Chief Operating Officer

0001080171-20-000002.txt : 20200218 0001080171-20-000002.hdr.sgml : 20200218 20200214213927 ACCESSION NUMBER: 0001080171-20-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200218 DATE AS OF CHANGE: 20200214 EFFECTIVENESS DATE: 20200218 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARISTEIA CAPITAL LLC CENTRAL INDEX KEY: 0001080171 IRS NUMBER: 133953132 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07622 FILM NUMBER: 20623096 BUSINESS ADDRESS: STREET 1: ONE GREENWICH PLAZA STREET 2: THIRD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 212-842-8900 MAIL ADDRESS: STREET 1: ONE GREENWICH PLAZA STREET 2: THIRD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: ARISTEIA ADVISORS LLC DATE OF NAME CHANGE: 19990226 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001080171 XXXXXXXX 12-31-2019 12-31-2019 ARISTEIA CAPITAL LLC

ONE GREENWICH PLAZA THIRD FLOOR GREENWICH CT 06830

13F HOLDINGS REPORT 028-07622 N Andrew B. David Chief Operating Officer 212-842-8939 Andrew B. David New York NY 02-14-2020 0 54 1513249 false INFORMATION TABLE 2 13FXMLSQL_2019_Q4.xml AMC ENTMT HLDGS INC CL A COM 00165C104 1667 230270 SH SOLE 0 230270 0 0 AMERICAN AXLE & MFG HLDGS IN COM 024061103 3810 354122 SH SOLE 0 354122 0 0 AVAYA HLDGS CORP NOTE 2.250% 6/1 05351XAB7 6694 7500000 PRN SOLE 0 7500000 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 1048 12400 SH SOLE 0 12400 0 0 BLACKSTONE MTG TR INC NOTE 4.375% 5/0 09257WAB6 29074 27260000 PRN SOLE 0 27260000 0 0 BLACKSTONE MTG TR INC NOTE 4.750% 3/1 09257WAC4 21221 19749000 PRN SOLE 0 19749000 0 0 BRISTOL MYERS SQUIBB CO RIGHT 99/99/9999 110122157 16831 5591743 SH SOLE 0 5591743 0 0 CHESAPEAKE ENERGY CORP COM 165167107 619 750000 SH SOLE 0 750000 0 0 CHESAPEAKE ENERGY CORP NOTE 5.500% 9/1 165167CY1 10214 21000000 PRN SOLE 0 21000000 0 0 CLARIVATE ANALYTICS PLC *W EXP 05/13/202 G21810117 28604 4948728 SH SOLE 0 4948728 0 0 CLEVELAND CLIFFS INC DBCV 1.500% 1/1 185899AA9 26353 22000000 PRN SOLE 0 22000000 0 0 CLOVIS ONCOLOGY INC NOTE 1.250% 5/0 189464AC4 17966 27963000 PRN SOLE 0 27963000 0 0 CORNERSTONE BLDG BRANDS INC COM 21925D109 2510 295000 SH SOLE 0 295000 0 0 DISH NETWORK CORP NOTE 3.375% 8/1 25470MAB5 88327 91222000 PRN SOLE 0 91222000 0 0 EURONET WORLDWIDE INC COM 298736109 3907 24800 SH SOLE 0 24800 0 0 EVERBRIDGE INC COM 29978A104 2975 38100 SH SOLE 0 38100 0 0 GS ACQUISITION HLDGS CORP *W EXP 06/12/202 36255F110 1176 510300 SH SOLE 0 510300 0 0 HOSTESS BRANDS INC *W EXP 11/04/202 44109J114 18653 10001786 SH SOLE 0 10001786 0 0 IAC INTERACTIVECORP COM 44919P508 387879 1557059 SH SOLE 0 1557059 0 0 ILLUMINA INC COM 452327109 3682 11100 SH SOLE 0 11100 0 0 INTELSAT S A NOTE 4.500% 6/1 45790VAB6 668 1000000 PRN SOLE 0 1000000 0 0 KALEYRA INC *W EXP 12/12/202 483379111 57 50000 SH SOLE 0 50000 0 0 LIBERTY MEDIA CORP DEB 3.750% 2/1 530715AL5 7631 11000000 PRN SOLE 0 11000000 0 0 LIBERTY MEDIA CORP DEB 4.000%11/1 530715AG6 11980 17053000 PRN SOLE 0 17053000 0 0 LIBERTY MEDIA CORP DELAWARE NOTE 1.375%10/1 531229AB8 16851 12500000 PRN SOLE 0 12500000 0 0 MATCH GROUP INC COM 57665R106 1040 12665 SH SOLE 0 12665 0 0 MCDERMOTT INTL INC COM 580037703 811 1198424 SH SOLE 0 1198424 0 0 MFA FINL INC NOTE 6.250% 6/1 55272XAA0 2094 2000000 PRN SOLE 0 2000000 0 0 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AF1 233108 163298000 PRN SOLE 0 163298000 0 0 MOSAIC ACQUISITION CORP *W EXP 10/23/202 61946M118 72 74181 SH SOLE 0 74181 0 0 MOSAIC ACQUISITION CORP COM CL A 61946M100 3368 327431 SH SOLE 0 327431 0 0 NEBULA ACQUISITION CORP *W EXP 03/12/202 629076118 359 276341 SH SOLE 0 276341 0 0 NEBULA ACQUISITION CORP COM CLASS A 629076100 9275 880024 SH SOLE 0 880024 0 0 NIO INC SPON ADS 62914V106 991 246600 SH SOLE 0 246600 0 0 O-I GLASS INC COM 67098H104 2818 236250 SH SOLE 0 236250 0 0 ON SEMICONDUCTOR CORP NOTE 1.000%12/0 682189AK1 72361 53148000 PRN SOLE 0 53148000 0 0 OPKO HEALTH INC COM 68375N103 2662 1810746 SH SOLE 0 1810746 0 0 OPKO HEALTH INC NOTE 4.500% 2/1 68375NAD5 20818 26450000 PRN SOLE 0 26450000 0 0 PURE ACQUISITION CORP *W EXP 04/17/202 74621Q114 123 125050 SH SOLE 0 125050 0 0 PURE ACQUISITION CORP CL A 74621Q106 2594 250100 SH SOLE 0 250100 0 0 QEP RES INC COM 74733V100 1746 388100 SH SOLE 0 388100 0 0 RADIUS HEALTH INC NOTE 3.000% 9/0 750469AA6 14015 16500000 PRN SOLE 0 16500000 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 11391 189723 SH SOLE 0 189723 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 78052 1300000 SH Put SOLE 0 1300000 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 57160 400000 SH Put SOLE 0 400000 0 0 SUPERIOR ENERGY SVCS INC COM NEW 868157306 4769 951914 SH SOLE 0 951914 0 0 TESLA INC NOTE 2.000% 5/1 88160RAG6 162790 107500000 PRN SOLE 0 107500000 0 0 TRANSOCEAN INC DEB 0.500% 1/3 893830BJ7 10013 10000000 PRN SOLE 0 10000000 0 0 TWITTER INC NOTE 0.250% 6/1 90184LAF9 55703 57500000 PRN SOLE 0 57500000 0 0 US ECOLOGY INC *W EXP 10/17/202 91734M111 134 11524 SH SOLE 0 11524 0 0 VALARIS PLC SHS CLASS A G9402V109 18696 2850000 SH Put SOLE 0 2850000 0 0 VANECK VECTORS ETF TRUST GOLD MINERS ETF 92189F106 4392 150000 SH Put SOLE 0 150000 0 0 VIRGIN GALACTIC HOLDINGS INC *W EXP 11/25/202 92766K114 452 135038 SH SOLE 0 135038 0 0 ZILLOW GROUP INC NOTE 2.000%12/0 98954MAB7 31045 27690000 PRN SOLE 0 27690000 0 0