-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TfEWwVjWLj9LduOberuz41ZgSAfGu37sJxAlBrfoOc+dQyijJtPKg9qwEyc7S0Kq cFJskcn+dpfKVP4R2hkLyw== 0001013762-06-000608.txt : 20060328 0001013762-06-000608.hdr.sgml : 20060328 20060328104608 ACCESSION NUMBER: 0001013762-06-000608 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060328 ITEM INFORMATION: Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20060328 DATE AS OF CHANGE: 20060328 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AIRTRAX INC CENTRAL INDEX KEY: 0001081372 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 223506376 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-16237 FILM NUMBER: 06713813 BUSINESS ADDRESS: STREET 1: 870B CENTRAL AVENUE CITY: HAMMONTON STATE: NJ ZIP: 08037 BUSINESS PHONE: 609-567-7800 MAIL ADDRESS: STREET 1: 870B CENTRAL AVENUE CITY: HAMMONTON STATE: NJ ZIP: 08037 FORMER COMPANY: FORMER CONFORMED NAME: MAS ACQUISITION IX CORP DATE OF NAME CHANGE: 19990308 8-K 1 mar28200068k.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2006 Airtrax, Inc. (Exact name of registrant as specified in its charter) New Jersey 0-25791 22-3506376 - -------------------------------------------------------------------------------- (State or other jurisdiction (Commission File Number) (IRS Employer of incorporation) Identification No.) 200 Freeway Drive Unit One, Blackwood, NJ 08012 (Address of principal executive offices and Zip Code) (856) 232-3000 Copies to: Richard A. Friedman Eric A. Pinero, Esq. Sichenzia Ross Friedman Ference LLP 1065 Avenue of the Americas New York, New York 10018 Phone: (212) 930-9700 Fax: (212) 930-9725 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers As previously reported in our Current Report on Form 8-K which we filed on December 13, 2005, on December 8, 2005 our Board of Directors appointed Nicholas E. Fenelli as our Chief Operations Officer, John W. Poling as our Chief Financial Officer and Andrew G. Guzzetti as a director, each to become effective within 5 days after the Securities and Exchange Commission declares effective our registration statement on Form SB-2 filed on February 11, 2005, as amended. Our Board of Directors has determined that the respective appointments of Messrs. Fenelli and Guzzetti shall become effective on April 1, 2006. We will provide additional disclosures to the public once our Board of Directors determines the effective date of Mr. Poling's appointment as our Chief Financial Officer. We issued a press release on March 28, 2006 announcing the effective date of the appointment of Mr. Guzzetti as described above which is attached hereto as Exhibit 99.1. In accordance with General Instruction B.2 of Form 8-K, the information in this Current Report on Form 8-K, including Exhibit 99.1, shall not be deemed to be "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liability of that section, and shall not be incorporated by reference into any registration statement or other document filed under the Act or the Exchange Act, except as shall be expressly set forth by specific reference in such filing. Item 9.01 Financial Statements and Exhibits. (a) Financial statements of business acquired. Not applicable. (b) Pro forma financial information. Not applicable. (c) Exhibits. Exhibit Number Description - -------------- ----------------------------------------------------------------- 99.1 Press Release of Airtrax, Inc. dated as of March 28, 2006. 2 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Airtrax, Inc. Date: March 28, 2006 /s/ Peter Amico --------------- Peter Amico Chief Executive Officer 3 EX-99 2 mar28200068kex991.txt Press Release Source: Airtrax, Inc. Airtrax Appoints Seasoned Financial Executive to Board of Directors Tuesday March 28, 8:01 am ET BLACKWOOD, N.J., March 28 /PRNewswire-FirstCall -- Airtrax, Inc. (OTC Bulletin Board: AITX - News), a developer of patented, omni-directional technology with military and commercial applications, announced today the Company's Board of Directors has appointed seasoned financial executive Andrew G. Guzzetti as a Director. Since September 2004, Mr. Guzzetti has served as Managing Director of the Private Client Group at McGinn Smith and Co., Inc., an investment banking and retail brokerage firm, where he is responsible for wealth management for high- net worth individuals. From September 2004 to February 2004, Mr. Guzzetti was Managing Director of the Private Client Division at The Keystone Equities Group, where he was responsible for building the retail brokerage arm of the company. From February 2004 to February 2002, Mr. Guzzetti was a capital formation consultant, where he advised start-up public and private companies on fundraising strategies. From February 2002 to November 1995, Mr. Guzzetti served as Senior Vice President and Branch Manager for Salomon Smith Barney in Mount Laurel, New Jersey, where he significantly grew revenues and increased the financial consultant population through recruitment and training. From July 1992 to March 1990, Mr. Guzzetti's was Vice President, Branch Manager of Shearson/Smith Barney in Clearwater, Florida. Mr. Guzzetti received a B.A. in Economics from Utica College in 1969. Peter Amico, Airtrax President and Chairman of the Board, stated, "Mr. Guzzetti's expertise in investment banking and financial advisory for emerging-growth companies such as ours makes him particularly qualified to fulfill his required corporate governance and fiduciary responsibilities. I believe he will provide an important additional resource to our Board of Directors." Mr. Guzzetti commented, "I am honored to join Airtrax and help direct their commercialization efforts of bringing omni-directional technologies worldwide. I believe in the company's technology and look forward to it being a part of the mainstream machinery economy in the near term." About Airtrax, Inc. A U.S.-based developer of Omni-Directional technology, Airtrax designs and manufactures Omni-Directional vehicles. The Airtrax patented wheel was designed and developed by Airtrax after receiving a technology transfer from the US Navy in the form of a Cooperative Research and Development Agreement (CRADA). The SIDEWINDER(TM) Omni-Directional Lift Truck and the Airtrax-MEC Cobra(TM) aerial work platform (AWP) are the first Omni-Directional vehicles using Omni-Directional technology and the patented Airtrax wheel to be commercially produced. The nearly maintenance-free design also reduces maintenance costs, delivering cost efficiencies to companies both large and small. The Airtrax patented Omni-Directional wheel is manufactured exclusively for Airtrax vehicles. For more information and to view a must-see product demonstration, visit http://www.airtrax.com. The Private Securities Litigation Reform Act of 1995 provides a "Safe harbor" for forward-looking statements. Certain of the statements contained herein, which are not historical facts, are forward-looking statements with respect to events, the occurrence of which involved risks and uncertainties. These forward-looking statements may be impacted, either positively or negatively, by various factors. Information concerning potential factors that could affect the company is detailed from time to time in the company's reports filed with the Securities and Exchange Commission. At the Company: Airtrax Peter Amico President 856-232-3000 pamico@airtrax.com http://www.airtrax.com Investor Relations: The Equity Performance Group Gary Geraci 617-723-2373 gary@equityperfgp.com http://www.equityperfgp.com -----END PRIVACY-ENHANCED MESSAGE-----