99.77Q1 OTHR EXHB 2 advagmt.txt ADVISORY AGREEMENT AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT This AMENDED AND RESTATED AGREEMENT is made as of this 6th day of August 2003, and amended as of October 1, 2005 and March 27, 2009, between Wells Fargo Funds Trust (the "Trust"), a statutory trust organized under the laws of the State of Delaware with its principal place of business at 525 Market Street, 12th Floor, San Francisco, California, 94105 and Wells Fargo Funds Management, LLC (the "Adviser"), a limited liability company organized under the laws of the State of Delaware with its principal place of business at 525 Market Street, 12th Floor, San Francisco, California, 94105. WHEREAS, the Trust is registered under the Investment Company Act of 1940, as amended (the "1940 Act") as an open-end management investment company and is authorized to issue interests (as defined in the Trust's Declaration of Trust, as amended and supplemented from time to time), in separate series; and WHEREAS, the Trust desires that the Adviser provide investment advisory services to each series of the Trust listed on Schedule A hereto as such Schedule may be amended or supplemented from time to time by mutual agreement (each a "Fund" and collectively the "Funds"), and the Adviser is willing to provide those services on the terms and conditions set forth in this Agreement; NOW THEREFORE, the Trust and the Adviser agree as follows: SECTION 1. APPOINTMENT OF THE ADVISER. The Trust is engaged in the business of investing and reinvesting its assets in securities of the type and in accordance with the limitations specified in its Declaration of Trust, as amended and supplemented from time to time, By-Laws (if any) and Registration Statement filed with the Securities and Exchange Commission (the "Commission") under the 1940 Act and the Securities Act of 1933 (the "Securities Act"), including any representations made in the prospectus and statement of additional information relating to the Funds contained therein and as may be amended or supplemented from time to time, all in such manner and to such extent as may from time to time be authorized by the Trust's Board of Trustees (the "Board"). The Board is authorized to issue any unissued shares in any number of additional classes or series. The investment authority granted to the Adviser shall include the authority to exercise whatever powers the Trust may possess with respect to any of its assets held by the Funds, including, but not limited to, the power to exercise rights, options, warrants, conversion privileges, redemption privileges, and to tender securities pursuant to a tender offer, and participate in class actions and other legal proceedings on behalf of the Funds. The Trust hereby employs Adviser, subject to the direction and control of the Board, to manage the investment and reinvestment of the assets in the Funds and, without limiting the generality of the foregoing, to provide the other services specified in Section 2 hereof. SECTION 2. DUTIES OF THE ADVISER. (a) The Adviser shall make decisions with respect to all purchases and sales of securities and other investment assets for the Funds. Among other things, the Adviser shall make all decisions with respect to the allocation of the Funds' investments in various securities or other assets, in investment styles and, if applicable, in other investment companies or pooled vehicles in which a Fund may invest. To carry out such decisions, the Adviser is hereby authorized, as agent and attorney-in-fact for the Trust, for the account of, at the risk of and in the name of the Trust, to place orders and issue instructions with respect to those transactions of the Funds. In all purchases, sales and other transactions in securities for the Funds, the Adviser is authorized to exercise full discretion and act for the Trust in the same manner and with the same force and effect as the Trust might or could do with respect to such purchases, sales or other transactions, as well as with respect to all other things necessary or incidental to the furtherance or conduct of such purchases, sales or other transactions. (b) The Adviser will report to the Board at each regular meeting thereof regarding the investment performance of the Funds since the prior report, and will also keep the Board informed of important developments affecting the Trust, each Fund and the Adviser, and on its own initiative will furnish the Board from time to time with such information as the Adviser may believe appropriate, whether concerning the individual companies whose securities are held by a Fund, the industries in which they engage, or the economic, social or political conditions prevailing in each country in which a Fund maintains investments. The Adviser will also furnish the Board with such statistical and analytical information with respect to securities in the Funds as the Adviser may believe appropriate or as the Board reasonably may request. The Adviser shall promptly notify the Trust of (i) any changes regarding the Adviser that would impact disclosure in the Trust's Registration Statement, or (ii) any violation of any requirement, provision, policy or restriction that the Adviser is required to comply with under Section 6 of this Agreement. The Adviser shall immediately notify the Trust of any legal process served upon it in connection with its activities hereunder, including any legal process served upon it on behalf of the Funds or the Trust. (c) The Adviser will from time to time employ or sub-contract the services to certain persons as the Adviser believes to be appropriate or necessary to assist in the execution of the Adviser's duties hereunder; provided, however, that the employment or sub-contracting with any such person shall not relieve the Adviser of its responsibilities or liabilities hereunder and provided further that the Adviser shall not have the authority to sub-contract advisory responsibilities without the consent of the Trust. The cost of performance of such duties will be borne and paid by the Adviser. No obligation may be imposed on the Trust in any such respect. The Adviser shall supervise and monitor the activities of its representatives, personnel, sub-contractors, and agents in connection with the execution of its duties and obligations hereunder. The appropriate personnel of the Adviser will be made available to consult with the Board at reasonable times and upon reasonable notice concerning the business of the Trust. 2 (d) The Adviser shall maintain records relating to portfolio transactions and the placing and allocation of brokerage orders as are required to be maintained by the Trust under the 1940 Act. The Adviser shall prepare and maintain, or cause to be prepared and maintained, in such form, for such periods and in such locations as may be required by applicable law, all documents and records relating to the services provided by the Adviser pursuant to this Agreement required to be prepared and maintained by the Trust pursuant to the rules and regulations of any national, state, or local government entity with jurisdiction over the Trust, including the Commission and the Internal Revenue Service. The books and records pertaining to the Trust which are in possession of the Adviser shall be the property of the Trust. The Trust, or the Trust's authorized representatives, shall have access to such books and records at all times during the Adviser's normal business hours. Upon the reasonable request of the Trust, copies of any such books and records shall be provided promptly by the Adviser to the Trust or the Trust's authorized representatives. (e) With respect to a Fund, the Adviser shall have no duties or obligations pursuant to this Agreement, during any period during which the Fund invests all (or substantially all) of its investment assets in a registered, open-end management investment company, or separate series thereof, in accordance with Section 12(d)(1)(E) under the 1940 Act. SECTION 3. DELIVERY OF DOCUMENTS TO THE ADVISER. The Trust has furnished the Adviser with true, correct and complete copies of the following documents: (a) The Declaration of Trust, as in effect on the date hereof; (b) The Registration Statement filed with the Commission under the 1940 Act and the Securities Act; and (c) Written guidelines, policies and procedures adopted by the Trust. The Trust will furnish the Adviser with all future amendments and supplements to the foregoing as soon as practicable after such documents become available. The Trust shall furnish the Adviser with any further documents, materials or information that the Adviser may reasonably request in connection with the performance of its duties hereunder. SECTION 4. DELEGATION OF RESPONSIBILITIES. The Adviser may carry out any of its obligations under this Agreement by employing, subject to supervision by the Adviser, one or more Sub-Adviser(s) who are registered as investment advisers pursuant to the Investment Advisers Act of 1940 ("Sub-Advisers"). Each Sub-Adviser's employment will be evidenced by a separate written agreement approved by the Board and, if required under the 1940 Act, by the shareholders of the Fund (unless the Commission or its staff has given authorization or issued an interpretation dispensing with the requirement of shareholder approval). The Adviser shall not be liable hereunder for any act or omission of any Sub-Adviser, except for failure to exercise good faith in the employment of the Sub-Adviser and for failure to exercise appropriate supervision of such Sub-Adviser, and as may otherwise be agreed in writing. The Adviser shall be solely responsible for compensating any Sub-Adviser for services rendered under any Sub-Advisory Agreement. The Adviser may, from time to time and at any time, terminate any Sub-Adviser and reassume the responsibilities assigned to such Sub-Adviser with respect to any Fund without obtaining the approval of the shareholders of the Fund. 3 SECTION 5. CONTROL BY BOARD. Any investment activities undertaken by the Adviser pursuant to this Agreement, as well as any other activities undertaken by the Adviser on behalf of the Funds, shall at all times be subject to the direction and control of the Board. SECTION 6. COMPLIANCE WITH APPLICABLE REQUIREMENTS. In carrying out its obligations under this Agreement, the Adviser shall at all times comply with: (a) all applicable provisions of the 1940 Act, and any rules and regulations adopted thereunder; (b) the Registration Statement of the Trust, as it may be amended from time to time, filed with the Commission under the Securities Act and the 1940 Act; (c) the provisions of the Declaration of Trust of the Trust, as it may be amended from time to time; (d) the provisions of the Internal Revenue Code of 1986, as amended, applicable to the Trust or the Funds, and any rules and regulations adopted thereunder; and (e) any other applicable provisions of state or federal law, and any rules and regulations adopted thereunder. SECTION 7. PROXIES. The Adviser shall have responsibility to vote proxies solicited with respect to issuers of securities in which assets of the Funds are invested in accordance with the Trust's policies on proxy voting. SECTION 8. BROKER-DEALER RELATIONSHIPS. In connection with the purchase and sale of securities for the Funds, the Adviser is responsible for broker-dealer selection and negotiation of brokerage commission rates. The Adviser's primary consideration in effecting a security transaction will be to obtain the best price and execution. In selecting a broker-dealer to execute each particular transaction for a Fund, the Adviser will consider among other things: the best net price available, the reliability, integrity and financial condition of the broker-dealer; the size of and difficulty in executing the order; and the value of the expected contribution of the broker-dealer to the Fund on a continuing basis. Accordingly, the price to the Fund in any transaction may be less favorable than that available from another broker-dealer if the difference is reasonably justified by other aspects of the portfolio execution services offered. Subject to such policies as the Board may from time to time determine, the Adviser shall not be deemed to have acted unlawfully or to have breached any duty created by this Agreement or otherwise solely by reason of having caused a Fund to pay a broker or dealer that provides brokerage and research services to the Adviser an amount of commission for effecting a portfolio investment transaction in excess of the amount of commission another broker or dealer would have charged for effecting that transaction, if the Adviser determines in good faith that such amount of commission was reasonable in relation to the value of the brokerage and research services provided by such broker or dealer, viewed in terms of either that particular transaction or the overall responsibilities of the Adviser with respect to the Fund and to other clients of the 4 Adviser. The Adviser is further authorized to allocate the orders placed by it on behalf of the Funds to brokers and dealers who also provide brokerage and research services within the meaning of Section 28(e) of the Securities Exchange Act of 1934 and in compliance therewith. Such allocation shall be in such amounts and proportions as the Adviser shall determine and the Adviser will report on said allocations regularly to the Board, indicating the brokers to whom such allocations have been made and the basis therefore. SECTION 9. EXPENSES. All of the ordinary business expenses incurred in the operations of the Funds and the offering of their shares shall be borne by the Funds unless specifically provided otherwise in this Agreement. The expenses borne by the Trust include, but are not limited to, brokerage commissions, taxes, legal, auditing or governmental fees, the cost of preparing share certificates, custodian, transfer agent and shareholder service agent costs, expense of issue, sale, redemption and repurchase of shares, expenses of registering and qualifying shares for sale, expenses relating to trustees and shareholder meetings, the cost of preparing and distributing reports and notices to shareholders, the fees and other expenses incurred by the Funds in connection with membership in investment company organizations and the cost of printing copies of prospectuses and statements of additional information distributed to the Funds' shareholders. The Adviser shall pay its own expenses in connection with the services to be provided by it pursuant to this Agreement. In addition, the Adviser shall be responsible for reasonable out-of-pocket costs and expenses incurred by the Trust: (a) to amend the Trust's registration statement or supplement the Fund's prospectus, and circulate the same, to reflect a change in the personnel of the Adviser responsible for making investment decisions in relation to a Fund; (b) to obtain shareholder approval of a new sub-advisory agreement as a result of a "change in control" (as such term in defined in Section 2(a)(9) of the 1940 Act) of the Adviser, or to otherwise comply with the 1940 Act, the Securities Act, or any other applicable statute, law, rule or regulation, as a result of such change; or (c) to meet other legal or regulatory obligations caused by actions of the Adviser. SECTION 10. COMPENSATION. (a) As compensation for the advisory services provided under this Agreement, the Trust shall pay the Adviser fees, payable monthly, at the annual rates indicated on Schedule A hereto, as such Schedule may be amended or supplemented from time to time; (b) Except as provided in the following paragraph, no fee shall be payable hereunder with respect to a Fund during any period in which the Fund invests all (or substantially all) of its investment assets in a single registered, open-end management investment company, or separate series thereof, in accordance with Section 12(d)(1)(E) under the 1940 Act (a "Master-Feeder Fund structure"); (c) The adviser shall receive a fee of 0.25% (0.35% in the case of the WealthBuilder Funds) for asset allocation services if a Fund invests some of its investment assets in two or more registered, open-end management investment companies, or separate series thereof, in each case, in accordance with Section 12(d)(1)(G) under the Act, the rules thereunder or an exemptive order 5 issued by the Commission exempting the Fund from the provisions of Section 12(d)(1)(A) under the Act (a "Fund of Funds structure"). SECTION 11. STANDARD OF CARE. The Trust will expect of the Adviser, and the Adviser will give the Trust the benefit of, the Adviser's best judgment and efforts in rendering its services to the Trust, and the Adviser shall not be liable hereunder for any mistake in judgment. In the absence of willful misfeasance, bad faith, negligence or reckless disregard of obligations or duties hereunder on the part of the Adviser or any of its officers, directors, employees or agents, the Adviser shall not be subject to liability to the Trust or to any shareholders of the Trust for any act or omission in the course of, or connected with, rendering services hereunder or for any losses that may be sustained in the purchase, holding or sale of any security. SECTION 12. NON-EXCLUSIVITY. The services of the Adviser to the Funds are not to be deemed to be exclusive, and the Adviser shall be free to render investment advisory or other services to others (including other investment companies) and to engage in other activities. It is understood and agreed that officers or directors of the Adviser may serve as officers and directors of the Trust, and that officers or directors of the Trust may serve as officers or directors of the Adviser, to the extent that such services may be permitted by law, and that the officers and directors of the Adviser are not prohibited from engaging in any other business activity or from rendering services to any other person, or from serving as partners, officers, directors or trustees of any other firm or trust, including other investment advisory companies. SECTION 13. RECORDS. The Adviser shall, with respect to orders the Adviser places for the purchase and sale of portfolio securities of the Funds, maintain or arrange for the maintenance of the documents and records required pursuant to Rule 31a-1 under the 1940 Act as well as such records as the Funds' administrator reasonably requests to be maintained, including, but not limited to, trade tickets and confirmations for portfolio trades. All such records shall be maintained in a form acceptable to the Trust and in compliance with the provisions of Rule 31a-1 or any successor rule. All such records will be the property of the Trust and will be made available for inspection and use by the Trust and its authorized representatives. SECTION 14. TERM AND APPROVAL. This Agreement shall become effective with respect to a Fund after approved in accordance with the requirements of the 1940 Act, and executed by the Adviser and the Trust, and shall thereafter continue from year to year, provided that the continuation of the Agreement is specifically approved in accordance with the requirements of the 1940 Act, which currently requires that the continuation be approved at least annually: (a) by the Board, or by the vote of "a majority of the outstanding voting securities" of the Fund (as defined in Section 2(a)(42) of the 1940 Act), and (b) by the affirmative vote of a majority of the Trust's Trustees who are not parties to this Agreement or "interested persons" (as defined in the 1940 Act) of a party to this Agreement (other than as Trustees of the Trust), by votes cast in person at a meeting specifically called for such purpose. 6 SECTION 15. TERMINATION. As required under the 1940 Act, this Agreement may be terminated with respect to a Fund at any time, without the payment of any penalty, by vote of the Board or by vote of a majority of a Fund's outstanding voting securities, or by the Adviser, on sixty (60) days' written notice to the other party. The notice provided for herein may be waived by the party entitled to receipt thereof. This Agreement shall automatically terminate in the event of its assignment, the term "assignment" for purposes of this paragraph having the meaning defined in Section 2(a)(4) of the 1940 Act, as it may be interpreted by the Commission or its staff in interpretive releases, or by the Commission staff in no-action letters issued under the 1940 Act. This Agreement may also be terminated immediately by the Trust or the Adviser in the event that either party (i) breaches a material term of this Agreement; or (ii) commits a material violation of any governing law or regulation; or (iii) engages in conduct that would have a material adverse effect upon the reputation or business prospects of such other party. SECTION 16. INDEMNIFICATION BY THE ADVISER. The Trust shall not be responsible for, and the Adviser shall indemnify and hold the Trust or any Fund harmless from and against, any and all losses, damages, costs, charges, counsel fees, payments, expenses and liability arising out of or attributable to the willful misfeasance, bad faith, negligent acts or reckless disregard of obligations or duties on the part of the Adviser or any of its officers, directors, employees or agents. SECTION 17. INDEMNIFICATION BY THE TRUST. In the absence of willful misfeasance, bad faith, negligence or reckless disregard of duties hereunder on the part of the Adviser or any of its officers, directors, employees or agents, the Trust hereby agrees to indemnify and hold harmless the Adviser against all claims, actions, suits or proceedings at law or in equity whether brought by a private party or a governmental department, commission, board, bureau, agency or instrumentality of any kind, arising from the advertising, solicitation, sale, purchase or pledge of securities, whether of the Funds or other securities, undertaken by the Funds, their officers, directors, employees or affiliates, resulting from any violations of the securities laws, rules, regulations, statutes and codes, whether federal or of any state, by the Funds, their officers, directors, employees or affiliates. SECTION 18. NOTICES. Any notices under this Agreement shall be in writing, addressed and delivered or mailed postage paid to the other party at such address as such other party may designate for the receipt of such notice. Until further notice to the other party, it is agreed that the address of the Trust shall be 525 Market Street, 12th Floor, San Francisco, California 94105, Attention C. David Messman, and that of the Adviser shall be 525 Market Street, 12th Floor, San Francisco, California 94105, Attention Karla M. Rabusch. SECTION 19. QUESTIONS OF INTERPRETATION. Any question of interpretation of any term or provision of this Agreement having a counterpart in or otherwise derived from a term or provision of the 1940 Act shall be resolved by reference to such terms or provision of the 1940 Act and to interpretations thereof, if any, by the United States Courts or in the absence of any controlling decision of any such court, by rules, regulations or orders of the Commission, interpretations of the Commission or its staff, or Commission staff no-action letters, issued 7 pursuant to the 1940 Act. In addition, where the effect of a requirement of the 1940 Act reflected in any provision of this Agreement is revised by rule, regulation or order of the Commission, such provision shall be deemed to incorporate the effect of such rule, regulation or order. The duties and obligations of the parties under this Agreement shall be governed by and construed in accordance with the laws of the State of Delaware to the extent that state law is not preempted by the provisions of any law of the United States heretofore or hereafter enacted. SECTION 20. AMENDMENT OF THIS AGREEMENT. This Agreement supersedes the advisory agreement between the parties hereto dated March 1, 2001. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought. If shareholder approval of an amendment is required under the 1940 Act, no such amendment shall become effective until approved by a vote of the majority of the outstanding shares of the affected Funds. Otherwise, a written amendment of this Agreement is effective upon the approval of the Board and the Adviser. SECTION 21. WELLS FARGO NAME. The Adviser and the Trust each agree that the name "Wells Fargo," which comprises a component of the Trust's name, is a property right of the parent of the Adviser. The Trust agrees and consents that: (i) it will use the words "Wells Fargo" as a component of its corporate name, the name of any series or class, or all of the above, and for no other purpose; (ii) it will not grant to any third party the right to use the name "Wells Fargo" for any purpose; (iii) the Adviser or any corporate affiliate of the Adviser may use or grant to others the right to use the words "Wells Fargo," or any combination or abbreviation thereof, as all or a portion of a corporate or business name or for any commercial purpose, other than a grant of such right to another registered investment company not advised by the Adviser or one of its affiliates; and (iv) in the event that the Adviser or an affiliate thereof is no longer acting as investment adviser to any Fund, the Trust shall, upon request by the Adviser, promptly take such action as may be necessary to change its corporate name to one not containing the words "Wells Fargo" and following such change, shall not use the words "Wells Fargo," or any combination thereof, as a part of its corporate name or for any other commercial purpose, and shall use its best efforts to cause its trustees, officers and shareholders to take any and all actions that the Adviser may request to effect the foregoing and to reconvey to the Adviser any and all rights to such words. SECTION 22. RISK ACKNOWLEDGEMENT. The Adviser does not guarantee the future performance of the Funds or any specific level of performance, the success of any investment decision or strategy that the Adviser may use, or the success of the Adviser's overall management of the Funds. The Trust understands that investment decisions made for the Funds by the Adviser are subject to various market, currency, economic and business risks, and that those investment decisions will not always be profitable. The Adviser will manage only the securities, cash and other investments for which management responsibility is delegated to it and which are held in the Funds' account(s) and, in making investment decisions for the Funds, the Adviser will not consider any other securities, cash or other investments owned by the Trust. 8 IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be executed in duplicate by their respective officers on the day and year first written above. WELLS FARGO FUNDS TRUST on behalf of the Funds By: /s/ C. David Messman ------------------------- C. David Messman Secretary WELLS FARGO FUNDS MANAGEMENT, LLC By: /s/ Andrew Owen ------------------------- Andrew Owen Executive Vice President 9 SCHEDULE A WELLS FARGO FUNDS MANAGEMENT INVESTMENT ADVISORY AGREEMENT WELLS FARGO FUNDS TRUST
- ---------------------------------------------------------- ------------------------------------- FUNDS FEE AS % OF AVG. DAILY NET ASSET VALUE - ---------------------------------------------------------- ------------------------------------- Aggressive Allocation Fund 0.25 - ---------------------------------------------------------- ------------------------------------- Asia Pacific Fund First 500M 1.10 Next 500M 1.05 Next 2B 1.00 Next 2B 0.975 Over 5B 0.95 - ---------------------------------------------------------- --------------------- --------------- Asset Allocation Fund First 500M 0.65 Next 500M 0.60 Next 2B 0.55 Next 2B 0.525 Over 5B 0.50 - ---------------------------------------------------------- --------------------- --------------- California Limited-Term Tax-Free Fund First 500M 0.35 Next 500M 0.325 Next 2B 0.30 Next 2B 0.275 Over 5B 0.25 - ---------------------------------------------------------- --------------------- --------------- California Tax-Free Fund First 500M 0.35 Next 500M 0.325 Next 2B 0.30 Next 2B 0.275 Over 5B 0.25 - ---------------------------------------------------------- --------------------- --------------- California Tax-Free Money Market Fund(1) First 1B 0.30 Next 4B 0.275 Over 5B 0.25 - ---------------------------------------------------------- ------------------------------------- California Tax-Free Money Market Trust(1) 0.00 - ---------------------------------------------------------- ------------------------------------- Capital Growth Fund First 500M 0.70 Next 500M 0.65 Next 2B 0.60 Next 2B 0.575 Over 5B 0.55 - ---------------------------------------------------------- --------------------- --------------- Cash Investment Money Market Fund 0.10 - ---------------------------------------------------------- -------------------------------------
- ------------ (1) On August 12, 2009, the Board of Trustees approved a fundamental investment policy change for the California Tax-Free Money Market Fund and California Tax-Free Money Market Trust. Upon shareholder approval the fundamental investment policy and the Fund names will change to the California Municipal Money Market Fund and California Municipal Money Market Trust, effective December 1, 2009. A-1
- ---------------------------------------------------------- ------------------------------------- FUNDS FEE AS % OF AVG. DAILY NET ASSET VALUE - ---------------------------------------------------------- ------------------------------------- Colorado Tax-Free Fund First 500M 0.35 Next 500M 0.325 Next 2B 0.30 Next 2B 0.275 Over 5B 0.25 - ---------------------------------------------------------- --------------------- --------------- Common Stock Fund First 500M 0.75 Next 500M 0.70 Next 2B 0.65 Next 2B 0.625 Over 5B 0.60 - ---------------------------------------------------------- --------------------- --------------- Conservative Allocation Fund 0.25 - ---------------------------------------------------------- ------------------------------------- C&B Mid Cap Value Fund First 500M 0.75 Next 500M 0.70 Next 2B 0.65 Next 2B 0.625 Over 5B 0.60 - ---------------------------------------------------------- --------------------- --------------- C&B Large Cap Value Fund 0.00* - ---------------------------------------------------------- ------------------------------------- Discovery Fund First 500M 0.75 Next 500M 0.70 Next 2B 0.65 Next 2B 0.625 Over 5B 0.60 - ---------------------------------------------------------- --------------------- -------------- Diversified Bond Fund 0.25 - ---------------------------------------------------------- ------------------------------------- Diversified Equity Fund 0.25 - ---------------------------------------------------------- ------------------------------------- Diversified Small Cap Fund 0.25 - ---------------------------------------------------------- ------------------------------------- 0.00* - ---------------------------------------------------------- ------------------------------------- Emerging Markets Equity Fund First 500M 1.10 Next 500M 1.05 Next 2B 1.00 Next 2B 0.975 Over 5B 0.95 - ---------------------------------------------------------- --------------------- --------------- Endeavor Select Fund First 500M 0.70 Next 500M 0.65 Next 2B 0.60 Next 2B 0.575 Over 5B 0.55 - ---------------------------------------------------------- --------------------- --------------- Enterprise Fund First 500M 0.75 Next 500M 0.70 Next 2B 0.65 Next 2B 0.625 Over 5B 0.60 - ---------------------------------------------------------- --------------------- --------------- Equity Income Fund 0.00* - ---------------------------------------------------------- -------------------------------------
A-2
- ---------------------------------------------------------- ------------------------------------- FUNDS FEE AS % OF AVG. DAILY NET ASSET VALUE - ---------------------------------------------------------- ------------------------------------- Equity Value Fund 0.00* - ---------------------------------------------------------- ------------------------------------- Government Money Market Fund 0.10 - ---------------------------------------------------------- ------------------------------------- Government Securities Fund First 500M 0.40 Next 500M 0.375 Next 2B 0.35 Next 2B 0.325 Over 5B 0.30 - ---------------------------------------------------------- --------------------- -------------- Growth Balanced Fund 0.25 - ---------------------------------------------------------- ------------------------------------- Growth Equity Fund 0.25 - ---------------------------------------------------------- ------------------------------------- Growth Fund First 500M 0.75 Next 500M 0.70 Next 2B 0.65 Next 2B 0.625 Over 5B 0.60 - ---------------------------------------------------------- --------------------- --------------- Heritage Money Market Fund 0.10 - ---------------------------------------------------------- --------------------- --------------- High Income Fund First 500M 0.50 Next 500M 0.475 Next 2B 0.45 Next 2B 0.425 Over 5B 0.40 - ---------------------------------------------------------- --------------------- --------------- Income Plus Fund First 500M 0.50 Next 500M 0.475 Next 2B 0.45 Next 2B 0.425 Over 5B 0.40 - ---------------------------------------------------------- --------------------- --------------- Index Fund 0.00* - ---------------------------------------------------------- ------------------------------------- Inflation-Protected Bond Fund 0.00* - ---------------------------------------------------------- ------------------------------------- Intermediate Tax/AMT Free Fund First 500M 0.35 Next 500M 0.325 Next 2B 0.30 Next 2B 0.275 Over 5B 0.25 - ---------------------------------------------------------- --------------------- --------------- International Core Fund First 500M 0.95 Next 500M 0.90 Next 2B 0.85 Next 2B 0.825 Over 5B 0.80 - ---------------------------------------------------------- --------------------- --------------- International Equity Fund First 500M 0.95 Next 500M 0.90 Next 2B 0.85 Next 2B 0.825 Over 5B 0.80 - ---------------------------------------------------------- --------------------- ---------------
A-3
- ---------------------------------------------------------- ------------------------------------- FUNDS FEE AS % OF AVG. DAILY NET ASSET VALUE - ---------------------------------------------------------- ------------------------------------- International Value Fund 0.00* - ---------------------------------------------------------- ------------------------------------- Large Cap Appreciation Fund 0.00* - ---------------------------------------------------------- ------------------------------------- Large Cap Growth Fund First 500M 0.70 Next 500M 0.65 Next 2B 0.60 Next 2B 0.575 Over 5B 0.55 - ---------------------------------------------------------- --------------------- --------------- Large Company Core Fund First 500M 0.70 Next 500M 0.65 Next 2B 0.60 Next 2B 0.575 Over 5B 0.55 - ---------------------------------------------------------- --------------------- --------------- Large Company Growth Fund 0.00* - ---------------------------------------------------------- ------------------------------------- Large Company Value Fund First 500M 0.70 Next 500M 0.65 Next 2B 0.60 Next 2B 0.575 Over 5B 0.55 - ---------------------------------------------------------- --------------------- --------------- Managed Account CoreBuilder Shares Series G 0.00 - ---------------------------------------------------------- ------------------------------------- Managed Account CoreBuilder Shares Series M 0.00 - ---------------------------------------------------------- ------------------------------------- Mid Cap Disciplined Fund First 500M 0.75 Next 500M 0.70 Next 2B 0.65 Next 2B 0.625 Over 5B 0.60 - ---------------------------------------------------------- --------------------- --------------- Mid Cap Growth Fund First 500M 0.75 Next 500M 0.70 Next 2B 0.65 Next 2B 0.625 Over 5B 0.60 - ---------------------------------------------------------- --------------------- --------------- Minnesota Money Market Fund First 1B 0.30 Next 4B 0.275 Over 5B 0.25 - ---------------------------------------------------------- --------------------- --------------- Minnesota Tax-Free Fund First 500M 0.35 Next 500M 0.325 Next 2B 0.30 Next 2B 0.275 Over 5B 0.25 - ---------------------------------------------------------- --------------------- --------------- Moderate Balanced Fund 0.25 - ---------------------------------------------------------- ------------------------------------- Money Market Fund First 1B 0.30 Next 4B 0.275 Over 5B 0.25 - ---------------------------------------------------------- --------------------- --------------- Money Market Trust 0.00 - ---------------------------------------------------------- -------------------------------------
A-4
- ---------------------------------------------------------- ------------------------------------- FUNDS FEE AS % OF AVG. DAILY NET ASSET VALUE - ---------------------------------------------------------- ------------------------------------- Municipal Bond Fund First 500M 0.35 Next 500M 0.325 Next 2B 0.30 Next 2B 0.275 Over 5B 0.25 - ---------------------------------------------------------- --------------------- --------------- Municipal Money Market Fund First 1B 0.30 Next 4B 0.275 Over 5B 0.25 - ---------------------------------------------------------- --------------------- --------------- National Tax-Free Money Market Fund 0.10 - ---------------------------------------------------------- ------------------------------------- National Tax-Free Money Market Trust 0.00 - ---------------------------------------------------------- ------------------------------------- Opportunity Fund First 500M 0.75 Next 500M 0.70 Next 2B 0.65 Next 2B 0.625 Over 5B 0.60 - ---------------------------------------------------------- --------------------- --------------- Overland Express Sweep Fund First 1B 0.30 Next 4B 0.275 Over 5B 0.25 - ---------------------------------------------------------- --------------------- --------------- Prime Investment Money Market Fund 0.10 - ---------------------------------------------------------- ------------------------------------- Short Duration Government Bond Fund First 500M 0.40 Next 500M 0.375 Next 2B 0.35 Next 2B 0.325 Over 5B 0.30 - ---------------------------------------------------------- --------------------- --------------- Short-Term Bond Fund First 500M 0.40 Next 500M 0.375 Next 2B 0.35 Next 2B 0.325 Over 5B 0.30 - ---------------------------------------------------------- --------------------- --------------- Short-Term High Yield Bond Fund First 500M 0.50 Next 500M 0.475 Next 2B 0.45 Next 2B 0.425 Over 5B 0.40 - ---------------------------------------------------------- --------------------- --------------- Short-Term Municipal Bond Fund First 500M 0.35 Next 500M 0.325 Next 2B 0.30 Next 2B 0.275 Over 5B 0.25 - ---------------------------------------------------------- --------------------- --------------- Small Cap Disciplined Fund First 500M 0.85 Next 500M 0.825 Next 1B 0.80 Next 1B 0.775 Over 3B 0.75 - ---------------------------------------------------------- --------------------- ---------------
A-5
- ---------------------------------------------------------- ------------------------------------- FUNDS FEE AS % OF AVG. DAILY NET ASSET VALUE - ---------------------------------------------------------- ------------------------------------- Small Cap Growth Fund First 500M 0.85 Next 500M 0.825 Next 1B 0.80 Next 1B 0.775 Over 3B 0.75 - ---------------------------------------------------------- --------------------- --------------- Small Cap Opportunities Fund First 500M 0.85 Next 500M 0.825 Next 1B 0.80 Next 1B 0.775 Over 3B 0.75 - ---------------------------------------------------------- --------------------- --------------- Small Cap Value Fund First 500M 0.85 Next 500M 0.825 Next 1B 0.80 Next 1B 0.775 Over 3B 0.75 - ---------------------------------------------------------- --------------------- --------------- Small Company Growth Fund 0.00* - ---------------------------------------------------------- ------------------------------------- Small Company Value Fund 0.00* - ---------------------------------------------------------- ------------------------------------- Small/Mid Cap Value Fund First 500M 0.85 Next 500M 0.825 Next 1B 0.80 Next 1B 0.775 Over 3B 0.75 - ---------------------------------------------------------- --------------------- --------------- Social Sustainability Fund First 500M 0.70 Next 500M 0.65 Next 2B 0.60 Next 2B 0.575 Over 5B 0.55 - ---------------------------------------------------------- --------------------- --------------- Specialized Financial Services Fund First 500M 0.95 Next 500M 0.90 Next 2B 0.85 Next 2B 0.825 Over 5B 0.80 - ---------------------------------------------------------- --------------------- --------------- Specialized Technology Fund First 500M 1.05 Next 500M 1.00 Next 2B 0.95 Next 2B 0.925 Over 5B 0.90 - ---------------------------------------------------------- --------------------- --------------- Stable Income Fund 0.00* - ---------------------------------------------------------- -------------------------------------
A-6
- ---------------------------------------------------------- ------------------------------------- FUNDS FEE AS % OF AVG. DAILY NET ASSET VALUE - ---------------------------------------------------------- ------------------------------------- Strategic Income Fund First 500M 0.50 Next 500M 0.475 Next 2B 0.45 Next 2B 0.425 Over 5B 0.40 - ---------------------------------------------------------- --------------------- --------------- Strategic Small Cap Value Fund(2) 0.00* - ---------------------------------------------------------- ------------------------------------- Target Today Fund(3) 0.25 - ---------------------------------------------------------- ------------------------------------- Target 2010 Fund(3) 0.25 - ---------------------------------------------------------- ------------------------------------- Target 2015 Fund(3) 0.25 - ---------------------------------------------------------- ------------------------------------- Target 2020 Fund(3) 0.25 - ---------------------------------------------------------- ------------------------------------- Target 2025 Fund(3) 0.25 - ---------------------------------------------------------- ------------------------------------- Target 2030 Fund(3) 0.25 - ---------------------------------------------------------- ------------------------------------- Target 2035 Fund(3) 0.25 - ---------------------------------------------------------- ------------------------------------- Target 2040 Fund(3) 0.25 - ---------------------------------------------------------- ------------------------------------- Target 2045 Fund(3) 0.25 - ---------------------------------------------------------- ------------------------------------- Target 2050 Fund(3) 0.25 - ---------------------------------------------------------- ------------------------------------- Total Return Bond Fund 0.00* - ---------------------------------------------------------- ------------------------------------- Treasury Plus Money Market Fund 0.10 - ---------------------------------------------------------- ------------------------------------- Ultra Short-Term Income Fund First 500M 0.40 Next 500M 0.375 Next 2B 0.35 Next 2B 0.325 Over 5B 0.30 - ---------------------------------------------------------- --------------------- --------------- Ultra Short-Term Municipal Income Fund First 500M 0.35 Next 500M 0.325 Next 2B 0.30 Next 2B 0.275 Over 5B 0.25 - ---------------------------------------------------------- --------------------- ---------------
- ------------ (2) On June 2, 2009, the Board of Trustees approved the liquidation of the Strategic Small Cap Value Fund effective on or about August 21, 2009. (3) On August 12, 2009, the Board of Trustees approved an advisory fee reduction to each of the Target Date Funds. Effective October 1, 2009 the advisory fees will be: 0.25% for the first $500M; 0.23% for the next $500M; 0.21% for the next $2B; and 0.19% over $3B. A-7
- ---------------------------------------------------------- ------------------------------------- FUNDS FEE AS % OF AVG. DAILY NET ASSET VALUE - ---------------------------------------------------------- ------------------------------------- U.S. Value Fund First 500M 0.70 Next 500M 0.65 Next 2B 0.60 Next 2B 0.575 Over 5B 0.55 - ---------------------------------------------------------- --------------------- --------------- WealthBuilder Conservative Allocation Portfolio First 1B 0.20 Next 4B 0.175 Over 5B 0.15 - ---------------------------------------------------------- --------------------- --------------- WealthBuilder Equity Portfolio First 1B 0.20 Next 4B 0.175 Over 5B 0.15 - ---------------------------------------------------------- --------------------- --------------- WealthBuilder Growth Allocation Portfolio First 1B 0.20 Next 4B 0.175 Over 5B 0.15 - ---------------------------------------------------------- --------------------- --------------- WealthBuilder Growth Balanced Portfolio First 1B 0.20 Next 4B 0.175 Over 5B 0.15 - ---------------------------------------------------------- --------------------- --------------- WealthBuilder Moderate Balanced Portfolio First 1B 0.20 Next 4B 0.175 Over 5B 0.15 - ---------------------------------------------------------- --------------------- --------------- WealthBuilder Tactical Equity Portfolio First 1B 0.20 Next 4B 0.175 Over 5B 0.15 - ---------------------------------------------------------- --------------------- --------------- Wisconsin Tax-Free Fund First 500M 0.35 Next 500M 0.325 Next 2B 0.30 Next 2B 0.275 Over 5B 0.25 - ---------------------------------------------------------- --------------------- --------------- 100% Treasury Money Market Fund First 1B 0.30 Next 4B 0.275 Over 5B 0.25 - ---------------------------------------------------------- --------------------- ---------------
Most recent annual approval by the Board of Trustees: March 27, 2009 Schedule A amended: August 12, 2009 * As long as the Fund invests all (or substantially all) of its assets in a single, registered, open-end management investment company in accordance with Section 12(d)(1)(E) under the 1940 Act, the Fund does not pay Funds Management an investment advisory fee. At the time the Fund invests some of its assets in two or more registered, open-end management investment companies in accordance with Section 12(d)(1)(G) under the 1940 Act, the Fund shall pay Funds Management an investment advisory fee of 0.25% for asset allocation services. A-8 The foregoing fee schedule is agreed to as of August 12, 2009 and shall remain in effect until changed in writing by the parties. WELLS FARGO FUNDS TRUST By: /s/ C. David Messman ----------------------------- C. David Messman Secretary WELLS FARGO FUNDS MANAGEMENT, LLC By: /s/ Andrew Owen ----------------------------- Andrew Owen Executive Vice President A-9 EX-99.77Q1 OTHR EXHB 3 ehx7c.txt OVER 100 FUND INFORMATION EXHIBIT 7C For period ending 12/31/2009 file number 811-09253. List the name of each series or portfolio and give a consecutive number to each series or portfolio starting with the number 1. Use this same numerical designation for each series or portfolio in the series information block in the top right corner of the screens submitted in this filing and in all subsequent filings on this form. This information is required each time the form is filed. For the funds over #99, interested parties could refer to the most recent shareholder report for financial information.
Series Series Name Is this the last filing for this Series? Number (Y/N) 113 Wells Fargo Advantage Intermediate Tax/AMT-Free Fund N 114 Wells Fargo Advantage Municipal Bond Fund N 115 Wells Fargo Advantage Short-Term Municipal Bond Fund N 116 Wells Fargo Advantage Ultra Short-Term Municipal Income Fund N 117 Wells Fargo Advantage Wisconsin Tax-Free Fund N
EX-99.77O RULE 10F-3 4 rule10f3.txt RULE 10F-3 TRANSACTIONS 10F-3 TRANSACTIONS 7/1/2009 - 12/31/2009
AFFILIATED PRINCIPAL PURCHASE SHARES/ UNDERWRITING FUND NAME SECURITY DESCRIPTION TRADE DATE UNDERWRITER EXECUTING BROKER PRICE PAR AMOUNT CONCESSION - --------------------------------------------------------------------------------------------------------------------------------- Corpus Christi Tex Intermediate Indpt Sch Dist Tax/AMT Free Fund CRISCD4 8/15/18 07/28/09 Wells Fargo Frost $103.99 1,185,000 0.61% - --------------------------------------------------------------------------------------------------------------------------------- CA St Economic Citigroup; Morgan Keegan; California Tax-Free Recovery Ref Ser Stone & Youngberg; UBS; Fund A 7/1/2022 10/30/09 Wells Fargo Loop Capital $100.84 5,000,000 0.63% - --------------------------------------------------------------------------------------------------------------------------------- CA St Economic California Limited Recovery Ref Ser Term Tax-Free Fund B 7/1/2014 10/30/09 Wells Fargo De La Rosa $102.67 1,000,000 0.45% - ---------------------------------------------------------------------------------------------------------------------------------
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