-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DEioqj0caY2ge3vUv6iqdTPK1GwcBJ5xTepZ7GaEnw/mBN08D80wRhZc+UHclg/A ZzMG7lsU0VF7d81yXxSAuw== 0001011438-05-000228.txt : 20050919 0001011438-05-000228.hdr.sgml : 20050919 20050919211715 ACCESSION NUMBER: 0001011438-05-000228 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050915 FILED AS OF DATE: 20050919 DATE AS OF CHANGE: 20050919 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KEITH COMPANIES INC CENTRAL INDEX KEY: 0001080922 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING SERVICES [8711] IRS NUMBER: 330203193 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19 TECHNOLOGY DRIVE CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 949-923-6000 MAIL ADDRESS: STREET 1: 19 TECHNOLOGY DRIVE CITY: IRVINE STATE: CA ZIP: 92618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NIELSEN ERIC C CENTRAL INDEX KEY: 0001181913 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26561 FILM NUMBER: 051092471 MAIL ADDRESS: STREET 1: 19 TECHNOLOGY DRIVE CITY: IRVINE STATE: CA ZIP: 92618 4 1 edg05-0110_ex.xml X0202 4 2005-09-15 0 0001080922 KEITH COMPANIES INC TKCI 0001181913 NIELSEN ERIC C THE KEITH COMPANIES, INC. 19 TECHNOLOGY DRIVE IRVINE CA 92618 0 1 0 0 Pres. and Chief Oper. Off. Common Stock 2005-09-15 4 M 0 5556 8.10 A 0 D Common Stock 2005-09-15 4 F 0 3205 23.71 D 0 D Common Stock 2005-09-15 4 M 0 10000 9.00 A 0 D Common Stock 2005-09-15 4 F 0 6013 23.71 D 0 D Common Stock 2005-09-15 4 M 0 20000 4.38 A 0 D Common Stock 2005-09-15 4 F 0 9523 23.71 D 0 D Common Stock 2005-09-15 4 M 0 16000 16.00 A 0 D Common Stock 2005-09-15 4 F 0 12654 23.71 D 0 D Common Stock 2005-09-15 4 M 0 12000 10.01 A 0 D Common Stock 2005-09-15 4 F 0 8237 23.71 D 0 D Common Stock 2005-09-15 4 M 0 12000 14.50 A 0 D Common Stock 2005-09-15 4 F 0 9201 23.71 D 0 D Common Stock 2005-09-15 4 D 0 4956 23.71 D 0 D Common Stock 2005-09-15 4 F 0 52319 D 0 D Employee Stock Option (right to buy) 8.10 2005-09-15 4 M 0 5556 0 D 1998-12-30 Common Stock 5556 0 D Employee Stock Option (right to buy) 9.00 2005-09-15 4 M 0 10000 0 D 1999-07-14 Common Stock 10000 0 D Employee Stock Option (right to buy) 4.38 2005-09-15 4 M 0 20000 0 D 2010-03-05 Common Stock 10000 0 D Employee Stock Option (right to buy) 16.00 2005-09-15 4 M 0 16000 0 D 2011-04-18 Common Stock 16000 4000 D Employee Stock Option (right to buy) 10.01 2005-09-15 4 M 0 12000 0 D 2013-05-11 Common Stock 12000 18000 D Employee Stock Option (right to buy) 14.50 2005-09-15 4 M 0 12000 0 D 2012-07-11 Common Stock 12000 8000 D Employee Stock Option (right to buy) 10.01 2005-09-15 4 D 0 18000 13.70 D 2013-05-11 Common Stock 18000 0 D Employee Stock Option (right to buy) 14.50 2005-09-15 4 D 0 8000 9.21 D 2012-07-12 Common Stock 8000 0 D Disposed of pursuant to a merger agreement between issuer and Stantec, Inc., in exchange for cash and shares of Stantec, Inc. common stock equal to $23.71 per share as of the effective date of the merger. This option vests in five equal annual installments beginning on December 31, 1998. This option vests in five equal annual installments beginning on July 15, 1999. This option vests in five equal annual installments beginning on March 6, 2000. This option vests in five equal annual installments beginning on April 19, 2001. This option vests in five equal annual installments beginning on May 12, 2003. This option vests in five equal annual installments beginning on July 12, 2003. The options, which vested in five equal installments beginning on May 12, 2003, was canceled in the merger in exchange for a cash payment of $246,600 representing the difference between the per share merger consideration ($23.71) and the exercise price of the option. The options, which vested in five equal installments beginning on July 12, 2003, was canceled in the merger in exchange for a cash payment of $73,680, representing the difference between the per share merger consideration ($23.71) and the exercise price of the option. /s/ Eric C. Nielsen 2005-09-19 -----END PRIVACY-ENHANCED MESSAGE-----