SC 13G/A 1 0001.txt SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. 1) AdForce, Inc. -------------------------------------------------------------------------------- (Name of Issuer) Common Stock -------------------------------------------------------------------------------- (Title of Class of Securities) 006867 10 5 -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2000 -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-(c) [X] Rule 13d-1(d) (Continued on following pages) Page 1 of 13 Pages Exhibit Index Contained on Page 12 ---------------------------------------------------------- -------------------------------------- CUSIP NO. 006867 10 5 13 G Page 2 of 13 Pages ---------------------------------------------------------- -------------------------------------- ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Hummer Winblad Venture Partners II, L.P. ("HWVP II") Tax ID Number: ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ------------------------------------ -------- ------------------------------------------------------------------------ 5 SOLE VOTING POWER NUMBER OF 0 shares. SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH -------- ------------------------------------------------------------------------ 6 SHARED VOTING POWER 0 shares. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 0 shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 0 shares. ------------ --------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.0% ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OR REPORTING PERSON PN ------------ ---------------------------------------------------------------------------------------------------------
---------------------------------------------------------- -------------------------------------- CUSIP NO. 006867 10 5 13 G Page 3 of 13 Pages ---------------------------------------------------------- -------------------------------------- ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Hummer Winblad Technology Fund II, L.P. ("HWTF II") Tax ID Number: ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ------------------------------------ -------- ------------------------------------------------------------------------ 5 SOLE VOTING POWER NUMBER OF 0 shares. SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH -------- ------------------------------------------------------------------------ 6 SHARED VOTING POWER 0 shares. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 0 shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 0 shares. ------------ --------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.0% ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OR REPORTING PERSON PN ------------ ---------------------------------------------------------------------------------------------------------
---------------------------------------------------------- -------------------------------------- CUSIP NO. 006867 10 5 13 G Page 4 of 13 Pages ---------------------------------------------------------- -------------------------------------- ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Hummer Winblad Technology Fund IIA, L.P. ("HWTF IIA") Tax ID Number: ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ------------------------------------ -------- ------------------------------------------------------------------------ 5 SOLE VOTING POWER NUMBER OF 0 shares. SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH -------- ------------------------------------------------------------------------ 6 SHARED VOTING POWER 0 shares. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 0 shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 0 shares. ------------ --------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.0% ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OR REPORTING PERSON PN ------------ ---------------------------------------------------------------------------------------------------------
---------------------------------------------------------- -------------------------------------- CUSIP NO. 006867 10 5 13 G Page 5 of 13 Pages ---------------------------------------------------------- -------------------------------------- ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Hummer Winblad Equity Partners II, L.L.C. ("HWEP II") Tax ID Number: ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ------------------------------------ -------- ------------------------------------------------------------------------ 5 SOLE VOTING POWER 0 shares. NUMBER OF -------- ------------------------------------------------------------------------ SHARES BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH REPORTING 0 shares. PERSON WITH -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 0 shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 0 shares. ------------ --------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.0% ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OR REPORTING PERSON OO ------------ ---------------------------------------------------------------------------------------------------------
---------------------------------------------------------- -------------------------------------- CUSIP NO. 006867 10 5 13 G Page 6 of 13 Pages ---------------------------------------------------------- -------------------------------------- ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON John R. Hummer ("Hummer") Tax ID Number: ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen ------------------------------------ -------- ------------------------------------------------------------------------ 5 SOLE VOTING POWER 0 shares NUMBER OF -------- ------------------------------------------------------------------------ SHARES BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH REPORTING 0 shares. PERSON WITH -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 0 shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 0 shares. ------------ --------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.0% ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OR REPORTING PERSON IN ------------ ---------------------------------------------------------------------------------------------------------
---------------------------------------------------------- -------------------------------------- CUSIP NO. 006867 10 5 13 G Page 7 of 13 Pages ---------------------------------------------------------- -------------------------------------- ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Ann L. Winblad ("Winblad") Tax ID Number: ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen ------------------------------------ -------- ------------------------------------------------------------------------ 5 SOLE VOTING POWER 0 shares. NUMBER OF -------- ------------------------------------------------------------------------ SHARES BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH REPORTING 0 shares. PERSON WITH -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 0 shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 0 shares. ------------ --------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.0% ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OR REPORTING PERSON IN ------------ ---------------------------------------------------------------------------------------------------------
---------------------------------------------------------- -------------------------------------- CUSIP NO. 006867 10 5 13 G Page 8 of 13 Pages ---------------------------------------------------------- -------------------------------------- ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Mark Gorenberg ("Gorenberg") Tax ID Number: ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen ------------------------------------ -------- ------------------------------------------------------------------------ 5 SOLE VOTING POWER 0 shares. NUMBER OF -------- ------------------------------------------------------------------------ SHARES BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH REPORTING 0 shares. PERSON WITH -------- ------------------------------------------------------------------------ -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 0 shares. -------- ------------------------------------------------------------------------ -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 0 shares. ------------ --------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.0% ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OR REPORTING PERSON IN ------------ ---------------------------------------------------------------------------------------------------------
------------------------------- ---------------------------- CUSIP NO. 006867 10 5 13 G Page 9 of 13 Pages ------------------------------- ---------------------------- This statement amends the amended Statement on Schedule 13(G) filed by the Reporting Persons. Only those items as to which there is a change are included in this report. ITEM 4. OWNERSHIP The following information with respect to the ownership of the Common Stock of the issuer by the persons filing this Statement is provided as of December 31, 2000: (a) Amount beneficially owned: See Row 9 of cover page for each Reporting Person. (b) Percent of Class: See Row 11 of cover page for each Reporting Person. (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: See Row 5 of cover page for each Reporting Person. (ii) Shared power to vote or to direct the vote: See Row 6 of cover page for each Reporting Person. (iii) Sole power to dispose or to direct the disposition of: See Row 7 of cover page for each Reporting Person. (iv) Shared power to dispose or to direct the disposition of: See Row 8 of cover page for each Reporting Person. ------------------------------- ---------------------------- CUSIP NO. 006867 10 5 13 G Page 10 of 13 Pages ------------------------------- ---------------------------- ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [X] Yes ------------------------------- ---------------------------- CUSIP NO. 006867 10 5 13 G Page 11 of 13 Pages ------------------------------- ---------------------------- SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 9, 2001 /s/ John R. Hummer -------------------------------------------- John R. Hummer, individually, and on behalf of HWVP II, in his capacity as a managing member of HWEP II, the general partner of HWVP II, on behalf of HWTF II, in his capacity as a managing member of HWEP II, the general partner of HWTF II, on behalf of HWTF IIA, in his capacity as managing member of HWEP II, the general partner of HWTF IIA, and on behalf of HWEP II in his capacity as a managing member thereof. /s/ Ann L. Winblad ------------------------------------------- Ann L. Winblad /s/ Mark Gorenberg ------------------------------------------- Mark Gorenberg ------------------------------- ---------------------------- CUSIP NO. 006867 10 5 13 G Page 12 of 13 Pages ------------------------------- ---------------------------- EXHIBIT INDEX Found on Sequentially Exhibit Numbered Page ------- ------------- Exhibit A: Agreement of Joint Filing 13 ------------------------------- ---------------------------- CUSIP NO. 006867 10 5 13 G Page 13 of 13 Pages ------------------------------- ---------------------------- EXHIBIT A Agreement of Joint Filing The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock of AdForce, Inc. shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13G. Date: February 9, 2001 /s/ John R. Hummer -------------------------------------------- John R. Hummer, individually, and on behalf of HWVP II, in his capacity as a managing member of HWEP II, the general partner of HWVP II, on behalf of HWTF II, in his capacity as a managing member of HWEP II, the general partner of HWTF II, on behalf of HWTF IIA, in his capacity as managing member of HWEP II, the general partner of HWTF IIA, and on behalf of HWEP II in his capacity as a managing member thereof. /s/ Ann L. Winblad --------------------------------------------- Ann L. Winblad /s/ Mark Gorenberg --------------------------------------------- Mark Gorenberg