-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OOuRrZBxBOuWilxm83PFHzxKd0RtihcKE6RETXLynfK8grlGC042SS5IPVT02lCl M8otn5pw0x/NxCqmfZqtng== 0001011438-05-000230.txt : 20050919 0001011438-05-000230.hdr.sgml : 20050919 20050919215143 ACCESSION NUMBER: 0001011438-05-000230 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050915 FILED AS OF DATE: 20050919 DATE AS OF CHANGE: 20050919 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KEITH COMPANIES INC CENTRAL INDEX KEY: 0001080922 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING SERVICES [8711] IRS NUMBER: 330203193 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19 TECHNOLOGY DRIVE CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 949-923-6000 MAIL ADDRESS: STREET 1: 19 TECHNOLOGY DRIVE CITY: IRVINE STATE: CA ZIP: 92618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Palumbo Dean J CENTRAL INDEX KEY: 0001313558 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26561 FILM NUMBER: 051092483 BUSINESS ADDRESS: BUSINESS PHONE: (949) 923-6000 MAIL ADDRESS: STREET 1: C/O THE KEITH COMPANIES, INC. STREET 2: 19 TECHNOLOGY DRIVE CITY: IRVINE STATE: CA ZIP: 92618 4 1 edg05-0114_ex.xml X0202 4 2005-09-15 1 0001080922 KEITH COMPANIES INC TKCI 0001313558 Palumbo Dean J C/O THE KEITH COMPANIES, INC. 19 TECHNOLOGY DRIVE IRVINE CA 92618 0 1 0 0 Pres./Energy & Industrial Common Stock 2005-09-15 4 M 0 370 2.70 A 0 D Common Stock 2005-09-15 4 M 0 2900 9.00 A 0 D Common Stock 2005-09-15 4 F 0 1744 23.71 D 0 D Common Stock 2005-09-15 4 M 0 4000 4.82 A 0 D Common Stock 2005-09-15 4 F 0 1952 23.71 D 0 D Common Stock 2005-09-15 4 M 0 3200 16.19 A 0 D Common Stock 2005-09-15 4 F 0 2547 23.71 D 0 D Common Stock 2005-09-15 4 M 0 3000 10.40 A 0 D Common Stock 2005-09-15 4 F 0 1918 23.71 D 0 D Common Stock 2005-09-15 4 D 0 19291 D 0 D Employee Stock Option (right to buy) 2.70 2005-09-15 4 M 0 370 0 D 2007-11-10 Common Stock 370 0 D Employee Stock Option (right to buy) 9.00 2005-09-15 4 M 0 2900 0 D 2009-07-15 Common Stock 2900 0 D Employee Stock Option (right to buy) 4.82 2005-09-15 4 M 0 4000 0 D 2010-02-15 Common Stock 4000 0 D Employee Stock Option (right to buy) 16.19 2005-09-15 4 M 0 3200 0 D 2011-05-11 Common Stock 3200 800 D Employee Stock Option (right to buy) 10.40 2005-09-15 4 M 0 3000 0 D 2012-11-01 Common Stock 3000 4500 D Employee Stock Option (right to buy) 16.19 2005-09-15 4 D 0 800 7.52 D 2011-05-11 Common Stock 800 0 D Employee Stock Option (right to buy) 10.40 2005-09-15 4 D 0 4500 13.31 D 2012-11-01 Common Stock 4500 0 D Disposed of pursuant to merger agreement between issuer and Stantec, Inc., in exchange for cash and shares of Stantec, Inc. common stock equal to $23.71 per share as of the effective date of the merger of which 6,171 are restricted. This option vests in five equal installments beginning on November 10, 1998. This option vests in five equal installments beginning on July 15, 2000. This option vests in five equal installments beginning on February 15, 2001. This option vests in five equal installments beginning on May 11, 2002. This option vests in five equal installments beginning on November 1, 2003. This option which vests in five equal annual installments beginning on May 11, 2002, was canceled in the merger in exchange for a cash payment of $6,016, representing the difference between the per share merger consideratio ($23.71) and the exercise price of the option. This option which vests in five equal annual installments beginning on November 1, 2003, was canceled in the merger in exchange for a cash payment of $59,895, representing the difference between the per share merger consideration ($23.71) and the exercise price of the option. /s/ Dean Palumbo 2005-09-19 -----END PRIVACY-ENHANCED MESSAGE-----