-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Dcgen9g8AB+0y/BFsBN5Rikr23Ds9JafddR2CdTYTtYVZ1MZ45jy2SdbKiOr0Oaz Hmpq5fMSi7bLXeVa1yrguA== 0001017062-01-000470.txt : 20010308 0001017062-01-000470.hdr.sgml : 20010308 ACCESSION NUMBER: 0001017062-01-000470 CONFORMED SUBMISSION TYPE: 8-K/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010131 ITEM INFORMATION: ITEM INFORMATION: FILED AS OF DATE: 20010307 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KEITH COMPANIES INC CENTRAL INDEX KEY: 0001080922 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING SERVICES [8711] IRS NUMBER: 330203193 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K/A SEC ACT: SEC FILE NUMBER: 000-26561 FILM NUMBER: 1562640 BUSINESS ADDRESS: STREET 1: 2955 RED HILL AVENUE CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 7146687001 MAIL ADDRESS: STREET 1: 2955 RED HILL AVENUE CITY: COSTA MESA STATE: CA ZIP: 92626 8-K/A 1 0001.txt AMENDMENT #1 TO FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K/A Amendment No. 1 to Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 31, 2001 ----------------------- THE KEITH COMPANIES, INC. - ------------------------------------------------------------------------------- (Exact name of registrant as specified in its Charter) California 000-26561 33-0203193 - ----------------------------- --------- ---------- (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification No.) 2955 Red Hill Avenue, Costa Mesa, California 92626 - ------------------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (714) 668-7001 ---------------------------- - ------------------------------------------------------------------------------- (Former name or former address, if changed since last report) On January 31, 2001, HEA Acquisition, Inc., a California corporation and wholly owned subsidiary of The Keith Companies, Inc., a California corporation (the "Registrant") acquired substantially all of the assets and assumed substantially all of the liabilities of privately-held Hook & Associates Engineering, Inc., an Arizona corporation (the "Acquisition"). This transaction was initially reported on a Current Report on Form 8-K filed on behalf of the Registrant on February 15, 2001 (the "Original 8-K"). The Original 8-K incorrectly reported this Acquisition under Item 2 of Form 8-K. This amendment restates Items 2 and 7 of the Original 8-K and appropriately reports the Acquisition under Item 5 of Form 8-K. ITEM 2. ACQUISITION OR DISPOSITION OF ASSETS Not applicable. ITEM 5. OTHER EVENTS Acquisition of Hook & Associates Engineering, Inc. ------------------------------------------------- The Keith Companies, Inc. a California corporation (the "Registrant") is the reporting company under this Form 8-K/A. On January 31, 2001, HEA Acquisition, Inc., a California corporation and wholly owned subsidiary of the Registrant acquired substantially all of the assets and assumed substantially all of the liabilities of privately-held Hook & Associates Engineering, Inc., an Arizona corporation. A copy of the press release issued by the Registrant on February 1, 2001 concerning the foregoing transaction is filed as Exhibit 99.1 hereto and is incorporated herein by this reference. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS Financial Statements. -------------------- (a) and (b) Not applicable. (c) Exhibits. -------- 2.1 Asset Purchase Agreement dated January 31, 2001 by and among Buyer, the Registrant, Seller and the shareholders of Seller.* 99.1 Text of Press Release dated February 1, 2001.* _______________________ * Previously filed with Original 8-K. -2- SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: March 5, 2001 THE KEITH COMPANIES, INC. /s/ Aram H. Keith By: _______________________________________ Aram H. Keith, Chief Executive Officer -3- -----END PRIVACY-ENHANCED MESSAGE-----