UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 11-K
FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS
AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
(Mark One)
x | ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the fiscal year ended December 31, 2011
OR
¨ | TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the transition period from to
Commission File No.: 333-74483
A. | Full title of the plan and the address of the plan, if different from that of the issuer named below: |
Willis 401(k) Retirement Savings Plan
B. | Name of issuer of the securities held pursuant to the plan and address of its principal executive office: |
Willis North America Inc.
Attn: Adam Rosman
One World Financial Center
200 Liberty Street
New York, NY 10281-1003
(212) 915-8888
Willis 401(k) Retirement Savings Plan
Financial Statements as of December 31, 2011 and
2010, and for the Year Ended December 31, 2011,
Supplemental Schedule as of December 31, 2011,
and Report of Independent Registered Public
Accounting Firm
WILLIS 401(k) RETIREMENT SAVINGS PLAN
Page | ||
1 | ||
FINANCIAL STATEMENTS: |
||
Statements of Net Assets Available for Benefits as of December 31, 2011 and 2010 |
2 | |
Statement of Changes in Net Assets Available for Benefits for the Year Ended December 31, 2011 |
3 | |
411 | ||
12 | ||
Form 5500, Schedule H, Part IV, Line 4i Schedule of Assets (Held at End of Year) |
1327 | |
NOTE: All other schedules required by Section 2520.103-10 of the Department of Labors Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974 have been omitted because they are not applicable. |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
To the Benefits Committee of
Willis North America Inc.
Nashville, Tennessee
We have audited the accompanying statements of net assets available for benefits of the Willis 401(k) Retirement Savings Plan (the Plan) as of December 31, 2011 and 2010, and the related statements of changes in net assets available for benefits for the year ended December 31, 2011. These financial statements are the responsibility of the Plans management. Our responsibility is to express an opinion on these financial statements based on our audits.
We conducted our audits in accordance with standards of the Public Company Accounting Oversight Board (United States). Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. The Plan is not required to have, nor were we engaged to perform, an audit of its internal control over financial reporting. Our audits included consideration of internal control over financial reporting as a basis for designing audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the Plans internal control over financial reporting. Accordingly, we express no such opinion. An audit also includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audits provide a reasonable basis for our opinion.
In our opinion, such financial statements present fairly, in all material respects, the net assets available for benefits of the Plan as of December 31, 2011 and 2010, and the changes in net assets available for benefits for the year ended December 31, 2011, in conformity with accounting principles generally accepted in the United States of America.
Our audits were conducted for the purpose of forming an opinion on the basic financial statements taken as a whole. The supplemental schedule of assets (held at end of year) as of December 31, 2011, is presented for the purpose of additional analysis and is not a required part of the basic financial statements, but are supplementary information required by the Department of Labors Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974. This supplemental schedule is the responsibility of the Plans management. Such supplemental schedule has been subjected to the auditing procedures applied in our audit of the basic 2011 financial statements and, in our opinion, is fairly stated in all material respects when considered in relation to the basic 2011 financial statements taken as a whole.
June 26, 2012
]
WILLIS 401(k) RETIREMENT SAVINGS PLAN
STATEMENTS OF NET ASSETS AVAILABLE FOR BENEFITS
AS OF DECEMBER 31, 2011 AND 2010
2011 | 2010 | |||||||
ASSETS: |
||||||||
Participant-directed investments at fair value |
$ | 587,341,968 | $ | 587,249,765 | ||||
|
|
|
|
|||||
Total investments |
587,341,968 | 587,249,765 | ||||||
|
|
|
|
|||||
Receivables: |
||||||||
Notes receivable from participants |
8,388,631 | 8,685,427 | ||||||
Contributions receivable from employer |
9,192,809 | | ||||||
Contributions receivable from participants |
971,009 | 977,960 | ||||||
|
|
|
|
|||||
Total receivables |
18,552,449 | 9,663,387 | ||||||
|
|
|
|
|||||
NET ASSETS AVAILABLE FOR BENEFITS AT FAIR VALUE |
605,894,417 | 596,913,152 | ||||||
ADJUSTMENT FROM FAIR VALUE TO CONTRACT VALUE FOR FULLY BENEFIT-RESPONSIVE STABLE VALUE FUNDS |
(16,673,456 | ) | (11,250,894 | ) | ||||
|
|
|
|
|||||
NET ASSETS AVAILABLE FOR BENEFITS |
$ | 589,220,961 | $ | 585,662,258 | ||||
|
|
|
|
See notes to financial statements.
- 2 -
WILLIS 401(k) RETIREMENT SAVINGS PLAN
STATEMENT OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS
FOR THE YEAR ENDED DECEMBER 31, 2011
ADDITIONS: |
||||
Contributions: |
||||
Participant contributions |
$ | 40,240,531 | ||
Rollover contributions |
4,967,180 | |||
Employer contributions |
9,495,352 | |||
|
|
|||
Total contributions |
54,703,063 | |||
|
|
|||
Investment income: |
||||
Net depreciation in fair value of investments |
(13,409,120 | ) | ||
Dividends |
9,367,698 | |||
Interest |
4,828,829 | |||
|
|
|||
Net investment income |
787,407 | |||
|
|
|||
Interest income on notes receivable from participants |
399,026 | |||
|
|
|||
DEDUCTIONS: |
||||
Benefits paid to participants |
(52,004,225 | ) | ||
Administrative expenses |
(326,568 | ) | ||
|
|
|||
Total deductions |
(52,330,793 | ) | ||
|
|
|||
INCREASE IN NET ASSETS |
3,558,703 | |||
|
|
|||
NET ASSETS AVAILABLE FOR BENEFITS: |
||||
Beginning of year |
585,662,258 | |||
|
|
|||
End of year |
$ | 589,220,961 | ||
|
|
See notes to financial statements.
- 3 -
WILLIS 401(k) RETIREMENT SAVINGS PLAN
AS OF DECEMBER 31, 2011 AND 2010, AND FOR THE YEAR ENDED DECEMBER 31, 2011
1. | DESCRIPTION OF THE PLAN |
The following description of the Willis 401(k) Retirement Savings Plan (the Plan) provides only general information. Participants should refer to the Plan agreement for a complete description of the Plans provisions.
General The Plan is a defined contribution plan sponsored by Willis North America Inc. (the Company or Employer), a subsidiary of Willis Group Holdings plc, and covers all eligible employees of the Company and its subsidiaries. The Benefits Committee of the Board of Directors of the Company controls and manages the operation and administration of the Plan. State Street Bank and Trust serves as the trustee of the Plan and Diversified Investment Advisors serves as the record keeper. The Plan is subject to the provisions of the Employee Retirement Income Security Act of 1974 (ERISA).
Contributions Full-time and part-time employees of the Company are eligible to participate in the Plan. Newly hired employees are automatically enrolled in the Plan after 60 days of service with a 3% pre-tax contribution rate of eligible compensation. Participants may elect to contribute between 1% and 99% of their eligible compensation as pretax and/or Roth 401(k) contributions, subject to Internal Revenue Service (IRS) limits. Eligible compensation consists of the participants base pay plus commissions and production incentives received during the calendar year.
The Company match was suspended in October 2009 for all participants, and the suspension remained in effect throughout 2010. The match was reinstated in 2011. After a year of service, participants are eligible for a 100% match of employee contributions up to a maximum of 2% of the employees annual eligible compensation. The match is subject to certain Internal Revenue Code (IRC) limitations. The Company match is calculated annually and it is automatically invested per the participants investment elections.
Participant Accounts Individual accounts are maintained for each Plan participant. Each participants account is credited with the participants contribution, the Companys match, and Plan earnings, and charged with withdrawals and an allocation of Plan losses, and administrative expenses. Allocations are based on participant earnings or account balances, as defined. The benefit to which a participant is entitled is the benefit that can be provided from the participants vested account.
Investments Participants direct the investment of their contributions and Employer matching contributions into various investment options offered by the Plan. The Plan currently offers a variety of mutual funds, Willis Group Holdings plc common stock, and stable value funds as investment options for participants.
The Willis Stable Value Fund and Transamerica Financial Life Insurance Company (TFLIC) Stable 5 Fund are fully benefit-responsive and are invested in separate group annuity insurance contracts with TFLIC. In addition, participants have the option of transferring amounts from the above Plan offered funds into a self-directed brokerage account.
- 4 -
Vesting A participants contributions and earnings thereon are immediately vested. Employer contributions and earnings thereon are 25% vested after two years of service, 50% after three years, 75% after four years, and fully vested after five years of service with the Company, or a predecessor company, or as soon as the employee reaches the age of 65, dies, or becomes disabled, whichever occurs first.
Participant Loans Participants may borrow from their fund accounts up to a maximum of $50,000 or 50% of their account balance, whichever is less. The loans are secured by the balance in the participants account and bear interest at rates commensurate with local prevailing rates at the time funds are borrowed, as determined quarterly by the Plan administrator. Principal and interest is paid ratably through payroll deductions. Participant loans are classified as notes receivable and measured at the unpaid principal balance plus accrued but unpaid interest.
Payment of Benefits Participants are eligible for distributions upon retirement, disability, termination of service, or death. Special provisions allow for earlier distributions of participants contributions and earnings thereon, and vested Employer contributions and earnings thereon, as hardship withdrawals, subject to certain IRS regulations. Upon receiving a hardship withdrawal, a participants contributions to the Plan will automatically be suspended for a period of six months. Distributions of accounts can be in lump-sum amounts or installments.
Forfeited Accounts At December 31, 2011 and 2010, forfeited non-vested accounts totaled $314,450 and $198,439, respectively. During the year ended December 31, 2011, forfeiture amounts will be used to offset future Employer contributions. During the year ended December 31, 2010, forfeiture amounts were used to reduce the Plans administrative expenses.
Plan Termination Although the Company has not expressed any intent to terminate the Plan, it may cease making contributions or terminate the Plan, at any time, subject to the provisions of ERISA. Upon full or partial termination of the Plan, the balance in each participants or retired participants accounts becomes nonforfeitable and each participant, retired participant, or beneficiary is entitled to receive any amounts then credited to his/her accounts in the trust, provided that the Company may elect to continue the trust and make payments therefrom, pursuant to the terms of the Plan.
2. | SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES |
Basis of Accounting The accompanying financial statements have been prepared in accordance with accounting principles generally accepted in the United States of America (GAAP).
Investment Valuation and Income Recognition The Plans investments are stated at fair value. Fair value of a financial instrument is the price that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date. Common stock is valued at the closing price reported on the exchange on which traded on the last business day of the Plan year. Money market funds are stated at amortized cost, which approximates fair value. Shares of mutual funds are valued at the net asset value of shares held by the Plan at year-end. The stable value funds are stated at fair value and then adjusted to contract value as described below. Fair value of the stable funds is the net asset value of its underlying investments, and contract value is principal plus accrued interest.
In accordance with GAAP, the stable value funds are included at fair value in participant-directed investments in the statements of net assets available for benefits, and an additional line item is presented representing the adjustment from fair value to contract value. The statement of changes in net assets available for benefits is presented on a contract value basis.
- 5 -
Purchases and sales of securities are recorded on a trade-date basis. Interest income is recorded on the accrual basis. Dividends are recorded on the ex-dividend date. Net depreciation includes the Plans gains and losses on investments bought and sold as well as held during the year.
Management fees and operating expenses charged to the Plan for investments in the mutual funds and guaranteed investment contracts are deducted from income earned on a daily basis and are not separately reflected. Consequently, management fees and operating expenses are reflected as a reduction of investment return for such investments.
Use of Estimates The preparation of financial statements in conformity with GAAP requires management to make estimates and assumptions that affect the reported amounts of assets and changes therein and disclosure of contingent assets and liabilities. Actual results could differ from those estimates.
Risks and Uncertainties The Plan utilizes various investment instruments, including common stock, mutual funds, and stable value funds. Investment securities, in general, are exposed to various risks, such as interest rate risk, credit risk, and overall market volatility. Due to the level of risk associated with certain investment securities, it is reasonably possible that changes in the values of investment securities will occur in the near term and that such change could materially affect the amounts reported in the financial statements.
Notes Receivable from Participants Notes receivable from participants are measured at their unpaid principal balance plus any accrued but unpaid interest. Delinquent participant loans are recorded as distributions based on the terms of the Plan document.
Administrative Expenses Administrative expenses of the Plan are paid by the Plan as provided in the Plan document.
Payment of Benefits Benefit payments to participants are recorded upon distribution. All distribution payments are processed the same day, therefore, at December 31, 2011 and 2010 there were no amounts allocated to accounts of persons who have elected to withdraw from the Plan, but have not yet been paid.
Excess Contributions Payable The Plan is required to return contributions received during the Plan year in excess of the IRC limits. There were no excess contributions payable at December 31, 2011 and 2010.
New Accounting Standards The accounting standard adopted in 2011 is described below.
ASU No. 2010-06, Fair Value Measurements and Disclosures In January 2010, the Financial Accounting Standards Board (FASB) issued Accounting Standards Update (ASU) No. 2010-06, Fair Value Measurements and Disclosures, which amends ASC 820, Fair Value Measurements and Disclosures, adding new disclosure requirements for Levels 1 and 2, separate disclosures of purchases, sales, issuances, and settlements relating to Level 3 measurements and clarification of existing fair value disclosures. ASU No. 2010-06 is effective for periods beginning after December 15, 2009, except for the requirement to provide Level 3 activity of purchases, sales, issuances, and settlements on a gross basis, which will be effective for fiscal years beginning after December 15, 2010. The Plan prospectively adopted the new guidance in 2010, except for the Level 3 reconciliation disclosures, which were adopted in 2011. The adoption in 2010 and 2011 did not materially affect the Plans financial statements.
- 6 -
New Accounting Standards Not Yet Effective
ASU No. 2011-04, Amendments to Achieve Common Fair Value Measurement and Disclosure Requirements in U.S. GAAP and IFRSs In May 2011, the FASB issued ASU No. 2011-04, Amendments to Achieve Common Fair Value Measurement and Disclosure Requirements in U.S. GAAP and IFRSs, which amends ASC 820. ASU 2011-04 also requires the categorization by level for items that are only required to be disclosed at fair value and information about transfers between Level 1 and Level 2. In addition, the ASU provides guidance on measuring the fair value of financial instruments managed within a portfolio and the application of premiums and discounts on fair value measurements. The ASU requires additional disclosure for Level 3 measurements regarding the sensitivity of fair value to changes in unobservable inputs and any interrelationships between those inputs. The new guidance is effective for reporting periods beginning after December 15, 2011. The adoption will not have a material effect on the statement of net assets available for benefits and statement of changes in net assets available for benefits. Plan management has not determined the impact on the disclosures in the financial statements.
3. | INVESTMENTS |
Individual investments that represent greater than 5% of the Plans net assets available for benefits are as follows:
As of December 31, 2011: |
||||
Willis Stable Value Fund (at contract value) |
$ | 99,260,312 | ||
Pimco Total Return Fund |
64,210,388 | |||
Transamerica Partners Institutional Stock Index Fund |
46,187,901 | |||
American Funds Income Fund |
40,757,700 | |||
American Funds Growth Fund |
38,250,549 | |||
TFLIC Stable 5 Fund (at contract value) |
37,076,941 | |||
American Funds Fundamental Investment Fund |
35,515,770 | |||
American Funds Europacific |
33,248,431 | |||
As of December 31, 2010: |
||||
Willis Stable Value Fund (at contract value) |
$ | 89,115,130 | ||
Pimco Total Return Fund |
60,962,053 | |||
Transamerica Partners Institutional Stock Index Fund |
47,115,826 | |||
American Funds Income Fund |
43,283,926 | |||
American Funds Growth Fund |
42,965,605 | |||
TFLIC Stable 5 Fund (at contract value) |
41,638,565 | |||
American Funds Europacific |
40,405,659 | |||
American Funds Fundamental Investment Fund |
39,119,088 |
During the year ended December 31, 2011, the Plans investments (including gains and losses on investments bought and sold, as well as held during the year) depreciated in value by $13,409,120 as follows:
Mutual funds |
$ | (15,615,265 | ) | |
Common stock |
2,211,441 | |||
Corporate bonds |
(734 | ) | ||
U.S. government securities |
(4,562 | ) | ||
|
|
|||
Net depreciation in fair value of investments |
$ | (13,409,120 | ) | |
|
|
- 7 -
4. | INVESTMENT CONTRACTS WITH INSURANCE COMPANY |
The Plan has two fully benefit-responsive investment contracts with TFLIC. TFLIC maintains the contributions in a non-pooled separate account (Willis Stable Value Fund) and a pooled separate account (TFLIC Stable 5 Fund), which are credited with earnings on the underlying investments and charged for participant withdrawals and administrative expenses. The contracts are included in the financial statements at fair value and then adjusted to contract value. Contract value represents contributions made under the contract, plus earnings, less participant withdrawals and administrative expenses. Participants may ordinarily direct the withdrawal or transfer of all or a portion of their investment at contract value.
The contracts have certain restrictions that impact the ability to collect the full contract value, for example, the Plan may not withdraw more than 20% of the beginning of the year balance of the contract without incurring a penalty. Plan management believes that the occurrence of events that would cause the Plan to transact at less than contract value is not probable. TFLIC may not terminate the contracts at any amount less than contract value.
TFLIC is contractually obligated to pay the principal and specified interest rate that is guaranteed to the Plan. The crediting interest rate is based on a formula agreed upon with TFLIC, but may not be less than 0%. Such interest rates are reviewed for resetting on a quarterly basis for the Willis Stable Value Fund and on an annual basis for the TFLIC Stable 5 Fund. The crediting rate of the contract will track current market yields on a trailing basis.
2011 | 2010 | |||||||
Willis Stable Value Fund average yields: |
||||||||
Based on annualized earnings (1) |
10.01 | % | 7.62 | % | ||||
Based on interest rate credited to participants (2) |
2.85 | 3.21 | ||||||
TFLIC Stable 5 Fund average yields: |
||||||||
Based on annualized earnings (1) |
11.49 | % | 8.14 | % | ||||
Based on interest rate credited to participants (2) |
3.72 | 4.23 |
(1) | Computed by dividing the annualized actual earnings of the contract on the last day of the Plan year by the fair value of the investments on the same date. |
(2) | Computed by dividing the annualized earnings credited to participants on the last day of the Plan year by the fair value of the investments on the same date. |
5. | FEDERAL INCOME TAX STATUS |
The Plan has received a determination letter from the IRS dated May 14, 2008, stating that the Plan is qualified under Section 401(a) of the IRC (the Code) and therefore, the related trust is exempt from taxation. The Plan is required to operate in conformity with the Code to maintain its qualification. During 2012, the Plan administrator filed for an updated determination letter. A final determination letter has not been issued as of the date of issuance of the financial statements. The Plan administrator believes the Plan is currently designed and operated in compliance with the applicable requirements of the Code and, therefore, believes that the Plan is qualified and the related trust is tax exempt.
GAAP requires Plan management to evaluate tax positions taken by the Plan and recognize a tax liability (or asset) if the Plan has taken an uncertain position that more likely than not would not be sustained upon examination by the IRS. The Plan administrator has analyzed the tax positions taken by the Plan, and has concluded that as of December 31, 2011, there are no uncertain positions taken or expected to be taken that would require recognition of a liability (or asset) or disclosure in the financial statements. The Plan is subject to routine audits by taxing jurisdictions. The Plan administrator believes it is no longer subject to income tax examinations for years prior to December 31, 2008.
- 8 -
6. | TRANSACTIONS WITH PARTIES-IN-INTEREST |
Transactions with parties-in-interest include contributions from the Company, investments in certain funds managed by the recordkeeper of the Plan, and the investment contracts managed by TFLIC; therefore, these transactions qualify as exempt party-in-interest transactions. Administrative expenses of the Plan not borne by participants are paid by the Company. Such amounts paid by the Company in 2011 were not significant.
At December 31, 2011 and 2010, the Plan held 514,195 and 558,319 shares, respectively, of common stock of Willis Group Holdings plc, with a fair value of $20,843,077 and $20,205,503, respectively.
7. | FAIR VALUE MEASUREMENTS |
ASC 820, Fair Value Measurements and Disclosures, provides a framework for measuring fair value. That framework provides a fair value hierarchy that prioritizes the inputs to valuation techniques used to measure fair value, as follows: Level 1, which refers to securities valued using unadjusted quoted prices from active markets for identical assets; Level 2, which refers to securities not traded on an active market but for which observable market inputs are readily available; and Level 3, which refers to securities valued based on significant unobservable inputs. Assets are classified in their entirety based on the lowest level of input that is significant to the fair value measurement. The Plans policy is to recognize significant transfers between levels at the end of the reporting period.
- 9 -
The following tables set forth by level, within the fair value hierarchy, a summary of the Plans investments measured at fair value on a recurring basis as of December 31, 2011 and December 31, 2010:
Assets at Fair Value as of December 31, 2011 | ||||||||||||||||
Active Markets for Identical Assets (Level 1) |
Other Observable Inputs (Level 2) |
Significant Unobservable Inputs (Level 3) |
Total | |||||||||||||
Mutual Funds: |
||||||||||||||||
Large Cap Stocks: |
||||||||||||||||
Domestic |
$ | 203,850,954 | $ | | $ | | $ | 203,850,954 | ||||||||
International |
35,027,621 | | | 35,027,621 | ||||||||||||
Mid/Small Cap Stocks |
68,051,928 | | | 68,051,928 | ||||||||||||
Retirement Funds |
8,870,131 | | | 8,870,131 | ||||||||||||
Bonds: |
||||||||||||||||
Investment Grade |
64,210,388 | | | 64,210,388 | ||||||||||||
High Yield |
13,086,687 | | | 13,086,687 | ||||||||||||
Various Diversified Funds |
5,214,179 | | | 5,214,179 | ||||||||||||
Common Stocks: |
||||||||||||||||
Willis Group Holdings plc |
20,843,077 | | | 20,843,077 | ||||||||||||
Other Common Stock |
9,591,187 | | | 9,591,187 | ||||||||||||
Guaranteed Investment |
||||||||||||||||
Contracts |
| 153,010,709 | | 153,010,709 | ||||||||||||
Money Market Funds |
| 4,362,387 | | 4,362,387 | ||||||||||||
Other Financial Assets |
1,222,720 | | | 1,222,720 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
Total Assets at Fair Value |
$ | 429,968,872 | $ | 157,373,096 | $ | | $ | 587,341,968 | ||||||||
|
|
|
|
|
|
|
|
For the year ended December 31, 2011, there were no significant transfers in or out of Levels 1, 2 or 3.
- 10 -
Assets at Fair Value as of December 31, 2010 | ||||||||||||||||
Active Markets for Identical Assets (Level 1) |
Other Observable Inputs (Level 2) |
Significant Unobservable Inputs (Level 3) |
Total | |||||||||||||
Mutual Funds: |
||||||||||||||||
Large Cap Stocks: |
||||||||||||||||
Domestic |
$ | 217,125,007 | $ | | $ | | $ | 217,125,007 | ||||||||
International |
40,405,659 | | | 40,405,659 | ||||||||||||
Mid/Small Cap Stocks |
74,786,279 | | | 74,786,279 | ||||||||||||
Bonds: |
||||||||||||||||
Investment Grade |
60,962,053 | | | 60,962,053 | ||||||||||||
High Yield |
11,455,377 | | | 11,455,377 | ||||||||||||
Various Diversified Funds |
6,192,188 | | | 6,192,188 | ||||||||||||
Common Stocks: |
||||||||||||||||
Willis Group Holdings plc |
20,205,503 | | | 20,205,503 | ||||||||||||
Other Common Stock |
9,266,882 | | | 9,266,882 | ||||||||||||
Guaranteed Investment |
||||||||||||||||
Contracts |
| 142,004,589 | | 142,004,589 | ||||||||||||
Money Market Funds |
| 3,609,727 | | 3,609,727 | ||||||||||||
Other Financial Assets |
1,236,501 | | | 1,236,501 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
Total Assets at Fair Value |
$ | 441,635,449 | $ | 145,614,316 | $ | | $ | 587,249,765 | ||||||||
|
|
|
|
|
|
|
|
For the year ended December 31, 2010, there were no significant transfers in or out of Levels 1, 2 or 3.
8. | SUBSEQUENT EVENTS |
Subsequent events were evaluated through the date of the financial statement issuance. Based on this review, no significant event occurred that requires disclosure.
* * * * * *
- 11 -
- 12 -
WILLIS NORTH AMERICA INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number - 13-5654526
FORM 5500, SCHEDULE H, PART 1V, LINE 4i - SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2011
Identity of issue, borrower, lessor, or similar party | Description of investment including maturity date, rate of interest, collateral, par, or maturity value |
Current Value | ||||||||
Mutual Funds |
||||||||||
Large Cap Stocks |
||||||||||
Domestic |
||||||||||
American Funds Growth Fund |
Mutual Fund | $ | 38,250,549 | |||||||
American Funds Income Fund |
Mutual Fund | 40,757,700 | ||||||||
American Funds Fundamental Investment Funds |
Mutual Fund | 35,515,770 | ||||||||
Davis NY Venture Fund |
Mutual Fund | 22,610,664 | ||||||||
|
|
|||||||||
MFS Value Fund |
Mutual Fund | 20,528,370 | ||||||||
|
|
|||||||||
Transamerica Partners Stock Index Fund |
Mutual Fund | 46,187,901 | ||||||||
Total |
203,850,954 | |||||||||
International |
||||||||||
American Funds Europacific |
Mutual Fund | 33,248,431 | ||||||||
Russell Emerging Markets Fund |
Mutual Fund | 1,779,190 | ||||||||
|
|
|||||||||
Total |
35,027,621 | |||||||||
|
|
|||||||||
Mid/Small Cap Stocks |
||||||||||
Columbia Small Cap Value Fund |
Mutual Fund | 19,687,672 | ||||||||
Fidelity Spartan Extended Market Index |
Mutual Fund | 3,217,344 | ||||||||
Prudential Mid Cap |
Mutual Fund | 17,423,982 | ||||||||
Ridge Worth Mid Cap Value |
Mutual Fund | 7,827,362 | ||||||||
Royce Value Plus |
Mutual Fund | 19,895,568 | ||||||||
|
|
|||||||||
Total |
68,051,928 | |||||||||
|
|
|||||||||
Retirement Funds |
||||||||||
T Rowe RA 2010 |
Mutual Fund | 680,926 | ||||||||
T Rowe RA 2020 |
Mutual Fund | 3,355,127 | ||||||||
T Rowe RA 2030 |
Mutual Fund | 2,595,618 | ||||||||
T Rowe RA 2040 |
Mutual Fund | 1,005,408 | ||||||||
T Rowe RA 2050 |
Mutual Fund | 382,330 | ||||||||
T Rowe RA Income |
Mutual Fund | 850,722 | ||||||||
|
|
|||||||||
Total |
8,870,131 | |||||||||
|
|
|||||||||
Bonds |
||||||||||
Investment Grade |
||||||||||
PIMCO Total Return Fund |
Mutual Fund | 64,210,388 | ||||||||
|
|
|||||||||
Total |
64,210,388 | |||||||||
|
|
|||||||||
High Yield |
||||||||||
Transamerica Partners High Yield Fund |
Mutual Fund | 13,086,687 | ||||||||
|
|
|||||||||
Total |
13,086,687 | |||||||||
|
|
|||||||||
Various Diversified Mutual Funds |
||||||||||
ABERDEEN GLOBAL SMALL CAP A |
402 | Mutual Fund | 8,172 | |||||||
ALPINE DYNAMIC DIVIDEND FUND |
2,503 | Mutual Fund | 9,036 | |||||||
AMANA INCOME FUND |
226 | Mutual Fund | 7,169 | |||||||
AMERICAN CENTURY GOVT BOND F |
6,276 | Mutual Fund | 72,360 | |||||||
AMERICAN CENTURY INFLAT |
796 | Mutual Fund | 10,137 | |||||||
AMERICAN FD FUNDAMENTAL INV FD |
82 | Mutual Fund | 2,912 | |||||||
AMERICAN FD GROWTH FD OF AMERI |
4,582 | Mutual Fund | 130,867 | |||||||
AMERICAN FD INV CO OF AMERIC |
51 | Mutual Fund | 1,390 | |||||||
AMERICAN FD NEW PERSPE |
70 | Mutual Fund | 1,829 | |||||||
AQR INTL MOMENTUM FD CL L |
677 | Mutual Fund | 7,695 | |||||||
AQR MGD FUTURES STRAT FD CL I |
2,375 | Mutual Fund | 22,727 | |||||||
AQR MOMENTUM FD CL L |
1,376 | Mutual Fund | 19,110 | |||||||
AQR SMALL CAP MOMENTUM FD CL |
712 | Mutual Fund | 9,885 | |||||||
ARTIO GLOBAL EQTY FD INC CL |
300 | Mutual Fund | 9,839 | |||||||
ARTIO GLOBAL HIGH INCOME FUND |
642 | Mutual Fund | 6,248 | |||||||
ARTISAN INTL FUND |
1,034 | Mutual Fund | 20,512 | |||||||
ARTISAN INTL VALUE FUND |
998 | Mutual Fund | 25,052 | |||||||
ASTON RIVER ROAD INDEPE |
7,394 | Mutual Fund | 78,594 | |||||||
BARON ASSET FUND |
158 | Mutual Fund | 7,209 | |||||||
BERWYN INCOME FUND |
2,523 | Mutual Fund | 32,467 | |||||||
BLACKROCK EQTY DIVIDEND FD INV |
1,692 | Mutual Fund | 30,706 | |||||||
BLACKROCK GLOBAL ALLOCA |
456 | Mutual Fund | 8,273 | |||||||
BLACKROCK INTL OPPTY A |
627 | Mutual Fund | 17,644 | |||||||
BUFFALO GROWTH FUND |
1,614 | Mutual Fund | 39,768 | |||||||
BUFFALO SCIENCE AND TECH FUND |
1,457 | Mutual Fund | 20,610 | |||||||
CGM FOCUS FUND |
401 | Mutual Fund | 10,297 | |||||||
COHEN & STEERS REALTY SHARES |
397 | Mutual Fund | 24,160 | |||||||
COLUMBIA ACORN FUND CL Z |
1,282 | Mutual Fund | 35,343 | |||||||
COLUMBIA ACORN INTL FD CL Z |
188 | Mutual Fund | 6,448 | |||||||
COLUMBIA VALUE AND RESTRU |
642 | Mutual Fund | 28,544 | |||||||
CROFT LEOMINSTER VALUE |
731 | Mutual Fund | 15,785 |
- 13 -
WILLIS NORTH AMERICA INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number - 13-5654526
FORM 5500, SCHEDULE H, PART 1V, LINE 4i - SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2011
Identity of issue, borrower, lessor, or similar party | Description of investment including maturity date, rate of interest, collateral, par, or maturity value |
Current Value | ||||||||
DELAFIELD FUND |
1,243 | Mutual Fund | 33,473 | |||||||
DFA EMERGING MARKETS CORE E |
1,269 | Mutual Fund | 21,882 | |||||||
DFA EMERGING MARKETS VALUE |
91 | Mutual Fund | 2,352 | |||||||
DFA FIVE YEAR GLOBAL FIXED |
943 | Mutual Fund | 10,285 | |||||||
DFA GLOBAL REAL ESTATE SECURI |
3,382 | Mutual Fund | 26,410 | |||||||
DFA INTERNATIONAL CORE EQUITY |
2,902 | Mutual Fund | 26,868 | |||||||
DFA INTL SMALL CAP VALUE PORTF |
560 | Mutual Fund | 7,605 | |||||||
DFA INTL SMALL COMPANY PORTFO |
1,995 | Mutual Fund | 27,605 | |||||||
DFA INTL VALUE III PORT |
554 | Mutual Fund | 7,632 | |||||||
DFA LARGE CAP VALUE III PORTFO |
1,308 | Mutual Fund | 19,162 | |||||||
DFA SLCTIVELY HEDGED GLOBAL |
1,985 | Mutual Fund | 19,993 | |||||||
DFA TWO YEAR GLOBAL FIXED |
2,595 | Mutual Fund | 26,153 | |||||||
DFA U.S. CORE EQUITY 2 PORTFO |
8,335 | Mutual Fund | 88,266 | |||||||
DFA U.S. LARGE CAP VALUE PORTF |
11,002 | Mutual Fund | 210,571 | |||||||
DFA U.S. SMALL CAP VALUE PORTF |
1,251 | Mutual Fund | 28,982 | |||||||
DFA US MICRO CAP PORT |
1,046 | Mutual Fund | 13,828 | |||||||
DFA US TARGETED VALUE PORTFO |
638 | Mutual Fund | 9,788 | |||||||
DIREXION MONTHLY SMALL CAP BE |
84 | Mutual Fund | 844 | |||||||
DODGE & COX INCOME FUND |
767 | Mutual Fund | 10,207 | |||||||
DODGE & COX INTL STOCK FUND |
1,280 | Mutual Fund | 37,439 | |||||||
DODGE & COX STOCK FUND |
499 | Mutual Fund | 50,761 | |||||||
DOUBLELINE TOTAL RETURN BD FD |
2,705 | Mutual Fund | 29,838 | |||||||
DREYFUS INFLATION ADJUST |
733 | Mutual Fund | 10,146 | |||||||
DWS EAFE EQUITY INDEX FD INSTL |
248 | Mutual Fund | 2,673 | |||||||
DWS EQUITY 500 INDEX FD INSTL |
44 | Mutual Fund | 6,318 | |||||||
FAIRHOLME FUND |
660 | Mutual Fund | 15,289 | |||||||
FBR SMALL CAP FINANCIAL FUND I |
250 | Mutual Fund | 4,129 | |||||||
FEDERATED PRUDENT BEAR FD CL |
1,077 | Mutual Fund | 4,708 | |||||||
FEDERATED TOTAL RETURN BOND F |
1,219 | Mutual Fund | 13,749 | |||||||
FEDERATED US GOVT SEC FD 1 TO |
2,241 | Mutual Fund | 24,293 | |||||||
FIDELITY CANADA FUND |
894 | Mutual Fund | 44,827 | |||||||
FIDELITY CAPITAL APPR FD |
510 | Mutual Fund | 12,546 | |||||||
FIDELITY INTL DISCOVERY FUND |
422 | Mutual Fund | 11,652 | |||||||
FIDELITY LATIN AMER FUND |
1,029 | Mutual Fund | 50,319 | |||||||
FIDELITY SLCT CHEMICALS PORT |
260 | Mutual Fund | 24,719 | |||||||
FIDELITY SLCT COMM EQUIPM |
56 | Mutual Fund | 1,230 | |||||||
FIDELITY SLCT HEALTH CARE P |
74 | Mutual Fund | 9,061 | |||||||
FIDELITY SLCT MATERIALS PORT |
227 | Mutual Fund | 13,927 | |||||||
FIDELITY SLCT NATURAL RESOUR |
969 | Mutual Fund | 30,332 | |||||||
FIDELITY SLCT NATURL GAS PORT |
715 | Mutual Fund | 21,762 | |||||||
FIDELITY SLCT SOFTWARE &COMPUT |
46 | Mutual Fund | 3,599 | |||||||
FIDELITY SLCT TELECOM PORTFO |
32 | Mutual Fund | 1,409 | |||||||
GABELLI ASSET FUND AAA |
35 | Mutual Fund | 1,673 | |||||||
GABELLI EQUITY INCOME FUND C |
1,122 | Mutual Fund | 22,960 | |||||||
GABELLI SMALL CAP GROWTH FUND |
1,058 | Mutual Fund | 33,291 | |||||||
GAMCO GOLD FUND CL AAA |
357 | Mutual Fund | 8,393 | |||||||
GAMCO WESTWOOD BALANCED FUND C |
1,398 | Mutual Fund | 14,831 | |||||||
HARBOR CAP APPRECIATION FUND I |
1,415 | Mutual Fund | 52,228 | |||||||
HARBOR COMMODITY REAL RETURN |
614 | Mutual Fund | 4,233 | |||||||
HARBOR INTERNATIONAL FUND I |
93 | Mutual Fund | 4,827 | |||||||
HARBOR REAL RETURN INSTL |
937 | Mutual Fund | 10,040 | |||||||
HARDING LOEVNER EMERGING MARKE |
294 | Mutual Fund | 12,452 | |||||||
HEARTLAND SELECT VALUE FUND I |
200 | Mutual Fund | 5,375 | |||||||
HEARTLAND VALUE PLUS FD INV CL |
338 | Mutual Fund | 9,360 | |||||||
HUSSMAN STRATEGIC TOTAL RETURN |
1,884 | Mutual Fund | 23,169 | |||||||
ICON ENERGY FUND CL S |
647 | Mutual Fund | 11,879 | |||||||
INTREPID SMALL CAP |
666 | Mutual Fund | 9,806 | |||||||
INVESCO CONSTELLATION FD CL A |
2,244 | Mutual Fund | 47,922 | |||||||
INVESCO TECHNOLOGY FD INV CL |
12 | Mutual Fund | 363 | |||||||
IQ ALPHA HEDGE STRATEGY INST C |
2,643 | Mutual Fund | 26,429 | |||||||
IRONCLAD MGD RISK |
4,803 | Mutual Fund | 51,392 | |||||||
IVY ASSET STRATEGY FUND CL A |
649 | Mutual Fund | 14,442 | |||||||
IVY ASSET STRATEGY FUND CL I |
1,006 | Mutual Fund | 22,576 | |||||||
JANUS BALANCED FD CL T |
390 | Mutual Fund | 9,551 | |||||||
JANUS GROWTH & INCM CL T |
30 | Mutual Fund | 902 | |||||||
JANUS OVERSEAS FD CL T |
1,239 | Mutual Fund | 38,934 | |||||||
JANUS TRITON FD CL T |
4,792 | Mutual Fund | 77,824 | |||||||
JENSEN QUALITY GROWTH FD CL J |
296 | Mutual Fund | 7,854 | |||||||
KINETICS PARADIGM FUND |
464 | Mutual Fund | 9,194 |
- 14 -
WILLIS NORTH AMERICA INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number - 13-5654526
FORM 5500, SCHEDULE H, PART 1V, LINE 4i - SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2011
Identity of issue, borrower, lessor, or similar party | Description of investment including maturity date, rate of interest, collateral, par, or maturity value |
Current Value | ||||||||
LAZARD EMRG MKTS PORT OPEN S |
1,314 | Mutual Fund | 22,606 | |||||||
LEUTHOLD CORE INVESTMENT FUND |
460 | Mutual Fund | 7,203 | |||||||
LOOMIS SAYLES BOND FUND CL I |
6,211 | Mutual Fund | 86,513 | |||||||
LOOMIS SAYLES GLOBAL BD FD CL |
2,519 | Mutual Fund | 41,116 | |||||||
LOOMIS SAYLES STRATEGIC INCOME |
534 | Mutual Fund | 7,680 | |||||||
MAINSTAY LARGE CAP GROWTH |
1,335 | Mutual Fund | 9,156 | |||||||
MANNING & NAPIER EQUITY SERIES |
495 | Mutual Fund | 8,606 | |||||||
MANNING & NAPIER WORLD OPPTY |
339 | Mutual Fund | 2,246 | |||||||
MARKETFIELD FD |
1,547 | Mutual Fund | 21,692 | |||||||
MARSICO GLOBAL FD |
863 | Mutual Fund | 8,356 | |||||||
MATTHEWS CHINA FUND |
429 | Mutual Fund | 9,227 | |||||||
MATTHEWS INDIA FUND |
1,820 | Mutual Fund | 24,730 | |||||||
MATTHEWS PACIFIC TIGER FUND |
1,790 | Mutual Fund | 36,383 | |||||||
MERIDIAN GROWTH FUND |
433 | Mutual Fund | 18,040 | |||||||
METROPOLITAN WEST TOTAL RETURN |
8,117 | Mutual Fund | 84,172 | |||||||
NEUBERGER BERMAN FOCUS FD INV |
113 | Mutual Fund | 2,141 | |||||||
NUVEEN MID CAP SELECT CL A |
24 | Mutual Fund | 223 | |||||||
NUVEEN REAL ESTATE SECS A |
398 | Mutual Fund | 7,475 | |||||||
OAKMARK EQUITY INCOME FD |
923 | Mutual Fund | 24,959 | |||||||
OAKMARK INTL FD CLASS I |
1,831 | Mutual Fund | 30,308 | |||||||
PARNASSUS EQUITY INCOME FUND I |
410 | Mutual Fund | 10,802 | |||||||
PAYDEN VALUE LEADERS FUND |
346 | Mutual Fund | 3,623 | |||||||
PERKINS SMALL CAP VALUE FD CL |
73 | Mutual Fund | 1,493 | |||||||
PERMANENT PORTFOLIO |
86 | Mutual Fund | 3,978 | |||||||
PIMCO ALL ASSET CL D |
2,588 | Mutual Fund | 29,687 | |||||||
PIMCO COMMODITY REAL RETURN |
5,617 | Mutual Fund | 36,735 | |||||||
PIMCO COMMODITY REAL RETURN |
2,666 | Mutual Fund | 17,140 | |||||||
PIMCO DIVERSIFIED INCOME CL D |
473 | Mutual Fund | 5,330 | |||||||
PIMCO EMER MKTS CURRENCY INSTL |
6,571 | Mutual Fund | 65,115 | |||||||
PIMCO FOREIGN BOND FUND INSTIT |
662 | Mutual Fund | 7,007 | |||||||
PIMCO GLOBAL ADVANTAGE STRATE |
3,540 | Mutual Fund | 39,649 | |||||||
PIMCO GNMA D |
4,967 | Mutual Fund | 58,408 | |||||||
PIMCO REAL RETURN FUND CL D |
6,503 | Mutual Fund | 76,668 | |||||||
PIMCO TOTAL RETURN FUND CL D |
14,976 | Mutual Fund | 162,785 | |||||||
PIMCO UNCONSTRAINED BD FD IN |
1,200 | Mutual Fund | 13,066 | |||||||
PROFUNDS MID CAP GROWTH INV CL |
53 | Mutual Fund | 2,263 | |||||||
RAINIER MID CAP EQUITY PORT O |
468 | Mutual Fund | 18,010 | |||||||
ROYCE LOW PRICED STK FD SERVIC |
825 | Mutual Fund | 11,803 | |||||||
ROYCE PA MUTUAL FUND INVEST |
931 | Mutual Fund | 10,020 | |||||||
ROYCE PREMIER FUND INVEST |
4,251 | Mutual Fund | 78,728 | |||||||
RS TECHNOLOGY FUND |
792 | Mutual Fund | 13,108 | |||||||
RYDEX GOVT LONG BD 1.2X STRATE |
649 | Mutual Fund | 10,665 | |||||||
RYDEX LONG SHORT COMMOD |
175 | Mutual Fund | 4,211 | |||||||
RYDEX NASDAQ-100 FUND INV CL |
122 | Mutual Fund | 1,810 | |||||||
SCHWAB DIVIDEND EQUITY FUND |
2,236 | Mutual Fund | 29,897 | |||||||
SCHWAB FINANCIAL SERVICES FUND |
702 | Mutual Fund | 6,301 | |||||||
SCHWAB FUNDAMENTAL EMER MKT IN |
1,946 | Mutual Fund | 16,019 | |||||||
SCHWAB GNMA FUND |
3,003 | Mutual Fund | 31,712 | |||||||
SCHWAB HEALTH CARE FUND |
252 | Mutual Fund | 4,418 | |||||||
SCHWAB INTL INDEX FUND |
673 | Mutual Fund | 9,826 | |||||||
SCHWAB MARKETTRACK CONSER |
478 | Mutual Fund | 6,408 | |||||||
SCHWAB S&P 500 INDEX FD |
1,317 | Mutual Fund | 25,773 | |||||||
SCHWAB SMALL CAP INDEX FUND |
957 | Mutual Fund | 18,192 | |||||||
SCHWAB TREASURY INFLAT |
9,762 | Mutual Fund | 113,141 | |||||||
SEQUOIA FUND |
42 | Mutual Fund | 6,080 | |||||||
SOUND SHORE FUND INC |
1,809 | Mutual Fund | 53,408 | |||||||
SSGA EMERGING MARKETS FD |
136 | Mutual Fund | 2,441 | |||||||
T ROWE PRICE EUROPEAN STOCK |
203 | Mutual Fund | 2,690 | |||||||
T ROWE PRICE HIGH YIELD FUND |
8,589 | Mutual Fund | 55,741 | |||||||
T ROWE PRICE INTL BOND FUND |
2,619 | Mutual Fund | 25,507 | |||||||
T ROWE PRICE LATIN AMERIC |
799 | Mutual Fund | 31,044 | |||||||
T ROWE PRICE MEDIA AND TELECO |
270 | Mutual Fund | 12,670 | |||||||
TEMPLETON FOREIGN FUND CL A |
1,002 | Mutual Fund | 5,933 | |||||||
TEMPLETON GLOBAL BOND FUND A |
3,600 | Mutual Fund | 44,537 | |||||||
TEMPLETON WORLD FUND CL A |
2,828 | Mutual Fund | 38,852 | |||||||
THIRD AVENUE REAL ESTATE VALUE |
401 | Mutual Fund | 8,137 | |||||||
THIRD AVENUE VALUE FD INSTL |
476 | Mutual Fund | 19,122 | |||||||
THORNBURG LTD TERM INCM FD CL |
940 | Mutual Fund | 12,422 | |||||||
TOCQUEVILLE FUND |
449 | Mutual Fund | 9,937 |
- 15 -
WILLIS NORTH AMERICA INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number - 13-5654526
FORM 5500, SCHEDULE H, PART 1V, LINE 4i - SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2011
Identity of issue, borrower, lessor, or similar party | Description of investment including maturity date, rate of interest, collateral, par, or maturity value |
Current Value | ||||||||
TOCQUEVILLE GOLD FUND |
46 | Mutual Fund | 3,267 | |||||||
TOUCHSTONE SANDS CAPITAL SLCT |
1,667 | Mutual Fund | 16,987 | |||||||
TWEEDY BROWNE GLOBAL VALUE |
39 | Mutual Fund | 848 | |||||||
VANGUARD 500 INDEX FD INVEST |
858 | Mutual Fund | 99,384 | |||||||
VANGUARD DEVELOPED MKTS INDEX |
8,362 | Mutual Fund | 70,996 | |||||||
VANGUARD DIV GROWTH FD INVEST |
3,302 | Mutual Fund | 50,912 | |||||||
VANGUARD EMRG MKTS STK INDEX |
1,268 | Mutual Fund | 30,571 | |||||||
VANGUARD GROWTH INDEX FD INVES |
325 | Mutual Fund | 10,345 | |||||||
VANGUARD HIGH YIELD CORP FUND |
1,303 | Mutual Fund | 7,411 | |||||||
VANGUARD INFLATION PROTEC |
4,613 | Mutual Fund | 65,085 | |||||||
VANGUARD INTL EXPLORER INVES |
1,710 | Mutual Fund | 21,920 | |||||||
VANGUARD INTL GROWTH FD INVEST |
1,051 | Mutual Fund | 17,177 | |||||||
VANGUARD INTL VALUE FUND |
498 | Mutual Fund | 13,254 | |||||||
VANGUARD MID CAP GROWTH INDEX |
808 | Mutual Fund | 18,925 | |||||||
VANGUARD S/T INVESTMENT GRADE |
7,543 | Mutual Fund | 80,262 | |||||||
VANGUARD SHORT TERM BOND INDEX |
4,903 | Mutual Fund | 52,020 | |||||||
VANGUARD SMALL CAP GWTH INDEX |
754 | Mutual Fund | 16,208 | |||||||
VANGUARD SMALL CAP INDEX FUND |
648 | Mutual Fund | 21,614 | |||||||
VANGUARD TOTAL BD MARKET INDEX |
10,251 | Mutual Fund | 112,761 | |||||||
VANGUARD TOTAL INTL STOCK |
1,868 | Mutual Fund | 24,392 | |||||||
VANGUARD TOTAL STOCK MKT INDEX |
1,451 | Mutual Fund | 45,407 | |||||||
VANGUARD VALUE INDEX FUND I |
608 | Mutual Fund | 12,442 | |||||||
VANGUARD WELLESLEY INCOME |
1,568 | Mutual Fund | 35,961 | |||||||
VANGUARD WELLINGTON FD INVEST |
1,894 | Mutual Fund | 59,363 | |||||||
VANGUARD WINDSOR FUND INVEST |
1,018 | Mutual Fund | 12,999 | |||||||
VANGUARD WINDSOR II FD INVEST |
890 | Mutual Fund | 22,944 | |||||||
WEITZ VALUE FUND |
860 | Mutual Fund | 25,891 | |||||||
WELLS FARGO ADVTG DIVERS INTL |
85 | Mutual Fund | 778 | |||||||
WELLS FARGO ADVTG GWTH FD IN |
3,978 | Mutual Fund | 135,677 | |||||||
WELLS FARGO ADVTG PREMIE |
396 | Mutual Fund | 3,663 | |||||||
WHITE OAK SELECT GROWTH FUND |
704 | Mutual Fund | 26,326 | |||||||
YACKTMAN FOCUSED FUND |
489 | Mutual Fund | 9,184 | |||||||
YACKTMAN FUND |
5,411 | Mutual Fund | 94,745 | |||||||
|
|
|||||||||
Total |
5,214,179 | |||||||||
|
|
|||||||||
Common Stocks |
||||||||||
Willis |
||||||||||
WILLIS STOCK FUND |
514,195 | Shares of Common Stock | 20,843,077 | |||||||
|
|
|||||||||
Total |
20,843,077 | |||||||||
|
|
|||||||||
Other Common Stock |
||||||||||
1 800 FLOWERS.COM INC |
2,500 | Shares of Common Stock | 5,500 | |||||||
1/100 BERKSHIRE HTWY CLA100 SH |
100 | Shares of Common Stock | 114,755 | |||||||
3M COMPANY |
900 | Shares of Common Stock | 73,596 | |||||||
A E S CORP |
100 | Shares of Common Stock | 1,184 | |||||||
A M R CORPORATION |
75 | Shares of Common Stock | 26 | |||||||
A O N CORPORATION |
160 | Shares of Common Stock | 7,488 | |||||||
A T & T INC NEW |
837 | Shares of Common Stock | 25,321 | |||||||
ACELRX PHARMACEUTICALS ** PEN |
3,500 | Shares of Common Stock | 6,720 | |||||||
ACTIONS SEMICNDCTOR ADRF** PEN |
3,000 | Shares of Common Stock | 5,490 | |||||||
ADVANCE AUTO PARTS INC EXCHAN |
372 | Shares of Common Stock | 25,902 | |||||||
AETERNA ZENTARIS NEW F |
2,000 | Shares of Common Stock | 3,080 | |||||||
AETNA INC NEW |
50 | Shares of Common Stock | 2,110 | |||||||
AGRIUM INC F |
100 | Shares of Common Stock | 6,711 | |||||||
AIRGAS INC TENDER |
51 | Shares of Common Stock | 3,973 | |||||||
ALAMOS GOLD INC F |
400 | Shares of Common Stock | 6,807 | |||||||
ALBERTA STAR DEV CP NEWF |
200 | Shares of Common Stock | 39 | |||||||
ALCATEL LUCENT ADR FSPONSO |
731 | Shares of Common Stock | 1,140 | |||||||
ALCOA INC |
1,580 | Shares of Common Stock | 13,666 | |||||||
ALKANE RESOURCES ORD F |
5,000 | Shares of Common Stock | 4,639 | |||||||
ALLEGHENY TECH INC NEW |
45 | Shares of Common Stock | 2,151 | |||||||
ALNYLAM PHARMACEUTICALS ** PEN |
500 | Shares of Common Stock | 4,075 | |||||||
ALPHA NATURAL RESOURCES ** PEN |
100 | Shares of Common Stock | 2,043 | |||||||
ALTRIA GROUP INC |
2,384 | Shares of Common Stock | 70,692 | |||||||
AMAZON COM INC |
25 | Shares of Common Stock | 4,328 | |||||||
AMEREN CORPORATION |
500 | Shares of Common Stock | 16,565 | |||||||
AMERICAN CAPITAL AGENCY REITS |
210 | Shares of Common Stock | 5,900 | |||||||
AMERICAN INTL GROUP INC TRADES |
392 | Shares of Common Stock | 2,160 | |||||||
AMERICAN INTL GROUP NEW |
742 | Shares of Common Stock | 17,214 | |||||||
AMERICAN SKIING CORP XXXPLAN O |
1,830 | Shares of Common Stock | | |||||||
ANADARKO PETROLEUM CORP |
200 | Shares of Common Stock | 15,266 |
- 16 -
WILLIS NORTH AMERICA INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number - 13-5654526
FORM 5500, SCHEDULE H, PART 1V, LINE 4i - SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2011
Identity of issue, borrower, lessor, or similar party | Description of investment including maturity date, rate of interest, collateral, par, or maturity value |
Current Value | ||||||||
ANNALY CAPITAL MGMT REIT |
6,207 | Shares of Common Stock | 99,065 | |||||||
AOL INC |
6 | Shares of Common Stock | 91 | |||||||
APACHE CORP |
559 | Shares of Common Stock | 50,634 | |||||||
APERAM FNEW YO |
7 | Shares of Common Stock | 99 | |||||||
APOLLO INVESTMENT CORP ** PEN |
8,000 | Shares of Common Stock | 51,520 | |||||||
APPLE INC |
771 | Shares of Common Stock | 312,255 | |||||||
APPLIED MATERIALS INC |
1,275 | Shares of Common Stock | 13,658 | |||||||
ARADIGM CORP NEW |
180 | Shares of Common Stock | 19 | |||||||
ARCELOR MITTAL NY NEW FNEW YO |
160 | Shares of Common Stock | 2,910 | |||||||
ARCHER-DANIELS-MIDLND CO |
50 | Shares of Common Stock | 1,430 | |||||||
ARES CAPITAL CORP |
2,000 | Shares of Common Stock | 30,900 | |||||||
ARM HOLDINGS PLC ADR F1 ADR |
100 | Shares of Common Stock | 2,767 | |||||||
ASPEN INSURANCE HOLDINGS ** PEN |
500 | Shares of Common Stock | 13,250 | |||||||
ASTRAZENECA PLC ADR FSPONSO |
110 | Shares of Common Stock | 5,092 | |||||||
ATLAS CORPORATION |
103,000 | Shares of Common Stock | 1,133 | |||||||
ATLAS ENERGY LP |
150 | Shares of Common Stock | 3,645 | |||||||
ATMEL CORP |
2,000 | Shares of Common Stock | 16,200 | |||||||
ATP OIL & GAS CORP |
550 | Shares of Common Stock | 4,048 | |||||||
AUCTION MILLS INC NEW |
4 | Shares of Common Stock | | |||||||
AURICO GOLD INC F |
255 | Shares of Common Stock | 2,043 | |||||||
AUTO DATA PROCESSING |
40 | Shares of Common Stock | 2,160 | |||||||
B G C PARTNERS CLASS A |
481 | Shares of Common Stock | 2,859 | |||||||
B M C SOFTWARE INC |
400 | Shares of Common Stock | 13,112 | |||||||
B2GOLD CORP F |
392 | Shares of Common Stock | 1,208 | |||||||
BAIDU COM INC ADR F ** PEN |
115 | Shares of Common Stock | 13,394 | |||||||
BANCO SANTANDR CENT ADRFSPONSO |
470 | Shares of Common Stock | 3,534 | |||||||
BANDERA GOLD LTD F |
500 | Shares of Common Stock | 20 | |||||||
BANK OF AMERICA CORP |
6,962 | Shares of Common Stock | 38,707 | |||||||
BARRETT BUSINESS SVCS |
1,033 | Shares of Common Stock | 20,624 | |||||||
BAYER A G SPONSORED ADRFSPONSO |
350 | Shares of Common Stock | 22,445 | |||||||
BAYSWATER URANIUM NEW F |
100 | Shares of Common Stock | 17 | |||||||
BB LIQUIDATING INC CL A CLASS |
400 | Shares of Common Stock | 4 | |||||||
BB&T CORPORATION |
385 | Shares of Common Stock | 9,703 | |||||||
BERKLEY W R CORPORATION |
105 | Shares of Common Stock | 3,597 | |||||||
BERKSHIRE HATHAWAY B NEWCLASS |
560 | Shares of Common Stock | 42,728 | |||||||
BEST BUY INC |
190 | Shares of Common Stock | 4,440 | |||||||
BIOELECTRONICS CORP |
12,000 | Shares of Common Stock | 43 | |||||||
BIOPURE CORP CL A NEW TRADIN |
16 | Shares of Common Stock | | |||||||
BIOSCRIP INC |
1,500 | Shares of Common Stock | 8,190 | |||||||
BLACK HILLS CORP |
500 | Shares of Common Stock | 16,790 | |||||||
BLACKROCK INC |
15 | Shares of Common Stock | 2,674 | |||||||
BLACKSTONE GROUP LP ** PEN |
344 | Shares of Common Stock | 4,820 | |||||||
BOEING CO ODDLOT |
110 | Shares of Common Stock | 8,069 | |||||||
BONANZA OIL & GAS INC |
2,400 | Shares of Common Stock | 1 | |||||||
BOSTON SCIENTIFIC CORP |
1,000 | Shares of Common Stock | 5,340 | |||||||
BOX SHIPS INC ** PEN |
3,750 | Shares of Common Stock | 31,388 | |||||||
BP PLC ADR FSPONSO |
42 | Shares of Common Stock | 1,776 | |||||||
BRANDYWINE REALTY TR NEWREIT |
209 | Shares of Common Stock | 1,984 | |||||||
BRIGUS GOLD CORP F |
6,000 | Shares of Common Stock | 5,790 | |||||||
BRINKS CO DUTCH |
39 | Shares of Common Stock | 1,055 | |||||||
BROOKS AUTOMATION NEW DUTCH |
31 | Shares of Common Stock | 318 | |||||||
BROWN & BROWN INC |
1,007 | Shares of Common Stock | 22,786 | |||||||
BRUKER CORPORATION |
600 | Shares of Common Stock | 7,452 | |||||||
BUFFALO WILD WINGS INC ** PEN |
50 | Shares of Common Stock | 3,376 | |||||||
BUNGE LIMITED F |
803 | Shares of Common Stock | 45,951 | |||||||
C V S CAREMARK CORP |
200 | Shares of Common Stock | 8,156 | |||||||
CADAN RESOURCES NEW F |
100 | Shares of Common Stock | 15 | |||||||
CALLON PETROLEUM CO |
500 | Shares of Common Stock | 2,485 | |||||||
CALPINE CORP NEW |
1,000 | Shares of Common Stock | 16,330 | |||||||
CALUMET SPECIALTY PROD ** PRI |
15 | Shares of Common Stock | 302 | |||||||
CAMBREX CORP |
3,969 | Shares of Common Stock | 28,497 | |||||||
CAMECO CORP FFULLY |
825 | Shares of Common Stock | 14,891 | |||||||
CAMPBELL SOUP COMPANY |
500 | Shares of Common Stock | 16,620 | |||||||
CANADIAN ZINC CORP F |
545 | Shares of Common Stock | 356 | |||||||
CAPITAL BANK CORP NEW |
203 | Shares of Common Stock | 408 | |||||||
CAPITAL CITY BANK GROUP |
1,014 | Shares of Common Stock | 9,686 | |||||||
CAPSTONE MINING CORP F |
200 | Shares of Common Stock | 543 | |||||||
CARDERO RESOURCES CORP F |
28,000 | Shares of Common Stock | 28,560 | |||||||
CASEYS GEN STORES INC COMPET |
498 | Shares of Common Stock | 25,652 |
- 17 -
WILLIS NORTH AMERICA INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number - 13-5654526
FORM 5500, SCHEDULE H, PART 1V, LINE 4i - SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2011
Identity of issue, borrower, lessor, or similar party | Description of investment including maturity date, rate of interest, collateral, par, or maturity value |
Current Value | ||||||||
CATERPILLAR INC |
394 | Shares of Common Stock | 35,696 | |||||||
CELGENE CORP |
65 | Shares of Common Stock | 4,394 | |||||||
CENTRAL FD CDA LTD CLA FCLASS |
2,670 | Shares of Common Stock | 52,359 | |||||||
CENTURYLINK INC |
313 | Shares of Common Stock | 11,628 | |||||||
CENVEO INC |
5,825 | Shares of Common Stock | 19,805 | |||||||
CERNER CORP |
200 | Shares of Common Stock | 12,250 | |||||||
CERRO RESOURCES NL ORD F |
40,000 | Shares of Common Stock | 4,304 | |||||||
CF INDUSTRIES HOLDINGS ** PEN |
35 | Shares of Common Stock | 5,074 | |||||||
CHECK PT SOFTWARE TECH F |
115 | Shares of Common Stock | 6,042 | |||||||
CHESAPEAKE ENERGY CORP |
750 | Shares of Common Stock | 16,718 | |||||||
CHESAPEAKE UTIL CORP |
100 | Shares of Common Stock | 4,335 | |||||||
CHEVRON CORPORATION |
673 | Shares of Common Stock | 71,655 | |||||||
CHIMERA INVESTMENT CORP ** PEN |
100 | Shares of Common Stock | 251 | |||||||
CHINA ENERGY SVGS TECH TRADIN |
1,000 | Shares of Common Stock | | |||||||
CHIPOTLE MEXICAN GRILL ** PEN |
10 | Shares of Common Stock | 3,377 | |||||||
CHUBB CORPORATION |
201 | Shares of Common Stock | 13,931 | |||||||
CINCINNATI FINANCIAL CP |
508 | Shares of Common Stock | 15,466 | |||||||
CISCO SYSTEMS INC |
3,314 | Shares of Common Stock | 59,923 | |||||||
CITADEL BROADCASTING CP |
12 | Shares of Common Stock | | |||||||
CITIGROUP INC NEW |
8,351 | Shares of Common Stock | 219,718 | |||||||
CITRIX SYSTEMS INC |
215 | Shares of Common Stock | 13,055 | |||||||
COCA COLA COMPANY |
232 | Shares of Common Stock | 16,214 | |||||||
COEUR D ALENE MINES NEW |
700 | Shares of Common Stock | 16,898 | |||||||
COGNIZANT TECH SOL CL A |
50 | Shares of Common Stock | 3,216 | |||||||
COLGATE-PALMOLIVE CO |
70 | Shares of Common Stock | 6,467 | |||||||
COLONIAL BANCGROUP INC REGIST |
725 | Shares of Common Stock | | |||||||
COMCAST CORP NEW CL A |
119 | Shares of Common Stock | 2,833 | |||||||
COMDISCO HOLDING CO RTSRIGHTS |
150 | Shares of Common Stock | 11 | |||||||
COMMERCIAL METALS CO XXXSUBMIT |
100 | Shares of Common Stock | 1,396 | |||||||
COMPUTRZD THERML IMAGING |
1,000 | Shares of Common Stock | 3 | |||||||
CONAGRA FOODS INC |
10 | Shares of Common Stock | 264 | |||||||
CONCHO RESOURCES INC ** PEN |
45 | Shares of Common Stock | 4,219 | |||||||
CONOCOPHILLIPS |
1,411 | Shares of Common Stock | 102,808 | |||||||
CONS WATER CO INC ORD F |
607 | Shares of Common Stock | 5,206 | |||||||
CONTINENTAL RESOURCES ** PEN |
75 | Shares of Common Stock | 5,003 | |||||||
CONTL PRECIOUS MINERALSF |
1,000 | Shares of Common Stock | 290 | |||||||
COPANO ENERGY LLC ** PEN |
18 | Shares of Common Stock | 619 | |||||||
COPPER NORTH MNG CORP F |
40 | Shares of Common Stock | 10 | |||||||
CORN PRODUCTS INTL INC |
251 | Shares of Common Stock | 13,225 | |||||||
CORNING INC |
200 | Shares of Common Stock | 2,596 | |||||||
COSTCO WHSL CORP NEW |
90 | Shares of Common Stock | 7,521 | |||||||
COVIDIEN PLC NEW F |
9 | Shares of Common Stock | 412 | |||||||
CROSSHAIR ENERGY CORP F |
362 | Shares of Common Stock | 127 | |||||||
CSR PLC ADR FSPONSO |
147 | Shares of Common Stock | 1,680 | |||||||
CUMMINS INC |
50 | Shares of Common Stock | 4,439 | |||||||
CURRENCYSHARES JAPANESE YEN TR |
134 | Shares of Common Stock | 17,143 | |||||||
CYNOSURE INC ** PEN |
600 | Shares of Common Stock | 7,056 | |||||||
DDR CORP |
208 | Shares of Common Stock | 2,532 | |||||||
DECKERS OUTDOOR CORP |
30 | Shares of Common Stock | 2,267 | |||||||
DECODE GENETICS INC XXXPLAN O |
5,900 | Shares of Common Stock | | |||||||
DEERE & CO |
105 | Shares of Common Stock | 8,154 | |||||||
DELL INC |
605 | Shares of Common Stock | 8,851 | |||||||
DENISON MINES CORP F |
2,500 | Shares of Common Stock | 3,125 | |||||||
DEVON ENERGY CP NEW |
1,017 | Shares of Common Stock | 63,036 | |||||||
DHT HOLDINGS INC XXXCASH M |
222 | Shares of Common Stock | 164 | |||||||
DIREXION SHARES ETF NEW DAILY |
11 | Shares of Common Stock | 714 | |||||||
DIREXION SHS EXCH TRD FD ** PEN |
100 | Shares of Common Stock | 3,645 | |||||||
DISNEY WALT CO |
175 | Shares of Common Stock | 6,572 | |||||||
DITEM EXPLORATION INC F |
1,000 | Shares of Common Stock | 34 | |||||||
DOMINOS PIZZA INC ** PEN |
100 | Shares of Common Stock | 3,395 | |||||||
DOW CHEMICAL COMPANY |
210 | Shares of Common Stock | 6,040 | |||||||
DRYSHIPS INC F ** PEN |
100 | Shares of Common Stock | 200 | |||||||
DU PONT E I DE NEMOUR&CO |
104 | Shares of Common Stock | 4,778 | |||||||
DUKE ENERGY CORP NEW |
3,080 | Shares of Common Stock | 67,760 | |||||||
E M C CORP MASS |
609 | Shares of Common Stock | 13,118 | |||||||
E O G RESOURCES INC |
400 | Shares of Common Stock | 39,404 | |||||||
EARTHLINK INC |
100 | Shares of Common Stock | 644 | |||||||
EAST ASIA MINERALS CORPF |
700 | Shares of Common Stock | 329 | |||||||
EASTMAN KODAK COMPANY |
217 | Shares of Common Stock | 141 |
- 18 -
WILLIS NORTH AMERICA INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number - 13-5654526
FORM 5500, SCHEDULE H, PART 1V, LINE 4i - SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2011
Identity of issue, borrower, lessor, or similar party | Description of investment including maturity date, rate of interest, collateral, par, or maturity value |
Current Value | ||||||||
EBAY INC |
100 | Shares of Common Stock | 3,033 | |||||||
ECHELON CORPORATION |
180 | Shares of Common Stock | 877 | |||||||
ECOLAB INC |
105 | Shares of Common Stock | 6,070 | |||||||
EDDIE BAUER HOLDINGS XXXBANKRU |
5,000 | Shares of Common Stock | | |||||||
EDWARDS LIFESCIENCES CP |
70 | Shares of Common Stock | 4,949 | |||||||
ELAN CORP PLC SPON ADR FSPONSO |
3,300 | Shares of Common Stock | 45,342 | |||||||
ELECTROGLAS CORP XXXBANKRU |
400 | Shares of Common Stock | | |||||||
EMERSON ELECTRIC CO |
358 | Shares of Common Stock | 16,661 | |||||||
ENDEAVOUR INTL CORP NEW |
8 | Shares of Common Stock | 70 | |||||||
ENDEAVOUR SILVER CORP F |
600 | Shares of Common Stock | 5,826 | |||||||
ENDURANCE SPECALTY HLDGF |
100 | Shares of Common Stock | 3,825 | |||||||
ENERPLUS CORP F |
250 | Shares of Common Stock | 6,330 | |||||||
ENRON CORP XXXBANKRU |
1,400 | Shares of Common Stock | | |||||||
ENTEGRIS INC DUTCH |
1,000 | Shares of Common Stock | 8,725 | |||||||
ENTERPRISE PRD PRTNRS LP |
275 | Shares of Common Stock | 12,755 | |||||||
ENTMNT GAMING ASIA INC |
1,000 | Shares of Common Stock | 225 | |||||||
ERICSSON TEL ADR B NEW FCL B S |
120 | Shares of Common Stock | 1,216 | |||||||
EVOLVING SYSTEMS INC NEW |
1,000 | Shares of Common Stock | 7,450 | |||||||
EWORLD COMPANIES INC NEW |
625,000 | Shares of Common Stock | 63 | |||||||
EXACT SCIENCES CORP |
10,000 | Shares of Common Stock | 81,200 | |||||||
EXELIXIS INC |
600 | Shares of Common Stock | 2,841 | |||||||
EXELON CORPORATION |
878 | Shares of Common Stock | 38,062 | |||||||
EXPO HOLDING INC |
33,500 | Shares of Common Stock | 3 | |||||||
EXPRESS SCRIPTS INC |
50 | Shares of Common Stock | 2,235 | |||||||
EXXON MOBIL CORPORATION |
455 | Shares of Common Stock | 38,604 | |||||||
FAIRPOINT COMMUN INC ** PEN |
1 | Shares of Common Stock | | |||||||
FASTENAL CO |
270 | Shares of Common Stock | 11,775 | |||||||
FEDEX CORPORATION |
25 | Shares of Common Stock | 2,092 | |||||||
FELLOWS ENERGY LTD |
3,500 | Shares of Common Stock | 1 | |||||||
FIFTH STREET FINANCE CP ** PEN |
9,583 | Shares of Common Stock | 91,712 | |||||||
FIFTH THIRD BANCORP |
958 | Shares of Common Stock | 12,192 | |||||||
FIRST STATE BANCORP NM |
10,000 | Shares of Common Stock | 21 | |||||||
FIRSTHAND TECH VALUE FD |
9 | Shares of Common Stock | 134 | |||||||
FLAMEL TECH SA ADR FSPONSO |
1,000 | Shares of Common Stock | 5,210 | |||||||
FORD MOTOR COMPANY NEW TENDER |
1,738 | Shares of Common Stock | 18,702 | |||||||
FOUNTAIN HEALTHY AGING |
7,500 | Shares of Common Stock | 3 | |||||||
FREEPORT MCMORAN COPPER |
509 | Shares of Common Stock | 18,734 | |||||||
FREIGHTCAR AMERICA INC ** PEN |
403 | Shares of Common Stock | 8,447 | |||||||
FRONTIER COMMUNICATIONS |
39 | Shares of Common Stock | 201 | |||||||
FUTURELINK CORP NEW TRADIN |
18 | Shares of Common Stock | | |||||||
GABELLI EQUITY TRUST INC |
368 | Shares of Common Stock | 1,838 | |||||||
GALLAGHER ARTHUR J & CO |
450 | Shares of Common Stock | 15,048 | |||||||
GAMESTOP CORP CL A NEW |
250 | Shares of Common Stock | 6,033 | |||||||
GENERAL ELECTRIC COMPANY |
9,869 | Shares of Common Stock | 176,752 | |||||||
GENERAL MILLS INC |
137 | Shares of Common Stock | 5,536 | |||||||
GENERAL MOLY INC |
3,000 | Shares of Common Stock | 9,270 | |||||||
GENERAL MOTORS CO ** PEN |
1,500 | Shares of Common Stock | 30,405 | |||||||
GENESCO INC |
445 | Shares of Common Stock | 27,474 | |||||||
GENUINE PARTS CO |
150 | Shares of Common Stock | 9,180 | |||||||
GETTY REALTY CORP NEW REIT |
289 | Shares of Common Stock | 4,035 | |||||||
GLAXOSMITHKLINE PLC ADRFSPONSO |
304 | Shares of Common Stock | 13,856 | |||||||
GLOBAL ALUMINA CORP FDUTCH |
11,000 | Shares of Common Stock | 5,528 | |||||||
GLOBAL PEOPLELINE TELECOREGIST |
3 | Shares of Common Stock | | |||||||
GOLD CANYON RES INC F |
27,000 | Shares of Common Stock | 48,870 | |||||||
GOLD FIELDS LTD NEW ADRFSPONSO |
477 | Shares of Common Stock | 7,274 | |||||||
GOLDCORP INC NEW FEXCHAN |
32 | Shares of Common Stock | 1,416 | |||||||
GOLDEN MINERALS CO |
250 | Shares of Common Stock | 1,453 | |||||||
GOLDEN STAR RES LTD CDAF |
2,000 | Shares of Common Stock | 3,300 | |||||||
GOLDMAN SACHS GROUP INC |
438 | Shares of Common Stock | 39,570 | |||||||
GOOGLE INC ** PEN |
70 | Shares of Common Stock | 45,213 | |||||||
GRAFTECH INTERNATIONAL |
100 | Shares of Common Stock | 1,365 | |||||||
GREAT WESTN MNRLS GROUPF |
10,000 | Shares of Common Stock | 4,190 | |||||||
GREEN EARTH TECHS INC |
5,000 | Shares of Common Stock | 1,350 | |||||||
GREEN MTN COFFEE ROASTER |
200 | Shares of Common Stock | 8,970 | |||||||
GREENLAND MIN & EGY ORDF |
10,000 | Shares of Common Stock | 4,665 | |||||||
GREIF INC CL B |
122 | Shares of Common Stock | 5,500 | |||||||
GSV CAPITAL CORP |
50 | Shares of Common Stock | 698 | |||||||
GT ADVANCED TECHS INC |
172 | Shares of Common Stock | 1,245 | |||||||
GUGGENHEIM EXCH TRD FD BRIC E |
162 | Shares of Common Stock | 5,678 |
- 19 -
WILLIS NORTH AMERICA INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number - 13-5654526
FORM 5500, SCHEDULE H, PART 1V, LINE 4i - SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2011
Identity of issue, borrower, lessor, or similar party | Description of investment including maturity date, rate of interest, collateral, par, or maturity value |
Current Value | ||||||||
GULF RESOURCES INC NEW |
113 | Shares of Common Stock | 202 | |||||||
GUYANA FRONTIER MINING F |
9,000 | Shares of Common Stock | 815 | |||||||
HALLIBURTON CO HLDG CO EXCHAN |
760 | Shares of Common Stock | 26,228 | |||||||
HARD TO TREAT DISEASES |
42,000 | Shares of Common Stock | 4 | |||||||
HARRIS CORPORATION |
150 | Shares of Common Stock | 5,406 | |||||||
HATTERAS FINANCIAL CORP ** PEN |
200 | Shares of Common Stock | 5,274 | |||||||
HDFC BANK LIMITED ADR FSPONSO |
150 | Shares of Common Stock | 3,942 | |||||||
HEALTH CARE REIT INC REIT |
138 | Shares of Common Stock | 7,509 | |||||||
HEALTHSOUTH CORP NEW |
1,515 | Shares of Common Stock | 26,770 | |||||||
HECLA MINING COMPANY |
2,100 | Shares of Common Stock | 10,983 | |||||||
HEINZ H J CO ODDLOT |
20 | Shares of Common Stock | 1,091 | |||||||
HELICOS BIOSCIENCES CORP ** PEN |
520 | Shares of Common Stock | 19 | |||||||
HERBALIFE LTD F ** PEN |
130 | Shares of Common Stock | 6,717 | |||||||
HERSHEY COMPANY |
25 | Shares of Common Stock | 1,549 | |||||||
HESS CORPORATION |
85 | Shares of Common Stock | 4,853 | |||||||
HEWLETT-PACKARD COMPANY |
1,245 | Shares of Common Stock | 32,068 | |||||||
HOLLYFRONTIER CORP |
48 | Shares of Common Stock | 1,123 | |||||||
HOME DEPOT INC TENDER |
351 | Shares of Common Stock | 14,775 | |||||||
HONEYWELL INTERNATIONAL |
31 | Shares of Common Stock | 1,664 | |||||||
HORMEL FOODS CORP |
700 | Shares of Common Stock | 20,503 | |||||||
HSN INC |
496 | Shares of Common Stock | 17,975 | |||||||
HUDSON CITY BANCORP INC |
800 | Shares of Common Stock | 5,000 | |||||||
IAMGOLD CORPORATION FEXCHAN |
500 | Shares of Common Stock | 7,925 | |||||||
IMPACT SILVER CORP F |
1,000 | Shares of Common Stock | 1,287 | |||||||
INGERSOLL RAND CL A NEWFIRELAN |
28 | Shares of Common Stock | 849 | |||||||
INOVIO PHARMACEUTICALS |
1,000 | Shares of Common Stock | 428 | |||||||
INTEL CORP |
3,634 | Shares of Common Stock | 88,126 | |||||||
INTERIORS INC CL A TRADIN |
25,709 | Shares of Common Stock | | |||||||
INTERPHARM HOLDINGS INC |
1,000 | Shares of Common Stock | 1 | |||||||
INTL BUSINESS MACHINES |
542 | Shares of Common Stock | 99,572 | |||||||
INTUITIVE SURGICAL NEW |
15 | Shares of Common Stock | 6,945 | |||||||
INVESCO MORTGAGE CAPITAL** PEN |
320 | Shares of Common Stock | 4,496 | |||||||
IQ HEDGE MAC TRACKER ETFMACRO |
385 | Shares of Common Stock | 10,114 | |||||||
IQ INDEX TRUST ETF GLOBAL |
400 | Shares of Common Stock | 11,208 | |||||||
ISCO INTERNATIONAL INXXXBANKRU |
53,770 | Shares of Common Stock | | |||||||
ISHARES MSCI BRAZIL INDXBRAZIL |
597 | Shares of Common Stock | 34,254 | |||||||
ISHARES MSCI EMRG MKT FDWITH S |
782 | Shares of Common Stock | 29,656 | |||||||
ISHARES MSCI ETF ALL PE |
100 | Shares of Common Stock | 3,837 | |||||||
ISHARES MSCI HK IDX FD HONG K |
2,245 | Shares of Common Stock | 34,730 | |||||||
ISHARES MSCI ISRAEL INX ISRAEL |
68 | Shares of Common Stock | 2,690 | |||||||
ISHARES MSCI JPN IDX FD JAPAN |
31 | Shares of Common Stock | 287 | |||||||
ISHARES MSCI MALAYSIA MALAYS |
665 | Shares of Common Stock | 8,913 | |||||||
ISHARES MSCI SWEDEN IDX SWEDEN |
289 | Shares of Common Stock | 7,278 | |||||||
ISHARES MSCI VAL IDX FD |
141 | Shares of Common Stock | 6,011 | |||||||
ISHARES RUSSELL MIDCAP WITH S |
175 | Shares of Common Stock | 9,634 | |||||||
ISHARES S&P GLOBAL S&P GL |
709 | Shares of Common Stock | 6,054 | |||||||
ISHARES S&P MIDCAP 400 S&P MI |
125 | Shares of Common Stock | 9,482 | |||||||
ISHARES S&P SMALLCAP 600S&P SM |
138 | Shares of Common Stock | 9,636 | |||||||
ISHARES S&P U S PFD FUNDS&P U |
1,666 | Shares of Common Stock | 59,343 | |||||||
ISHARES SILVER TRUST INDEX |
425 | Shares of Common Stock | 11,450 | |||||||
ISHARES TR BARCLAYS TIPSBOND F |
701 | Shares of Common Stock | 81,827 | |||||||
ISHARES TR COHEN & STEERWITH S |
151 | Shares of Common Stock | 10,619 | |||||||
ISHARES TR COMEX GOLD ** PEN |
1,686 | Shares of Common Stock | 25,678 | |||||||
ISHARES TR DJ US INDL US IND |
1,035 | Shares of Common Stock | 65,837 | |||||||
ISHARES TR GS INVESTOP GS$ IN |
155 | Shares of Common Stock | 17,633 | |||||||
ISHARES TR LEHMAN BD FD LEHMAN |
162 | Shares of Common Stock | 17,102 | |||||||
ISHARES TR MSCI EAFE FD WITH S |
446 | Shares of Common Stock | 22,095 | |||||||
ISHARES TR RUSSELL 1000 RUSSEL |
2,116 | Shares of Common Stock | 122,284 | |||||||
ISHARES TR S&P LATN AMERS&P LA |
106 | Shares of Common Stock | 4,496 | |||||||
ISHARES TR S&P SMALLCAP WITH S |
152 | Shares of Common Stock | 10,358 | |||||||
ISHARES TRUST IBOXX |
266 | Shares of Common Stock | 23,788 | |||||||
ISHARES TRUST INDEX FUNDWITH S |
225 | Shares of Common Stock | 7,846 | |||||||
ISHARES TRUST MSCI E |
197 | Shares of Common Stock | 6,864 | |||||||
ISHARES TRUST S&P 500 S&P 50 |
121 | Shares of Common Stock | 15,209 | |||||||
ISHARES TRUST S&P GL |
314 | Shares of Common Stock | 10,441 | |||||||
ISIS PHARMACEUTICALS INC |
20,600 | Shares of Common Stock | 148,526 | |||||||
ITC HOLDINGS CORP ** PEN |
140 | Shares of Common Stock | 10,623 | |||||||
JABIL CIRCUIT INC |
0.02 | Shares of Common Stock | 0.46 | |||||||
JADE ART GROUP INC NEW |
45,000 | Shares of Common Stock | 495 |
- 20 -
WILLIS NORTH AMERICA INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number - 13-5654526
FORM 5500, SCHEDULE H, PART 1V, LINE 4i - SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2011
Identity of issue, borrower, lessor, or similar party | Description of investment including maturity date, rate of interest, collateral, par, or maturity value |
Current Value | ||||||||
JDS UNIPHASE CORP NEW |
178 | Shares of Common Stock | 1,858 | |||||||
JOHNSON & JOHNSON |
303 | Shares of Common Stock | 19,873 | |||||||
JPMORGAN CHASE & CO |
1,066 | Shares of Common Stock | 35,455 | |||||||
K V PHARMACEUTICAL CL A |
300 | Shares of Common Stock | 420 | |||||||
KANSAS CITY SOUTHERN |
300 | Shares of Common Stock | 20,403 | |||||||
KBR INC ** PEN |
55 | Shares of Common Stock | 1,533 | |||||||
KEMET CORPORATION NEW |
250 | Shares of Common Stock | 1,763 | |||||||
KIMBER RESOURCES INC F |
2,500 | Shares of Common Stock | 2,150 | |||||||
KINDER MORGAN ENERGY LP UNIT L |
197 | Shares of Common Stock | 16,715 | |||||||
KINDER MORGAN MGMT LLC |
1,292 | Shares of Common Stock | 101,433 | |||||||
KINROSS GOLD CORP NEW F |
2,500 | Shares of Common Stock | 28,500 | |||||||
KIRBY CORPORATION |
403 | Shares of Common Stock | 26,534 | |||||||
KKR & CO ** PEN |
3,000 | Shares of Common Stock | 38,490 | |||||||
KRAFT FOODS INC EXCHAN |
677 | Shares of Common Stock | 25,301 | |||||||
KRISPY KREME DOUGHNUT CP |
500 | Shares of Common Stock | 3,270 | |||||||
L & L ENERGY INC |
7,000 | Shares of Common Stock | 18,130 | |||||||
L INTERNATIONAL COMPUTERTRADIN |
200 | Shares of Common Stock | | |||||||
LAB CP OF AMER HLDG NEW |
400 | Shares of Common Stock | 34,388 | |||||||
LAS VEGAS SANDS CORP ** PEN |
110 | Shares of Common Stock | 4,700 | |||||||
LEVEL 3 COMMUN NEW |
116 | Shares of Common Stock | 1,971 | |||||||
LEXICON PHARMA INC 11RTSRIGHTS |
40 | Shares of Common Stock | | |||||||
LEXICON PHARMACEUTICALS |
40 | Shares of Common Stock | 52 | |||||||
LIGHTBRIDGE CORP |
17 | Shares of Common Stock | 35 | |||||||
LILLY ELI & COMPANY ODDLOT |
341 | Shares of Common Stock | 14,160 | |||||||
LIMITED BRANDS INC TENDER |
145 | Shares of Common Stock | 5,832 | |||||||
LONGTOP FINL TECH ADS F** PEN |
250 | Shares of Common Stock | 8 | |||||||
LOWES COMPANIES INC |
214 | Shares of Common Stock | 5,435 | |||||||
LSI CORPORATION |
16 | Shares of Common Stock | 95 | |||||||
LTX-CREDENCE CORP NEW |
100 | Shares of Common Stock | 535 | |||||||
LULULEMON CORP ** PEN |
70 | Shares of Common Stock | 3,266 | |||||||
M D U RESOURCES GROUP |
529 | Shares of Common Stock | 11,352 | |||||||
MACYS INC |
593 | Shares of Common Stock | 19,083 | |||||||
MAGELLAN MIDSTREAM PTNRS |
150 | Shares of Common Stock | 10,332 | |||||||
MANITOWOC COMPANY INC |
403 | Shares of Common Stock | 3,704 | |||||||
MANULIFE FINANCIAL CORPFODD LO |
300 | Shares of Common Stock | 3,186 | |||||||
MARATHON OIL CORP |
300 | Shares of Common Stock | 8,781 | |||||||
MARATHON PETE CORP |
150 | Shares of Common Stock | 4,994 | |||||||
MARKEL CORP HOLDIN |
40 | Shares of Common Stock | 16,587 | |||||||
MARKET VECTORS ETF ** PEN |
30 | Shares of Common Stock | 1,093 | |||||||
MARSH & MC LENNAN CO INC |
46 | Shares of Common Stock | 1,455 | |||||||
MASTERCARD INC ** PEN |
5 | Shares of Common Stock | 1,864 | |||||||
MATTEL INCORPORATED |
268 | Shares of Common Stock | 7,449 | |||||||
MC DONALDS CORP EXCHAN |
178 | Shares of Common Stock | 17,892 | |||||||
MEADOWBROOK INSURANCE GP |
109 | Shares of Common Stock | 1,167 | |||||||
MEDCOHEALTH SOLUTIONS ODDLOT |
62 | Shares of Common Stock | 3,466 | |||||||
MEGA URANIUM LTD 12 WTSFWARRAN |
1,500 | Shares of Common Stock | 7 | |||||||
MEGA URANIUM LTD F |
14,000 | Shares of Common Stock | 2,800 | |||||||
MELCO PBL ENTMT LTD ADRF **PEND |
16,950 | Shares of Common Stock | 163,059 | |||||||
MERCK & CO INC NEW |
394 | Shares of Common Stock | 14,859 | |||||||
METANOR RESOURCES F |
8,500 | Shares of Common Stock | 2,508 | |||||||
METLIFE INC |
307 | Shares of Common Stock | 9,577 | |||||||
METRICOM INC NEW ^XXBANKRU |
100 | Shares of Common Stock | | |||||||
MGM MIRAGE TENDER |
42 | Shares of Common Stock | 438 | |||||||
MICRON TECHNOLOGY INC |
1,200 | Shares of Common Stock | 7,548 | |||||||
MICROSOFT CORP DUTCH |
4,061 | Shares of Common Stock | 105,411 | |||||||
MIDDLEBY CORP THE |
100 | Shares of Common Stock | 9,404 | |||||||
MILLENNIUM CELL INC |
5,000 | Shares of Common Stock | 1 | |||||||
MIND TECHNOLOGIES INC TRADIN |
10,000 | Shares of Common Stock | 1 | |||||||
MOLSON COORS BREWING CLB |
14 | Shares of Common Stock | 627 | |||||||
MOLYCORP INC ** PEN |
200 | Shares of Common Stock | 4,796 | |||||||
MONSANTO CO NEW DEL |
1,030 | Shares of Common Stock | 72,172 | |||||||
MONTPELIER RE HLDGS LTDF |
111 | Shares of Common Stock | 1,969 | |||||||
MORGAN STANLEY |
5,859 | Shares of Common Stock | 88,650 | |||||||
MOSAIC CO NEW |
325 | Shares of Common Stock | 16,390 | |||||||
MOSQUITO CONS GOLD MNS F |
15,500 | Shares of Common Stock | 7,762 | |||||||
MOTOROLA MOBILITY HLDGS |
26 | Shares of Common Stock | 1,009 | |||||||
MOTOROLA SOLUTIONS INC |
30 | Shares of Common Stock | 1,396 | |||||||
MULTICELL TECHS INC NEW |
7,500 | Shares of Common Stock | 35 | |||||||
MULTIMEDIA GAMES INC DUTCH |
1,000 | Shares of Common Stock | 7,940 |
- 21 -
WILLIS NORTH AMERICA INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number - 13-5654526
FORM 5500, SCHEDULE H, PART 1V, LINE 4i - SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2011
Identity of issue, borrower, lessor, or similar party | Description of investment including maturity date, rate of interest, collateral, par, or maturity value |
Current Value | ||||||||
MYLAN LABORATORIES INC DUTCH |
500 | Shares of Common Stock | 10,730 | |||||||
NABORS INDUSTRIES LTD F |
4,000 | Shares of Common Stock | 69,360 | |||||||
NAM TAI ELECTRONICS NEWF |
2,071 | Shares of Common Stock | 10,998 | |||||||
NATIONAL GRID PLC ADR FSPONSO |
1,639 | Shares of Common Stock | 79,437 | |||||||
NATL SCIENTIFIC CORP |
250 | Shares of Common Stock | 3 | |||||||
NESTLE S A REG B ADR F1 ADR |
25 | Shares of Common Stock | 1,444 | |||||||
NETAPP INC |
55 | Shares of Common Stock | 1,995 | |||||||
NETFLIX INC |
210 | Shares of Common Stock | 14,551 | |||||||
NETSOL TECHNOLOGIES NEW |
750 | Shares of Common Stock | 311 | |||||||
NEVSUN RESOURCES LTD F |
2,000 | Shares of Common Stock | 11,060 | |||||||
NEW GOLD INC CDA 12 WTSFWARRAN |
7,000 | Shares of Common Stock | 103 | |||||||
NEW GOLD INC F |
1,000 | Shares of Common Stock | 10,080 | |||||||
NEW YORK CMNTY BANCORP |
1,070 | Shares of Common Stock | 13,236 | |||||||
NIKE INC CLASS B |
50 | Shares of Common Stock | 4,819 | |||||||
NOBLE ENERGY INC |
20 | Shares of Common Stock | 1,888 | |||||||
NORTEL NETWORKS CP NEW F |
100 | Shares of Common Stock | 2 | |||||||
NORTH AMERN DATACOM INC |
1,000 | Shares of Common Stock | | |||||||
NORTHISLE COPPER & GOLDF |
40 | Shares of Common Stock | 10 | |||||||
NOVARTIS A G SPON ADR FSPONSO |
325 | Shares of Common Stock | 18,580 | |||||||
NUCOR CORP |
322 | Shares of Common Stock | 12,734 | |||||||
NUTRACEUTICAL INTL CORP |
100 | Shares of Common Stock | 1,132 | |||||||
NVIDIA CORP |
200 | Shares of Common Stock | 2,772 | |||||||
NXP SEMICONDUCTORS NV F ** PEN |
100 | Shares of Common Stock | 1,537 | |||||||
NYSE EURONEXT N V |
200 | Shares of Common Stock | 5,220 | |||||||
O REILLY AUTOMOTIVE NEW |
35 | Shares of Common Stock | 2,798 | |||||||
OAKWOOD HOMES CORP NEW TRADIN |
200 | Shares of Common Stock | | |||||||
OBN HOLDINGS INC NEW |
200 | Shares of Common Stock | 8 | |||||||
OCCIDENTAL PETE CORP |
29 | Shares of Common Stock | 2,717 | |||||||
OMNICOM GROUP INC |
25 | Shares of Common Stock | 1,115 | |||||||
ORACLE CORPORATION |
486 | Shares of Common Stock | 12,474 | |||||||
OWENS & MINOR INC HLDG CO |
500 | Shares of Common Stock | 13,895 | |||||||
OXUS GOLD PLC WEF ORD F |
202,700 | Shares of Common Stock | 3,426 | |||||||
P I C O HOLDINGS INC NEW |
200 | Shares of Common Stock | 4,116 | |||||||
PALADIN ENERGY LTD ORD FCANADI |
1,000 | Shares of Common Stock | 1,405 | |||||||
PAN AMERICAN SILVER CP F |
200 | Shares of Common Stock | 4,362 | |||||||
PANERA BREAD CO CL A |
25 | Shares of Common Stock | 3,536 | |||||||
PARAGON SHIPPING CL A ** PEN |
15,000 | Shares of Common Stock | 9,600 | |||||||
PARAMOUNT GOLD AND SILVRTRADIN |
10,000 | Shares of Common Stock | 21,400 | |||||||
PARKER DRILLING CO |
100 | Shares of Common Stock | 717 | |||||||
PATRIOT COAL CORP |
1,500 | Shares of Common Stock | 12,705 | |||||||
PATRIOT NATL BANCORP INC |
3,300 | Shares of Common Stock | 5,775 | |||||||
PEABODY ENERGY CORP |
650 | Shares of Common Stock | 21,522 | |||||||
PEBBLEBROOK HOTEL TRUST ** PEN |
3,726 | Shares of Common Stock | 71,474 | |||||||
PENNANTPARK INVT CORP ** PEN |
5,940 | Shares of Common Stock | 59,935 | |||||||
PEPSICO INCORPORATED |
252 | Shares of Common Stock | 16,740 | |||||||
PETROLEO BRASILEIRO ADRFSA PET |
435 | Shares of Common Stock | 10,810 | |||||||
PFIZER INCORPORATED ODDLOT |
3,732 | Shares of Common Stock | 80,757 | |||||||
PHILIP MORRIS INTL INC |
323 | Shares of Common Stock | 25,386 | |||||||
PHOTRONICS INC |
500 | Shares of Common Stock | 3,040 | |||||||
PIMCO CORPORATE OPPTY FD |
284 | Shares of Common Stock | 4,929 | |||||||
PIMCO EXCH TRADED FUND 15+ YR |
268 | Shares of Common Stock | 17,487 | |||||||
PIMCO EXCH TRADED FUND ENHANC |
167 | Shares of Common Stock | 16,725 | |||||||
PINETREE CAPITAL NEW F |
1,500 | Shares of Common Stock | 2,175 | |||||||
PINNACLE AIRLINES CORP PEN |
150 | Shares of Common Stock | 123 | |||||||
PIPER JAFFRAY COS NEW ODDLOT |
1 | Shares of Common Stock | 20 | |||||||
PLAINS ALL AMERN PPLN LPUNIT L |
200 | Shares of Common Stock | 14,690 | |||||||
PLUG POWER INC NEW |
12 | Shares of Common Stock | 24 | |||||||
POTASH CORP SASK INC FTENDER |
60 | Shares of Common Stock | 2,477 | |||||||
POWERSHARES GLOBAL WATER ** PEN |
400 | Shares of Common Stock | 6,740 | |||||||
POWERSHARES INDIA ETF |
300 | Shares of Common Stock | 4,890 | |||||||
POWERSHS DB COMMDTY INDX |
824 | Shares of Common Stock | 22,116 | |||||||
POWERSHS EXCH TRAD FD TRDYNAMI |
64 | Shares of Common Stock | 1,310 | |||||||
POWERSHS EXCH TRAD FD TRFUNDAM |
153 | Shares of Common Stock | 2,439 | |||||||
POWERSHS EXCH TRAD FD TRPOWERS |
274 | Shares of Common Stock | 3,849 | |||||||
POWERSHS EXCH TRAD FD TRPREFER |
7,000 | Shares of Common Stock | 95,830 | |||||||
POWERSHS QQQ TRUST SER 1 |
773 | Shares of Common Stock | 43,157 | |||||||
PRECISION CASTPARTS CORP |
30 | Shares of Common Stock | 4,944 | |||||||
PRECISION DRILLING CORPF |
965 | Shares of Common Stock | 9,901 | |||||||
PRICELINE.COM INC NEW |
5 | Shares of Common Stock | 2,339 |
- 22 -
WILLIS NORTH AMERICA INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number - 13-5654526
FORM 5500, SCHEDULE H, PART 1V, LINE 4i - SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2011
Identity of issue, borrower, lessor, or similar party | Description of investment including maturity date, rate of interest, collateral, par, or maturity value |
Current Value | ||||||||
PRINCIPAL FINANCIAL GRP |
1,028 | Shares of Common Stock | 25,286 | |||||||
PROCTER & GAMBLE EXCHAN |
574 | Shares of Common Stock | 38,284 | |||||||
PROSHARES TRUST ETF ULTRAS |
5,000 | Shares of Common Stock | 90,350 | |||||||
PROSHARES ULTRA ETV DJ UBS |
200 | Shares of Common Stock | 4,054 | |||||||
PROSHS ULTRASHORT MSCI ULTRA |
50 | Shares of Common Stock | 1,297 | |||||||
PROSHS ULTRASHRT S&P500 PROSHA |
100 | Shares of Common Stock | 1,929 | |||||||
PROSHS ULTRASHT ETF NEW DJ UBS |
100 | Shares of Common Stock | 3,869 | |||||||
PROXIM CORP CL A NEW CLASS |
15 | Shares of Common Stock | | |||||||
PRUDENTIAL FINANCIAL INCODD LO |
46 | Shares of Common Stock | 2,324 | |||||||
PUMA EXPLORATION INC F |
6,650 | Shares of Common Stock | 1,829 | |||||||
PVH CORP |
10 | Shares of Common Stock | 707 | |||||||
QUALCOMM INC |
430 | Shares of Common Stock | 23,521 | |||||||
QUALMARK CORP |
400 | Shares of Common Stock | 100 | |||||||
R F MICRO DEVICES INC |
1,000 | Shares of Common Stock | 5,400 | |||||||
RAMBUS INC DEL |
484 | Shares of Common Stock | 3,654 | |||||||
RANDGOLD RES LTD ADR FSPONSO |
270 | Shares of Common Stock | 27,567 | |||||||
RANGE RESOURCES CORP |
100 | Shares of Common Stock | 6,194 | |||||||
RAYTHEON COMPANY NEW ODD LO |
383 | Shares of Common Stock | 18,523 | |||||||
REDHAWK RESOURCES INC F |
2,000 | Shares of Common Stock | 697 | |||||||
RELIANCE STL & ALUMINUM |
1,429 | Shares of Common Stock | 69,581 | |||||||
RESEARCH IN MOTION LTD F |
700 | Shares of Common Stock | 10,150 | |||||||
RESOURCE CAPITAL CORP ** PEN |
18,300 | Shares of Common Stock | 102,663 | |||||||
RETAIL OPPTY INVESTMENTS |
1,537 | Shares of Common Stock | 18,200 | |||||||
REX ENERGY CORP ** PEN |
5,000 | Shares of Common Stock | 73,800 | |||||||
RITE AID CORPORATION |
100 | Shares of Common Stock | 126 | |||||||
ROCKWELL AUTOMATION INC |
9 | Shares of Common Stock | 660 | |||||||
ROCKWELL COLLINS INC |
9 | Shares of Common Stock | 498 | |||||||
ROVI CORPORATION |
76 | Shares of Common Stock | 1,868 | |||||||
ROWE T PRICE GROUP INC |
85 | Shares of Common Stock | 4,841 | |||||||
ROYCE VALUE TRUST INC |
83 | Shares of Common Stock | 1,015 | |||||||
S P D R S&P 500 ETF TR EXPIRI |
352 | Shares of Common Stock | 44,129 | |||||||
SALESFORCE COM ** PEN |
30 | Shares of Common Stock | 3,044 | |||||||
SANDSTORM GOLD 14 WTSFWARRAN |
4,000 | Shares of Common Stock | 2,648 | |||||||
SANGUINE CORP NEW |
200 | Shares of Common Stock | 33 | |||||||
SCHEIN HENRY INC |
120 | Shares of Common Stock | 7,732 | |||||||
SCHLUMBERGER LTD F |
35 | Shares of Common Stock | 2,415 | |||||||
SCHW INTL EQ ETF |
367 | Shares of Common Stock | 8,608 | |||||||
SCHW US BRD MKT ETF |
358 | Shares of Common Stock | 10,822 | |||||||
SCHW US LCAP ETF |
358 | Shares of Common Stock | 10,694 | |||||||
SCHW US LCAP GRO ETF |
354 | Shares of Common Stock | 10,500 | |||||||
SCHW US LCAP VAL ETF |
2,087 | Shares of Common Stock | 59,449 | |||||||
SCHW US SCAP ETF |
721 | Shares of Common Stock | 23,664 | |||||||
SCHWEITZER-MAUDUIT INTL |
368 | Shares of Common Stock | 24,457 | |||||||
SCOR ADR FSPONSO |
1,000 | Shares of Common Stock | 2,344 | |||||||
SCRIPPS E W CO CL A NEW CLASS |
1,000 | Shares of Common Stock | 8,010 | |||||||
SEACOAST BK CORP FLA COMMON |
100 | Shares of Common Stock | 152 | |||||||
SEALED AIR CORP NEW |
111 | Shares of Common Stock | 1,913 | |||||||
SEASPAN CORP F ** PEN |
300 | Shares of Common Stock | 4,104 | |||||||
SECTOR SPDR ENGY SELECT SHARES |
1 | Shares of Common Stock | 70 | |||||||
SECTOR SPDR FINCL SELECTSHARES |
877 | Shares of Common Stock | 11,396 | |||||||
SENOMYX INC ** PEN |
1,000 | Shares of Common Stock | 3,480 | |||||||
SEVEN SEAS PETE NEW ORDFTRADIN |
2,000 | Shares of Common Stock | | |||||||
SIEMENS A G ADR F1 ADR |
225 | Shares of Common Stock | 21,512 | |||||||
SILGAN HOLDINGS INC TENDER |
101 | Shares of Common Stock | 3,903 | |||||||
SILICON GRAPHICS INC XXXBANKRU |
1,000 | Shares of Common Stock | | |||||||
SILVER WHEATON CORP F |
1,938 | Shares of Common Stock | 56,124 | |||||||
SIRIUS XM RADIO INC TENDER |
23,769 | Shares of Common Stock | 43,260 | |||||||
SJM HOLDINGS LTD ORD F |
8,000 | Shares of Common Stock | 13,061 | |||||||
SMAVE SOLUTIONS INC |
15 | Shares of Common Stock | | |||||||
SOLAR CAPITAL LTD ** PEN |
300 | Shares of Common Stock | 6,627 | |||||||
SONIC AUTOMOTIVE INC |
95 | Shares of Common Stock | 1,407 | |||||||
SONICBLUE INC XXXBANKRU |
700 | Shares of Common Stock | | |||||||
SONY CORP ADR NEW F1 ADR |
100 | Shares of Common Stock | 1,804 | |||||||
SOUTHERN COPPER CORP |
106 | Shares of Common Stock | 3,194 | |||||||
SOUTHWEST AIRLINES CO |
1,119 | Shares of Common Stock | 9,576 | |||||||
SPDR GOLD TRUST SPDR G |
580 | Shares of Common Stock | 88,154 | |||||||
SPDR S&P CHINA ETF |
259 | Shares of Common Stock | 16,106 | |||||||
SPDR S&P DIVIDEND ETF |
1,261 | Shares of Common Stock | 67,930 | |||||||
SPDR SERIES TRUST ETF DB INT |
300 | Shares of Common Stock | 17,025 |
- 23 -
WILLIS NORTH AMERICA INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number - 13-5654526
FORM 5500, SCHEDULE H, PART 1V, LINE 4i - SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2011
Identity of issue, borrower, lessor, or similar party | Description of investment including maturity date, rate of interest, collateral, par, or maturity value |
Current Value | ||||||||
SPECTRA ENERGY CORP |
1,480 | Shares of Common Stock | 45,510 | |||||||
SPECTRASCIENCE INC NEW |
4,576 | Shares of Common Stock | 275 | |||||||
SPONGETECH DELIVERY SYS TRADIN |
736,525 | Shares of Common Stock | 74 | |||||||
SPRINT NEXTEL CORP |
1,000 | Shares of Common Stock | 2,340 | |||||||
STAR SCIENTIFIC INC |
550 | Shares of Common Stock | 1,199 | |||||||
STARBUCKS CORP |
362 | Shares of Common Stock | 16,635 | |||||||
STERICYCLE INC |
45 | Shares of Common Stock | 3,506 | |||||||
STERIS CORP |
250 | Shares of Common Stock | 7,455 | |||||||
STEWART ENTERPRISES CL A |
226 | Shares of Common Stock | 1,302 | |||||||
STRATEGIC MINING CORP |
83 | Shares of Common Stock | 1 | |||||||
STRATEGIC RESOURCES LTD |
2,500 | Shares of Common Stock | 18 | |||||||
STREAM GLOBAL SERVICES |
101 | Shares of Common Stock | 334 | |||||||
STRYKER CORP |
300 | Shares of Common Stock | 14,913 | |||||||
SUNTECH POWER HLDGS CO ** PEN |
47 | Shares of Common Stock | 104 | |||||||
SUPERVALU INC |
75 | Shares of Common Stock | 609 | |||||||
SUREBEAM CORP TRADIN |
600 | Shares of Common Stock | | |||||||
SYNTEL INC |
2,000 | Shares of Common Stock | 93,540 | |||||||
SYSCO CORPORATION |
781 | Shares of Common Stock | 22,919 | |||||||
T J X COS INC |
112 | Shares of Common Stock | 7,218 | |||||||
T R C COMPANIES INC |
105 | Shares of Common Stock | 631 | |||||||
TANZANIAN ROYALTY EXPL F |
3,000 | Shares of Common Stock | 7,200 | |||||||
TARGET CORPORATION |
1,403 | Shares of Common Stock | 71,885 | |||||||
TATA MOTORS LTD ADR FSPONSO |
300 | Shares of Common Stock | 5,070 | |||||||
TE CONNECTIVITY LTD F |
9 | Shares of Common Stock | 290 | |||||||
TELEFONICA SPON ADR FSPONSO |
950 | Shares of Common Stock | 16,331 | |||||||
TELLABS INC |
4,055 | Shares of Common Stock | 16,383 | |||||||
TEMPLETON GLOBAL INCM FD |
1,000 | Shares of Common Stock | 9,450 | |||||||
TESLA MOTORS INC ** PEN |
50 | Shares of Common Stock | 1,428 | |||||||
TEVA PHARM INDS LTD ADRFWITH S |
200 | Shares of Common Stock | 8,072 | |||||||
THE SOUTHERN COMPANY |
487 | Shares of Common Stock | 22,562 | |||||||
TIANRONG BLDG MAT HLDGS |
1,000 | Shares of Common Stock | | |||||||
TICC CAPITAL CORP |
8,800 | Shares of Common Stock | 76,120 | |||||||
TIM HORTONS INC ** PEN |
158 | Shares of Common Stock | 7,650 | |||||||
TIMBERLINE RESOURCES CP |
3,950 | Shares of Common Stock | 2,251 | |||||||
TIME WARNER CABLE |
16 | Shares of Common Stock | 1,017 | |||||||
TIME WARNER INC NEW |
71 | Shares of Common Stock | 2,555 | |||||||
TOTAL S A ADR F1 ADR |
180 | Shares of Common Stock | 9,200 | |||||||
TRACTOR SUPPLY COMPANY |
400 | Shares of Common Stock | 28,060 | |||||||
TRANS1 INC ** PEN |
804 | Shares of Common Stock | 1,495 | |||||||
TRANSCANADA CORP F |
300 | Shares of Common Stock | 13,101 | |||||||
TRANSOCEAN INC NEW F |
579 | Shares of Common Stock | 22,228 | |||||||
TRANSWITCH CORP NEW |
125 | Shares of Common Stock | 400 | |||||||
TRAVELERS COMPANIES INC |
221 | Shares of Common Stock | 13,067 | |||||||
TRENWICK GROUP LTD ORXXXBANKRU |
700 | Shares of Common Stock | | |||||||
TRI VALLEY CORP DELAWA |
1,750 | Shares of Common Stock | 249 | |||||||
TRINA SOLAR LTD ADR F ** PEN |
1,300 | Shares of Common Stock | 8,684 | |||||||
TRIUMPH GROUP INC NEW |
452 | Shares of Common Stock | 26,419 | |||||||
TRUEBLUE INC |
150 | Shares of Common Stock | 2,082 | |||||||
TRUSTCO BANK CORP N Y |
100 | Shares of Common Stock | 561 | |||||||
TYCO INTL LTD NEW F |
538 | Shares of Common Stock | 25,109 | |||||||
U S BANCORP DEL NEW |
100 | Shares of Common Stock | 2,705 | |||||||
U S G CORPORATION NEW |
830 | Shares of Common Stock | 8,433 | |||||||
U S SILVER CORP F |
5,000 | Shares of Common Stock | 1,975 | |||||||
U308 CORP F |
1,738 | Shares of Common Stock | 612 | |||||||
UCORE RARE METALS INC F |
5,000 | Shares of Common Stock | 1,770 | |||||||
UNILEVER PLC ADR NEW FWITH S |
225 | Shares of Common Stock | 7,542 | |||||||
UNITED CONTL HLDGS INC |
189 | Shares of Common Stock | 3,566 | |||||||
UNITED PARCEL SERVICE B CLASS |
130 | Shares of Common Stock | 9,515 | |||||||
UNITED TECHNOLOGIES CORP |
286 | Shares of Common Stock | 20,899 | |||||||
URANERZ ENERGY CORP |
600 | Shares of Common Stock | 1,092 | |||||||
URANIUM ENERGY CORP |
100 | Shares of Common Stock | 306 | |||||||
US BIOTEC INC NEW |
196 | Shares of Common Stock | | |||||||
USA FLORAL PRODS INC ^XXBANKRU |
400 | Shares of Common Stock | | |||||||
V C A ANTECH INC |
500 | Shares of Common Stock | 9,875 | |||||||
VALE SA ADR FSPONSO |
450 | Shares of Common Stock | 9,653 | |||||||
VANGUARD BOND INDEX FUNDTOTAL |
891 | Shares of Common Stock | 74,434 | |||||||
VANGUARD DIV APPRCIATION |
931 | Shares of Common Stock | 50,858 | |||||||
VANGUARD ENERGY ETF |
25 | Shares of Common Stock | 2,520 | |||||||
VANGUARD GROWTH |
1,170 | Shares of Common Stock | 72,279 |
- 24 -
WILLIS NORTH AMERICA INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number - 13-5654526
FORM 5500, SCHEDULE H, PART 1V, LINE 4i - SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2011
Identity of issue, borrower, lessor, or similar party | Description of investment including maturity date, rate of interest, collateral, par, or maturity value |
Current Value | ||||||||
VANGUARD MSCI EAFE ETF |
582 | Shares of Common Stock | 17,827 | |||||||
VANGUARD MSCI EMERGING MARKET |
682 | Shares of Common Stock | 26,059 | |||||||
VANGUARD REIT |
1,778 | Shares of Common Stock | 103,124 | |||||||
VANGUARD SMALL CAP GRWTH |
329 | Shares of Common Stock | 25,107 | |||||||
VANGUARD TOTAL STOCK MKTSTK MK |
1,322 | Shares of Common Stock | 85,005 | |||||||
VELATEL GLOBAL COMM INC |
20,000 | Shares of Common Stock | 1,400 | |||||||
VERIZON COMMUNICATIONS |
1,773 | Shares of Common Stock | 71,143 | |||||||
VESTA INSURANCE GROUPXXXBANKRU |
216 | Shares of Common Stock | | |||||||
VESTAS WIND SYS A/S ADRFUNDPON |
2,000 | Shares of Common Stock | 7,219 | |||||||
VIE FINANCIAL GROUP NEW |
15 | Shares of Common Stock | | |||||||
VISA INC ** PEN |
100 | Shares of Common Stock | 10,153 | |||||||
VISHAY INTERTECHNOLOGY |
400 | Shares of Common Stock | 3,596 | |||||||
VISHAY PRECISION GROUP |
28 | Shares of Common Stock | 447 | |||||||
VMWARE INC ** PEN |
80 | Shares of Common Stock | 6,655 | |||||||
VODAFONE GROUP NEW ADR FSPONSO |
300 | Shares of Common Stock | 8,409 | |||||||
VOXX INTERNATIONAL CL A |
100 | Shares of Common Stock | 845 | |||||||
WABCO HOLDINGS INC |
39 | Shares of Common Stock | 1,693 | |||||||
WALGREEN COMPANY |
200 | Shares of Common Stock | 6,612 | |||||||
WAL-MART DE CV SPN ADR FSPONSO |
357 | Shares of Common Stock | 9,798 | |||||||
WAL-MART STORES INC |
276 | Shares of Common Stock | 16,472 | |||||||
WALTER ENERGY INC |
481 | Shares of Common Stock | 29,118 | |||||||
WALTER INVSTMNT MGMT |
2,263 | Shares of Common Stock | 46,420 | |||||||
WASTE MANAGEMENT INC DEL |
511 | Shares of Common Stock | 16,711 | |||||||
WEATHERFORD INTL LTD F |
402 | Shares of Common Stock | 5,885 | |||||||
WELLS FARGO & CO NEW |
3,004 | Shares of Common Stock | 82,778 | |||||||
WESTERN COPPER & GOLD F |
80 | Shares of Common Stock | 123 | |||||||
WESTERN REFINING INC ** PEN |
9 | Shares of Common Stock | 115 | |||||||
WESTERN WATER CO ^XXBANKRU |
1,000 | Shares of Common Stock | | |||||||
WEYERHAEUSER CO TENDER |
101 | Shares of Common Stock | 1,883 | |||||||
WILLIAMS COMPANIES |
2,101 | Shares of Common Stock | 69,360 | |||||||
WINDSTREAM CORPORATION |
700 | Shares of Common Stock | 8,218 | |||||||
WISDOMTREE ASIA ETF LOCAL |
349 | Shares of Common Stock | 17,481 | |||||||
WISDOMTREE DEFA EQUITY INCOME |
103 | Shares of Common Stock | 3,784 | |||||||
WISDOMTREE EMERGING ETF MKTS L |
203 | Shares of Common Stock | 9,874 | |||||||
WISDOMTREE EQUITY INC FDHI YIE |
83 | Shares of Common Stock | 3,579 | |||||||
WISDOMTREE INDIA EARNING |
250 | Shares of Common Stock | 3,900 | |||||||
WISDOMTREE JAPAN TOT DIVJAPAN |
56 | Shares of Common Stock | 1,762 | |||||||
WISDOMTREE MIDCAP DIVDNDMIDCAP |
19 | Shares of Common Stock | 967 | |||||||
WISDOMTREE SMALLCAP DIV SMALLC |
108 | Shares of Common Stock | 4,831 | |||||||
WISDOMTREE TRUST ** PEN |
24 | Shares of Common Stock | 1,206 | |||||||
WYNN RESORTS |
30 | Shares of Common Stock | 3,319 | |||||||
XEROX CORP |
571 | Shares of Common Stock | 4,549 | |||||||
XL GROUP PLC F |
1,200 | Shares of Common Stock | 23,724 | |||||||
YAMANA GOLD INC F |
2,000 | Shares of Common Stock | 29,380 | |||||||
YM BIOSCIENCES INC F |
1,747 | Shares of Common Stock | 2,865 | |||||||
YORA INTL INC NEW |
275 | Shares of Common Stock | | |||||||
ZALICUS INC |
25,350 | Shares of Common Stock | 30,674 | |||||||
ZION OIL & GAS INC ** PEN |
1,100 | Shares of Common Stock | 2,431 | |||||||
ZIOPHARM ONCOLOGY |
3,500 | Shares of Common Stock | 15,435 | |||||||
ZIX CORPORATION |
20 | Shares of Common Stock | 56 | |||||||
|
|
|||||||||
Total |
9,591,187 | |||||||||
|
|
|||||||||
Guaranteed Investment Contracts |
||||||||||
WILLIS STABLE VALUE FUND |
Group Annuity Insurance Contracts | 106,818,685 | ||||||||
TFLIC STABLE 5 FUND |
Group Annuity Insurance Contracts | 46,192,024 | ||||||||
|
|
|||||||||
Total |
153,010,709 | |||||||||
|
|
|||||||||
Money Market Funds |
||||||||||
Cash |
323,396 | Money Market | 323,396 | |||||||
SCHWAB VALUE ADVANTAGE MONEY |
252,104 | Money Market | 252,104 | |||||||
SCHWAB CASH RESERVES SWEEP |
6,744 | Money Market | 6,744 | |||||||
SCHWAB MONEY MARKET FUND |
3,386,615 | Money Market | 3,386,615 | |||||||
SCHWAB US TREAS MONEY FD |
393,528 | Money Market | 393,528 | |||||||
|
|
|||||||||
Total |
4,362,387 | |||||||||
|
|
|||||||||
Other Financial Assets |
||||||||||
TFLIC General Account |
General Insurance Assets | 380,635 | ||||||||
State Street Bank & Trust Co. Cash Reserve Account |
Cash Reserve Account | 119,003 | ||||||||
BLOCK FINANCIAL 7.875%13NOTES |
23,000 | Corporate Bonds | 23,843 | |||||||
BP CAPITAL MKT 3.125%12FNOTES |
10,000 | Corporate Bonds | 10,043 | |||||||
GOLDMAN SACHS 5.70%12NOTES |
10,000 | Corporate Bonds | 10,188 | |||||||
GOLDMAN SACHS G 5.25%13NOTES |
25,000 | Corporate Bonds | 25,545 |
- 25 -
WILLIS NORTH AMERICA INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number - 13-5654526
FORM 5500, SCHEDULE H, PART 1V, LINE 4i - SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2011
Identity of issue, borrower, lessor, or similar party | Description of investment including maturity date, rate of interest, collateral, par, or maturity value |
Current Value | ||||||||
MERRILL LYNCH AN 6.05%12NOTES |
25,000 | Corporate Bonds | 25,361 | |||||||
MONTPELIER RE HLDGS LTD |
25,000 | Corporate Bonds | 25,493 | |||||||
PRUDENTIAL FINL 5.8%12NOTES |
25,000 | Corporate Bonds | 25,479 | |||||||
ROYAL BK OF SCOTLD 5%13F |
25,000 | Corporate Bonds | 22,799 | |||||||
ROYAL CARIBBEA 6.875%13FSR NT |
5,000 | Corporate Bonds | 5,275 | |||||||
SOUTHWEST AIRLIN 5.75%16BONDS |
10,000 | Corporate Bonds | 11,189 | |||||||
ALLY BANK 0.9%13CD FDI |
50,000 | CD | 50,078 | |||||||
BARCLAYS BANK N 3.2%14CD FDI |
50,000 | CD | 52,238 | |||||||
BK BARODA NY BRN 0.35%12CD FDI |
50,000 | CD | 49,976 | |||||||
BMW NORTH AMER B 2.4%12CD FDI |
25,000 | CD | 25,354 | |||||||
DISCOVER BANK 1.9%16CD FDI |
9,000 | CD | 8,987 | |||||||
DISCOVER BANK 2.2%16CD FDI |
15,000 | CD | 15,093 | |||||||
GE MONEY BANK 0.8%12CD FDI |
50,000 | CD | 50,025 | |||||||
GE MONEY BANK N A 1%13CD FDI |
50,000 | CD | 50,082 | |||||||
GE MONEY BANK N A 1.3%13CD FDI |
24,000 | CD | 24,220 | |||||||
GE MONEY BANK N A 2.3%14CD FDI |
10,000 | CD | 10,237 | |||||||
U S TREAS STRIP 0% 02/12INT PM |
53,000 | Principal amount due 2/15/2012 | 53,000 | |||||||
U S TREAS STRIP 0% 02/13INT PM |
53,000 | Principal amount due 2/15/2013 | 52,896 | |||||||
U S TREAS STRIP 0% 02/14INT PM |
12,000 | Principal amount due 2/15/2014 | 11,929 | |||||||
U S TREAS STRIP 0% 05/12INT PM |
12,000 | Principal amount due 5/15/2012 | 11,999 | |||||||
U S TREAS STRIP 0% 05/13INT PM |
12,000 | Principal amount due 5/15/2013 | 11,976 | |||||||
U S TREAS STRIP 0% 05/14INT PM |
8,000 | Principal amount due 5/15/2014 | 7,943 | |||||||
U S TREAS STRIP 0% 08/12INT PM |
12,000 | Principal amount due 8/15/2012 | 11,993 | |||||||
U S TREAS STRIP 0% 08/13INT PM |
12,000 | Principal amount due 8/15/2013 | 11,951 | |||||||
U S TREAS STRIP 0% 08/14INT PM |
4,000 | Principal amount due 8/15/2014 | 3,964 | |||||||
U S TREAS STRIP 0% 11/12INT PM |
12,000 | Principal amount due 11/15/2012 | 11,990 | |||||||
U S TREAS STRIP 0% 11/13INT PM |
12,000 | Principal amount due 11/15/2013 | 11,937 | |||||||
|
|
|||||||||
Total |
1,222,720 | |||||||||
|
|
|||||||||
PARTICIPANT NOTES RECEIVABLE |
Participant notes receivable bearing interest ranging from 4.25% to 10.12% and maturity dates from January 1, 2012 to December 15, 2026 | 8,388,631 | ||||||||
Adjustment from Fair Value to Contract Value for Stable Value Funds | (16,673,456 | ) | ||||||||
|
|
|||||||||
$ | 579,057,143 | |||||||||
|
|
- 26 -
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the trustees (or other persons who administer the Willis 401(k) Retirement Savings Plan) have duly caused this annual report to be signed on its behalf by the undersigned hereunto duly authorized.
WILLIS 401(K) RETIREMENT SAVINGS PLAN | ||
By: | /s/ Jennifer Neihoff | |
Jennifer Neihoff | ||
Vice President | ||
Willis North America Inc. |
Dated: June 27, 2012
Exhibit 23
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
We consent to the incorporation by reference in Post-Effective Amendment No. 1 to Registration Statement No. 333-67466 on Form S-8 of our report dated June 25, 2012, relating to the financial statements and financial statement schedules of the Willis 401(k) Retirement Savings Plan, appearing in this Annual Report on Form 11-K of the Willis 401(k) Retirement Savings Plan for the year ended December 31, 2011.
Nashville, TN
June 26, 2012
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