0001080366-18-000002.txt : 20180405 0001080366-18-000002.hdr.sgml : 20180405 20180405115336 ACCESSION NUMBER: 0001080366-18-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180405 DATE AS OF CHANGE: 20180405 EFFECTIVENESS DATE: 20180405 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CATAWBA CAPITAL MANAGEMENT /VA CENTRAL INDEX KEY: 0001080366 IRS NUMBER: 541611464 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04999 FILM NUMBER: 18739800 BUSINESS ADDRESS: STREET 1: PO BOX 1180 STREET 2: 10 SOUTH JEFFERSON STREET, SUITE 1210 CITY: ROANOKE STATE: VA ZIP: 24006 BUSINESS PHONE: 5403421212 MAIL ADDRESS: STREET 1: PO BOX 1180 STREET 2: 10 SOUTH JEFFERSON STREET, SUITE 1210 CITY: ROANOKE STATE: VA ZIP: 24011 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001080366 XXXXXXXX 03-31-2018 03-31-2018 CATAWBA CAPITAL MANAGEMENT /VA

PO BOX 1180 10 SOUTH JEFFERSON STREET, SUITE 1210 ROANOKE VA 24011

13F HOLDINGS REPORT 028-04999 N Amanda Crowgey Wells 5403421212 Amanda Crowgey Wells Roanoke VA 04-05-2018 0 204 416796 false INFORMATION TABLE 2 form13f1q2018.xml FORM 13F 1Q2018 3M Company COM 88579y101 4379 19949 SH SOLE 19949 0 0 AFLAC Inc Com COM 001055102 1332 30444 SH SOLE 30444 0 0 AT&T Inc Com COM 00206r102 2944 82593 SH SOLE 82593 0 0 Abbott Laboratories COM 002824100 2497 41666 SH SOLE 41666 0 0 Abbvie Inc Com COM 00287Y109 2953 31204 SH SOLE 31204 0 0 Airbus SE ADR COM 009279100 254 8805 SH SOLE 8805 0 0 Allstate Corp COM 020002101 3669 38705 SH SOLE 38705 0 0 Alphabet Inc Class A COM 02079k305 7461 7194 SH SOLE 7194 0 0 Alphabet Inc Class C COM 02079k107 293 284 SH SOLE 284 0 0 Altria Group Inc COM 02209s103 565 9074 SH SOLE 9074 0 0 Amazon.Com Inc Com COM 023135106 514 355 SH SOLE 355 0 0 American Elec Pwr Co COM 025537101 1034 15078 SH SOLE 15078 0 0 Ametek Inc New Com COM 031100100 218 2865 SH SOLE 2865 0 0 Amgen Inc COM 031162100 820 4812 SH SOLE 4812 0 0 Analog Devices Inc Com COM 032654105 539 5917 SH SOLE 5917 0 0 Anthem Inc Com COM 036752103 5854 26646 SH SOLE 26646 0 0 Apple Inc COM 037833100 22506 134137 SH SOLE 134137 0 0 Astrazeneca PLC Sponsored ADR COM 046353108 1091 31185 SH SOLE 31185 0 0 Athersys Inc Com COM 04744l106 18 10000 SH SOLE 10000 0 0 Automatic Data Processing Inc COM 053015103 444 3915 SH SOLE 3915 0 0 BB&T Corp Com COM 054937107 7685 147669 SH SOLE 147669 0 0 BCE Inc Com COM 05534B760 452 10500 SH SOLE 10500 0 0 Baxter Intl Inc COM 071813109 4354 66945 SH SOLE 66945 0 0 Becton Dickinson Co COM 075887109 7179 33129 SH SOLE 33129 0 0 Berkshire Hathaway Inc Cl B COM 084670702 1352 6777 SH SOLE 6777 0 0 Best Buy Inc Com COM 086516101 293 4189 SH SOLE 4189 0 0 Biogen Inc Com COM 09062x103 359 1310 SH SOLE 1310 0 0 Biomarin Pharmaceutical Com COM 09061g101 264 3260 SH SOLE 3260 0 0 Boeing Co COM 097023105 6054 18465 SH SOLE 18465 0 0 BorgWarner Inc COM 099724106 7426 147835 SH SOLE 147835 0 0 Bristol Myers Squibb COM 110122108 3147 49751 SH SOLE 49751 0 0 Brookfield Renewable Partners COM G16258108 329 10570 SH SOLE 10570 0 0 Buckeye Partners LP COM 118230101 797 21305 SH SOLE 21305 0 0 Burlington Stores Inc Com COM 122017106 200 1505 SH SOLE 1505 0 0 CA Inc Com COM 12673p105 398 11740 SH SOLE 11740 0 0 CNX Midstream Partners LP COM 12654A101 430 23400 SH SOLE 23400 0 0 CVS Health Corp COM 126650100 6996 112456 SH SOLE 112456 0 0 Camden Property Trust Sh Ben I COM 133131102 376 4470 SH SOLE 4470 0 0 Caterpillar Inc COM 149123101 577 3915 SH SOLE 3915 0 0 Chevron Corp COM 166764100 4359 38226 SH SOLE 38226 0 0 Chubb Limited COM H1467J104 3289 24047 SH SOLE 24047 0 0 Cinemark Holdings Inc Com COM 17243v102 507 13450 SH SOLE 13450 0 0 Cisco Sys Inc COM 17275R102 6577 153349 SH SOLE 153349 0 0 Clorox Co Del COM 189054109 724 5442 SH SOLE 5442 0 0 Coca Cola Co COM 191216100 596 13715 SH SOLE 13715 0 0 Comcast Corp Cl A COM 20030N101 629 18402 SH SOLE 18402 0 0 Comerica Inc COM 200340107 296 3090 SH SOLE 3090 0 0 ConocoPhillips COM 20825c104 2091 35274 SH SOLE 35274 0 0 Consolidated Edison Hldg Co In COM 209115104 561 7203 SH SOLE 7203 0 0 Cracker Barrel Old Country Sto COM 22410j106 981 6165 SH SOLE 6165 0 0 Crestwood Equity Partners LP COM 226344208 407 15905 SH SOLE 15905 0 0 Cypress Semiconductor Corp COM 232806109 523 30830 SH SOLE 30830 0 0 Danaher Corp COM 235851102 1091 11146 SH SOLE 11146 0 0 Darden Restaurants COM 237194105 827 9705 SH SOLE 9705 0 0 Devon Energy Corp COM 25179M103 588 18484 SH SOLE 18484 0 0 Diageo P L C Spon ADR New COM 25243q205 633 4671 SH SOLE 4671 0 0 Dollar General Corp Com COM 256677105 5148 55032 SH SOLE 55032 0 0 Dominion Energy Inc COM 25746u109 1859 27576 SH SOLE 27576 0 0 Dover Corp COM 260003108 1497 15245 SH SOLE 15245 0 0 DowDupont Inc Com COM 26078j100 6140 96375 SH SOLE 96375 0 0 Duke Energy Corp COM 26441c204 4449 57435 SH SOLE 57435 0 0 EQT Midstream Partners LP COM 26885b100 380 6440 SH SOLE 6440 0 0 Eaton Corp Com COM 278058102 619 7740 SH SOLE 7740 0 0 Eli Lilly & Co Com NPV COM 532457108 978 12643 SH SOLE 12643 0 0 Emerson Electric Co COM 291011104 3214 47060 SH SOLE 47060 0 0 Enbridge Energy Partners LP COM 29250r106 313 32485 SH SOLE 32485 0 0 Enbridge Inc Com COM 29250n105 604 19202 SH SOLE 19202 0 0 Energy Transfer Partners LP COM 29278N103 340 20988 SH SOLE 20988 0 0 Enterprise Products LP COM 293792107 4202 171645 SH SOLE 171645 0 0 Equity Residential COM 29476l107 200 3252 SH SOLE 3252 0 0 Exxon Mobil Corp COM 30231G102 1878 25167 SH SOLE 25167 0 0 Facebook Inc Cl A COM 30303M102 779 4875 SH SOLE 4875 0 0 FedEx Corporation Com COM 31428X106 6475 26968 SH SOLE 26968 0 0 Fifth Third Bancorp COM 316773100 254 8005 SH SOLE 8005 0 0 First Solar Inc Com COM 336433107 355 5000 SH SOLE 5000 0 0 General Dynamics Corp COM 369550108 1004 4547 SH SOLE 4547 0 0 GlaxoSmithKline ADR COM 37733W105 555 14195 SH SOLE 14195 0 0 Goldman Sachs Group Com COM 38141g104 520 2065 SH SOLE 2065 0 0 HCP Inc Com COM 40414l109 322 13868 SH SOLE 13868 0 0 Healthcare Realty Trust COM 421946104 219 7905 SH SOLE 7905 0 0 Home Depot Inc COM 437076102 216 1211 SH SOLE 1211 0 0 Honeywell Intl Inc COM 438516106 4431 30661 SH SOLE 30661 0 0 Huntington Bancshares Inc Com COM 446150104 249 16470 SH SOLE 16470 0 0 IBM COM 459200101 4662 30387 SH SOLE 30387 0 0 ITT INC COM 45073V108 219 4470 SH SOLE 4470 0 0 Illinois Tool Works COM 452308109 2158 13774 SH SOLE 13774 0 0 Ingersoll-Rand PLC COM g47791101 535 6256 SH SOLE 6256 0 0 Intel Corp COM 458140100 7337 140888 SH SOLE 140888 0 0 International Paper Co COM 460146103 253 4743 SH SOLE 4743 0 0 Johnson & Johnson COM 478160104 6568 51255 SH SOLE 51255 0 0 Johnson Controls International COM G51502105 1951 55371 SH SOLE 55371 0 0 Kimberly Clark Corp COM 494368103 2271 20618 SH SOLE 20618 0 0 Kinder Morgan Inc Com COM 49456B101 754 50083 SH SOLE 50083 0 0 Kraft Heinz Co Com COM 500754106 535 8591 SH SOLE 8591 0 0 L3 Technologies Inc COM 502413107 3629 17445 SH SOLE 17445 0 0 Laboratory Corp of America Hld COM 50540r409 3783 23388 SH SOLE 23388 0 0 Lear Corp Com New COM 521865204 267 1435 SH SOLE 1435 0 0 Leidos Holdings Inc COM 525327102 1568 23970 SH SOLE 23970 0 0 Lockheed Martin Corp COM 539830109 7493 22174 SH SOLE 22174 0 0 Lowes Cos Inc COM 548661107 9542 108742 SH SOLE 108742 0 0 MPLX LP COM 55336v100 997 30185 SH SOLE 30185 0 0 Magellan Midstream Partners LP COM 559080106 2212 37912 SH SOLE 37912 0 0 Mastercard Inc Cl A COM 57636q104 6806 38857 SH SOLE 38857 0 0 Maxlinear Inc Com COM 57776J100 258 11360 SH SOLE 11360 0 0 McDonalds Corp COM 580135101 330 2113 SH SOLE 2113 0 0 McKesson Corp COM 58155Q103 3572 25355 SH SOLE 25355 0 0 Medtronic PLC COM G5960L103 1029 12822 SH SOLE 12822 0 0 Merck & Co Inc New Com COM 58933y105 3186 58483 SH SOLE 58483 0 0 Metlife Inc Com COM 59156R108 241 5250 SH SOLE 5250 0 0 Microchip Technology Inc Com COM 595017104 800 8755 SH SOLE 8755 0 0 Microsoft Corp COM 594918104 14051 153955 SH SOLE 153955 0 0 National Bankshares Inc VA COM 634865109 257 5700 SH SOLE 5700 0 0 National Oilwell Varco Inc COM 637071101 359 9751 SH SOLE 9751 0 0 Netscout Systems Inc Com COM 64115T104 1830 69446 SH SOLE 69446 0 0 Nextera Energy Inc Com COM 65339f101 213 1302 SH SOLE 1302 0 0 Nike Inc Cl B COM 654106103 3413 51370 SH SOLE 51370 0 0 Norfolk Southern Corp COM 655844108 1286 9469 SH SOLE 9469 0 0 Northrop Grumman Corp Holding COM 666807102 1917 5490 SH SOLE 5490 0 0 Novartis A G Sponsored ADR COM 66987v109 2216 27406 SH SOLE 27406 0 0 Nucor Corp Com COM 670346105 3273 53578 SH SOLE 53578 0 0 Nvidia Corp COM 67066g104 509 2200 SH SOLE 2200 0 0 Oneok Inc COM 682680103 2337 41056 SH SOLE 41056 0 0 Oracle Corp Com COM 68389X105 4407 96320 SH SOLE 96320 0 0 PNC Finl Svcs Group COM 693475105 2632 17401 SH SOLE 17401 0 0 Parker Hannifin Corp COM 701094104 292 1710 SH SOLE 1710 0 0 Pentair PLC Shs COM G7S00T104 2466 36193 SH SOLE 36193 0 0 PepsiCo Inc COM 713448108 5418 49641 SH SOLE 49641 0 0 Permian Basin Rty Tr Unit COM 714236106 169 17501 SH SOLE 17501 0 0 Pfizer Inc COM 717081103 6613 186348 SH SOLE 186348 0 0 Philip Morris Intl Inc Com COM 718172109 809 8137 SH SOLE 8137 0 0 Photronics Inc Com COM 719405102 170 20640 SH SOLE 20640 0 0 Plains All American Pipeline U COM 726503105 556 25260 SH SOLE 25260 0 0 Praxair Inc COM 74005p104 1348 9342 SH SOLE 9342 0 0 Procter & Gamble Co Com COM 742718109 6425 81045 SH SOLE 81045 0 0 Public Storage Com COM 74460D109 249 1241 SH SOLE 1241 0 0 Qualcomm Inc COM 747525103 241 4343 SH SOLE 4343 0 0 RGC Resources Inc Com COM 74955l103 306 12033 SH SOLE 12033 0 0 Raytheon Co Com New COM 755111507 1542 7146 SH SOLE 7146 0 0 Realty Income Corp COM 756109104 567 10970 SH SOLE 10970 0 0 Royal Dutch Shell ADR EA Rep 2 COM 780259206 403 6311 SH SOLE 6311 0 0 SPDR Gold Trust COM 78463v107 443 3525 SH SOLE 3525 0 0 Schlumberger Limited Com COM 806857108 3699 57104 SH SOLE 57104 0 0 Select Sector Spdr Tr SBI Int COM 81369y886 218 4314 SH SOLE 4314 0 0 Smucker J M Co Com New COM 832696405 824 6642 SH SOLE 6642 0 0 Southern Co COM 842587107 1522 34076 SH SOLE 34076 0 0 Spectra Energy Partners LP COM 84756N109 533 15855 SH SOLE 15855 0 0 Sprott Physical Gold & Silver COM 85208r101 380 28724 SH SOLE 28724 0 0 Sprott Physical Gold Trust Uni COM 85207h104 324 30155 SH SOLE 30155 0 0 Stanley Black & Decker Inc Com COM 854502101 2108 13757 SH SOLE 13757 0 0 Starbucks Corp Com COM 855244109 495 8545 SH SOLE 8545 0 0 State Street Corp Com COM 857477103 432 4335 SH SOLE 4335 0 0 Steel Dynamics Inc Com COM 858119100 916 20708 SH SOLE 20708 0 0 Stryker Corp COM 863667101 579 3599 SH SOLE 3599 0 0 SunTrust Banks Inc COM 867914103 1220 17928 SH SOLE 17928 0 0 Suncor Energy Com NPV New COM 867224107 772 22340 SH SOLE 22340 0 0 Sysco Corp COM 871829107 3014 50269 SH SOLE 50269 0 0 T Rowe Price Group Inc Com COM 74144t108 5014 46440 SH SOLE 46440 0 0 TC PipeLines Unit LP COM 87233q108 529 15237 SH SOLE 15237 0 0 Tallgrass Energy Partners LP C COM 874697105 200 5280 SH SOLE 5280 0 0 Target Corp Com COM 87612e106 5581 80381 SH SOLE 80381 0 0 Tesla Inc Com COM 88160r101 781 2935 SH SOLE 2935 0 0 Tetra Tech Inc New Com COM 88162g103 364 7427 SH SOLE 7427 0 0 Texas Instruments Inc Com COM 882508104 2216 21328 SH SOLE 21328 0 0 Textron Inc Com COM 883203101 380 6445 SH SOLE 6445 0 0 Time Warner Inc Com COM 887317303 969 10247 SH SOLE 10247 0 0 Total S A Sponsored ADR COM 89151e109 280 4845 SH SOLE 4845 0 0 UDR Inc COM 902653104 350 9817 SH SOLE 9817 0 0 US Bancorp Del Com New COM 902973304 717 14200 SH SOLE 14200 0 0 Union Pacific Corp COM 907818108 8814 65569 SH SOLE 65569 0 0 United Technologies Corp Com COM 913017109 2688 21363 SH SOLE 21363 0 0 UnitedHealth Group COM 91324p102 794 3712 SH SOLE 3712 0 0 V F Corp COM 918204108 337 4548 SH SOLE 4548 0 0 Varian Medical Systems Inc Com COM 92220p105 312 2540 SH SOLE 2540 0 0 Verint Sys Inc Com COM 92343x100 346 8115 SH SOLE 8115 0 0 Verisign Inc COM 92343e102 219 1846 SH SOLE 1846 0 0 Verizon Communications COM 92343V104 4329 90526 SH SOLE 90526 0 0 Visa Inc Com Cl A COM 92826c839 2416 20195 SH SOLE 20195 0 0 Vulcan Materials Co COM 929160109 797 6985 SH SOLE 6985 0 0 WalMart Inc Com COM 931142103 257 2887 SH SOLE 2887 0 0 Walt Disney Co COM 254687106 7946 79107 SH SOLE 79107 0 0 Waste Management Inc COM 94106l109 3464 41177 SH SOLE 41177 0 0 Wells Fargo & Company Com COM 949746101 5386 102768 SH SOLE 102768 0 0 Welltower Inc Com COM 95040q104 2318 42581 SH SOLE 42581 0 0 Westar Energy Inc Com COM 95709t100 357 6793 SH SOLE 6793 0 0 Weyerhaeuser Co Com COM 962166104 4760 136008 SH SOLE 136008 0 0 Williams Partners LP Com Unit COM 96949L105 467 13553 SH SOLE 13553 0 0 Xilinx Inc COM 983919101 258 3570 SH SOLE 3570 0 0 Xylem Inc Com COM 98419M100 2624 34108 SH SOLE 34108 0 0 Zimmer Biomet Hldgs Inc Com COM 98956P102 4578 41984 SH SOLE 41984 0 0 iShares Silver Trust COM 46428q109 403 26173 SH SOLE 26173 0 0 Guggenheim S&P 500 Top 50 ETF ETF 78355w205 445 2385 SH SOLE 2385 0 0 PowerShares ETF Trust Div Achv ETF 73935x732 294 11580 SH SOLE 11580 0 0 S&P 500 Low Volatility Fund ETF 73937b779 591 12588 SH SOLE 12588 0 0 SPDR S&P 500 ETF Trust ETF 78462F103 798 3032 SH SOLE 3032 0 0 SPDR Series Trust S&P Biotech ETF 78464a870 1019 11620 SH SOLE 11620 0 0 Vanguard Index Fds REIT ETF ETF 922908553 531 7040 SH SOLE 7040 0 0 Vanguard Index Fds S&P 500 ETF ETF 922908363 434 1794 SH SOLE 1794 0 0 Vanguard Index Fds Stk Mrk ETF ETF 922908769 1185 8733 SH SOLE 8733 0 0 Vanguard Scottsdale Fd Vng Rus ETF 92206c599 412 3385 SH SOLE 3385 0 0 Vanguard Whitehall Fds High Di ETF 921946406 214 2597 SH SOLE 2597 0 0 iShares MSCI KLD 400 Social ET ETF 464288570 311 3185 SH SOLE 3185 0 0 iShares Select Dividend ETF ETF 464287168 336 3535 SH SOLE 3535 0 0 iShares TR Russell 2000 ETF ETF 464287655 379 2494 SH SOLE 2494 0 0 iShares TR Russell Midcap ETF ETF 464287499 887 4295 SH SOLE 4295 0 0 iShares Tr Russell 3000 ETF ETF 464287689 1068 6834 SH SOLE 6834 0 0