Chief Operating Officer

0001080171-18-000009.txt : 20181114 0001080171-18-000009.hdr.sgml : 20181114 20181114165327 ACCESSION NUMBER: 0001080171-18-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181114 DATE AS OF CHANGE: 20181114 EFFECTIVENESS DATE: 20181114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARISTEIA CAPITAL LLC CENTRAL INDEX KEY: 0001080171 IRS NUMBER: 133953132 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07622 FILM NUMBER: 181184814 BUSINESS ADDRESS: STREET 1: ONE GREENWICH PLAZA STREET 2: THIRD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 212-842-8900 MAIL ADDRESS: STREET 1: ONE GREENWICH PLAZA STREET 2: THIRD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: ARISTEIA ADVISORS LLC DATE OF NAME CHANGE: 19990226 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001080171 XXXXXXXX 09-30-2018 09-30-2018 ARISTEIA CAPITAL LLC

ONE GREENWICH PLAZA THIRD FLOOR GREENWICH CT 06830

13F HOLDINGS REPORT 028-07622 N Andrew B. David Chief Operating Officer 212-842-8939 Andrew B. David New York NY 11-14-2018 0 47 2326464 false INFORMATION TABLE 2 13FXMLSQL_2018_Q3.xml 13F HOLDINGS Q3 2018 AKAMAI TECHNOLOGIES INC COM 00971T101 264 3611 SH SOLE 0 3611 0 0 ALTA MESA RES INC *W EXP 03/28/202 02133L117 7 14038 SH SOLE 0 14038 0 0 ALTABA INC COM 021346101 961931 14121127 SH SOLE 0 14121127 0 0 ALTRA INDL MOTION CORP COM 02208R106 18379 445000 SH Call SOLE 0 445000 0 0 BLACKSTONE MTG TR INC NOTE 4.750% 3/1 09257WAC4 6319 6325000 PRN SOLE 0 6325000 0 0 CAESARS ENTMT CORP NOTE 5.000%10/0 127686AA1 73399 45000000 PRN SOLE 0 45000000 0 0 DELL TECHNOLOGIES INC COM CL V 24703L103 58272 600000 SH SOLE 0 600000 0 0 DELL TECHNOLOGIES INC COM CL V 24703L103 24329 250500 SH Put SOLE 0 250500 0 0 DOCUSIGN INC COM 256163106 1546 29400 SH SOLE 0 29400 0 0 FORTIVE CORP COM 34959J108 127938 1519455 SH SOLE 0 1519455 0 0 GS ACQUISITION HLDGS CORP UNIT 06/12/2023 36255F201 16488 1590000 SH SOLE 0 1590000 0 0 HERBALIFE NUTRITION LTD COM SHS G4412G101 1169 21436 SH SOLE 0 21436 0 0 HOSTESS BRANDS INC *W EXP 11/04/202 44109J114 8793 8299258 SH SOLE 0 8299258 0 0 IAC INTERACTIVECORP COM 44919P508 299817 1383430 SH SOLE 0 1383430 0 0 ILLUMINA INC COM 452327109 2863 7800 SH SOLE 0 7800 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 6413 149759 SH SOLE 0 149759 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 12846 300000 SH Call SOLE 0 300000 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 12846 300000 SH Put SOLE 0 300000 0 0 ISHARES TR IBOXX HI YD ETF 464288513 95084 1100000 SH Put SOLE 0 1100000 0 0 ISHARES TR MSCI EAFE ETF 464287465 16998 250000 SH Call SOLE 0 250000 0 0 ISHARES TR MSCI EAFE ETF 464287465 16998 250000 SH Put SOLE 0 250000 0 0 LIBERTY MEDIA CORP DEB 3.750% 2/1 530715AL5 9569 13868000 PRN SOLE 0 13868000 0 0 LIBERTY MEDIA CORP DEB 4.000%11/1 530715AG6 12221 17553000 PRN SOLE 0 17553000 0 0 LIBERTY MEDIA CORP DELAWARE NOTE 1.375%10/1 531229AB8 25552 21000000 PRN SOLE 0 21000000 0 0 MATCH GROUP INC COM 57665R106 7239 125000 SH SOLE 0 125000 0 0 MEDICINES CO NOTE 2.750% 7/1 584688AG0 18512 20300000 PRN SOLE 0 20300000 0 0 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AF1 58501 54765000 PRN SOLE 0 54765000 0 0 MICROCHIP TECHNOLOGY INC NOTE 2.250% 2/1 595017AH7 4863 4600000 PRN SOLE 0 4600000 0 0 NEBULA ACQUISITION CORP COM CLASS A 629076100 495 51000 SH SOLE 0 51000 0 0 NEBULA ACQUISITION CORP UNIT 03/12/2025 629076209 8394 829024 SH SOLE 0 829024 0 0 NICE SYS INC NOTE 1.250% 1/1 65366HAB9 3586 2500000 PRN SOLE 0 2500000 0 0 ON SEMICONDUCTOR CORP NOTE 1.000%12/0 682189AK1 92105 79225000 PRN SOLE 0 79225000 0 0 PURE ACQUISITION CORP UNIT 04/13/2023 74621Q205 3632 350100 SH SOLE 0 350100 0 0 SANCHEZ ENERGY CORP COM 79970Y105 230 100000 SH SOLE 0 100000 0 0 SEADRILL LTD COM G7998G106 138380 5584341 SH SOLE 0 5584341 0 0 SEADRILL PARTNERS LLC COMUNIT REP LB Y7545W109 10603 2881328 SH SOLE 0 2881328 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 11574 147631 SH SOLE 0 147631 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 15795 300000 SH Call SOLE 0 300000 0 0 SERVICENOW INC NOTE 6/0 81762PAC6 28421 19000000 PRN SOLE 0 19000000 0 0 SHIP FINANCE INTERNATIONAL L NOTE 5.750%10/1 G81075AF3 2490 2500000 PRN SOLE 0 2500000 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 29318 260000 SH Put SOLE 0 260000 0 0 SPLUNK INC COM 848637104 10930 90400 SH SOLE 0 90400 0 0 STARWOOD WAYPOINT RESIDENTL NOTE 3.000% 7/0 85571WAB5 7500 6000000 PRN SOLE 0 6000000 0 0 TESLA INC NOTE 0.250% 3/0 88160RAB7 994 1000000 PRN SOLE 0 1000000 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 4445 240000 SH Put SOLE 0 240000 0 0 ZILLOW GROUP INC NOTE 2.000%12/0 98954MAB7 17923 16500000 PRN SOLE 0 16500000 0 0 ZIONS BANCORPORATION *W EXP 05/22/202 989701115 40493 2262186 SH SOLE 0 2262186 0 0