0001209191-20-019882.txt : 20200318 0001209191-20-019882.hdr.sgml : 20200318 20200318082429 ACCESSION NUMBER: 0001209191-20-019882 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200315 FILED AS OF DATE: 20200318 DATE AS OF CHANGE: 20200318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schmidt Joan CENTRAL INDEX KEY: 0001805334 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-31161 FILM NUMBER: 20723259 MAIL ADDRESS: STREET 1: C/O ARENA PHARMACEUTICALS, INC. STREET 2: 6154 NANCY RIDGE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARENA PHARMACEUTICALS INC CENTRAL INDEX KEY: 0001080709 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 232908305 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6154 NANCY RIDGE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-453-7200 MAIL ADDRESS: STREET 1: 6154 NANCY RIDGE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2020-03-15 2020-03-17 0 0001080709 ARENA PHARMACEUTICALS INC ARNA 0001805334 Schmidt Joan C/O ARENA PHARMACEUTICALS, INC. 6154 NANCY RIDGE DRIVE SAN DIEGO CA 92121 0 1 0 0 EVP, General Counsel & Sec Employee Stock Option (right to buy) 41.25 2020-03-15 4 A 0 132000 0.00 A 2027-03-15 Common Stock 132000 132000 D The options vest over four years, with 25% of the shares subject to the option vesting on March 15, 2021, and the remainder of the shares vesting monthly over the following three years in equal installments (except as otherwise necessary to avoid vesting of a fractional share), and are exercisable once vested. On March 17, 2020, the reporting person filed a Form 4 which inadvertently reported an incorrect Employee Stock Option exercise price of $36.33. In fact, as reported in this amendment, the exercise price applicable to the Employee Stock Options is $41.25. /s/ Andrew J. Cronauer, as Attorney-in-Fact 2020-03-18