UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 11-K
FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS
AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
(Mark One)
x | ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the fiscal year ended December 31, 2014
OR
¨ | TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the transition period from to
Commission File No.: 333-74483
A. | Full title of the plan and the address of the plan, if different from that of the issuer named below: |
Willis 401(k) Retirement Savings Plan
B. | Name of issuer of the securities held pursuant to the plan and address of its principal executive office: |
Willis North America Inc.
Attn: Matthew Furman
200 Liberty Street
New York, NY 10281-1003
(212) 915-8888
Willis 401(k) Retirement
Savings Plan
Employer ID No: 13-5654526
Plan Number: 003
Financial Statements as of December 31, 2014 and
2013, and for the Year Ended December 31, 2014,
Supplemental Schedule as of December 31, 2014,
and Report of Independent Registered Public
Accounting Firm
WILLIS 401(k) RETIREMENT SAVINGS PLAN
TABLE OF CONTENTS
NOTE: | All other schedules required by Section 2520.103-10 of the Department of Labors Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974 have been omitted because they are not applicable. |
Deloitte & Touche LLP 424 Church Street Suite 2400 Nashville, TN 37219 USA
Tel: 615 259 1800 www.deloitte.com |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
To the Trustees and Participants of
Willis 401(k) Retirement Savings Plan
Nashville, Tennessee
We have audited the accompanying statements of net assets available for benefits of the Willis 401(k) Retirement Savings Plan (the Plan) as of December 31, 2014 and 2013, and the related statement of changes in net assets available for benefits for the year ended December 31, 2014. These financial statements are the responsibility of the Plans management. Our responsibility is to express an opinion on these financial statements based on our audits.
We conducted our audits in accordance with standards of the Public Company Accounting Oversight Board (United States). Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. The Plan is not required to have, nor were we engaged to perform, an audit of its internal control over financial reporting. Our audits included consideration of internal control over financial reporting as a basis for designing audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the Plans internal control over financial reporting. Accordingly, we express no such opinion. An audit also includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audits provide a reasonable basis for our opinion.
In our opinion, such financial statements present fairly, in all material respects, the net assets available for benefits of the Plan as of December 31, 2014 and 2013, and the changes in net assets available for benefits for the year ended December 31, 2014, in conformity with accounting principles generally accepted in the United States of America.
The supplemental schedule of assets (held at end of year) as of December 31, 2014, has been subjected to audit procedures performed in conjunction with the audit of the Plans financial statements. The supplemental schedule is the responsibility of the Plans management. Our audit procedures included determining whether the supplemental schedule reconciles to the financial statements or the underlying accounting and other records, as applicable, and performing procedures to test the completeness and accuracy of the information presented in the supplemental schedule. In forming our opinion on the supplemental schedule, we evaluated whether the supplemental schedule, including its form and content, is presented in compliance with the Department of Labors Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974. In our opinion, such schedule is fairly stated, in all material respects, in relation to the financial statements as a whole.
Nashville, TN
June 26, 2015
Member of
Deloitte Touche Tohmatsu Limited
WILLIS 401(k) RETIREMENT SAVINGS PLAN
STATEMENTS OF NET ASSETS AVAILABLE FOR BENEFITS
AS OF DECEMBER 31, 2014 AND 2013
2014 | 2013 | |||||||
ASSETS: |
||||||||
Participant-directed investments at fair value |
$ | 828,834,064 | $ | 783,083,857 | ||||
|
|
|
|
|||||
Total investments |
828,834,064 | 783,083,857 | ||||||
|
|
|
|
|||||
Receivables: |
||||||||
Notes receivable from participants |
9,135,460 | 8,824,628 | ||||||
Contributions receivable from employer |
14,696,640 | 14,408,250 | ||||||
Contributions receivable from participants |
1,112,913 | 1,089,114 | ||||||
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|
|
|
|||||
Total receivables |
24,945,013 | 24,321,992 | ||||||
|
|
|
|
|||||
NET ASSETS REFLECTING ALL INVESTMENTS AT FAIR VALUE |
853,779,077 | 807,405,849 | ||||||
ADJUSTMENT FROM FAIR VALUE TO CONTRACT VALUE FOR FULLY BENEFIT-RESPONSIVE STABLE VALUE FUNDS |
(13,700,515 | ) | (13,823,365 | ) | ||||
|
|
|
|
|||||
NET ASSETS AVAILABLE FOR BENEFITS |
$ | 840,078,562 | $ | 793,582,484 | ||||
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|
|
|
See notes to financial statements.
- 2 -
WILLIS 401(k) RETIREMENT SAVINGS PLAN
STATEMENT OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS
FOR THE YEAR ENDED DECEMBER 31, 2014
ADDITIONS: |
||||
Contributions: |
||||
Participant contributions |
$ | 44,468,051 | ||
Rollover contributions |
8,249,645 | |||
Employer contributions |
14,699,565 | |||
|
|
|||
Total contributions |
67,417,261 | |||
|
|
|||
Investment income: |
||||
Net appreciation in fair value of investments |
29,900,046 | |||
Dividends |
15,111,871 | |||
Interest |
4,525,335 | |||
|
|
|||
Net investment income |
49,537,252 | |||
|
|
|||
Interest income on notes receivable from participants |
367,302 | |||
|
|
|||
DEDUCTIONS: |
||||
Benefits paid to participants |
(70,231,262 | ) | ||
Administrative expenses |
(594,475 | ) | ||
|
|
|||
Total deductions |
(70,825,737 | ) | ||
|
|
|||
INCREASE IN NET ASSETS |
46,496,078 | |||
|
|
|||
NET ASSETS AVAILABLE FOR BENEFITS: |
||||
Beginning of year |
793,582,484 | |||
|
|
|||
End of year |
$ | 840,078,562 | ||
|
|
See notes to financial statements.
- 3 -
WILLIS 401(k) RETIREMENT SAVINGS PLAN
NOTES TO FINANCIAL STATEMENTS
AS OF DECEMBER 31, 2014 AND 2013, AND FOR THE YEAR ENDED DECEMBER 31, 2014
1. | DESCRIPTION OF THE PLAN |
The following description of the Willis 401(k) Retirement Savings Plan (the Plan) provides only general information. Participants should refer to the Plan agreement for a complete description of the Plans provisions.
General The Plan is a defined contribution plan sponsored by Willis North America Inc. (the Company or Employer), a subsidiary of Willis Group Holdings plc, and covers all eligible employees of the Company and its subsidiaries. The Benefits Committee of the Board of Directors of the Company controls and manages the operation and administration of the Plan. State Street Bank and Trust serves as the trustee of the Plan and Transamerica Retirement Solutions serves as the record keeper. The Plan is subject to the provisions of the Employee Retirement Income Security Act of 1974 (ERISA).
Contributions Full-time and part-time employees of the Company are eligible to participate in the Plan. Newly hired employees are automatically enrolled in the Plan after 60 days of service with a 3% pre-tax contribution rate of eligible compensation. Participants may elect to contribute between 1% and 99% of their eligible compensation as pretax and/or Roth 401(k) contributions, subject to Internal Revenue Service (IRS) limits. Eligible compensation consists of the participants base pay plus commissions and production incentives received during the calendar year.
After a year of service, participants are eligible for a 100% match of employee contributions made by the Company up to a maximum of 3% of the employees annual eligible compensation. The match is subject to certain Internal Revenue Code (IRC) limitations. The Company match is discretionary, calculated annually and automatically invested per the participants investment elections.
Participant Accounts Individual accounts are maintained for each Plan participant. Each participants account is credited with the participants contribution, the Companys match, and Plan earnings, and charged with withdrawals, an allocation of Plan losses, and administrative expenses. Allocations are based on participant earnings or account balances, as defined. The benefit to which a participant is entitled is the benefit that can be provided from the participants vested account.
Investments Participants direct the investment of their contributions and Employer matching contributions into various investment options offered by the Plan. The Plan currently offers a variety of mutual funds, Willis Group Holdings plc common stock, and stable value funds as investment options for participants.
The Willis Stable Value Fund and Transamerica Financial Life Insurance Company (TFLIC) Stable 5 Fund are fully benefit-responsive and are invested in separate group annuity insurance contracts with TFLIC. In addition, participants have the option of transferring amounts from the above Plan offered funds into a self-directed brokerage account.
Vesting Participants are vested immediately in their contributions, plus actual earnings thereon. Employer contributions and earnings thereon are 25% vested after two years of service, 50% after three years, 75% after four years, and fully vested after five years of service with the Company, or a predecessor company, or as soon as the employee reaches the age of 65, dies, or becomes disabled, whichever occurs first.
- 4 -
Notes Receivable from Participants Participants may borrow from their fund accounts up to a maximum of $50,000 or 50% of their account balance, whichever is less. The loans are secured by an assignment of a participants vested interest in the Plan, and bear interest at rates commensurate with local prevailing rates at the time funds are borrowed, as determined quarterly by the Plan administrator. Principal and interest is paid ratably through payroll deductions. Participant loans are classified as notes receivable and measured at the unpaid principal balance plus accrued but unpaid interest.
Payment of Benefits On termination of service with the Company (including termination of service due to death, disability, or retirement), a participant may generally elect to receive either a lump-sum amount equal to the value of the participants vested interest in his or her account, or annual installments.
Participants are also eligible to make hardship withdrawals from their deferred contributions in the event of certain financial hardships. Following a financial hardship withdrawal, participants are not allowed to contribute to the Plan for a period of six months.
Forfeited Accounts When participants terminate employment with the Company, the non-vested portion of the participants account as defined by the Plan, represents a forfeiture. The plan document permits the use of forfeitures to either reduce future employer contributions or plan administrative expenses for the year. During the years ended December 31, 2014 and 2013, non-vested forfeiture amounts were $446,669 and $271,714, respectively, all of which were used to offset employer contributions.
Plan Termination Although the Company has not expressed any intent to terminate the Plan, it may cease making contributions or terminate the Plan, at any time, subject to the provisions of ERISA. Upon full or partial termination of the Plan, the balance in each participants or retired participants accounts becomes nonforfeitable and each participant, retired participant, or beneficiary is entitled to receive any amounts then credited to his/her accounts in the trust, provided that the Company may elect to continue the trust and make payments therefrom, pursuant to the terms of the Plan.
2. | SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES |
Basis of Accounting The accompanying financial statements have been prepared in accordance with accounting principles generally accepted in the United States of America (GAAP).
Investment Valuation and Income Recognition The Plans investments are stated at fair value. Fair value of a financial instrument is the price that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date. See Note 7 for discussion on fair value measurements.
Investment contracts held by a defined contribution plan are required to be reported at fair value; however, contract value is the relevant measurement attribute for that portion of the net assets available for benefits that is attributable to fully benefit-responsive investment contracts. Contract value is the amount Plan participants would receive if they were to initiate permitted transactions under the terms of the Plan. The statement of net assets available for benefits presents the fair value of the investment contracts as well as the adjustment of the fully benefit-responsive investment contracts from fair value to contract value. The statement of changes in net assets available for benefits is prepared using the contract value basis.
- 5 -
Purchases and sales of securities are recorded on a trade-date basis. Interest income is recorded on the accrual basis. Dividends are recorded on the ex-dividend date. Net appreciation includes the Plans gains and losses on investments bought and sold as well as held during the year.
Management fees and operating expenses charged to the Plan for investments in the mutual funds and guaranteed investment contracts are deducted from income earned on a daily basis and are not separately reflected. Consequently, management fees and operating expenses are reflected as a reduction of investment return for such investments.
Use of Estimates The preparation of financial statements in conformity with GAAP requires management to make estimates and assumptions that affect the reported amounts of assets and changes therein and disclosure of contingent assets and liabilities. Actual results could differ from those estimates.
Risks and Uncertainties The Plan provides various investment instruments, including common stock, mutual funds, and stable value funds. Investment securities, in general, are exposed to various risks, such as interest rate risk, credit risk, and overall market volatility. Due to the level of risk associated with certain investment securities, it is reasonably possible that changes in the values of investment securities will occur in the near term and that such change could materially affect the value of the participants account balances and the amounts reported in the financial statements.
Notes Receivable from Participants Notes receivable from participants are measured at their unpaid principal balance plus any accrued but unpaid interest. Delinquent participant loans are recorded as distributions based on the terms of the Plan document.
Administrative Expenses Administrative expenses of the Plan are paid by the participants and the Plan as provided in the Plan document. The record keeper is compensated to administer the Plan through net fees of 0.12% withdrawn from participants accounts for selecting certain investment options. Prior to September 1, 2014, the record keeper was compensated through net fees of 0.13%. The Plan may additionally use funds allocated to the Expense Budget Account (EBA) to pay administrative expenses approved by the Employer or can be allocated to participants at the end of the year, at the direction of the Employer. The EBA is a plan level unallocated account that can be credited when fees withdrawn from participants accounts are in excess of 0.12% and/or other amounts withdrawn from participants accounts. Prior to September 1, 2014, the EBA could be credited when fees withdrawn from participants accounts were in excess of 0.13%. The EBA is also funded based on a plan service fee of 0.02%.
Payment of Benefits Benefit payments to participants are recorded upon distribution. All distribution payments are processed the same day, therefore, at December 31, 2014 and 2013 there were no amounts allocated to accounts of persons who have elected to withdraw from the Plan, but have not yet been paid.
Excess Contributions Payable The Plan is required to return contributions received during the Plan year in excess of the IRC limits. There were no excess contributions payable at December 31, 2014 and 2013.
New Accounting Standards In May 2015, the Financial Accounting Standards Board issued Accounting Standards Update (ASU) No. 2015-07, Disclosure for Investments in Certain Entities That Calculate Net Asset Value per Share (or Its Equivalent), Fair Value Measurement (Topic 820). ASU 2015-07 requires the categorization by level for items that are only required to be disclosed at fair value and information about transfers between Level 1 and Level 2. In addition, the ASU impacts reporting entities that measure an investments fair value using the net asset value per share (or an equivalent) practical
- 6 -
expedient. The amendments in ASU No. 2015-07 eliminate the requirement to classify the investment within the fair value hierarchy. In addition, the requirement to make specific disclosures for all investments eligible to be assessed at fair value with the net asset value per share practical expedient has been removed. Instead, such disclosures are restricted only to investments that the entity has decided to measure using the practical expedient. The new guidance is effective for public entities reporting periods beginning after December 15, 2015 and early adoption is permitted. The ASU is to be applied retrospectively in all periods presented in an entitys financial statements. The Plan did not early adopt this guidance as of year-end. The adoption will not have a material effect on the Plans statements of net assets available for benefits or statement of changes in net assets available for benefits. Plan management is assessing the impact on the disclosures in the financial statements.
3. | INVESTMENTS |
Individual investments that represent greater than 5% of the Plans net assets available for benefits are as follows:
As of December 31, 2014: |
||||
Willis Stable Value Fund (at contract value) |
$ | 120,997,626 | ||
Vanguard Institutional Index l |
73,311,124 | |||
Metropolitan West Total Return Bond Plan |
69,858,731 | |||
TRowe America Growth Fund |
59,993,721 | |||
American Funds Fundamental Investment Fund |
54,953,752 | |||
American Funds Income Fund |
53,937,166 | |||
American Funds Europacific |
44,712,638 | |||
JPMorgan US Equity Institutional Fund |
43,086,277 | |||
As of December 31, 2013: |
||||
Willis Stable Value Fund (at contract value) |
$ | 117,407,314 | ||
Pimco Total Return Fund |
68,880,232 | |||
Transamerica Partners Institutional Stock Index Fund |
67,334,207 | |||
TRowe America Growth Fund |
56,891,806 | |||
American Funds Income Fund |
49,527,546 | |||
American Funds Fundamental Investment Fund |
53,302,126 | |||
American Funds Europacific |
45,742,855 |
During the year ended December 31, 2014, the Plans investments (including gains and losses on investments bought and sold, as well as held during the year) appreciated as follows:
Mutual funds |
$ | 29,407,616 | ||
Common stock |
491,998 | |||
Money market funds and other financial assets |
432 | |||
|
|
|||
Net appreciation in fair value of investments |
$ | 29,900,046 | ||
|
|
4. | FULLY BENEFIT-RESPONSIVE INVESTMENT CONTRACTS |
The Plan has two fully benefit-responsive investment contracts with TFLIC. TFLIC maintains the contributions in a non-pooled separate account (Willis Stable Value Fund) and a pooled separate account (TFLIC Stable 5 Fund), which are credited with earnings on the underlying investments and charged for participant withdrawals and administrative expenses. The contracts are included in the financial statements at fair value and then adjusted to contract value. Contract value represents contributions made under the contract, plus earnings, less participant withdrawals and administrative expenses. Participants may ordinarily direct the withdrawal or transfer of all or a portion of their investment at contract value.
- 7 -
The contracts have certain restrictions that affect the ability to collect the full contract value, for example, the Plan may not withdraw more than 20% of the beginning of the year balance of the contract without incurring a penalty. Plan management believes that the occurrence of events that would cause the Plan to transact at less than contract value is not probable. TFLIC may not terminate the contracts at any amount less than contract value.
TFLIC is contractually obligated to pay the principal and specified interest rate that is guaranteed to the Plan. The crediting interest rate is based on a formula agreed upon with TFLIC, but may not be less than 0%. Such interest rates are reviewed for resetting on a quarterly basis for the Willis Stable Value Fund and on an annual basis for the TFLIC Stable 5 Fund. The crediting rate of the contract will track current market yields on a trailing basis.
2014 | 2013 | |||||||
Willis Stable Value Fund average yields: |
||||||||
Based on annualized earnings (1) |
3.15 | % | 3.73 | % | ||||
Based on interest rate credited to participants (2) |
2.20 | 2.70 | ||||||
TFLIC Stable 5 Fund average yields: |
||||||||
Based on annualized earnings (1) |
7.16 | % | 4.58 | % | ||||
Based on interest rate credited to participants (2) |
4.44 | 4.44 |
(1) | Computed by dividing the annualized actual earnings of the contract on the last day of the Plan year by the fair value of the investments on the same date. |
(2) | Computed by dividing the annualized earnings credited to participants on the last day of the Plan year by the fair value of the investments on the same date. |
5. | FEDERAL INCOME TAX STATUS |
The IRS has determined and informed the Company by a letter dated March 13, 2013, that the Plan and related trust were designed in accordance with the applicable regulations of the IRC. The Company and Plan management believe that the Plan is currently designed and operated in compliance with the applicable requirements of the IRC, and the Plan and related trust continue to be tax-exempt. Therefore, no provision for income taxes has been included in the Plans financial statements.
GAAP requires Plan management to evaluate tax positions taken by the Plan and recognize a tax liability (or asset) if the Plan has taken an uncertain position that more likely than not would not be sustained upon examination by the IRS. The Plan administrator has analyzed the tax positions taken by the Plan, and has concluded that as of December 31, 2014, there are no uncertain positions taken or expected to be taken that would require recognition of a liability (or asset) or disclosure in the financial statements. The Plan is subject to routine audits by taxing jurisdictions. The Plan administrator believes it is no longer subject to income tax examinations for years prior to December 31, 2010.
6. | EXEMPT PARTY-IN-INTEREST TRANSACTIONS |
Transactions with parties-in-interest include investments in shares of Willis Group Holdings plc common stock, contributions from the Company, investments in certain funds managed by the recordkeeper of the Plan, and the investment contracts managed by TFLIC; therefore, these transactions qualify as exempt party-in-interest transactions. Administrative expenses of the Plan not borne by participants are paid by the Company. Such amounts paid by the Company in 2014 and 2013 were not significant.
- 8 -
At December 31, 2014 and 2013, the Plan held 446,024 and 483,775 shares, respectively, of common stock of Willis Group Holdings plc, with a fair value of $19,986,356 and $21,677,953, respectively.
7. | FAIR VALUE MEASUREMENTS |
Accounting Standard Codification (ASC) 820, Fair Value Measurements and Disclosures, provides a framework for measuring fair value. That framework provides a fair value hierarchy that prioritizes the inputs to valuation techniques used to measure fair value, as follows: Level 1, which refers to securities valued using unadjusted quoted prices from active markets for identical assets; Level 2, which refers to securities not traded on an active market but for which observable market inputs are readily available; and Level 3, which refers to securities valued based on significant unobservable inputs. Assets are classified in their entirety based on the lowest level of input that is significant to the fair value measurement. The Plans policy is to recognize significant transfers between levels at the end of the reporting period.
Asset Valuation Techniques Valuation technologies maximize the use of relevant observable inputs and minimize the use of unobservable inputs. The following is a description of the valuation methodologies used for assets measured at fair value. There have been no changes in the methodologies used at December 31, 2014 and 2013.
Mutual Funds Valued at the daily closing price as reported by the fund. These funds are required to publish their daily net asset value and to transact at that price. The mutual funds held by the Plan are deemed to be actively traded.
Common Stocks and Exchange-Traded Funds Valued at the closing price reported on the active market on which the individual securities are traded.
Guaranteed Investment Contracts Valued at the net asset value of units of a bank collective trust. The net asset value as provided by the trustee, is used as a practical expedient to estimate fair value. The net asset value is based on the fair value of the underlying investments held by the fund less its liabilities.
Money Market Funds Valued at amortized cost, which approximates fair value.
- 9 -
The following tables set forth by level, within the fair value hierarchy, a summary of the Plans investments measured at fair value on a recurring basis as of December 31, 2014, and December 31, 2013:
Assets at Fair Value as of December 31, 2014 | ||||||||||||||||
Active Markets | Other | Significant | ||||||||||||||
for Identical | Observable | Unobservable | ||||||||||||||
Assets (Level 1) | Inputs (Level 2) | Inputs (Level 3) | Total | |||||||||||||
Mutual Funds: |
||||||||||||||||
Large Cap Stocks: |
||||||||||||||||
Domestic |
$ | 320,839,870 | $ | | $ | | $ | 320,839,870 | ||||||||
International |
51,478,378 | | | 51,478,378 | ||||||||||||
Mid/Small Cap Stocks |
108,164,532 | | | 108,164,532 | ||||||||||||
Retirement Funds |
47,041,003 | | | 47,041,003 | ||||||||||||
Bonds: |
||||||||||||||||
Investment Grade |
70,587,775 | | | 70,587,775 | ||||||||||||
High Yield |
19,562,327 | | | 19,562,327 | ||||||||||||
Various Diversified Funds |
5,973,874 | | | 5,973,874 | ||||||||||||
Common Stock Willis |
||||||||||||||||
Group Holdings plc |
19,986,356 | | | 19,986,356 | ||||||||||||
Other Common Stocks and |
||||||||||||||||
Exchange-Traded Funds |
13,577,523 | | | 13,577,523 | ||||||||||||
Guaranteed Investment |
||||||||||||||||
Contracts |
| 165,610,397 | | 165,610,397 | ||||||||||||
Money Market Funds |
| 4,770,364 | | 4,770,364 | ||||||||||||
Other Financial Assets |
1,241,665 | | | 1,241,665 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
Total Assets at Fair Value |
$ | 658,453,303 | $ | 170,380,761 | $ | | $ | 828,834,064 | ||||||||
|
|
|
|
|
|
|
|
Assets at Fair Value as of December 31, 2013 | ||||||||||||||||
Active Markets | Other | Significant | ||||||||||||||
for Identical | Observable | Unobservable | ||||||||||||||
Assets (Level 1) | Inputs (Level 2) | Inputs (Level 3) | Total | |||||||||||||
Mutual Funds: |
||||||||||||||||
Large Cap Stocks: |
||||||||||||||||
Domestic |
$ | 296,719,964 | $ | | $ | | $ | 296,719,964 | ||||||||
International |
51,245,681 | | | 51,245,681 | ||||||||||||
Mid/Small Cap Stocks |
104,370,208 | | | 104,370,208 | ||||||||||||
Retirement Funds |
32,544,624 | | | 32,544,624 | ||||||||||||
Bonds: |
||||||||||||||||
Investment Grade |
68,880,232 | | | 68,880,232 | ||||||||||||
High Yield |
17,482,283 | | | 17,482,283 | ||||||||||||
Various Diversified Funds |
7,365,011 | | | 7,365,011 | ||||||||||||
Common Stock Willis |
||||||||||||||||
Group Holdings plc |
21,677,953 | | | 21,677,953 | ||||||||||||
Other Common Stocks and |
||||||||||||||||
Exchange-Traded Funds |
12,609,854 | | | 12,609,854 | ||||||||||||
Guaranteed Investment |
||||||||||||||||
Contracts |
| 163,969,779 | | 163,969,779 | ||||||||||||
Money Market Funds |
| 5,332,175 | | 5,332,175 | ||||||||||||
Other Financial Assets |
886,093 | | | 886,093 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
Total Assets at Fair Value |
$ | 613,781,903 | $ | 169,301,954 | $ | | $ | 783,083,857 | ||||||||
|
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|
|
|
|
|
|
- 10 -
Transfers Between Levels The availability of observable market data is monitored to assess the appropriate classification of financial instruments within the fair value hierarchy. Changes in economic conditions or model-based valuation techniques may require the transfer of financial instruments from one fair value level to another. In such instances, the transfer is reported at the beginning of the reporting period.
For the years ended, December 31, 2014 and 2013, there were no transfers between levels.
8. | NET ASSET VALUE (NAV) PER SHARE |
The following tables set forth a summary of the Plans investments with a reported NAV at December 31, 2014 and 2013.
Fair Value Estimated Using Net Asset Value per Share December 31, 2014 | ||||||||||||
Investment | Fair Value * | Unfunded Commitment |
Redemption Frequency |
Other Redemption Restrictions |
Redemption Notice Period | |||||||
Guaranteed Investment |
||||||||||||
Contracts: |
||||||||||||
Willis Stable Value Fund (a) |
$ | 126,453,848 | Immediate | (c) | None | |||||||
TFLIC Stable 5 Fund (b) |
39,156,549 | 90 days | (c) | None | ||||||||
|
|
|||||||||||
Total |
$ | 165,610,397 | ||||||||||
|
|
|||||||||||
Fair Value Estimated Using Net Asset Value per Share December 31, 2013 | ||||||||||||
Investment | Fair Value * | Unfunded Commitment |
Redemption Frequency |
Other Redemption Restrictions |
Redemption Notice Period | |||||||
Guaranteed Investment |
||||||||||||
Contracts: |
||||||||||||
Willis Stable Value Fund (a) |
$ | 123,300,992 | Immediate | (c) | None | |||||||
TFLIC Stable 5 Fund (b) |
40,668,787 | 90 days | (c) | None | ||||||||
|
|
|||||||||||
Total |
$ | 163,969,779 | ||||||||||
|
|
* | The fair values of the investments have been estimated using the net asset value of the investment. |
(a) | The Willis Stable Value Fund is a non-pooled guaranteed separate account of TFLIC which invests in a diverse pool of high quality fixed-income instruments and is offered through a group annuity contract. Each calendar quarter, a guaranteed interest rate will be declared, which will apply to all money in the fund. Plan benefits allowed by the plan are not subject to withdrawal restrictions or charges. The interest rate is declared quarterly and applies to both existing assets and new deposits made in that calendar quarter. Both principal and interest are guaranteed by TFLIC. |
(b) | TFLIC Stable 5 Fund is a guaranteed separate account through a group annuity contract issued by TFLIC. The investment option provides for a guarantee of principal and interest. Contributions allocated to this investment option will be credited interest at a guaranteed interest rate. Guarantees are supported by the actively managed guaranteed separate account of TFLIC, but participants do not participate in the investment experience or performance of the guaranteed separate account. |
(c) | The Plan may not withdraw more than 20% of the beginning of the year balance of the contract without incurring a penalty. |
- 11 -
9. | SUBSEQUENT EVENTS |
Subsequent events were evaluated through the date of the financial statement issuance. Based on this review, no significant event occurred that requires disclosure.
* * * * * *
- 12 -
- 13 -
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number13-5654526
FORM 5500, SCHEDULE H, PART IV, LINE 4iSCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2014
Identity of issue, borrower, lessor, or similar party | Shares / Units | Description of investment including maturity date, rate of interest, collateral, par, or maturity value |
Current Value | |||||||
Mutual Funds |
||||||||||
Large Cap Stocks |
||||||||||
Domestic |
||||||||||
American Funds Income Fund |
Mutual Fund | $ | 53,937,166 | |||||||
American Funds Fundamental Investment Fund |
Mutual Fund | 54,953,752 | ||||||||
JPMorgan US Equity Fund |
Mutual Fund | 43,086,277 | ||||||||
MFS Value Fund |
Mutual Fund | 35,557,822 | ||||||||
T Rowe America Growth Fund |
Mutual Fund | 59,993,721 | ||||||||
Transamerica Partners Institutuonal Stock Index Fund |
Mutual Fund | 8 | ||||||||
Vanguard Institutional Index |
Mutual Fund | 73,311,124 | ||||||||
|
|
|||||||||
Total |
320,839,870 | |||||||||
|
|
|||||||||
International |
||||||||||
American Funds Europacific |
Mutual Fund | 44,712,638 | ||||||||
Russell Emerging Markets Fund |
Mutual Fund | 6,486,298 | ||||||||
Vanguard Total International Stock Index |
Mutual Fund | 279,442 | ||||||||
|
|
|||||||||
Total |
51,478,378 | |||||||||
|
|
|||||||||
Mid/Small Cap Stocks |
||||||||||
Columbia Small Cap Value Fund |
Mutual Fund | 28,154,983 | ||||||||
Eagle Small Cap Growth |
Mutual Fund | 27,222,795 | ||||||||
Fidelity Spartan Extended Market Index |
Mutual Fund | 11,608,760 | ||||||||
Prudential Mid Cap |
Mutual Fund | 25,182,062 | ||||||||
Ridge Worth Mid Cap Value |
Mutual Fund | 15,995,932 | ||||||||
|
|
|||||||||
Total |
108,164,532 | |||||||||
|
|
|||||||||
Retirement Funds |
||||||||||
T Rowe RA 2010 |
Mutual Fund | 1,937,237 | ||||||||
T Rowe RA 2020 |
Mutual Fund | 15,097,574 | ||||||||
T Rowe RA 2030 |
Mutual Fund | 14,073,688 | ||||||||
T Rowe RA 2040 |
Mutual Fund | 9,690,788 | ||||||||
T Rowe RA 2050 |
Mutual Fund | 3,982,961 | ||||||||
T Rowe RA Income |
Mutual Fund | 2,258,755 | ||||||||
|
|
|||||||||
Total |
47,041,003 | |||||||||
|
|
|||||||||
Bonds |
||||||||||
Investment Grade |
||||||||||
PIMCO Total Return Fund |
Mutual Fund | 21 | ||||||||
Vanguard Intermed-Term Bond Index |
Mutual Fund | 729,023 | ||||||||
Metropolitan West Total Return Bond Plan |
Mutual Fund | 69,858,731 | ||||||||
|
|
|||||||||
Total |
70,587,775 | |||||||||
|
|
|||||||||
High Yield |
||||||||||
Transamerica Partners Institutional High Yield Fund |
Mutual Fund | 19,562,327 | ||||||||
|
|
|||||||||
Total |
19,562,327 | |||||||||
|
|
|||||||||
Various Diversified Mutual Funds |
||||||||||
361 MANAGED FUTURES STRAT |
3,321 | Mutual Fund | 36,859 | |||||||
ABERDEEN GLOBAL HIGH INCM F |
42 | Mutual Fund | 411 | |||||||
ABERDEEN GLOBAL SELECT OPPTY |
319 | Mutual Fund | 12,101 | |||||||
ACADIAN EMERGING MKTS PORTFO |
1,795 | Mutual Fund | 32,785 | |||||||
ADVISORONE CLS FLEXIBLE INCM N |
1,394 | Mutual Fund | 14,292 | |||||||
ADVISORONE CLS GLBL DIVERS |
409 | Mutual Fund | 7,135 | |||||||
ADVISORONE CLS GLBL GWTH N |
642 | Mutual Fund | 7,150 | |||||||
ADVISORONE CLS GWTH AND INCM N |
2,898 | Mutual Fund | 31,033 | |||||||
ADVISORONE CLS LONG SHORT |
796 | Mutual Fund | 8,270 | |||||||
ADVISORY RESEARCH MLP & ENERGY |
5,773 | Mutual Fund | 76,717 | |||||||
AKRE FOCUS FD RETAIL |
810 | Mutual Fund | 18,266 | |||||||
ALLIANCEBERNSTEIN DISCOV |
2,826 | Mutual Fund | 26,567 | |||||||
ALPS RED ROCKS LISTED PRIVAT |
633 | Mutual Fund | 4,171 | |||||||
AMANA INCOME FUND INV |
239 | Mutual Fund | 11,128 | |||||||
AMERICAN BEACON BRIDGE |
1,462 | Mutual Fund | 34,759 | |||||||
AMERICAN CENTURY EQUITY GROWTH |
113 | Mutual Fund | 3,462 | |||||||
AMERICAN CENTURY ZERO COUPON |
275 | Mutual Fund | 25,570 | |||||||
AMERICAN FD GROWTH FD OF AMERI |
4,269 | Mutual Fund | 181,173 | |||||||
AMG MANAGERS INTERM DUR GOVT F |
10,414 | Mutual Fund | 114,133 | |||||||
AMG MANAGERS REAL ESTATE SECUR |
59 | Mutual Fund | 711 | |||||||
AMG YACKTMAN FD SVC |
7,744 | Mutual Fund | 194,528 | |||||||
AMG YACKTMAN FOCUSED FD SVC |
551 | Mutual Fund | 14,273 | |||||||
AQR DIVERSIFIED ARBITR |
853 | Mutual Fund | 8,654 | |||||||
AQR INTL DEFENSIVE EQTY CL I |
185 | Mutual Fund | 2,131 | |||||||
AQR INTL MOMENTUM FD CL L |
1,102 | Mutual Fund | 15,230 | |||||||
AQR MGD FUTURES STRAT FD CL I |
1,690 | Mutual Fund | 17,963 | |||||||
AQR MOMENTUM FD CL L |
1,840 | Mutual Fund | 38,053 | |||||||
AQR RISK PARITY FD CL I |
3,116 | Mutual Fund | 31,598 | |||||||
AQR SMALL CAP MOMENTUM FD CL |
822 | Mutual Fund | 16,922 | |||||||
AQR US DEFENSIVE EQTY CL I |
841 | Mutual Fund | 12,171 | |||||||
ARTISAN INTL FUND INV |
1,518 | Mutual Fund | 45,480 |
- 14 -
WILLIS NORTH AMERICA INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number13-5654526
FORM 5500, SCHEDULE H, PART IV, LINE 4iSCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2014
Identity of issue, borrower, lessor, or similar party | Shares / Units | Description of investment including maturity date, rate of interest, collateral, par, or maturity value |
Current Value | |||||||
ARTISAN INTL VALUE FUND INV |
1,167 | Mutual Fund | 39,910 | |||||||
BAIRD SHORT TERM BD INST |
2,238 | Mutual Fund | 21,640 | |||||||
BARON ASSET FUND |
198 | Mutual Fund | 12,641 | |||||||
BARON REAL ESTATE FD RETAIL |
572 | Mutual Fund | 14,837 | |||||||
BARON SMALL CAP FUND |
609 | Mutual Fund | 20,282 | |||||||
BERWYN INCOME FUND |
7,699 | Mutual Fund | 104,781 | |||||||
BLACKROCK EQTY DIVIDEND FD INV |
550 | Mutual Fund | 13,698 | |||||||
BLACKROCK GLOBAL ALLOCA |
537 | Mutual Fund | 10,610 | |||||||
BLACKROCK INTL OPPTY A |
749 | Mutual Fund | 23,013 | |||||||
BLACKROCK MULTI ASSET INCM P |
3,718 | Mutual Fund | 41,753 | |||||||
BROWN CAP MGMT SMALL CO FD INV |
148 | Mutual Fund | 10,588 | |||||||
BUFFALO DISCOVERY FUND |
2,352 | Mutual Fund | 47,049 | |||||||
BUFFALO FLEXIBLE INCOME FUND |
1 | Mutual Fund | 22 | |||||||
BUFFALO GROWTH FUND |
1,698 | Mutual Fund | 56,484 | |||||||
CALVERT INTL OPPTY FD A |
1,392 | Mutual Fund | 20,484 | |||||||
CGM FOCUS FUND |
222 | Mutual Fund | 9,094 | |||||||
COHEN & STEERS REALTY SHARES |
663 | Mutual Fund | 50,965 | |||||||
COLUMBIA ACORN FUND CL Z |
1,360 | Mutual Fund | 43,448 | |||||||
COLUMBIA MASTERS INTL EQTY A |
1,550 | Mutual Fund | 14,817 | |||||||
COLUMBIA MID CAP VALUE FD CL |
2,590 | Mutual Fund | 44,074 | |||||||
DEUTSCHE SMALL CAP VALUE A |
1,019 | Mutual Fund | 26,220 | |||||||
DFA COMMODITY STRATEGY PORT |
4,042 | Mutual Fund | 28,335 | |||||||
DFA EMERGING MKTS CORE EQTY P |
1,444 | Mutual Fund | 27,312 | |||||||
DFA EMERGING MKTS SMALL CAP PO |
127 | Mutual Fund | 2,531 | |||||||
DFA EMERGING MKTS VALUE PORT I |
94 | Mutual Fund | 2,417 | |||||||
DFA FIVE YEAR GLBL FIXED INCM |
1,208 | Mutual Fund | 13,207 | |||||||
DFA GLOBAL REAL ESTATE SECURI |
6,765 | Mutual Fund | 70,695 | |||||||
DFA INTL CORE EQTY PORT INSTL |
5,019 | Mutual Fund | 58,724 | |||||||
DFA INTL LARGE CAP GWTH INST |
219 | Mutual Fund | 2,458 | |||||||
DFA INTL REAL ESTATE SECURI |
819 | Mutual Fund | 4,294 | |||||||
DFA INTL SMALL CAP VALUE PORT |
1,115 | Mutual Fund | 20,746 | |||||||
DFA INTL SMALL CO PORT INSTL |
132 | Mutual Fund | 2,243 | |||||||
DFA INTL VALUE III PORT |
972 | Mutual Fund | 14,843 | |||||||
DFA LARGE CAP VALUE III PORTFO |
1,554 | Mutual Fund | 37,957 | |||||||
DFA REAL ESTATE SECURI |
356 | Mutual Fund | 11,764 | |||||||
DFA SHORT TERM EXTENDED QUALIT |
844 | Mutual Fund | 9,102 | |||||||
DFA TWO YEAR GLBL FIXED INCM P |
397 | Mutual Fund | 3,929 | |||||||
DFA US CORE EQTY 2 PORT INSTL |
5,706 | Mutual Fund | 99,857 | |||||||
DFA US LARGE CAP GROWTH INST |
186 | Mutual Fund | 2,709 | |||||||
DFA US LARGE CAP VALUE PORT I |
160 | Mutual Fund | 5,450 | |||||||
DFA US SMALL CAP VALUE PORT I |
690 | Mutual Fund | 24,142 | |||||||
DFA US TARGETED VALUE PORT I |
1,456 | Mutual Fund | 32,246 | |||||||
DIREXION MONTHLY SMALL CAP BE |
6 | Mutual Fund | 222 | |||||||
DODGE & COX INTL STOCK FUND |
962 | Mutual Fund | 40,526 | |||||||
DODGE & COX STOCK FUND |
405 | Mutual Fund | 73,231 | |||||||
DOUBLELINE TOTAL RETURN BD FD |
4,749 | Mutual Fund | 52,096 | |||||||
EVENTIDE HEALTHCARE AND LIFE S |
2,287 | Mutual Fund | 47,973 | |||||||
FAIRHOLME FUND |
435 | Mutual Fund | 15,275 | |||||||
FEDERATED HIGH YIELD TRUST |
1,274 | Mutual Fund | 8,549 | |||||||
FEDERATED PRUDENT BEAR FD CL |
1,077 | Mutual Fund | 2,413 | |||||||
FIDELITY CAPITAL APPR FD |
643 | Mutual Fund | 23,151 | |||||||
FIDELITY INTL DISCOVERY FUND |
441 | Mutual Fund | 16,759 | |||||||
FIDELITY LATIN AMER FUND |
621 | Mutual Fund | 14,770 | |||||||
FIDELITY SLCT COMM EQUIPM |
60 | Mutual Fund | 1,920 | |||||||
FIDELITY SLCT HEALTH CARE P |
105 | Mutual Fund | 22,840 | |||||||
FIDELITY SLCT SOFTWARE & COMPU |
60 | Mutual Fund | 6,950 | |||||||
FIDELITY SLCT TELECOM PORTFO |
35 | Mutual Fund | 2,105 | |||||||
FIDELITY SPARTAN LT TR BD IND |
1,979 | Mutual Fund | 26,361 | |||||||
FIRST EAGLE FUND OF AMERIC |
83 | Mutual Fund | 3,097 | |||||||
FIRST EAGLE OVERSEAS FUND C |
84 | Mutual Fund | 1,820 | |||||||
FMI LARGE CAP FUND |
139 | Mutual Fund | 2,948 | |||||||
FRANKLIN INCM FD CL A |
4,588 | Mutual Fund | 11,011 | |||||||
GABELLI ASSET FUND AAA |
41 | Mutual Fund | 2,695 | |||||||
GABELLI EQUITY INCOME FUND C |
879 | Mutual Fund | 25,554 | |||||||
GABELLI SMALL CAP GROWTH FUND |
887 | Mutual Fund | 43,526 | |||||||
GLENMEDE LARGE CAP CORE |
616 | Mutual Fund | 13,390 | |||||||
GLENMEDE LARGE CAP GWTH |
753 | Mutual Fund | 17,683 | |||||||
GLENMEDE SMALL CAP EQTY FUND A |
101 | Mutual Fund | 2,606 | |||||||
HARBOR COMMODITY REAL RETURN |
667 | Mutual Fund | 3,083 | |||||||
HARBOR INTERNATIONAL FUND I |
388 | Mutual Fund | 24,914 | |||||||
HARDING LOEVNER EMERGING MARKE |
980 | Mutual Fund | 44,713 | |||||||
HEARTLAND SELECT VALUE FUND I |
200 | Mutual Fund | 6,279 | |||||||
HEARTLAND VALUE PLUS FD INV CL |
816 | Mutual Fund | 25,825 |
- 15 -
WILLIS NORTH AMERICA INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number13-5654526
FORM 5500, SCHEDULE H, PART IV, LINE 4iSCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2014
Identity of issue, borrower, lessor, or similar party | Shares / Units | Description of investment including maturity date, rate of interest, collateral, par, or maturity value |
Current Value | |||||||
ICON ENERGY FUND CL S |
1 | Mutual Fund | 7 | |||||||
INVESCO TECHNOLOGY FD INV CL |
15 | Mutual Fund | 556 | |||||||
IRONCLAD MGD RISK |
1,015 | Mutual Fund | 11,029 | |||||||
IVY ASSET STRATEGY FUND CL A |
560 | Mutual Fund | 14,286 | |||||||
JANUS BALANCED FD CL T |
675 | Mutual Fund | 20,632 | |||||||
JANUS CONTRARIAN FD CL T |
612 | Mutual Fund | 13,508 | |||||||
JANUS GLOBAL LIFE SCIENC |
496 | Mutual Fund | 26,043 | |||||||
JANUS GROWTH & INCM CL T |
32 | Mutual Fund | 1,546 | |||||||
JANUS HIGH YIELD FD CL T |
11,693 | Mutual Fund | 99,623 | |||||||
JANUS OVERSEAS FD CL T |
118 | Mutual Fund | 3,708 | |||||||
JANUS TRITON FD CL T |
5,768 | Mutual Fund | 135,194 | |||||||
JENSEN QUALITY GROWTH FD CL J |
328 | Mutual Fund | 13,184 | |||||||
JHANCOCK INCOME FUND CL A |
3 | Mutual Fund | 17 | |||||||
JHANCOCK3 DISCIPLINED VALUE |
1,406 | Mutual Fund | 27,427 | |||||||
JPMORGAN EQUITY INCOME A |
836 | Mutual Fund | 11,756 | |||||||
JPMORGAN INCM BUILDER FD A |
1,063 | Mutual Fund | 10,819 | |||||||
LAUDUS U.S. LARGE CAP GROWTH |
911 | Mutual Fund | 15,144 | |||||||
LEUTHOLD CORE INVESTMENT FUND |
1,234 | Mutual Fund | 22,796 | |||||||
LITMAN GREGORY MASTERS ALT ST |
7,827 | Mutual Fund | 89,542 | |||||||
LOOMIS SAYLES BOND FUND CL R |
2,205 | Mutual Fund | 32,546 | |||||||
LOOMIS SAYLES GLOBAL BD FD CL |
3,717 | Mutual Fund | 57,509 | |||||||
LOOMIS SAYLES LTD TERM GOVT & |
3,459 | Mutual Fund | 40,093 | |||||||
MAINSTAY LARGE CAP GROWTH |
1,443 | Mutual Fund | 14,489 | |||||||
MAINSTAY MARKETFIELD FD CL I |
270 | Mutual Fund | 4,377 | |||||||
MAIRS AND POWER GWTH FD |
155 | Mutual Fund | 18,040 | |||||||
MARSICO GLOBAL FD |
1,125 | Mutual Fund | 14,574 | |||||||
MATTHEWS PACIFIC TIGER FD INV |
1,114 | Mutual Fund | 29,607 | |||||||
MERIDIAN GROWTH FUND LEGACY |
783 | Mutual Fund | 28,482 | |||||||
METROPOLITAN WEST TOTAL RETURN |
8,545 | Mutual Fund | 93,227 | |||||||
MFS INTL VALUE CL A |
751 | Mutual Fund | 24,829 | |||||||
MOTLEY FOOL INDEPE |
155 | Mutual Fund | 3,124 | |||||||
NEUBERGER BERMAN FOCUS FD INV |
63 | Mutual Fund | 1,630 | |||||||
NUVEEN SYMPHONY MID CAP CORE A |
11 | Mutual Fund | 385 | |||||||
OAKMARK INTL FD CLASS I |
2,301 | Mutual Fund | 53,699 | |||||||
OAKMARK INTL SMALL CAP FUND |
1,335 | Mutual Fund | 19,747 | |||||||
OAKMARK SELECT FUND |
324 | Mutual Fund | 13,201 | |||||||
OBERWEIS INTL OPPTY FD |
4,725 | Mutual Fund | 87,703 | |||||||
OPPENHEIMER CMDY STRAT TOTAL |
13,381 | Mutual Fund | 30,910 | |||||||
OPPENHEIMER DEVELOPING MKTS F |
197 | Mutual Fund | 7,006 | |||||||
OPPENHEIMER INTL GROWTH FD CL |
1,077 | Mutual Fund | 37,990 | |||||||
OPPENHEIMER SENIOR FLOATI |
1,077 | Mutual Fund | 8,735 | |||||||
OPPENHEIMER STEELPATH MLP SL |
2,390 | Mutual Fund | 29,590 | |||||||
PARNASSUS CORE EQTY FD INV |
1,106 | Mutual Fund | 44,990 | |||||||
PAYDEN EQUITY INCOME FD |
402 | Mutual Fund | 5,594 | |||||||
PIMCO COMMODITIESPLUS STRATE |
866 | Mutual Fund | 6,607 | |||||||
PIMCO COMMODITY REAL RETURN |
11,373 | Mutual Fund | 50,153 | |||||||
PIMCO DIV AND INCM BUILDE |
290 | Mutual Fund | 3,576 | |||||||
PIMCO INCM CL D |
1,936 | Mutual Fund | 23,874 | |||||||
PIMCO TOTAL RETURN FUND CL D |
17,598 | Mutual Fund | 187,597 | |||||||
PRINCIPAL EQTY INCM A |
149 | Mutual Fund | 3,966 | |||||||
RYDEX BIOTECHNOLOGY FUND INV C |
63 | Mutual Fund | 5,184 | |||||||
RYDEX GOVT LONG BD 1.2X STRATE |
231 | Mutual Fund | 13,002 | |||||||
RYDEX NASDAQ-100 FUND INV CL |
136 | Mutual Fund | 3,374 | |||||||
SCHOONER FUND I |
969 | Mutual Fund | 24,807 | |||||||
SCHWAB CORE EQUITY FUND |
221 | Mutual Fund | 4,993 | |||||||
SCHWAB DIVIDEND EQUITY FUND |
1,323 | Mutual Fund | 22,513 | |||||||
SCHWAB FUNDAMENTAL INTL LARGE |
1,104 | Mutual Fund | 9,073 | |||||||
SCHWAB FUNDAMENTAL US LARGE |
2,613 | Mutual Fund | 39,948 | |||||||
SCHWAB HEALTH CARE FUND |
750 | Mutual Fund | 18,723 | |||||||
SCHWAB INTL INDEX FUND |
739 | Mutual Fund | 13,399 | |||||||
SCHWAB MARKETTRACK CONSER |
502 | Mutual Fund | 8,019 | |||||||
SCHWAB S&P 500 INDEX FD |
1,323 | Mutual Fund | 42,537 | |||||||
SCHWAB SMALL CAP INDEX FUND |
2,452 | Mutual Fund | 66,124 | |||||||
SCHWAB SMALL-CAP EQUITY FUND |
91 | Mutual Fund | 1,910 | |||||||
SCHWAB TARGET 2020 FUND |
1,570 | Mutual Fund | 22,182 | |||||||
SCHWAB TOTAL STOCK MKT INDEX |
360 | Mutual Fund | 13,310 | |||||||
SCHWAB TREASURY INFLAT |
7,659 | Mutual Fund | 84,091 | |||||||
SCOUT UNCONSTRAINED BOND FD CL |
872 | Mutual Fund | 9,793 | |||||||
SEQUOIA FUND |
43 | Mutual Fund | 10,180 | |||||||
SMEAD VALUE FD INV CL |
191 | Mutual Fund | 7,566 | |||||||
SOUND SHORE INVESTOR |
2,066 | Mutual Fund | 100,791 | |||||||
SSGA EMERGING MARKETS FD |
230 | Mutual Fund | 2,424 | |||||||
T ROWE PRICE EUROPEAN STOCK |
213 | Mutual Fund | 4,226 |
- 16 -
WILLIS NORTH AMERICA INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number13-5654526
FORM 5500, SCHEDULE H, PART IV, LINE 4iSCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2014
Identity of issue, borrower, lessor, or similar party | Shares / Units | Description of investment including maturity date, rate of interest, collateral, par, or maturity value |
Current Value | |||||||
T ROWE PRICE GLBL TECHNO |
601 | Mutual Fund | 7,399 | |||||||
T ROWE PRICE MEDIA AND TELECO |
350 | Mutual Fund | 22,790 | |||||||
TEMPLETON FOREIGN FUND CL A |
1,145 | Mutual Fund | 7,979 | |||||||
TEMPLETON WORLD A |
2,763 | Mutual Fund | 47,523 | |||||||
TETON WESTWOOD BALANCED FD CL |
1,698 | Mutual Fund | 20,767 | |||||||
THORNBURG DEVELOPING WORLD |
430 | Mutual Fund | 7,816 | |||||||
THORNBURG INVT INCOME BUILDE |
534 | Mutual Fund | 11,136 | |||||||
THORNBURG LTD TERM INCM FD CL |
1,031 | Mutual Fund | 13,793 | |||||||
TIAA CREF HIGH YIELD BOND F |
6,098 | Mutual Fund | 60,065 | |||||||
TIAA CREF INSTL SOCIAL CHOICE |
404 | Mutual Fund | 6,178 | |||||||
TOCQUEVILLE GOLD FUND |
46 | Mutual Fund | 1,463 | |||||||
TOUCHSTONE SANDS CAPITAL SLCT |
1,839 | Mutual Fund | 33,032 | |||||||
VANGUARD DIV GROWTH FD INVEST |
934 | Mutual Fund | 21,568 | |||||||
VANGUARD EMRG MKTS STK INDEX |
783 | Mutual Fund | 19,820 | |||||||
VANGUARD HEALTH CARE FD INVES |
102 | Mutual Fund | 21,510 | |||||||
VANGUARD HIGH YIELD CORP FUND |
2,049 | Mutual Fund | 12,231 | |||||||
VANGUARD INTL EXPLORER INVES |
1,985 | Mutual Fund | 32,696 | |||||||
VANGUARD INTL GROWTH FD INVEST |
1,110 | Mutual Fund | 23,919 | |||||||
VANGUARD MID CAP GROWTH INDEX |
821 | Mutual Fund | 32,798 | |||||||
VANGUARD REIT INDEX FUND INVES |
872 | Mutual Fund | 23,465 | |||||||
VANGUARD SHORT TERM BOND INDEX |
5,122 | Mutual Fund | 53,682 | |||||||
VANGUARD SHORT TERM INVEST |
367 | Mutual Fund | 3,909 | |||||||
VANGUARD SMALL CAP GWTH INDEX |
1,221 | Mutual Fund | 43,213 | |||||||
VANGUARD SMALL CAP INDEX FD IN |
675 | Mutual Fund | 37,699 | |||||||
VANGUARD TOTAL BD MARKET INDEX |
4,825 | Mutual Fund | 52,444 | |||||||
VANGUARD TOTAL INTL STK INDEX |
2,042 | Mutual Fund | 31,747 | |||||||
VANGUARD TOTAL STOCK MKT INDEX |
2,733 | Mutual Fund | 140,986 | |||||||
VANGUARD WELLINGTON FD INVEST |
626 | Mutual Fund | 24,518 | |||||||
VIRTUS DYNAMIC ALPHAS |
996 | Mutual Fund | 10,791 | |||||||
VIRTUS PREMIUM ALPHAS |
876 | Mutual Fund | 11,806 | |||||||
VULCAN VALUE PARTNERS FD |
1,477 | Mutual Fund | 28,835 | |||||||
WASATCH LONG SHORT FD INV |
1,752 | Mutual Fund | 26,104 | |||||||
WASATCH SMALL CAP GROWTH FD IN |
429 | Mutual Fund | 21,067 | |||||||
WEITZ SHORT INTERMEDIATE INCOM |
421 | Mutual Fund | 5,235 | |||||||
WEITZ VALUE FUND |
362 | Mutual Fund | 16,386 | |||||||
WELLS FARGO ADVTG DIVERS INTL |
93 | Mutual Fund | 1,077 | |||||||
WELLS FARGO ADVTG GWTH FD IN |
5,222 | Mutual Fund | 237,699 | |||||||
WELLS FARGO ADVTG INCM PLUS |
985 | Mutual Fund | 12,060 | |||||||
WELLS FARGO ADVTG PREMIE |
402 | Mutual Fund | 6,155 | |||||||
WHITE OAK SELECT GROWTH FUND |
468 | Mutual Fund | 28,325 | |||||||
|
|
|||||||||
Total |
5,973,874 | |||||||||
|
|
|||||||||
Common Stock Willis Group Holdings plc |
||||||||||
WILLIS STOCK FUND |
446,024 | Shares of Common Stock | 19,986,356 | |||||||
|
|
|||||||||
Total |
19,986,356 | |||||||||
|
|
|||||||||
Other Common Stocks and Exchange-Traded Funds |
||||||||||
1ST TR EXCH TRADED FD VIDORSEY |
11,358 | Shares of Common Stock or Exchange-Traded Fund | 250,217 | |||||||
3 D SYSTEMS CORP |
332 | Shares of Common Stock or Exchange-Traded Fund | 10,913 | |||||||
3M COMPANY |
1,114 | Shares of Common Stock or Exchange-Traded Fund | 183,013 | |||||||
A E S CORP |
100 | Shares of Common Stock or Exchange-Traded Fund | 1,377 | |||||||
A M R CORPORATION XXXSTOCK |
75 | Shares of Common Stock or Exchange-Traded Fund | 0 | |||||||
A T & T INC NEW |
1,241 | Shares of Common Stock or Exchange-Traded Fund | 41,688 | |||||||
ABBOTT LABORATORIES |
54 | Shares of Common Stock or Exchange-Traded Fund | 2,413 | |||||||
ABBVIE INC |
841 | Shares of Common Stock or Exchange-Traded Fund | 55,065 | |||||||
ACCENTURE PLC CL A F |
40 | Shares of Common Stock or Exchange-Traded Fund | 3,572 | |||||||
ACHILLION PHARMA INC ** PEN |
3,240 | Shares of Common Stock or Exchange-Traded Fund | 39,690 | |||||||
ADAMS EXPRESS CO |
257 | Shares of Common Stock or Exchange-Traded Fund | 3,517 | |||||||
ADT CORP |
18 | Shares of Common Stock or Exchange-Traded Fund | 652 | |||||||
ADVANCED PHOTONIX CL A |
8,000 | Shares of Common Stock or Exchange-Traded Fund | 2,360 | |||||||
ADVISORSHARES TRUST ETF RANGER |
600 | Shares of Common Stock or Exchange-Traded Fund | 6,858 | |||||||
AETNA INC NEW |
100 | Shares of Common Stock or Exchange-Traded Fund | 8,883 | |||||||
AGILENT TECHNOLOGIES INCTENDER |
100 | Shares of Common Stock or Exchange-Traded Fund | 4,094 | |||||||
AGRIUM INC FDUTCH |
100 | Shares of Common Stock or Exchange-Traded Fund | 9,472 | |||||||
AIRGAS INC TENDER |
54 | Shares of Common Stock or Exchange-Traded Fund | 6,213 | |||||||
AKAMAI TECHNOLOGIES |
22 | Shares of Common Stock or Exchange-Traded Fund | 1,385 | |||||||
ALAMOS GOLD INC F |
400 | Shares of Common Stock or Exchange-Traded Fund | 2,852 | |||||||
ALASKA COMMUNS SYS GROUP |
1,000 | Shares of Common Stock or Exchange-Traded Fund | 1,790 | |||||||
ALBERTA STAR DEV CP NEWF |
200 | Shares of Common Stock or Exchange-Traded Fund | 29 | |||||||
ALCATEL LUCENT ADR FSPONSO |
1,010 | Shares of Common Stock or Exchange-Traded Fund | 3,586 | |||||||
ALIBABA GROUP HLDG ADR F** PEN |
1,285 | Shares of Common Stock or Exchange-Traded Fund | 133,563 | |||||||
ALIMERA SCIENCES INC ** PEN |
100 | Shares of Common Stock or Exchange-Traded Fund | 554 | |||||||
ALKANE RESOURCES ORD F |
5,000 | Shares of Common Stock or Exchange-Traded Fund | 900 | |||||||
ALLEGHENY TECH INC NEW |
45 | Shares of Common Stock or Exchange-Traded Fund | 1,565 | |||||||
ALLEGION PUBLIC LTD CO F |
9 | Shares of Common Stock or Exchange-Traded Fund | 499 |
- 17 -
WILLIS NORTH AMERICA INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number13-5654526
FORM 5500, SCHEDULE H, PART IV, LINE 4iSCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2014
Identity of issue, borrower, lessor, or similar party | Shares / Units | Description of investment including maturity date, rate of interest, collateral, par, or maturity value |
Current Value | |||||||
ALLERGAN INC EXCHAN |
10 | Shares of Common Stock or Exchange-Traded Fund | 2,126 | |||||||
ALLIANCE DATA SYSTEMS |
15 | Shares of Common Stock or Exchange-Traded Fund | 4,291 | |||||||
ALNYLAM PHARMACEUTICALS ** PEN |
500 | Shares of Common Stock or Exchange-Traded Fund | 48,500 | |||||||
ALTRIA GROUP INC |
657 | Shares of Common Stock or Exchange-Traded Fund | 32,360 | |||||||
ALTRIA GROUP INC |
414 | Shares of Common Stock or Exchange-Traded Fund | 20,405 | |||||||
AMARIN CORP PLC NEW ADRFSPONSO |
100 | Shares of Common Stock or Exchange-Traded Fund | 98 | |||||||
AMBARELLA INC F** PEN |
400 | Shares of Common Stock or Exchange-Traded Fund | 20,288 | |||||||
AMER ELECTRIC PWR CO INC |
700 | Shares of Common Stock or Exchange-Traded Fund | 42,504 | |||||||
AMEREN CORPORATION |
720 | Shares of Common Stock or Exchange-Traded Fund | 33,214 | |||||||
AMERICAN AIRLS GROUP INC |
52 | Shares of Common Stock or Exchange-Traded Fund | 2,802 | |||||||
AMERICAN EXPRESS COMPANY |
200 | Shares of Common Stock or Exchange-Traded Fund | 18,608 | |||||||
AMERICAN GRAPHITE TECH |
500 | Shares of Common Stock or Exchange-Traded Fund | 14 | |||||||
AMERICAN HOMES 4 RENT ** PEN |
154 | Shares of Common Stock or Exchange-Traded Fund | 2,621 | |||||||
AMERICAN INTL GROUP INC TRADES |
357 | Shares of Common Stock or Exchange-Traded Fund | 8,789 | |||||||
AMERICAN INTL GROUP NEW |
2,190 | Shares of Common Stock or Exchange-Traded Fund | 122,678 | |||||||
AMERICAN SKIING CORP XXXPLAN O |
1,830 | Shares of Common Stock or Exchange-Traded Fund | 0 | |||||||
AMERICAN TOWER CORP REIT |
80 | Shares of Common Stock or Exchange-Traded Fund | 7,908 | |||||||
AMERICAN WATER WORKS CO ** PEN |
240 | Shares of Common Stock or Exchange-Traded Fund | 12,807 | |||||||
AMERIPRISE FINANCIAL INC |
50 | Shares of Common Stock or Exchange-Traded Fund | 6,613 | |||||||
AMKOR TECHNOLOGY INC |
248 | Shares of Common Stock or Exchange-Traded Fund | 1,761 | |||||||
ANADARKO PETROLEUM CORP |
200 | Shares of Common Stock or Exchange-Traded Fund | 16,500 | |||||||
ANNALY CAPITAL MGMT REIT |
4,242 | Shares of Common Stock or Exchange-Traded Fund | 45,861 | |||||||
ANTHEM INC |
55 | Shares of Common Stock or Exchange-Traded Fund | 6,912 | |||||||
AOL INC |
6 | Shares of Common Stock or Exchange-Traded Fund | 277 | |||||||
APACHE CORP |
100 | Shares of Common Stock or Exchange-Traded Fund | 6,267 | |||||||
APERAM FNEW YO |
1 | Shares of Common Stock or Exchange-Traded Fund | 29 | |||||||
APOLLO INVESTMENT CORP ** PEN |
4,500 | Shares of Common Stock or Exchange-Traded Fund | 33,390 | |||||||
APPLE INC |
4,463 | Shares of Common Stock or Exchange-Traded Fund | 492,659 | |||||||
APPLE INC |
350 | Shares of Common Stock or Exchange-Traded Fund | 38,633 | |||||||
APPLIED MATERIALS INC |
657 | Shares of Common Stock or Exchange-Traded Fund | 16,382 | |||||||
AQUA AMERICA INC |
410 | Shares of Common Stock or Exchange-Traded Fund | 10,949 | |||||||
ARADIGM CORP NEW |
4 | Shares of Common Stock or Exchange-Traded Fund | 30 | |||||||
ARCELOR MITTAL NY NEW FNEW YO |
160 | Shares of Common Stock or Exchange-Traded Fund | 1,765 | |||||||
ARCH COAL INC |
729 | Shares of Common Stock or Exchange-Traded Fund | 1,298 | |||||||
ARCHER-DANIELS-MIDLND CO |
50 | Shares of Common Stock or Exchange-Traded Fund | 2,600 | |||||||
ARTISAN PART ASSET MNGT ** PEN |
130 | Shares of Common Stock or Exchange-Traded Fund | 6,569 | |||||||
ASTERIAS BIOTHERAPEUTIC SERIES |
16 | Shares of Common Stock or Exchange-Traded Fund | 52 | |||||||
ATLAS CORPORATION TRADIN |
103,000 | Shares of Common Stock or Exchange-Traded Fund | 0 | |||||||
ATLAS ENERGY LP |
150 | Shares of Common Stock or Exchange-Traded Fund | 4,673 | |||||||
AUCTION MILLS INC NEW |
4 | Shares of Common Stock or Exchange-Traded Fund | 0 | |||||||
AUTO DATA PROCESSING |
40 | Shares of Common Stock or Exchange-Traded Fund | 3,335 | |||||||
AVALON HOLDINGS CORP A CLASS |
1,000 | Shares of Common Stock or Exchange-Traded Fund | 2,620 | |||||||
AVISTA CORPORATION |
200 | Shares of Common Stock or Exchange-Traded Fund | 7,070 | |||||||
AXOGEN INC |
200 | Shares of Common Stock or Exchange-Traded Fund | 718 | |||||||
B/E AEROSPACE INC |
500 | Shares of Common Stock or Exchange-Traded Fund | 29,010 | |||||||
B/E AEROSPACE INC |
65 | Shares of Common Stock or Exchange-Traded Fund | 3,771 | |||||||
B2GOLD CORP F |
392 | Shares of Common Stock or Exchange-Traded Fund | 635 | |||||||
BAIDU COM INC ADR F** PEN |
35 | Shares of Common Stock or Exchange-Traded Fund | 7,979 | |||||||
BANCO SANTANDR CENT ADRFSPONSO |
587 | Shares of Common Stock or Exchange-Traded Fund | 4,890 | |||||||
BANDERA GOLD LTD F |
500 | Shares of Common Stock or Exchange-Traded Fund | 2 | |||||||
BANK OF AMERICA CORP |
4,570 | Shares of Common Stock or Exchange-Traded Fund | 81,765 | |||||||
BANK OF NY MELLON CP NEW |
100 | Shares of Common Stock or Exchange-Traded Fund | 4,057 | |||||||
BARRICK GOLD CORP F |
1,000 | Shares of Common Stock or Exchange-Traded Fund | 10,750 | |||||||
BAXTER INTERNATIONAL INC |
450 | Shares of Common Stock or Exchange-Traded Fund | 32,981 | |||||||
BAYER A G SPONSORED ADRFSPONSO |
350 | Shares of Common Stock or Exchange-Traded Fund | 47,894 | |||||||
BAYSWATER URANIUM NEW F |
100 | Shares of Common Stock or Exchange-Traded Fund | 3 | |||||||
BAYTEX ENERGY CORP F |
560 | Shares of Common Stock or Exchange-Traded Fund | 9,302 | |||||||
BERKLEY W R CORPORATION |
108 | Shares of Common Stock or Exchange-Traded Fund | 5,511 | |||||||
BERKSHIRE HATHAWAY B NEWCLASS |
395 | Shares of Common Stock or Exchange-Traded Fund | 59,309 | |||||||
BIODEL INC NEW |
1,000 | Shares of Common Stock or Exchange-Traded Fund | 1,330 | |||||||
BIOELECTRONICS CORP |
12,000 | Shares of Common Stock or Exchange-Traded Fund | 12 | |||||||
BIOGEN IDEC INC DUTCH |
100 | Shares of Common Stock or Exchange-Traded Fund | 33,945 | |||||||
BIOGEN IDEC INC DUTCH |
36 | Shares of Common Stock or Exchange-Traded Fund | 12,220 | |||||||
BIOPURE CORP CL A NEW TRADIN |
16 | Shares of Common Stock or Exchange-Traded Fund | 0 | |||||||
BIOTIME INC 18WTSWARRAN |
19 | Shares of Common Stock or Exchange-Traded Fund | 20 | |||||||
BLACK HILLS CORP |
300 | Shares of Common Stock or Exchange-Traded Fund | 15,912 | |||||||
BLACKBERRY LTD F |
2,500 | Shares of Common Stock or Exchange-Traded Fund | 27,450 | |||||||
BLACKROCK BUILD AMERICA ** PEN |
475 | Shares of Common Stock or Exchange-Traded Fund | 10,532 | |||||||
BLACKROCK UTIL & INFRAS ** PEN |
200 | Shares of Common Stock or Exchange-Traded Fund | 4,148 | |||||||
BLACKSTONE GROUP LP ** PEN |
614 | Shares of Common Stock or Exchange-Traded Fund | 20,778 | |||||||
BOEING CO ODDLOT |
155 | Shares of Common Stock or Exchange-Traded Fund | 20,147 | |||||||
BONANZA OIL & GAS INC TRADIN |
2,400 | Shares of Common Stock or Exchange-Traded Fund | 0 | |||||||
BP PLC ADR FSPONSO |
791 | Shares of Common Stock or Exchange-Traded Fund | 30,147 |
- 18 -
WILLIS NORTH AMERICA INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number13-5654526
FORM 5500, SCHEDULE H, PART IV, LINE 4iSCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2014
Identity of issue, borrower, lessor, or similar party | Shares / Units | Description of investment including maturity date, rate of interest, collateral, par, or maturity value |
Current Value | |||||||
BRANDYWINE REALTY TR NEWREIT |
239 | Shares of Common Stock or Exchange-Traded Fund | 3,820 | |||||||
BRINKS CO DUTCH |
41 | Shares of Common Stock or Exchange-Traded Fund | 1,003 | |||||||
BRISTOL-MYERS SQUIBB CO ODDLOT |
308 | Shares of Common Stock or Exchange-Traded Fund | 18,163 | |||||||
BROOKFIELD ASSET MGMT FWITH S |
95 | Shares of Common Stock or Exchange-Traded Fund | 4,762 | |||||||
BROOKS AUTOMATION NEW DUTCH |
31 | Shares of Common Stock or Exchange-Traded Fund | 395 | |||||||
BRUKER CORPORATION |
600 | Shares of Common Stock or Exchange-Traded Fund | 11,772 | |||||||
BUFFALO WILD WINGS INC ** PEN |
85 | Shares of Common Stock or Exchange-Traded Fund | 15,332 | |||||||
C V S HEALTH CORPORATION |
151 | Shares of Common Stock or Exchange-Traded Fund | 14,535 | |||||||
CADAN RESOURCES XXX1 FOR |
100 | Shares of Common Stock or Exchange-Traded Fund | 0 | |||||||
CAI INTERNATIONAL INC ** PEN |
300 | Shares of Common Stock or Exchange-Traded Fund | 6,960 | |||||||
CALAMP CORP |
1,370 | Shares of Common Stock or Exchange-Traded Fund | 25,071 | |||||||
CALIFORNIA RES CORP |
130 | Shares of Common Stock or Exchange-Traded Fund | 716 | |||||||
CALLON PETROLEUM CO |
600 | Shares of Common Stock or Exchange-Traded Fund | 3,270 | |||||||
CALUMET SPECIALTY PROD ** PRI |
15 | Shares of Common Stock or Exchange-Traded Fund | 336 | |||||||
CAMECO CORP FFULLY |
250 | Shares of Common Stock or Exchange-Traded Fund | 4,103 | |||||||
CAMPBELL SOUP COMPANY |
700 | Shares of Common Stock or Exchange-Traded Fund | 30,800 | |||||||
CAMTEK F |
1,000 | Shares of Common Stock or Exchange-Traded Fund | 3,010 | |||||||
CANADIAN ZINC CORP F |
545 | Shares of Common Stock or Exchange-Traded Fund | 101 | |||||||
CANNABIS SCIENCE INC |
5,000 | Shares of Common Stock or Exchange-Traded Fund | 276 | |||||||
CAPITAL BK FINL CORP ** PEN |
27 | Shares of Common Stock or Exchange-Traded Fund | 724 | |||||||
CAPITAL CITY BANK GROUP |
500 | Shares of Common Stock or Exchange-Traded Fund | 7,770 | |||||||
CAPITOL FED FINL INC NEW |
500 | Shares of Common Stock or Exchange-Traded Fund | 6,390 | |||||||
CAPSTONE MINING CORP F |
200 | Shares of Common Stock or Exchange-Traded Fund | 337 | |||||||
CAPSTONE TURBINE CORP |
2,000 | Shares of Common Stock or Exchange-Traded Fund | 1,479 | |||||||
CARDINAL ENERGY GROUP |
1,000 | Shares of Common Stock or Exchange-Traded Fund | 420 | |||||||
CARDINAL HEALTH INC |
100 | Shares of Common Stock or Exchange-Traded Fund | 8,073 | |||||||
CARNIVAL CORP NEW FPAIRED |
65 | Shares of Common Stock or Exchange-Traded Fund | 2,946 | |||||||
CATERPILLAR INC |
35 | Shares of Common Stock or Exchange-Traded Fund | 3,224 | |||||||
CDK GLOBAL INC |
13 | Shares of Common Stock or Exchange-Traded Fund | 530 | |||||||
CEL SCI CORP NEW |
10,000 | Shares of Common Stock or Exchange-Traded Fund | 5,810 | |||||||
CELGENE CORP |
353 | Shares of Common Stock or Exchange-Traded Fund | 39,487 | |||||||
CENTRAL FD CDA LTD CLA FCLASS |
2,170 | Shares of Common Stock or Exchange-Traded Fund | 25,129 | |||||||
CENVEO INC |
5,825 | Shares of Common Stock or Exchange-Traded Fund | 12,233 | |||||||
CEPHEID INC |
200 | Shares of Common Stock or Exchange-Traded Fund | 10,828 | |||||||
CERNER CORP |
400 | Shares of Common Stock or Exchange-Traded Fund | 25,864 | |||||||
CHESAPEAKE UTIL CORP |
150 | Shares of Common Stock or Exchange-Traded Fund | 7,449 | |||||||
CHICAGO BRDG & IRON NY FN Y RE |
75 | Shares of Common Stock or Exchange-Traded Fund | 3,149 | |||||||
CHIMERA INVESTMENT CORP ** PEN |
222 | Shares of Common Stock or Exchange-Traded Fund | 705 | |||||||
CHINA ENERGY SVGS TECH TRADIN |
1,000 | Shares of Common Stock or Exchange-Traded Fund | 0 | |||||||
CHINA MOBILE H K ADR FSPONSO |
50 | Shares of Common Stock or Exchange-Traded Fund | 2,941 | |||||||
CHINA STHN ARLNS ADR FSPONSO |
100 | Shares of Common Stock or Exchange-Traded Fund | 2,390 | |||||||
CHIPOTLE MEXICAN GRILL ** PEN |
8 | Shares of Common Stock or Exchange-Traded Fund | 5,476 | |||||||
CHUBB CORPORATION |
43 | Shares of Common Stock or Exchange-Traded Fund | 4,460 | |||||||
CIGNA CORP |
50 | Shares of Common Stock or Exchange-Traded Fund | 5,146 | |||||||
CIPHER PHARMACEUTICALS F |
1,000 | Shares of Common Stock or Exchange-Traded Fund | 14,160 | |||||||
CISCO SYSTEMS INC |
1,454 | Shares of Common Stock or Exchange-Traded Fund | 40,437 | |||||||
CITIGROUP INC NEW |
7,104 | Shares of Common Stock or Exchange-Traded Fund | 384,403 | |||||||
CITIGROUP INC NEW |
300 | Shares of Common Stock or Exchange-Traded Fund | 16,233 | |||||||
CITRIX SYSTEMS INC |
15 | Shares of Common Stock or Exchange-Traded Fund | 957 | |||||||
COCA COLA COMPANY |
1,029 | Shares of Common Stock or Exchange-Traded Fund | 43,429 | |||||||
COEUR MINING INC |
700 | Shares of Common Stock or Exchange-Traded Fund | 3,577 | |||||||
COGENT COMMUN HLDG CO |
510 | Shares of Common Stock or Exchange-Traded Fund | 18,036 | |||||||
COHERUS BIOSCIENCES ** PEN |
300 | Shares of Common Stock or Exchange-Traded Fund | 4,896 | |||||||
COLGATE-PALMOLIVE CO |
140 | Shares of Common Stock or Exchange-Traded Fund | 9,687 | |||||||
COLONIAL BANCGROUP INC REGIST |
725 | Shares of Common Stock or Exchange-Traded Fund | 0 | |||||||
COMCAST CORP NEW CL A |
240 | Shares of Common Stock or Exchange-Traded Fund | 13,928 | |||||||
COMDISCO HOLDING CO RTSRIGHTS |
150 | Shares of Common Stock or Exchange-Traded Fund | 13 | |||||||
COMMERCIAL METALS CO TENDER |
100 | Shares of Common Stock or Exchange-Traded Fund | 1,629 | |||||||
COMPUTRZD THERML IMAGINGTRADIN |
1,000 | Shares of Common Stock or Exchange-Traded Fund | 0 | |||||||
CONAGRA FOODS INC |
200 | Shares of Common Stock or Exchange-Traded Fund | 7,256 | |||||||
CONOCOPHILLIPS |
2,210 | Shares of Common Stock or Exchange-Traded Fund | 152,632 | |||||||
CONS WATER CO INC ORD F |
1,063 | Shares of Common Stock or Exchange-Traded Fund | 11,358 | |||||||
CONSTELLATION BRAND CL ACLASS |
15 | Shares of Common Stock or Exchange-Traded Fund | 1,473 | |||||||
CONTL PRECIOUS MNRL NEWF |
166 | Shares of Common Stock or Exchange-Traded Fund | 92 | |||||||
CONTROL4 CORP ** PEN |
200 | Shares of Common Stock or Exchange-Traded Fund | 3,074 | |||||||
COPPER NORTH MNG CORP F |
40 | Shares of Common Stock or Exchange-Traded Fund | 2 | |||||||
CORNING INC |
200 | Shares of Common Stock or Exchange-Traded Fund | 4,586 | |||||||
COSTCO WHSL CORP NEW |
31 | Shares of Common Stock or Exchange-Traded Fund | 4,335 | |||||||
COVIDIEN PLC NEW F |
9 | Shares of Common Stock or Exchange-Traded Fund | 937 | |||||||
CREATIVE EDGE NUTRIT NEW |
10,000 | Shares of Common Stock or Exchange-Traded Fund | 132 | |||||||
CROWN BAUS CAP CORP |
100 | Shares of Common Stock or Exchange-Traded Fund | 101 | |||||||
CST BRANDS INC |
725 | Shares of Common Stock or Exchange-Traded Fund | 31,617 | |||||||
CTI BIOPHARMA CORP |
500 | Shares of Common Stock or Exchange-Traded Fund | 1,180 |
- 19 -
WILLIS NORTH AMERICA INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number13-5654526
FORM 5500, SCHEDULE H, PART IV, LINE 4iSCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2014
Identity of issue, borrower, lessor, or similar party | Shares / Units | Description of investment including maturity date, rate of interest, collateral, par, or maturity value |
Current Value | |||||||
CUBESMART |
787 | Shares of Common Stock or Exchange-Traded Fund | 17,363 | |||||||
CUMMINS INC |
29 | Shares of Common Stock or Exchange-Traded Fund | 4,176 | |||||||
CYNOSURE INC ** PEN |
600 | Shares of Common Stock or Exchange-Traded Fund | 16,452 | |||||||
CYS INVESTMENTS INC REIT |
4,703 | Shares of Common Stock or Exchange-Traded Fund | 41,010 | |||||||
CYTOSORBENTS CORP NEW |
28 | Shares of Common Stock or Exchange-Traded Fund | 279 | |||||||
DASSAULT SYSTEMS SA ADRFSPONSO |
44 | Shares of Common Stock or Exchange-Traded Fund | 2,684 | |||||||
DDR CORP |
229 | Shares of Common Stock or Exchange-Traded Fund | 4,212 | |||||||
DECKERS OUTDOOR CORP |
20 | Shares of Common Stock or Exchange-Traded Fund | 1,821 | |||||||
DECODE GENETICS INC XXXPLAN O |
5,900 | Shares of Common Stock or Exchange-Traded Fund | 0 | |||||||
DEERE & CO |
31 | Shares of Common Stock or Exchange-Traded Fund | 2,698 | |||||||
DENISON MINES CORP F |
15,000 | Shares of Common Stock or Exchange-Traded Fund | 13,950 | |||||||
DEUTSCHE POST NEW ADR FSPONSO |
40 | Shares of Common Stock or Exchange-Traded Fund | 1,298 | |||||||
DEUTSCHE X-TRACKERS ETF HARVES |
400 | Shares of Common Stock or Exchange-Traded Fund | 14,884 | |||||||
DHT HOLDINGS INC NEW F |
178 | Shares of Common Stock or Exchange-Traded Fund | 1,303 | |||||||
DIME CMNTY BANCSHARES |
543 | Shares of Common Stock or Exchange-Traded Fund | 8,841 | |||||||
DIREXION DAILY SHS ETF RUSSIA |
300 | Shares of Common Stock or Exchange-Traded Fund | 8,430 | |||||||
DIREXION SHARES NEW ETF GOLD M |
100 | Shares of Common Stock or Exchange-Traded Fund | 1,116 | |||||||
DIREXION SHS EXCH TRD FDDAILY |
4,000 | Shares of Common Stock or Exchange-Traded Fund | 143,040 | |||||||
DIREXION SHS NEW ETF DAILY |
100 | Shares of Common Stock or Exchange-Traded Fund | 1,267 | |||||||
DISNEY WALT CO |
330 | Shares of Common Stock or Exchange-Traded Fund | 31,039 | |||||||
DITEM EXPLORATION INC F |
1,000 | Shares of Common Stock or Exchange-Traded Fund | 2 | |||||||
DOMINOS PIZZA INC ** PEN |
103 | Shares of Common Stock or Exchange-Traded Fund | 9,661 | |||||||
DOW CHEMICAL COMPANY |
570 | Shares of Common Stock or Exchange-Traded Fund | 25,998 | |||||||
DRYSHIPS INC F** PEN |
100 | Shares of Common Stock or Exchange-Traded Fund | 106 | |||||||
DU PONT E I DE NEMOUR&CO |
251 | Shares of Common Stock or Exchange-Traded Fund | 18,522 | |||||||
DUKE ENERGY CORP NEW |
939 | Shares of Common Stock or Exchange-Traded Fund | 78,426 | |||||||
DUPONT FABROS TECHNOLOGY** PEN |
250 | Shares of Common Stock or Exchange-Traded Fund | 8,310 | |||||||
E M C CORP MASS |
1,348 | Shares of Common Stock or Exchange-Traded Fund | 40,075 | |||||||
E O G RESOURCES INC |
1,399 | Shares of Common Stock or Exchange-Traded Fund | 128,779 | |||||||
EAGLE MATERIALS INC |
100 | Shares of Common Stock or Exchange-Traded Fund | 7,603 | |||||||
EAGLE PLAINS RESOURCES F |
34,500 | Shares of Common Stock or Exchange-Traded Fund | 2,015 | |||||||
EARTHLINK HOLDINGS CORP |
100 | Shares of Common Stock or Exchange-Traded Fund | 439 | |||||||
EAST ASIA MINERALS CORPF |
700 | Shares of Common Stock or Exchange-Traded Fund | 5 | |||||||
EAST WEST BANCORP |
40 | Shares of Common Stock or Exchange-Traded Fund | 1,548 | |||||||
EBAY INC |
100 | Shares of Common Stock or Exchange-Traded Fund | 5,612 | |||||||
ECARE SOLUTIONS INC |
1,000 | Shares of Common Stock or Exchange-Traded Fund | 2,500 | |||||||
ECHELON CORPORATION |
180 | Shares of Common Stock or Exchange-Traded Fund | 306 | |||||||
ECOPETROL SA ADR FSPONSO |
15 | Shares of Common Stock or Exchange-Traded Fund | 257 | |||||||
EDDIE BAUER HOLDINGS XXXBANKRU |
5,000 | Shares of Common Stock or Exchange-Traded Fund | 0 | |||||||
EGSHARES ETF EMERGI |
387 | Shares of Common Stock or Exchange-Traded Fund | 9,807 | |||||||
ELDORADO GOLD CORP NEW F |
1,000 | Shares of Common Stock or Exchange-Traded Fund | 6,080 | |||||||
ELECTROGLAS CORP XXXREGIST |
400 | Shares of Common Stock or Exchange-Traded Fund | 0 | |||||||
ELITE PHARMACEUTICLS NEW |
5,000 | Shares of Common Stock or Exchange-Traded Fund | 1,130 | |||||||
ELMIRA SVGS BK ELMIRA NY |
635 | Shares of Common Stock or Exchange-Traded Fund | 14,615 | |||||||
ENCANA CORPORATION F |
400 | Shares of Common Stock or Exchange-Traded Fund | 5,548 | |||||||
ENDEAVOUR INTL CORP NEW |
8 | Shares of Common Stock or Exchange-Traded Fund | 0 | |||||||
ENDEAVOUR SILVER CORP F |
800 | Shares of Common Stock or Exchange-Traded Fund | 1,728 | |||||||
ENDURANCE SPECALTY HLDGF |
100 | Shares of Common Stock or Exchange-Traded Fund | 5,984 | |||||||
ENER CORE INC |
4,000 | Shares of Common Stock or Exchange-Traded Fund | 680 | |||||||
ENERGY FUELS INC NEW F |
88 | Shares of Common Stock or Exchange-Traded Fund | 545 | |||||||
ENERGY TRANSFER PARTNERS** PEN |
1,000 | Shares of Common Stock or Exchange-Traded Fund | 57,380 | |||||||
ENERNOC INC ** PEN |
300 | Shares of Common Stock or Exchange-Traded Fund | 4,635 | |||||||
ENERPLUS CORP F |
250 | Shares of Common Stock or Exchange-Traded Fund | 2,400 | |||||||
ENERSYS ** PEN |
100 | Shares of Common Stock or Exchange-Traded Fund | 6,172 | |||||||
ENTEROMEDICS INC NEW |
15,350 | Shares of Common Stock or Exchange-Traded Fund | 21,797 | |||||||
ENTERPRISE PRD PRTNRS LP |
90 | Shares of Common Stock or Exchange-Traded Fund | 3,251 | |||||||
ENTMNT GAMING ASIA NEW |
250 | Shares of Common Stock or Exchange-Traded Fund | 133 | |||||||
EPIRUS BIOPHARMACEUTICAL |
422 | Shares of Common Stock or Exchange-Traded Fund | 2,393 | |||||||
ERICSSON TEL ADR B NEW FCL B S |
120 | Shares of Common Stock or Exchange-Traded Fund | 1,452 | |||||||
ESPERION THERAPEUTICS ** PEN |
100 | Shares of Common Stock or Exchange-Traded Fund | 4,044 | |||||||
EWORLD COMPANIES INC NEW |
13 | Shares of Common Stock or Exchange-Traded Fund | 2 | |||||||
EXCO RESOURCES INC ** PEN |
108 | Shares of Common Stock or Exchange-Traded Fund | 235 | |||||||
EXELIXIS INC |
600 | Shares of Common Stock or Exchange-Traded Fund | 864 | |||||||
EXELON CORPORATION |
120 | Shares of Common Stock or Exchange-Traded Fund | 4,450 | |||||||
EXPO HOLDING INC |
33,500 | Shares of Common Stock or Exchange-Traded Fund | 0 | |||||||
EXPRESS SCRIPTS HLDG CO |
50 | Shares of Common Stock or Exchange-Traded Fund | 4,234 | |||||||
EXXON MOBIL CORPORATION |
558 | Shares of Common Stock or Exchange-Traded Fund | 51,549 | |||||||
FACEBOOK INC CLASS A ** PEN |
491 | Shares of Common Stock or Exchange-Traded Fund | 38,308 | |||||||
FACEBOOK INC CLASS A ** PEN |
200 | Shares of Common Stock or Exchange-Traded Fund | 15,604 | |||||||
FACTORSHARES TRUST ETF PUREFU |
200 | Shares of Common Stock or Exchange-Traded Fund | 5,298 | |||||||
FAIRFAX FINANCIAL HLDGSF |
50 | Shares of Common Stock or Exchange-Traded Fund | 26,200 | |||||||
FAIRPOINT COMMUN INC ** PEN |
1 | Shares of Common Stock or Exchange-Traded Fund | 0 | |||||||
FASTENAL CO |
50 | Shares of Common Stock or Exchange-Traded Fund | 2,378 |
- 20 -
WILLIS NORTH AMERICA INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number13-5654526
FORM 5500, SCHEDULE H, PART IV, LINE 4iSCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2014
Identity of issue, borrower, lessor, or similar party | Shares / Units | Description of investment including maturity date, rate of interest, collateral, par, or maturity value |
Current Value | |||||||
FEDEX CORPORATION |
25 | Shares of Common Stock or Exchange-Traded Fund | 4,423 | |||||||
FELLOWS ENERGY LTD TRADIN |
3,500 | Shares of Common Stock or Exchange-Traded Fund | 0 | |||||||
FIDELITY MSCI ETF HEALTH |
1,018 | Shares of Common Stock or Exchange-Traded Fund | 33,479 | |||||||
FINAVERA WIND ENERGY F |
20,000 | Shares of Common Stock or Exchange-Traded Fund | 1,840 | |||||||
FINISAR CORP NEW |
300 | Shares of Common Stock or Exchange-Traded Fund | 5,823 | |||||||
FIRST MAJESTIC SILVER F |
1,000 | Shares of Common Stock or Exchange-Traded Fund | 5,020 | |||||||
FIRST SOLAR INC ** PEN |
65 | Shares of Common Stock or Exchange-Traded Fund | 2,899 | |||||||
FIRST TR NYSE ARCA BIOTEC |
129 | Shares of Common Stock or Exchange-Traded Fund | 13,161 | |||||||
FIRST TRUST ISE NAT GAS NATURA |
500 | Shares of Common Stock or Exchange-Traded Fund | 5,606 | |||||||
FIRSTHAND TECH VALUE FD TENDER |
12 | Shares of Common Stock or Exchange-Traded Fund | 230 | |||||||
FLEXTRONICS INTL LTD F |
500 | Shares of Common Stock or Exchange-Traded Fund | 5,590 | |||||||
FLUOR CORPORATION NEW |
100 | Shares of Common Stock or Exchange-Traded Fund | 6,063 | |||||||
FORD MOTOR COMPANY NEW TENDER |
1,724 | Shares of Common Stock or Exchange-Traded Fund | 26,723 | |||||||
FORD MOTOR COMPANY NEW TENDER |
800 | Shares of Common Stock or Exchange-Traded Fund | 12,400 | |||||||
FORTUNE BAY CORP F |
700 | Shares of Common Stock or Exchange-Traded Fund | 167 | |||||||
FOUNTAIN HEALTHY AGING |
7,500 | Shares of Common Stock or Exchange-Traded Fund | 3 | |||||||
FREEPORT MCMORAN INC |
260 | Shares of Common Stock or Exchange-Traded Fund | 6,074 | |||||||
FREIGHTCAR AMERICA INC ** PEN |
416 | Shares of Common Stock or Exchange-Traded Fund | 10,956 | |||||||
FRONTIER COMMUNICATIONS |
15 | Shares of Common Stock or Exchange-Traded Fund | 100 | |||||||
FUSE SCIENCE INC NEW |
925 | Shares of Common Stock or Exchange-Traded Fund | 0 | |||||||
GABELLI EQUITY TRUST INC |
415 | Shares of Common Stock or Exchange-Traded Fund | 2,684 | |||||||
GALENA BIOPHARMA INC |
2,000 | Shares of Common Stock or Exchange-Traded Fund | 3,020 | |||||||
GAMESTOP CORP CL A NEW |
416 | Shares of Common Stock or Exchange-Traded Fund | 14,072 | |||||||
GENERAL ELECTRIC CAP 4.875% 10 |
100 | Shares of Common Stock or Exchange-Traded Fund | 2,476 | |||||||
GENERAL ELECTRIC COMPANY |
5,407 | Shares of Common Stock or Exchange-Traded Fund | 136,626 | |||||||
GENERAL MILLS INC |
143 | Shares of Common Stock or Exchange-Traded Fund | 7,601 | |||||||
GENERAL MOLY INC |
3,000 | Shares of Common Stock or Exchange-Traded Fund | 1,710 | |||||||
GENERAL MOTORS CO ** PEN |
1,045 | Shares of Common Stock or Exchange-Traded Fund | 36,481 | |||||||
GENTEX CORP WITH S |
50 | Shares of Common Stock or Exchange-Traded Fund | 1,807 | |||||||
GENUINE PARTS CO |
150 | Shares of Common Stock or Exchange-Traded Fund | 15,986 | |||||||
GENWORTH FINANCIAL INC ** PEN |
400 | Shares of Common Stock or Exchange-Traded Fund | 3,400 | |||||||
GERON CORP |
400 | Shares of Common Stock or Exchange-Traded Fund | 1,300 | |||||||
GETTY REALTY CORP NEW REIT |
317 | Shares of Common Stock or Exchange-Traded Fund | 5,781 | |||||||
GILEAD SCIENCES INC |
2,520 | Shares of Common Stock or Exchange-Traded Fund | 237,535 | |||||||
GILEAD SCIENCES INC |
300 | Shares of Common Stock or Exchange-Traded Fund | 28,278 | |||||||
GLAXOSMITHKLINE PLC ADRFSPONSO |
1,505 | Shares of Common Stock or Exchange-Traded Fund | 64,328 | |||||||
GLOBAL ALUMINA CORP FDUTCH |
11,000 | Shares of Common Stock or Exchange-Traded Fund | 0 | |||||||
GLOBAL PEOPLELINE TELECOREGIST |
3 | Shares of Common Stock or Exchange-Traded Fund | 0 | |||||||
GLOBAL X ETF NEXT E |
416 | Shares of Common Stock or Exchange-Traded Fund | 9,714 | |||||||
GOLD CANYON RES INC F |
27,000 | Shares of Common Stock or Exchange-Traded Fund | 2,813 | |||||||
GOLDCORP INC NEW FEXCHAN |
32 | Shares of Common Stock or Exchange-Traded Fund | 593 | |||||||
GOLDEN GOLIATH RES LTD F |
60,000 | Shares of Common Stock or Exchange-Traded Fund | 360 | |||||||
GOLDEN MINERALS CO |
250 | Shares of Common Stock or Exchange-Traded Fund | 135 | |||||||
GOLDMAN SACHS GROUP INC |
37 | Shares of Common Stock or Exchange-Traded Fund | 7,209 | |||||||
GOOGLE INC ** PEN |
40 | Shares of Common Stock or Exchange-Traded Fund | 21,226 | |||||||
GOOGLE INC CL C NON VTG NON VO |
249 | Shares of Common Stock or Exchange-Traded Fund | 131,074 | |||||||
GOPRO INC ** PEN |
30 | Shares of Common Stock or Exchange-Traded Fund | 1,897 | |||||||
GRACO INCORPORATED |
40 | Shares of Common Stock or Exchange-Traded Fund | 3,207 | |||||||
GRAFTECH INTERNATIONAL |
100 | Shares of Common Stock or Exchange-Traded Fund | 506 | |||||||
GREAT WESTN MNRLS GROUPF |
10,000 | Shares of Common Stock or Exchange-Traded Fund | 300 | |||||||
GREEN EARTH TECHS INC |
5,000 | Shares of Common Stock or Exchange-Traded Fund | 207 | |||||||
GREENBRIER CO |
300 | Shares of Common Stock or Exchange-Traded Fund | 16,119 | |||||||
GREENLAND MIN & EGY ORDF |
10,000 | Shares of Common Stock or Exchange-Traded Fund | 597 | |||||||
GROWLIFE INC TRADIN |
5,400 | Shares of Common Stock or Exchange-Traded Fund | 108 | |||||||
GSV CAPITAL CORP |
50 | Shares of Common Stock or Exchange-Traded Fund | 432 | |||||||
GUARDIAN 8 HOLDINGS |
2,000 | Shares of Common Stock or Exchange-Traded Fund | 931 | |||||||
GUGGENHEIM ETF S&P 50 |
545 | Shares of Common Stock or Exchange-Traded Fund | 36,858 | |||||||
GUGGENHEIM EXCH TRD FD BRIC E |
177 | Shares of Common Stock or Exchange-Traded Fund | 5,056 | |||||||
GULF RESOURCES INC NEW |
113 | Shares of Common Stock or Exchange-Traded Fund | 131 | |||||||
GULFPORT ENERGY CP NEW |
350 | Shares of Common Stock or Exchange-Traded Fund | 14,609 | |||||||
GUYANA FRONTIER MINING F |
9,000 | Shares of Common Stock or Exchange-Traded Fund | 0 | |||||||
GW PHARMACEUTIC PLC ADSF** PEN |
750 | Shares of Common Stock or Exchange-Traded Fund | 50,760 | |||||||
H C P INC REIT |
29 | Shares of Common Stock or Exchange-Traded Fund | 1,271 | |||||||
HAIN CELESTIAL GROUP INC |
180 | Shares of Common Stock or Exchange-Traded Fund | 10,492 | |||||||
HALCON RESOURCES NEW |
2,416 | Shares of Common Stock or Exchange-Traded Fund | 4,300 | |||||||
HALLIBURTON CO HLDG CO EXCHAN |
760 | Shares of Common Stock or Exchange-Traded Fund | 29,891 | |||||||
HALYARD HEALTH INC |
20 | Shares of Common Stock or Exchange-Traded Fund | 909 | |||||||
HARD TO TREAT DISEASES |
42,000 | Shares of Common Stock or Exchange-Traded Fund | 0 | |||||||
HARRIS CORPORATION |
150 | Shares of Common Stock or Exchange-Traded Fund | 10,773 | |||||||
HARTFORD FINL SVCS GRP |
200 | Shares of Common Stock or Exchange-Traded Fund | 8,338 | |||||||
HEALTH CARE REIT INC REIT |
60 | Shares of Common Stock or Exchange-Traded Fund | 4,545 | |||||||
HEALTHSOUTH CORP NEW |
680 | Shares of Common Stock or Exchange-Traded Fund | 26,153 | |||||||
HELICOS BIOSCIENCES CORP** PEN |
520 | Shares of Common Stock or Exchange-Traded Fund | 0 |
- 21 -
WILLIS NORTH AMERICA INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number13-5654526
FORM 5500, SCHEDULE H, PART IV, LINE 4iSCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2014
Identity of issue, borrower, lessor, or similar party | Shares / Units | Description of investment including maturity date, rate of interest, collateral, par, or maturity value |
Current Value | |||||||
HERSHEY COMPANY |
27 | Shares of Common Stock or Exchange-Traded Fund | 2,776 | |||||||
HESS CORPORATION |
177 | Shares of Common Stock or Exchange-Traded Fund | 13,050 | |||||||
HEWLETT-PACKARD COMPANY |
1,417 | Shares of Common Stock or Exchange-Traded Fund | 56,855 | |||||||
HOME DEPOT INC TENDER |
342 | Shares of Common Stock or Exchange-Traded Fund | 35,877 | |||||||
HONEYWELL INTERNATIONAL |
132 | Shares of Common Stock or Exchange-Traded Fund | 13,212 | |||||||
HOOPER HOLMES INC |
500 | Shares of Common Stock or Exchange-Traded Fund | 258 | |||||||
HORMEL FOODS CORP |
700 | Shares of Common Stock or Exchange-Traded Fund | 36,470 | |||||||
HUDSON CITY BANCORP INC |
500 | Shares of Common Stock or Exchange-Traded Fund | 5,060 | |||||||
HURCO COMPANIES INC |
60 | Shares of Common Stock or Exchange-Traded Fund | 2,045 | |||||||
IAMGOLD CORPORATION FEXCHAN |
500 | Shares of Common Stock or Exchange-Traded Fund | 1,350 | |||||||
ICONIX BRAND GROUP INC |
300 | Shares of Common Stock or Exchange-Traded Fund | 10,137 | |||||||
IDEX CORP |
302 | Shares of Common Stock or Exchange-Traded Fund | 23,526 | |||||||
IMPACT SILVER CORP F |
1,000 | Shares of Common Stock or Exchange-Traded Fund | 196 | |||||||
INGERSOLL RAND CL A NEWFIRELAN |
28 | Shares of Common Stock or Exchange-Traded Fund | 1,766 | |||||||
INOVIO PHARMA NEW |
10,750 | Shares of Common Stock or Exchange-Traded Fund | 98,685 | |||||||
INSPIREMD INC NEW |
4,000 | Shares of Common Stock or Exchange-Traded Fund | 3,110 | |||||||
INTEL CORP |
3,012 | Shares of Common Stock or Exchange-Traded Fund | 109,313 | |||||||
INTERNATIONAL PAPER CO DUTCH |
15 | Shares of Common Stock or Exchange-Traded Fund | 809 | |||||||
INTERPHARM HOLDINGS INC TRADIN |
1,000 | Shares of Common Stock or Exchange-Traded Fund | 1 | |||||||
INTL BUSINESS MACHINES |
1,074 | Shares of Common Stock or Exchange-Traded Fund | 172,318 | |||||||
INVENSENSE INC ** PEN |
400 | Shares of Common Stock or Exchange-Traded Fund | 6,504 | |||||||
INVESCO MORTGAGE CAPITAL** PEN |
320 | Shares of Common Stock or Exchange-Traded Fund | 4,947 | |||||||
ION GEOPHYSICAL CORP |
12,000 | Shares of Common Stock or Exchange-Traded Fund | 33,000 | |||||||
IROBOT CORP ** PEN |
250 | Shares of Common Stock or Exchange-Traded Fund | 8,680 | |||||||
ISCO INTERNATIONAL INXXXBANKRU |
53,770 | Shares of Common Stock or Exchange-Traded Fund | 0 | |||||||
ISHARES CORE ETF AGGREG |
295 | Shares of Common Stock or Exchange-Traded Fund | 32,485 | |||||||
ISHARES CORE S&P ETF S&P 50 |
53 | Shares of Common Stock or Exchange-Traded Fund | 10,992 | |||||||
ISHARES ETF AAA- A |
296 | Shares of Common Stock or Exchange-Traded Fund | 15,327 | |||||||
ISHARES ETF FLOATI |
115 | Shares of Common Stock or Exchange-Traded Fund | 5,812 | |||||||
ISHARES MSCI EMRG MKT FDWITH S |
636 | Shares of Common Stock or Exchange-Traded Fund | 25,008 | |||||||
ISHARES MSCI ETF INDIA |
743 | Shares of Common Stock or Exchange-Traded Fund | 22,253 | |||||||
ISHARES MSCI GRMNY GERMAN |
773 | Shares of Common Stock or Exchange-Traded Fund | 21,188 | |||||||
ISHARES MSCI HK ETF HONG K |
997 | Shares of Common Stock or Exchange-Traded Fund | 20,478 | |||||||
ISHARES MSCI KOREA ETF CAPPED |
40 | Shares of Common Stock or Exchange-Traded Fund | 2,212 | |||||||
ISHARES NASDAQ BIO ETF NASDAQ |
58 | Shares of Common Stock or Exchange-Traded Fund | 17,629 | |||||||
ISHARES PHARMACEUTICAL ETF |
6 | Shares of Common Stock or Exchange-Traded Fund | 908 | |||||||
ISHARES SILVER TRUST INDEX |
350 | Shares of Common Stock or Exchange-Traded Fund | 5,271 | |||||||
ISHARES TR BOND 1-3 YE |
140 | Shares of Common Stock or Exchange-Traded Fund | 14,725 | |||||||
ISHARES TR COMEX GOLD ** PEN |
4,045 | Shares of Common Stock or Exchange-Traded Fund | 46,275 | |||||||
ISHARES TR LEHMAN BD FD LEHMAN |
345 | Shares of Common Stock or Exchange-Traded Fund | 36,567 | |||||||
ISHARES TR LEHMAN BD FD LEHMAN |
20 | Shares of Common Stock or Exchange-Traded Fund | 2,542 | |||||||
ISHARES TR MSCI EAFE FD WITH S |
354 | Shares of Common Stock or Exchange-Traded Fund | 21,557 | |||||||
ISHARES TR RUSSELL 2000 WITH S |
228 | Shares of Common Stock or Exchange-Traded Fund | 27,329 | |||||||
ISHARES TR S&P 500 BARRAS&P 50 |
173 | Shares of Common Stock or Exchange-Traded Fund | 19,307 | |||||||
ISHARES TR S&P LATN AMERS&P LA |
115 | Shares of Common Stock or Exchange-Traded Fund | 3,647 | |||||||
ISHARES TR TIPS BOND E |
243 | Shares of Common Stock or Exchange-Traded Fund | 27,165 | |||||||
ISHARES TR US INDL US IND |
1,077 | Shares of Common Stock or Exchange-Traded Fund | 114,819 | |||||||
ISHARES TRUST IBOXX |
650 | Shares of Common Stock or Exchange-Traded Fund | 58,240 | |||||||
ISHARES TRUST MBS ET |
50 | Shares of Common Stock or Exchange-Traded Fund | 5,466 | |||||||
ISHARES U S PFD ETF U S PF |
130 | Shares of Common Stock or Exchange-Traded Fund | 5,127 | |||||||
ISIS PHARMACEUTICALS INC |
1,554 | Shares of Common Stock or Exchange-Traded Fund | 95,944 | |||||||
ITC HOLDINGS CORP ** PEN |
140 | Shares of Common Stock or Exchange-Traded Fund | 5,660 | |||||||
JABIL CIRCUIT INC |
51 | Shares of Common Stock or Exchange-Traded Fund | 1,109 | |||||||
JADE ART GROUP INC NEW |
45,000 | Shares of Common Stock or Exchange-Traded Fund | 122 | |||||||
JDS UNIPHASE CORP NEW |
178 | Shares of Common Stock or Exchange-Traded Fund | 2,442 | |||||||
JET METAL CORP F |
36 | Shares of Common Stock or Exchange-Traded Fund | 5 | |||||||
JOHNSON & JOHNSON |
676 | Shares of Common Stock or Exchange-Traded Fund | 70,739 | |||||||
JOHNSON CONTROLS INC |
75 | Shares of Common Stock or Exchange-Traded Fund | 3,626 | |||||||
JPMORGAN CHASE & CO |
1,382 | Shares of Common Stock or Exchange-Traded Fund | 86,486 | |||||||
K L A TENCOR CORP |
1 | Shares of Common Stock or Exchange-Traded Fund | 40 | |||||||
KANSAS CITY SOUTHERN |
509 | Shares of Common Stock or Exchange-Traded Fund | 62,153 | |||||||
KATE SPADE & CO |
525 | Shares of Common Stock or Exchange-Traded Fund | 16,805 | |||||||
KERYX BIOPHARMACEUTICALS |
600 | Shares of Common Stock or Exchange-Traded Fund | 8,490 | |||||||
KEURIG GREEN MTN INC |
220 | Shares of Common Stock or Exchange-Traded Fund | 29,127 | |||||||
KEYSIGHT TECHNOLOGIES |
150 | Shares of Common Stock or Exchange-Traded Fund | 5,066 | |||||||
KIMBERLY-CLARK CORP |
474 | Shares of Common Stock or Exchange-Traded Fund | 54,804 | |||||||
KINDER MORGAN HOLDCO LLC** PEN |
1,556 | Shares of Common Stock or Exchange-Traded Fund | 65,853 | |||||||
KINDER MORGAN HOLDCO LLC** PEN |
792 | Shares of Common Stock or Exchange-Traded Fund | 33,510 | |||||||
KLX INC |
250 | Shares of Common Stock or Exchange-Traded Fund | 10,313 | |||||||
KOFAX LTD F** PEN |
1,000 | Shares of Common Stock or Exchange-Traded Fund | 7,030 | |||||||
KRAFT FOODS GROUP |
291 | Shares of Common Stock or Exchange-Traded Fund | 18,212 | |||||||
KRISPY KREME DOUGHNUT CP |
500 | Shares of Common Stock or Exchange-Traded Fund | 9,870 | |||||||
KULICKE & SOFFA INDS INC |
1,000 | Shares of Common Stock or Exchange-Traded Fund | 14,460 |
- 22 -
WILLIS NORTH AMERICA INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number13-5654526
FORM 5500, SCHEDULE H, PART IV, LINE 4iSCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2014
Identity of issue, borrower, lessor, or similar party | Shares / Units | Description of investment including maturity date, rate of interest, collateral, par, or maturity value |
Current Value | |||||||
L BRANDS INC |
154 | Shares of Common Stock or Exchange-Traded Fund | 13,352 | |||||||
L INTERNATIONAL COMPUTERTRADIN |
200 | Shares of Common Stock or Exchange-Traded Fund | 0 | |||||||
LAB CP OF AMER HLDG NEW |
400 | Shares of Common Stock or Exchange-Traded Fund | 43,160 | |||||||
LEUCADIA NATIONAL CORP |
807 | Shares of Common Stock or Exchange-Traded Fund | 18,090 | |||||||
LEVEL 3 COMMUN NEW |
116 | Shares of Common Stock or Exchange-Traded Fund | 5,728 | |||||||
LEXICON PHARMACEUTICALS |
1,040 | Shares of Common Stock or Exchange-Traded Fund | 946 | |||||||
LIBERATOR MEDICAL HLDG |
3,000 | Shares of Common Stock or Exchange-Traded Fund | 8,700 | |||||||
LIGHTBRIDGE CORP |
17 | Shares of Common Stock or Exchange-Traded Fund | 26 | |||||||
LILLY ELI & COMPANY ODDLOT |
543 | Shares of Common Stock or Exchange-Traded Fund | 37,456 | |||||||
LINDSAY CORPORATION |
75 | Shares of Common Stock or Exchange-Traded Fund | 6,431 | |||||||
LINKEDIN ** PEN |
100 | Shares of Common Stock or Exchange-Traded Fund | 22,971 | |||||||
LIONBRIDGE TECH INC |
1,500 | Shares of Common Stock or Exchange-Traded Fund | 8,625 | |||||||
LIQTECH INTL INC |
5,000 | Shares of Common Stock or Exchange-Traded Fund | 5,450 | |||||||
LOCKHEED MARTIN CORP |
30 | Shares of Common Stock or Exchange-Traded Fund | 5,777 | |||||||
LOEWS CORPORATION |
252 | Shares of Common Stock or Exchange-Traded Fund | 10,589 | |||||||
LONGTOP FINL TECH ADS F** PEN |
250 | Shares of Common Stock or Exchange-Traded Fund | 0 | |||||||
LOWES COMPANIES INC |
226 | Shares of Common Stock or Exchange-Traded Fund | 15,529 | |||||||
LULULEMON CORP ** PEN |
104 | Shares of Common Stock or Exchange-Traded Fund | 5,802 | |||||||
LUXEYARD INC |
1,500 | Shares of Common Stock or Exchange-Traded Fund | 3 | |||||||
M & T BANK CORPORATION |
100 | Shares of Common Stock or Exchange-Traded Fund | 12,562 | |||||||
MACQUARIE INFRASTRUC LLC |
140 | Shares of Common Stock or Exchange-Traded Fund | 9,953 | |||||||
MACYS INC |
50 | Shares of Common Stock or Exchange-Traded Fund | 3,313 | |||||||
MAGELLAN MIDSTREAM PTNRS |
65 | Shares of Common Stock or Exchange-Traded Fund | 5,373 | |||||||
MAGNUM HUNTER RES 16WTSWARRAN |
622 | Shares of Common Stock or Exchange-Traded Fund | 0 | |||||||
MAGNUM HUNTER RESOURCES |
558 | Shares of Common Stock or Exchange-Traded Fund | 1,752 | |||||||
MALLINCKRODT PUB F |
101 | Shares of Common Stock or Exchange-Traded Fund | 10,002 | |||||||
MANNKIND CORP |
51,350 | Shares of Common Stock or Exchange-Traded Fund | 267,790 | |||||||
MANULIFE FINANCIAL CORPFODD LO |
400 | Shares of Common Stock or Exchange-Traded Fund | 7,636 | |||||||
MAPFRE SA ORD F |
50 | Shares of Common Stock or Exchange-Traded Fund | 170 | |||||||
MARATHON PETE CORP |
200 | Shares of Common Stock or Exchange-Traded Fund | 18,052 | |||||||
MATRIX SERVICE CO |
200 | Shares of Common Stock or Exchange-Traded Fund | 4,464 | |||||||
MATTEL INCORPORATED |
300 | Shares of Common Stock or Exchange-Traded Fund | 9,288 | |||||||
MC DONALDS CORP EXCHAN |
353 | Shares of Common Stock or Exchange-Traded Fund | 33,119 | |||||||
MEADOWBROOK INSURANCE GP |
114 | Shares of Common Stock or Exchange-Traded Fund | 967 | |||||||
MEDICAL MARIJUANA INC |
5,000 | Shares of Common Stock or Exchange-Traded Fund | 570 | |||||||
MEDIVATION INC |
147 | Shares of Common Stock or Exchange-Traded Fund | 14,643 | |||||||
MEGA URANIUM LTD F |
14,000 | Shares of Common Stock or Exchange-Traded Fund | 1,464 | |||||||
MELCO PBL ENTMT LTD ADRF**PEND |
3,500 | Shares of Common Stock or Exchange-Traded Fund | 88,900 | |||||||
MERCK & CO INC NEW |
464 | Shares of Common Stock or Exchange-Traded Fund | 26,378 | |||||||
MERITOR INC |
500 | Shares of Common Stock or Exchange-Traded Fund | 7,575 | |||||||
METANOR RESOURCES F |
8,500 | Shares of Common Stock or Exchange-Traded Fund | 485 | |||||||
METLIFE INC |
100 | Shares of Common Stock or Exchange-Traded Fund | 5,409 | |||||||
MFA FINANCIAL INC REIT |
5,000 | Shares of Common Stock or Exchange-Traded Fund | 39,950 | |||||||
MGM MIRAGE TENDER |
42 | Shares of Common Stock or Exchange-Traded Fund | 898 | |||||||
MICROCHIP TECHNOLOGY INC |
125 | Shares of Common Stock or Exchange-Traded Fund | 5,639 | |||||||
MICROSOFT CORP DUTCH |
3,721 | Shares of Common Stock or Exchange-Traded Fund | 172,838 | |||||||
MICROSOFT CORP DUTCH |
400 | Shares of Common Stock or Exchange-Traded Fund | 18,580 | |||||||
MIDDLEBY CORP THE |
100 | Shares of Common Stock or Exchange-Traded Fund | 9,910 | |||||||
MILLENNIUM CELL INC |
5,000 | Shares of Common Stock or Exchange-Traded Fund | 1 | |||||||
MIND SOLUTIONS INC RESTRI |
10 | Shares of Common Stock or Exchange-Traded Fund | 0 | |||||||
MIND TECHNOLOGIES INC TRADIN |
10,000 | Shares of Common Stock or Exchange-Traded Fund | 0 | |||||||
MIRANDA GOLD CORP F |
23,000 | Shares of Common Stock or Exchange-Traded Fund | 2,024 | |||||||
MIZUHO FINL GROUP ADR FSPONSO |
2,000 | Shares of Common Stock or Exchange-Traded Fund | 6,800 | |||||||
MOLSON COORS BREWING CLB |
26 | Shares of Common Stock or Exchange-Traded Fund | 1,945 | |||||||
MONDELEZ INTL INC CL A |
568 | Shares of Common Stock or Exchange-Traded Fund | 20,617 | |||||||
MONSANTO CO NEW DEL |
55 | Shares of Common Stock or Exchange-Traded Fund | 6,571 | |||||||
MONSTER BEVERAGE CORP |
35 | Shares of Common Stock or Exchange-Traded Fund | 3,792 | |||||||
MONTPELIER RE HLDGS LTDF |
117 | Shares of Common Stock or Exchange-Traded Fund | 4,208 | |||||||
MORGAN STANLEY |
5,762 | Shares of Common Stock or Exchange-Traded Fund | 223,576 | |||||||
MORGAN STANLEY |
1,000 | Shares of Common Stock or Exchange-Traded Fund | 38,800 | |||||||
MOSAIC CO NEW |
150 | Shares of Common Stock or Exchange-Traded Fund | 6,848 | |||||||
MOTOROLA SOLUTIONS INC |
32 | Shares of Common Stock or Exchange-Traded Fund | 2,142 | |||||||
MULTICELL TECHS INC NEW |
7,500 | Shares of Common Stock or Exchange-Traded Fund | 2 | |||||||
NATIONAL GRID PLC ADR FSPONSO |
584 | Shares of Common Stock or Exchange-Traded Fund | 41,237 | |||||||
NATIONAL OILWELL VARCO |
614 | Shares of Common Stock or Exchange-Traded Fund | 40,256 | |||||||
NATL SCIENTIFIC CORP |
250 | Shares of Common Stock or Exchange-Traded Fund | 3 | |||||||
NEPHROGENEX INC ** PEN |
700 | Shares of Common Stock or Exchange-Traded Fund | 9,345 | |||||||
NESTLE S A REG B ADR F1 ADR |
25 | Shares of Common Stock or Exchange-Traded Fund | 1,824 | |||||||
NETFLIX INC |
21 | Shares of Common Stock or Exchange-Traded Fund | 7,174 | |||||||
NETSOL TECHNOLOGIES NEW |
75 | Shares of Common Stock or Exchange-Traded Fund | 313 | |||||||
NEVSUN RESOURCES LTD F |
2,000 | Shares of Common Stock or Exchange-Traded Fund | 7,780 | |||||||
NEW GOLD INC F |
1,000 | Shares of Common Stock or Exchange-Traded Fund | 4,300 | |||||||
NEW YORK MTG TRUST NEW REIT |
350 | Shares of Common Stock or Exchange-Traded Fund | 2,699 |
- 23 -
WILLIS NORTH AMERICA INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number13-5654526
FORM 5500, SCHEDULE H, PART IV, LINE 4iSCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2014
Identity of issue, borrower, lessor, or similar party | Shares / Units | Description of investment including maturity date, rate of interest, collateral, par, or maturity value |
Current Value | |||||||
NEWBRIDGE BANCORP CLASS |
1,000 | Shares of Common Stock or Exchange-Traded Fund | 8,710 | |||||||
NIKE INC CLASS B |
100 | Shares of Common Stock or Exchange-Traded Fund | 9,626 | |||||||
NOBLE ENERGY INC |
303 | Shares of Common Stock or Exchange-Traded Fund | 14,379 | |||||||
NOODLES & COMPANY ** PEN |
100 | Shares of Common Stock or Exchange-Traded Fund | 2,635 | |||||||
NORDIC AMERN TANKR LTD F |
9 | Shares of Common Stock or Exchange-Traded Fund | 91 | |||||||
NORFOLK SOUTHERN CORP |
125 | Shares of Common Stock or Exchange-Traded Fund | 13,701 | |||||||
NORTH AMERN DATACOM INC |
1,000 | Shares of Common Stock or Exchange-Traded Fund | 0 | |||||||
NORTHISLE COPPER & GOLDF |
40 | Shares of Common Stock or Exchange-Traded Fund | 1 | |||||||
NOVARTIS A G SPON ADR FSPONSO |
463 | Shares of Common Stock or Exchange-Traded Fund | 42,902 | |||||||
NRG YIELD INC ** PEN |
665 | Shares of Common Stock or Exchange-Traded Fund | 31,335 | |||||||
NRG YIELD INC ** PEN |
45 | Shares of Common Stock or Exchange-Traded Fund | 2,121 | |||||||
NUANCE COMMUN INC |
200 | Shares of Common Stock or Exchange-Traded Fund | 2,854 | |||||||
NUTRACEUTICAL INTL CORP |
100 | Shares of Common Stock or Exchange-Traded Fund | 2,156 | |||||||
NUVERRA ENVIRONMENTL NEW |
620 | Shares of Common Stock or Exchange-Traded Fund | 3,441 | |||||||
NUVILEX INC |
48,000 | Shares of Common Stock or Exchange-Traded Fund | 8,640 | |||||||
NVIDIA CORP |
3 | Shares of Common Stock or Exchange-Traded Fund | 60 | |||||||
NXP SEMICONDUCTORS NV F** PEN |
190 | Shares of Common Stock or Exchange-Traded Fund | 14,516 | |||||||
OAO GAZPROM SPON ADR FSPONSO |
500 | Shares of Common Stock or Exchange-Traded Fund | 2,265 | |||||||
OASIS PETROLEUM INC ** PEN |
4,000 | Shares of Common Stock or Exchange-Traded Fund | 66,160 | |||||||
OBN HOLDINGS INC NEW TRADIN |
200 | Shares of Common Stock or Exchange-Traded Fund | 0 | |||||||
OCCIDENTAL PETE CORP |
328 | Shares of Common Stock or Exchange-Traded Fund | 26,419 | |||||||
OMNICELL INC |
300 | Shares of Common Stock or Exchange-Traded Fund | 9,936 | |||||||
ONCOSEC MED INC |
1,000 | Shares of Common Stock or Exchange-Traded Fund | 470 | |||||||
OPKO HEALTH INC |
1,435 | Shares of Common Stock or Exchange-Traded Fund | 14,336 | |||||||
ORACLE CORPORATION |
212 | Shares of Common Stock or Exchange-Traded Fund | 9,549 | |||||||
ORGANOVO HLDGS INC |
10,100 | Shares of Common Stock or Exchange-Traded Fund | 73,225 | |||||||
OXUS GOLD PLC WEF ORD F |
202,700 | Shares of Common Stock or Exchange-Traded Fund | 9,284 | |||||||
P I C O HOLDINGS INC NEW |
245 | Shares of Common Stock or Exchange-Traded Fund | 4,618 | |||||||
PALADIN ENERGY LTD ORD FCANADI |
1,000 | Shares of Common Stock or Exchange-Traded Fund | 284 | |||||||
PAN AMERICAN SILVER CP F |
200 | Shares of Common Stock or Exchange-Traded Fund | 1,840 | |||||||
PANASONIC CORP ADR FSPONSO |
1,000 | Shares of Common Stock or Exchange-Traded Fund | 11,770 | |||||||
PANERA BREAD CO CL A |
25 | Shares of Common Stock or Exchange-Traded Fund | 4,370 | |||||||
PARAMOUNT GOLD AND SILVRTRADIN |
10,000 | Shares of Common Stock or Exchange-Traded Fund | 10,200 | |||||||
PARKER-HANNIFIN CORP |
65 | Shares of Common Stock or Exchange-Traded Fund | 8,382 | |||||||
PARKERVISION INC |
10,000 | Shares of Common Stock or Exchange-Traded Fund | 9,099 | |||||||
PARSLEY ENERGY INC ** PEN |
1,114 | Shares of Common Stock or Exchange-Traded Fund | 17,779 | |||||||
PATRIOT NATL BANCORP INC |
3,300 | Shares of Common Stock or Exchange-Traded Fund | 5,419 | |||||||
PEABODY ENERGY CORP |
650 | Shares of Common Stock or Exchange-Traded Fund | 5,031 | |||||||
PENNEY J C CO INC |
1,500 | Shares of Common Stock or Exchange-Traded Fund | 9,720 | |||||||
PENTAIR PLC F |
8 | Shares of Common Stock or Exchange-Traded Fund | 531 | |||||||
PEPSICO INCORPORATED |
264 | Shares of Common Stock or Exchange-Traded Fund | 24,994 | |||||||
PERRIGO CO PLC FUS SHA |
251 | Shares of Common Stock or Exchange-Traded Fund | 41,957 | |||||||
PETROLEO BRASILEIRO ADRFSA PET |
2,300 | Shares of Common Stock or Exchange-Traded Fund | 16,790 | |||||||
PFIZER INCORPORATED ODDLOT |
2,834 | Shares of Common Stock or Exchange-Traded Fund | 88,285 | |||||||
PHILIP MORRIS INTL INC |
326 | Shares of Common Stock or Exchange-Traded Fund | 26,590 | |||||||
PHILLIPS 66 |
708 | Shares of Common Stock or Exchange-Traded Fund | 50,764 | |||||||
PIMCO CORP & INC OPPTY FUND |
1,208 | Shares of Common Stock or Exchange-Traded Fund | 19,214 | |||||||
PIMCO CORP INCOME STRATE |
400 | Shares of Common Stock or Exchange-Traded Fund | 6,044 | |||||||
PIMCO DYNAMIC CDT INC FD** PEN |
4,000 | Shares of Common Stock or Exchange-Traded Fund | 82,600 | |||||||
PIMCO ETF 0-5 YR |
577 | Shares of Common Stock or Exchange-Traded Fund | 58,179 | |||||||
PIMCO EXCH TRADED FUND TOTAL |
158 | Shares of Common Stock or Exchange-Traded Fund | 16,915 | |||||||
PINETREE CAPITAL NEW F |
1,500 | Shares of Common Stock or Exchange-Traded Fund | 182 | |||||||
PIONEER NATURAL RES CO |
100 | Shares of Common Stock or Exchange-Traded Fund | 14,888 | |||||||
PLUG POWER INC NEW |
600 | Shares of Common Stock or Exchange-Traded Fund | 1,800 | |||||||
POLARIS INDUSTRIES INC |
30 | Shares of Common Stock or Exchange-Traded Fund | 4,537 | |||||||
POLYCOM INC DUTCH |
500 | Shares of Common Stock or Exchange-Traded Fund | 6,750 | |||||||
PORTLAND GENERAL ELEC |
850 | Shares of Common Stock or Exchange-Traded Fund | 32,156 | |||||||
POSITIVEID CORP NEW |
50,000 | Shares of Common Stock or Exchange-Traded Fund | 1,495 | |||||||
POTASH CORP SASK INC FTENDER |
80 | Shares of Common Stock or Exchange-Traded Fund | 2,826 | |||||||
POWERSHARES ETF FD TR IIS&P SM |
30 | Shares of Common Stock or Exchange-Traded Fund | 1,414 | |||||||
POWERSHARES ETF FUNDAM |
124 | Shares of Common Stock or Exchange-Traded Fund | 2,329 | |||||||
POWERSHARES ETF VARIAB |
1,500 | Shares of Common Stock or Exchange-Traded Fund | 36,990 | |||||||
POWERSHARES S&P ETF 500 LO |
606 | Shares of Common Stock or Exchange-Traded Fund | 23,004 | |||||||
POWERSHS EXCH TRAD FD TRDYNAMI |
67 | Shares of Common Stock or Exchange-Traded Fund | 2,115 | |||||||
POWERSHS EXCH TRAD FD TRFUNDAM |
157 | Shares of Common Stock or Exchange-Traded Fund | 3,876 | |||||||
POWERSHS EXCH TRAD FD TRGLOBAL |
292 | Shares of Common Stock or Exchange-Traded Fund | 6,697 | |||||||
POWERSHS EXCH TRAD FD TRPOWERS |
523 | Shares of Common Stock or Exchange-Traded Fund | 12,182 | |||||||
POWERSHS EXCH TRAD FD TRPOWERS |
100 | Shares of Common Stock or Exchange-Traded Fund | 9,143 | |||||||
POWERSHS EXCH TRAD FD TRPREFER |
5,000 | Shares of Common Stock or Exchange-Traded Fund | 73,500 | |||||||
POWERSHS QQQ TRUST SER 1 |
1,121 | Shares of Common Stock or Exchange-Traded Fund | 115,723 | |||||||
PPL CORPORATION |
500 | Shares of Common Stock or Exchange-Traded Fund | 18,165 | |||||||
PRECISION DRILLING CORPF |
965 | Shares of Common Stock or Exchange-Traded Fund | 5,848 | |||||||
PRIMERO MINING CORP F |
919 | Shares of Common Stock or Exchange-Traded Fund | 3,529 |
- 24 -
WILLIS NORTH AMERICA INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number13-5654526
FORM 5500, SCHEDULE H, PART IV, LINE 4iSCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2014
Identity of issue, borrower, lessor, or similar party | Shares / Units | Description of investment including maturity date, rate of interest, collateral, par, or maturity value |
Current Value | |||||||
PROCTER & GAMBLE EXCHAN |
787 | Shares of Common Stock or Exchange-Traded Fund | 71,668 | |||||||
PROSHARES SHORT S&P 500 |
130 | Shares of Common Stock or Exchange-Traded Fund | 2,831 | |||||||
PROSHARES TRUST ETF ULTRAS |
1,300 | Shares of Common Stock or Exchange-Traded Fund | 32,201 | |||||||
PROSHS ULTRASHRT ETF NEWULTRAS |
435 | Shares of Common Stock or Exchange-Traded Fund | 20,180 | |||||||
PROSHS ULTRASHRT ETF NEWULTRAS |
175 | Shares of Common Stock or Exchange-Traded Fund | 3,859 | |||||||
PROSHS ULTRASHT ETF NEW MSCI U |
22 | Shares of Common Stock or Exchange-Traded Fund | 981 | |||||||
PROSPECT CAPITAL CORP |
8,000 | Shares of Common Stock or Exchange-Traded Fund | 66,080 | |||||||
PROTHENA CORP PLC F |
80 | Shares of Common Stock or Exchange-Traded Fund | 1,661 | |||||||
PUB SVC ENT GROUP INC |
750 | Shares of Common Stock or Exchange-Traded Fund | 31,058 | |||||||
PUMA EXPLORATION INC F |
6,650 | Shares of Common Stock or Exchange-Traded Fund | 886 | |||||||
PVH CORP |
10 | Shares of Common Stock or Exchange-Traded Fund | 1,290 | |||||||
QUALCOMM INC |
340 | Shares of Common Stock or Exchange-Traded Fund | 25,272 | |||||||
QUALCOMM INC |
200 | Shares of Common Stock or Exchange-Traded Fund | 14,866 | |||||||
QUALMARK CORP |
400 | Shares of Common Stock or Exchange-Traded Fund | 64 | |||||||
QUICKSILVER RESOURCES |
3,600 | Shares of Common Stock or Exchange-Traded Fund | 714 | |||||||
R F MICRO DEVICES INC |
1,000 | Shares of Common Stock or Exchange-Traded Fund | 16,590 | |||||||
RADIUS GOLD INC F |
30,000 | Shares of Common Stock or Exchange-Traded Fund | 2,130 | |||||||
RADIUS HEALTH INC ** PEN |
499 | Shares of Common Stock or Exchange-Traded Fund | 19,416 | |||||||
RAMBUS INC DEL |
484 | Shares of Common Stock or Exchange-Traded Fund | 5,368 | |||||||
RANDGOLD RES LTD ADR FSPONSO |
241 | Shares of Common Stock or Exchange-Traded Fund | 16,246 | |||||||
RANGE RESOURCES CORP |
100 | Shares of Common Stock or Exchange-Traded Fund | 5,345 | |||||||
RAYONIER ADVANCED MATL |
43 | Shares of Common Stock or Exchange-Traded Fund | 961 | |||||||
RAYTHEON COMPANY NEW ODD LO |
520 | Shares of Common Stock or Exchange-Traded Fund | 56,200 | |||||||
REALTY INCOME CORP REIT |
40 | Shares of Common Stock or Exchange-Traded Fund | 1,908 | |||||||
REGENERON PHARMS INC |
280 | Shares of Common Stock or Exchange-Traded Fund | 114,870 | |||||||
RESMED INC |
100 | Shares of Common Stock or Exchange-Traded Fund | 5,606 | |||||||
RESTORATION HARDWARE ** PEN |
40 | Shares of Common Stock or Exchange-Traded Fund | 3,840 | |||||||
RETRACTABLE TECH INC |
5,000 | Shares of Common Stock or Exchange-Traded Fund | 25,000 | |||||||
RITE AID CORPORATION |
1,100 | Shares of Common Stock or Exchange-Traded Fund | 8,272 | |||||||
ROCK CREEK PHARMA INC |
550 | Shares of Common Stock or Exchange-Traded Fund | 100 | |||||||
ROCKWELL AUTOMATION INC |
9 | Shares of Common Stock or Exchange-Traded Fund | 1,001 | |||||||
ROCKWELL COLLINS INC |
9 | Shares of Common Stock or Exchange-Traded Fund | 760 | |||||||
ROCKWELL MEDICAL INC |
700 | Shares of Common Stock or Exchange-Traded Fund | 7,196 | |||||||
ROCKWOOD HOLDINGS INC ** PEN |
100 | Shares of Common Stock or Exchange-Traded Fund | 7,880 | |||||||
ROVI CORPORATION |
76 | Shares of Common Stock or Exchange-Traded Fund | 1,717 | |||||||
ROWE T PRICE GROUP INC |
40 | Shares of Common Stock or Exchange-Traded Fund | 3,434 | |||||||
ROYAL DUTCH SHELL B PLCFSPONSO |
100 | Shares of Common Stock or Exchange-Traded Fund | 6,956 | |||||||
ROYCE GLOBAL VALUE TR |
68 | Shares of Common Stock or Exchange-Traded Fund | 547 | |||||||
ROYCE VALUE TRUST INC |
537 | Shares of Common Stock or Exchange-Traded Fund | 7,691 | |||||||
S J W CORP |
221 | Shares of Common Stock or Exchange-Traded Fund | 7,099 | |||||||
S P D R S&P 500 ETF TR EXPIRI |
890 | Shares of Common Stock or Exchange-Traded Fund | 182,928 | |||||||
SALESFORCE COM ** PEN |
295 | Shares of Common Stock or Exchange-Traded Fund | 17,496 | |||||||
SANATANA RESOURCES INC F |
25,000 | Shares of Common Stock or Exchange-Traded Fund | 968 | |||||||
SANGUINE CORP NEW |
200 | Shares of Common Stock or Exchange-Traded Fund | 30 | |||||||
SANTANA MINERALS ORD F**PRIV |
4,000 | Shares of Common Stock or Exchange-Traded Fund | 88 | |||||||
SCH US AGG BND ETF |
83 | Shares of Common Stock or Exchange-Traded Fund | 4,367 | |||||||
SCH US DIV EQUITY ETF |
128 | Shares of Common Stock or Exchange-Traded Fund | 5,118 | |||||||
SCH US MID-CAP ETF |
458 | Shares of Common Stock or Exchange-Traded Fund | 18,645 | |||||||
SCH US TIPS ETF |
603 | Shares of Common Stock or Exchange-Traded Fund | 32,707 | |||||||
SCHEIN HENRY INC |
120 | Shares of Common Stock or Exchange-Traded Fund | 16,338 | |||||||
SCHLUMBERGER LTD F |
525 | Shares of Common Stock or Exchange-Traded Fund | 44,840 | |||||||
SCHW EMG MKT EQ ETF |
154 | Shares of Common Stock or Exchange-Traded Fund | 3,688 | |||||||
SCHW INTL EQ ETF |
123 | Shares of Common Stock or Exchange-Traded Fund | 3,569 | |||||||
SCHW US LCAP ETF |
764 | Shares of Common Stock or Exchange-Traded Fund | 37,466 | |||||||
SCHW US LCAP VAL ETF |
1,725 | Shares of Common Stock or Exchange-Traded Fund | 76,073 | |||||||
SCHW US SCAP ETF |
424 | Shares of Common Stock or Exchange-Traded Fund | 23,389 | |||||||
SCOR ADR FSPONSO |
3,000 | Shares of Common Stock or Exchange-Traded Fund | 8,940 | |||||||
SEADRILL LTD F |
4,599 | Shares of Common Stock or Exchange-Traded Fund | 54,909 | |||||||
SEALED AIR CORP NEW |
119 | Shares of Common Stock or Exchange-Traded Fund | 5,034 | |||||||
SEATTLE GENETICS INC |
1,457 | Shares of Common Stock or Exchange-Traded Fund | 46,813 | |||||||
SEAWORLD ENTERTAINMENT ** PEN |
84 | Shares of Common Stock or Exchange-Traded Fund | 1,504 | |||||||
SECTOR SPDR ENGY SELECT SHARES |
600 | Shares of Common Stock or Exchange-Traded Fund | 47,496 | |||||||
SECTOR SPDR FINCL SELECTSHARES |
1,023 | Shares of Common Stock or Exchange-Traded Fund | 25,287 | |||||||
SECTOR SPDR INDL SELECT SHARES |
15 | Shares of Common Stock or Exchange-Traded Fund | 855 | |||||||
SECTOR SPDR MATERIALS FDSHARES |
4 | Shares of Common Stock or Exchange-Traded Fund | 196 | |||||||
SECTOR SPDR UTIL SELECT SHARES |
156 | Shares of Common Stock or Exchange-Traded Fund | 7,352 | |||||||
SERVICE CORP INTL |
2,275 | Shares of Common Stock or Exchange-Traded Fund | 51,643 | |||||||
SHERWIN WILLIAMS CO |
20 | Shares of Common Stock or Exchange-Traded Fund | 5,344 | |||||||
SIEMENS A G ADR FSPONSO |
230 | Shares of Common Stock or Exchange-Traded Fund | 25,760 | |||||||
SIERRA WIRELESS INC F |
750 | Shares of Common Stock or Exchange-Traded Fund | 35,543 | |||||||
SILGAN HOLDINGS INC TENDER |
105 | Shares of Common Stock or Exchange-Traded Fund | 5,606 | |||||||
SILICON GRAPHICS INC XXXBANKRU |
1,000 | Shares of Common Stock or Exchange-Traded Fund | 0 | |||||||
SILVER WHEATON CORP F |
888 | Shares of Common Stock or Exchange-Traded Fund | 18,053 |
- 25 -
WILLIS NORTH AMERICA INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number13-5654526
FORM 5500, SCHEDULE H, PART IV, LINE 4iSCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2014
Identity of issue, borrower, lessor, or similar party | Shares / Units | Description of investment including maturity date, rate of interest, collateral, par, or maturity value |
Current Value | |||||||
SIRIUS XM HLDGS INC |
12,619 | Shares of Common Stock or Exchange-Traded Fund | 44,167 | |||||||
SMAVE SOLUTIONS INC |
3 | Shares of Common Stock or Exchange-Traded Fund | 0 | |||||||
SMITH A O |
116 | Shares of Common Stock or Exchange-Traded Fund | 6,525 | |||||||
SONICBLUE INC XXXBANKRU |
700 | Shares of Common Stock or Exchange-Traded Fund | 0 | |||||||
SONY CORP ADR NEW F1 ADR |
100 | Shares of Common Stock or Exchange-Traded Fund | 2,047 | |||||||
SOUTHERN ARC MINERALS F |
40,000 | Shares of Common Stock or Exchange-Traded Fund | 1,600 | |||||||
SOUTHWEST AIRLINES CO |
100 | Shares of Common Stock or Exchange-Traded Fund | 4,232 | |||||||
SPDR BARCLAYS ETF 1-3 YE |
1,204 | Shares of Common Stock or Exchange-Traded Fund | 36,812 | |||||||
SPDR GOLD TRUST SPDR G |
692 | Shares of Common Stock or Exchange-Traded Fund | 78,597 | |||||||
SPDR INDEX SHARES FUND DOW JO |
41 | Shares of Common Stock or Exchange-Traded Fund | 1,957 | |||||||
SPDR S&P DIVIDEND ETF |
478 | Shares of Common Stock or Exchange-Traded Fund | 37,689 | |||||||
SPDR SSGA EXCH TRADED FDBLACKS |
405 | Shares of Common Stock or Exchange-Traded Fund | 19,744 | |||||||
SPECTRA ENERGY CORP |
1,330 | Shares of Common Stock or Exchange-Traded Fund | 48,279 | |||||||
SPECTRASCIENCE INC NEW |
4,576 | Shares of Common Stock or Exchange-Traded Fund | 73 | |||||||
SPIRIT AIRLINES ** PEN |
500 | Shares of Common Stock or Exchange-Traded Fund | 37,790 | |||||||
SPLUNK INC ** PEN |
350 | Shares of Common Stock or Exchange-Traded Fund | 20,633 | |||||||
SPONGETECH DELIVERY SYS TRADIN |
735,525 | Shares of Common Stock or Exchange-Traded Fund | 74 | |||||||
SPRINT CORPORATION |
350 | Shares of Common Stock or Exchange-Traded Fund | 1,453 | |||||||
STARBUCKS CORP |
444 | Shares of Common Stock or Exchange-Traded Fund | 36,431 | |||||||
STARWOOD HTLS & RSTS NEW |
35 | Shares of Common Stock or Exchange-Traded Fund | 2,862 | |||||||
STARWOOD PPTY TRUST INC ** PEN |
2,000 | Shares of Common Stock or Exchange-Traded Fund | 46,480 | |||||||
STEMCELLS INC NEW |
1,370 | Shares of Common Stock or Exchange-Traded Fund | 1,286 | |||||||
STERIS CORP |
250 | Shares of Common Stock or Exchange-Traded Fund | 16,213 | |||||||
STMICROELECTRONICS NY FNY REG |
500 | Shares of Common Stock or Exchange-Traded Fund | 3,735 | |||||||
STRATASYS LTD F |
3 | Shares of Common Stock or Exchange-Traded Fund | 249 | |||||||
STRATEGIC MINING CORP TRADIN |
83 | Shares of Common Stock or Exchange-Traded Fund | 0 | |||||||
STRATEGIC RESOURCES LTD TRADIN |
2,500 | Shares of Common Stock or Exchange-Traded Fund | 0 | |||||||
SUN LIFE FINANCIAL INC F |
100 | Shares of Common Stock or Exchange-Traded Fund | 3,606 | |||||||
SUNEDISON INC |
600 | Shares of Common Stock or Exchange-Traded Fund | 11,706 | |||||||
SUNTECH POWER HLDGS CO ** PEN |
47 | Shares of Common Stock or Exchange-Traded Fund | 3 | |||||||
SUPERVALU INC |
75 | Shares of Common Stock or Exchange-Traded Fund | 728 | |||||||
SYNCHRONY FINANCIAL ** PEN |
300 | Shares of Common Stock or Exchange-Traded Fund | 8,925 | |||||||
SYSCO CORPORATION |
100 | Shares of Common Stock or Exchange-Traded Fund | 3,969 | |||||||
T J X COS INC |
867 | Shares of Common Stock or Exchange-Traded Fund | 59,464 | |||||||
T R C COMPANIES INC |
105 | Shares of Common Stock or Exchange-Traded Fund | 666 | |||||||
TAIWAN SEMICONDUCTR ADRFSPONSO |
20 | Shares of Common Stock or Exchange-Traded Fund | 448 | |||||||
TANZANIAN ROYALTY EXPL F |
6,000 | Shares of Common Stock or Exchange-Traded Fund | 3,892 | |||||||
TARGET CORPORATION |
1,339 | Shares of Common Stock or Exchange-Traded Fund | 101,616 | |||||||
TE CONNECTIVITY LTD F |
9 | Shares of Common Stock or Exchange-Traded Fund | 595 | |||||||
TELENAV INC ** PEN |
1,500 | Shares of Common Stock or Exchange-Traded Fund | 10,005 | |||||||
TEREX CORP |
300 | Shares of Common Stock or Exchange-Traded Fund | 8,364 | |||||||
TESCO PLC SPONSORED ADRF1 ADR |
120 | Shares of Common Stock or Exchange-Traded Fund | 1,043 | |||||||
TESLA MOTORS INC ** PEN |
15 | Shares of Common Stock or Exchange-Traded Fund | 3,336 | |||||||
THE SOUTHERN COMPANY |
792 | Shares of Common Stock or Exchange-Traded Fund | 38,899 | |||||||
THE WENDYS COMPANY DUTCH |
400 | Shares of Common Stock or Exchange-Traded Fund | 3,612 | |||||||
THE WHITEWAVE FOODS CO ** PEN |
350 | Shares of Common Stock or Exchange-Traded Fund | 12,247 | |||||||
TIANRONG BLDG MAT HLDGS REGIST |
1,000 | Shares of Common Stock or Exchange-Traded Fund | 0 | |||||||
TIME INC |
8 | Shares of Common Stock or Exchange-Traded Fund | 197 | |||||||
TIME WARNER CABLE |
16 | Shares of Common Stock or Exchange-Traded Fund | 2,480 | |||||||
TIME WARNER INC NEW |
323 | Shares of Common Stock or Exchange-Traded Fund | 27,600 | |||||||
TORONTO DOMINION BANK F |
50 | Shares of Common Stock or Exchange-Traded Fund | 2,389 | |||||||
TOTAL S A ADR F1 ADR |
100 | Shares of Common Stock or Exchange-Traded Fund | 5,120 | |||||||
TRANSOCEAN INC NEW F |
179 | Shares of Common Stock or Exchange-Traded Fund | 3,281 | |||||||
TRANSWITCH CORP NEW |
125 | Shares of Common Stock or Exchange-Traded Fund | 0 | |||||||
TREMOR VIDEO INC ** PEN |
1,000 | Shares of Common Stock or Exchange-Traded Fund | 2,870 | |||||||
TRIMBLE NAVIGATION LTD |
200 | Shares of Common Stock or Exchange-Traded Fund | 5,308 | |||||||
TRINA SOLAR LTD ADR F** PEN |
100 | Shares of Common Stock or Exchange-Traded Fund | 926 | |||||||
TRINITY INDUSTRIES INC |
900 | Shares of Common Stock or Exchange-Traded Fund | 25,209 | |||||||
TRINITY INDUSTRIES INC |
300 | Shares of Common Stock or Exchange-Traded Fund | 8,403 | |||||||
TRUEBLUE INC |
150 | Shares of Common Stock or Exchange-Traded Fund | 3,338 | |||||||
TWO HARBORS INVESTMENT |
5,000 | Shares of Common Stock or Exchange-Traded Fund | 50,100 | |||||||
TYCO INTL PLC NEW F |
38 | Shares of Common Stock or Exchange-Traded Fund | 1,671 | |||||||
U S AUTO PARTS NETWORK ** PEN |
10,000 | Shares of Common Stock or Exchange-Traded Fund | 23,400 | |||||||
U308 CORP F |
1,738 | Shares of Common Stock or Exchange-Traded Fund | 59 | |||||||
UCORE RARE METALS INC F |
5,000 | Shares of Common Stock or Exchange-Traded Fund | 920 | |||||||
ULTRA PETROLEUM CORP F |
250 | Shares of Common Stock or Exchange-Traded Fund | 3,290 | |||||||
UNDER ARMOUR INC ** PEN |
620 | Shares of Common Stock or Exchange-Traded Fund | 42,098 | |||||||
UNIGOLD INC F |
35,000 | Shares of Common Stock or Exchange-Traded Fund | 455 | |||||||
UNILEVER PLC ADR NEW FWITH S |
225 | Shares of Common Stock or Exchange-Traded Fund | 9,108 | |||||||
UNION PACIFIC CORP |
246 | Shares of Common Stock or Exchange-Traded Fund | 29,256 | |||||||
UNITED CMNTY FINL CORP OHIO |
1,245 | Shares of Common Stock or Exchange-Traded Fund | 6,686 | |||||||
UNITED CONTL HLDGS INC |
105 | Shares of Common Stock or Exchange-Traded Fund | 7,023 | |||||||
UNITED PARCEL SERVICE B CLASS |
210 | Shares of Common Stock or Exchange-Traded Fund | 23,373 |
- 26 -
WILLIS NORTH AMERICA INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number13-5654526
FORM 5500, SCHEDULE H, PART IV, LINE 4iSCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2014
Identity of issue, borrower, lessor, or similar party | Shares / Units | Description of investment including maturity date, rate of interest, collateral, par, or maturity value |
Current Value | |||||||
UNITED TECHNOLOGIES CORP |
262 | Shares of Common Stock or Exchange-Traded Fund | 30,148 | |||||||
UNIVERSAL DISPLAY CORP |
500 | Shares of Common Stock or Exchange-Traded Fund | 13,875 | |||||||
URANERZ ENERGY CORP |
600 | Shares of Common Stock or Exchange-Traded Fund | 672 | |||||||
URANIUM RESOURCES NEW |
1,000 | Shares of Common Stock or Exchange-Traded Fund | 1,860 | |||||||
US BIOTEC INC NEW |
196 | Shares of Common Stock or Exchange-Traded Fund | 0 | |||||||
VALERO ENERGY CORP NEW |
200 | Shares of Common Stock or Exchange-Traded Fund | 9,900 | |||||||
VALLEY NATIONAL BANCORP |
1,223 | Shares of Common Stock or Exchange-Traded Fund | 11,873 | |||||||
VANGUARD BOND INDEX FUNDTOTAL |
784 | Shares of Common Stock or Exchange-Traded Fund | 64,578 | |||||||
VANGUARD DIV APPRCIATION |
2,008 | Shares of Common Stock or Exchange-Traded Fund | 162,939 | |||||||
VANGUARD ENERGY ETF |
25 | Shares of Common Stock or Exchange-Traded Fund | 2,791 | |||||||
VANGUARD FTSE EMERGING MARKET |
830 | Shares of Common Stock or Exchange-Traded Fund | 33,217 | |||||||
VANGUARD FTSE ETF DEVELO |
759 | Shares of Common Stock or Exchange-Traded Fund | 28,751 | |||||||
VANGUARD GROWTH |
2,839 | Shares of Common Stock or Exchange-Traded Fund | 296,349 | |||||||
VANGUARD INTL EQTY ETF GLOBAL |
638 | Shares of Common Stock or Exchange-Traded Fund | 34,146 | |||||||
VANGUARD REIT |
954 | Shares of Common Stock or Exchange-Traded Fund | 77,274 | |||||||
VANGUARD TOTAL STOCK MKTSTK MK |
402 | Shares of Common Stock or Exchange-Traded Fund | 42,644 | |||||||
VANGUARD WORLD FUNDS VANGUA |
140 | Shares of Common Stock or Exchange-Traded Fund | 16,363 | |||||||
VASCO DATA SECURITY INTL |
600 | Shares of Common Stock or Exchange-Traded Fund | 16,926 | |||||||
VELATEL GLOBAL COMM NEW |
200 | Shares of Common Stock or Exchange-Traded Fund | 0 | |||||||
VERIFONE HOLDINGS INC ** PEN |
75 | Shares of Common Stock or Exchange-Traded Fund | 2,790 | |||||||
VERIZON COMMUNICATIONS |
680 | Shares of Common Stock or Exchange-Traded Fund | 31,832 | |||||||
VERTEX PHARMACEUTICALS |
10 | Shares of Common Stock or Exchange-Traded Fund | 1,188 | |||||||
VESTA INSURANCE GROUPXXXBANKRU |
216 | Shares of Common Stock or Exchange-Traded Fund | 0 | |||||||
VIACOM INC CL B NEW |
16 | Shares of Common Stock or Exchange-Traded Fund | 1,204 | |||||||
VICAL INC |
10,000 | Shares of Common Stock or Exchange-Traded Fund | 10,500 | |||||||
VISA INC ** PEN |
15 | Shares of Common Stock or Exchange-Traded Fund | 3,962 | |||||||
VIVUS INC |
500 | Shares of Common Stock or Exchange-Traded Fund | 1,440 | |||||||
VODAFONE GROUP NEW ADR FSPONSO |
179 | Shares of Common Stock or Exchange-Traded Fund | 6,116 | |||||||
VOXX INTERNATIONAL CL A |
100 | Shares of Common Stock or Exchange-Traded Fund | 876 | |||||||
VULCAN MATERIALS COMPANYEXCHAN |
200 | Shares of Common Stock or Exchange-Traded Fund | 13,146 | |||||||
WABASH NATIONAL CORP |
600 | Shares of Common Stock or Exchange-Traded Fund | 7,416 | |||||||
WABCO HOLDINGS INC |
39 | Shares of Common Stock or Exchange-Traded Fund | 4,086 | |||||||
WALGREENS BOOTS ALLIANC |
80 | Shares of Common Stock or Exchange-Traded Fund | 6,096 | |||||||
WAL-MART STORES INC |
263 | Shares of Common Stock or Exchange-Traded Fund | 22,551 | |||||||
WELLS FARGO & CO NEW |
230 | Shares of Common Stock or Exchange-Traded Fund | 12,635 | |||||||
WESTERN COPPER & GOLD F |
80 | Shares of Common Stock or Exchange-Traded Fund | 46 | |||||||
WESTERN REFINING INC ** PEN |
9 | Shares of Common Stock or Exchange-Traded Fund | 345 | |||||||
WHIRLPOOL CORP |
20 | Shares of Common Stock or Exchange-Traded Fund | 3,907 | |||||||
WILLIAMS COMPANIES |
1,280 | Shares of Common Stock or Exchange-Traded Fund | 57,524 | |||||||
WILLIAMS SONOMA |
100 | Shares of Common Stock or Exchange-Traded Fund | 7,568 | |||||||
WILLIS GRP HLDGS PUBLICF |
160 | Shares of Common Stock or Exchange-Traded Fund | 7,170 | |||||||
WISDOMTREE ASIA ETF LOCAL |
223 | Shares of Common Stock or Exchange-Traded Fund | 10,464 | |||||||
WISDOMTREE DEFA EQUITY INCOME |
222 | Shares of Common Stock or Exchange-Traded Fund | 9,401 | |||||||
WISDOMTREE EQUITY INC FDHI YIE |
93 | Shares of Common Stock or Exchange-Traded Fund | 5,697 | |||||||
WISDOMTREE JPN HDGD EQTYJAPAN |
65 | Shares of Common Stock or Exchange-Traded Fund | 3,214 | |||||||
WISDOMTREE MIDCAP DIVDNDMIDCAP |
20 | Shares of Common Stock or Exchange-Traded Fund | 1,699 | |||||||
WISDOMTREE SMALLCAP DIV SMALLC |
75 | Shares of Common Stock or Exchange-Traded Fund | 5,331 | |||||||
WISDOMTREE TRUST ** PEN |
65 | Shares of Common Stock or Exchange-Traded Fund | 2,737 | |||||||
WMI HOLDINGS CORP |
2,000 | Shares of Common Stock or Exchange-Traded Fund | 4,099 | |||||||
WORKDAY INC ** PEN |
50 | Shares of Common Stock or Exchange-Traded Fund | 4,080 | |||||||
WPX ENERGY INC |
700 | Shares of Common Stock or Exchange-Traded Fund | 8,140 | |||||||
XEROX CORP |
230 | Shares of Common Stock or Exchange-Traded Fund | 3,186 | |||||||
XL GROUP PLC F |
800 | Shares of Common Stock or Exchange-Traded Fund | 27,495 | |||||||
YAMANA GOLD INC F |
2,000 | Shares of Common Stock or Exchange-Traded Fund | 8,039 | |||||||
YELP INC ** PEN |
50 | Shares of Common Stock or Exchange-Traded Fund | 2,736 | |||||||
YORA INTL INC NEW |
275 | Shares of Common Stock or Exchange-Traded Fund | 0 | |||||||
YORK WATER COMPANY |
300 | Shares of Common Stock or Exchange-Traded Fund | 6,962 | |||||||
ZAGG INCORPORATED |
2,000 | Shares of Common Stock or Exchange-Traded Fund | 13,579 | |||||||
ZILLOW INC CL A ** PEN |
25 | Shares of Common Stock or Exchange-Traded Fund | 2,646 | |||||||
ZION OIL & GAS INC ** PEN |
1,100 | Shares of Common Stock or Exchange-Traded Fund | 1,506 | |||||||
ZIX CORPORATION |
20 | Shares of Common Stock or Exchange-Traded Fund | 71 | |||||||
ZS PHARMA INC ** PEN |
300 | Shares of Common Stock or Exchange-Traded Fund | 12,470 | |||||||
ZULILY INC ** PEN |
100 | Shares of Common Stock or Exchange-Traded Fund | 2,339 | |||||||
ZYNGA INC ** PEN |
1,000 | Shares of Common Stock or Exchange-Traded Fund | 2,659 | |||||||
|
|
|||||||||
Total |
13,577,523 | |||||||||
|
|
|||||||||
Guaranteed Investment Contracts |
||||||||||
WILLIS STABLE VALUE FUND |
Group Annuity Insurance Contracts | 126,453,848 | ||||||||
TFLIC STABLE 5 FUND |
Group Annuity Insurance Contracts | 39,156,549 | ||||||||
|
|
|||||||||
Total |
165,610,397 | |||||||||
|
|
|||||||||
Money Market Funds |
||||||||||
Cash |
390,438 | Money Market | 390,438 | |||||||
SCHWAB US TREAS MONEY FD |
427,516 | Money Market | 427,516 | |||||||
SCHWAB MONEY MARKET FUND |
3,945,655 | Money Market | 3,945,655 |
- 27 -
WILLIS NORTH AMERICA INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number13-5654526
FORM 5500, SCHEDULE H, PART IV, LINE 4iSCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2014
Identity of issue, borrower, lessor, or similar party | Shares / Units | Description of investment including maturity date, rate of interest, collateral, par, or maturity value |
Current Value | |||||||
SCHWAB CASH RESERVES SWEEP |
6,755 | Money Market | 6,755 | |||||||
|
|
|||||||||
Total |
4,770,364 | |||||||||
|
|
|||||||||
Other Financial Assets |
||||||||||
TFLIC General Account |
General Account | 449,417 | ||||||||
State Street Bank & Trust Co. Cash Reserve Account |
Cash Reserve Account | 29,714 | ||||||||
GOLDMAN SACHS GROUP 5% 09/15/2 |
20,000 | Corporate Bonds | 20,069 | |||||||
L-3 COMMS CORP 4.75% 07/15/202 |
11,000 | Corporate Bonds | 11,776 | |||||||
SOUTHWEST AIRLINES 5.75% 12/15 |
10,000 | Corporate Bonds | 10,816 | |||||||
TIME WARNER CABLE 4.125% 02/15 |
20,000 | Corporate Bonds | 21,304 | |||||||
WELLS FARGO & CO 4.125% 08/15/ |
15,000 | Corporate Bonds | 15,748 | |||||||
BANK HAPOALIM B.M. US 0.3% CD |
5,000 | CD | 5,001 | |||||||
BANK OF CHINA NY US 0.4% CD 09 |
5,000 | CD | 5,000 | |||||||
CIT BANK US 3.1% CD 10/23/2024 |
30,000 | CD | 29,711 | |||||||
COMPASS BANK US 0.85% CD 02/13 |
50,000 | CD | 50,014 | |||||||
DISCOVER BK US 1% CD 03/30/201 |
50,000 | CD | 50,091 | |||||||
DISCOVER BK US 1.9% CD 09/21/2 |
9,000 | CD | 9,195 | |||||||
DISCOVER BK US 2.2% CD 05/25/2 |
15,000 | CD | 15,344 | |||||||
EVERBANK US 0.4% CD 07/30/2015 |
10,000 | CD | 10,003 | |||||||
FLUSHING SVGS BK FSB US 1.55% |
50,000 | CD | 49,338 | |||||||
GE CAPITAL BANK US 1% CD 09/19 |
10,000 | CD | 10,064 | |||||||
GE CAPITAL BANK US 1.05% CD 10 |
20,000 | CD | 20,115 | |||||||
GE CAPITAL BANK US 2.8% CD 10/ |
22,000 | CD | 22,021 | |||||||
GOLDMAN SACHS BK USA US 1% CD |
10,000 | CD | 10,035 | |||||||
GOLDMAN SACHS BK USA US 2% CD |
42,000 | CD | 41,812 | |||||||
GOLDMAN SACHS BK USA US 3.25% |
245,000 | CD | 255,096 | |||||||
PARK STERLING BANK US 0.5% CD |
50,000 | CD | 49,972 | |||||||
PEOPLES UNITED BANK US 0.3% C |
50,000 | CD | 50,009 | |||||||
|
|
|||||||||
Total |
1,241,665 | |||||||||
|
|
|||||||||
828,834,064 | ||||||||||
PARTICIPANT NOTES RECEIVABLE |
Participant notes receivable bearing interest ranging from 4.25% to 9.25% and maturity dates from January 1, 2015 to December 1, 2029 | 9,135,460 | ||||||||
Adjustment from Fair Value to Contract Value for Stable Value Funds | (13,700,515 | ) | ||||||||
|
|
|||||||||
$ | 824,269,009 | |||||||||
|
|
- 28 -
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the trustees (or other persons who administer the Willis 401(k) Retirement Savings Plan) have duly caused this annual report to be signed on its behalf by the undersigned hereunto duly authorized.
WILLIS 401(K) RETIREMENT SAVINGS PLAN | ||
By: | /s/ Lynn Bissinger | |
Lynn Bissinger Director, US Benefits Willis North America Inc. |
Dated: June 26, 2015
Exhibit 23.1
Deloitte & Touche LLP 424 Church Street Suite 2400 Nashville, TN 37219 USA
Tel: 615 259 1800 www.deloitte.com |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
We consent to the incorporation by reference in this Post-Effective Amendment No. 1 to Registration Statement No. 333-67466 on Form S-8 of our report dated June 26, 2015, relating to the financial statements and financial statement schedule of Willis 401(k) Retirement Savings Plan, appearing in the Annual Report on Form 11-K of Willis 401(k) Retirement Savings Plan for the year ended December 31, 2014.
Nashville, TN
June 26, 2015
Member of
Deloitte Touche Tohmatsu Limited