-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RQsCicfYmeJVGotczmbL+gAQFkz6/WeiRBC66ROqr9Y9E0MStadl0pDVv24aQZu1 psWw49Cz23PBu7/J91I42Q== 0001011438-04-000096.txt : 20040408 0001011438-04-000096.hdr.sgml : 20040408 20040408150138 ACCESSION NUMBER: 0001011438-04-000096 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040329 FILED AS OF DATE: 20040408 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRAUN TOM CENTRAL INDEX KEY: 0001286369 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26561 FILM NUMBER: 04724708 MAIL ADDRESS: STREET 1: 19 TECHNOLOGY DRIVE CITY: IRVINE STATE: CA ZIP: 92618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KEITH COMPANIES INC CENTRAL INDEX KEY: 0001080922 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING SERVICES [8711] IRS NUMBER: 330203193 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19 TECHNOLOGY DRIVE CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 949-923-6000 MAIL ADDRESS: STREET 1: 19 TECHNOLOGY DRIVE CITY: IRVINE STATE: CA ZIP: 92618 3 1 edg04-0038_ex.xml X0201 3 2004-03-29 0 0001080922 KEITH COMPANIES INC TKCI 0001286369 BRAUN TOM C/O THE KEITH COMPANIES, INC. 19 TECHNOLOGY DRIVE IRVINE CA 92618 0 1 0 0 Pres. of Real Estate Services Common Stock 14910 D Employee Stock Option (right to buy) 2.70 2007-07-01 Common Stock 5184 D Employee Stock Option (right to buy) 8.10 2008-12-31 Common Stock 5556 D Employee Stock Option (right to buy) 9.00 2009-07-15 Common Stock 6000 D Employee Stock Option (right to buy) 4.82 2010-02-15 Common Stock 8000 D Employee Stock Option (right to buy) 10.03 2013-06-03 Common Stock 7500 D The option vested in five equal annual installments beginning on July 1, 1998. The option vested in five equal annual installments beginning on December 31, 1999. The option is exercisable in five equal annual installments beginning on July 15, 2000. The option was originally issued to purchase 10,000 share of common stock and is exercisable in five equal annual installments beginning on February 15, 2001. The option is exercisable in five equal annual installments beginning on June 3, 2004. /s/ Tom Braun 2004-04-08 -----END PRIVACY-ENHANCED MESSAGE-----