0001628280-21-012276.txt : 20210615 0001628280-21-012276.hdr.sgml : 20210615 20210615172321 ACCESSION NUMBER: 0001628280-21-012276 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210611 FILED AS OF DATE: 20210615 DATE AS OF CHANGE: 20210615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schoch Steven J CENTRAL INDEX KEY: 0001867508 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31161 FILM NUMBER: 211019643 MAIL ADDRESS: STREET 1: 2748 BUSH STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARENA PHARMACEUTICALS INC CENTRAL INDEX KEY: 0001080709 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 232908305 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6154 NANCY RIDGE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-453-7200 MAIL ADDRESS: STREET 1: 6154 NANCY RIDGE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 wf-form4_162379214572153.xml FORM 4 X0306 4 2021-06-11 0 0001080709 ARENA PHARMACEUTICALS INC ARNA 0001867508 Schoch Steven J C/O ARENA PHARMACEUTICALS, INC. 6154 NANCY RIDGE DRIVE SAN DIEGO CA 92121 1 0 0 0 Common Stock 2021-06-11 4 A 0 1533 0 A 1533 D Common Stock 2021-06-11 4 A 0 3067 0 A 4600 D Stock Option (right to buy) 65.19 2021-06-11 4 A 0 3601 0 A 2028-06-11 Common Stock 3601.0 3601 D Stock Option (right to buy) 65.19 2021-06-11 4 A 0 7202 0 A 2028-06-11 Common Stock 7202.0 7202 D The amount represents restricted stock units that vest in three equal installments on the dates of Arena's next three annual meetings of stockholders. The shares underlying the restricted stock units will be issued upon vesting and release of the restricted stock units. The amount represents restricted stock units that vest in full on the earliest of June 11, 2022, or the date of Arena's next annual meeting of stockholders. The shares underlying the restricted stock units will be issued upon vesting and release of the restricted stock units. The options vest in 36 equal monthly installments (except as otherwise necessary to avoid vesting of a fractional share) over three years beginning on July 11, 2021, and are exercisable once vested. The options vest in 12 equal monthly installments (except as otherwise necessary to avoid vesting of a fractional share) over one year beginning on July 11, 2021 with the final installment vesting upon the earlier of the one-year anniversary of the grant date or the date of the next annual stockholders' meeting, and are exercisable once vested. /s/ Andrew J. Cronauer, as Attorney-in-Fact 2021-06-15