0001080171-17-000010.txt : 20171114
0001080171-17-000010.hdr.sgml : 20171114
20171114162915
ACCESSION NUMBER: 0001080171-17-000010
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171114
DATE AS OF CHANGE: 20171114
EFFECTIVENESS DATE: 20171114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARISTEIA CAPITAL LLC
CENTRAL INDEX KEY: 0001080171
IRS NUMBER: 133953132
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-07622
FILM NUMBER: 171202031
BUSINESS ADDRESS:
STREET 1: ONE GREENWICH PLAZA
STREET 2: THIRD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 212-842-8900
MAIL ADDRESS:
STREET 1: ONE GREENWICH PLAZA
STREET 2: THIRD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER COMPANY:
FORMER CONFORMED NAME: ARISTEIA ADVISORS LLC
DATE OF NAME CHANGE: 19990226
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001080171
XXXXXXXX
09-30-2017
09-30-2017
ARISTEIA CAPITAL LLC
ONE GREENWICH PLAZA
THIRD FLOOR
GREENWICH
CT
06830
13F HOLDINGS REPORT
028-07622
N
Andrew B. David
Chief Operating Officer
212-842-8939
Andrew B. David
New York
NY
11-14-2017
0
44
2558034
false
INFORMATION TABLE
2
13FXML_2017Q3.xml
ACCURAY INC
NOTE 3.500% 2/0
004397AF2
4863
4800000
PRN
SOLE
0
4800000
0
0
ALPHABET INC
CAP STK CL A
02079K305
16160
16596
SH
SOLE
0
16596
0
0
ALTABA INC
COM
021346101
805971
12167430
SH
SOLE
0
12167430
0
0
ATLAS AIR WORLDWIDE HLDGS IN
NOTE 1.875% 6/0
049164BJ4
8598
6750000
PRN
SOLE
0
6750000
0
0
BANK AMER CORP
*W EXP 01/16/201
060505146
1772
133811
SH
SOLE
0
133811
0
0
BONANZA CREEK ENERGY INC
COM NEW
097793400
11684
354169
SH
SOLE
0
354169
0
0
COBALT INTL ENERGY INC
NOTE 2.625%12/0
19075FAA4
1042
4500000
PRN
SOLE
0
4500000
0
0
CTRIP COM INTL LTD
NOTE 1.250%10/1
22943FAD2
123799
89500000
PRN
SOLE
0
89500000
0
0
DISH NETWORK CORP
NOTE 3.375% 8/1
25470MAB5
89470
79842000
PRN
SOLE
0
79842000
0
0
ENTERCOM COMMUNICATIONS CORP
CL A
293639100
2846
248546
SH
SOLE
0
248546
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
52721
2352546
SH
SOLE
0
2352546
0
0
HERBALIFE LTD
COM USD SHS
G4412G101
17730
261388
SH
SOLE
0
261388
0
0
HERBALIFE LTD
NOTE 2.000% 8/1
42703MAB9
46635
46523000
PRN
SOLE
0
46523000
0
0
HOSTESS BRANDS INC
*W EXP 11/04/202
44109J114
12857
6302363
SH
SOLE
0
6302363
0
0
IAC INTERACTIVECORP
COM
44919P508
111932
951968
SH
SOLE
0
951968
0
0
J2 GLOBAL INC
NOTE 3.250% 6/1
48123VAC6
22278
18000000
PRN
SOLE
0
18000000
0
0
JONES ENERGY INC
COM CL A
48019R108
151
78476
SH
SOLE
0
78476
0
0
LIBERTY MEDIA CORP
DEB 3.750% 2/1
530715AL5
7309
10368000
PRN
SOLE
0
10368000
0
0
LIBERTY MEDIA CORP
DEB 4.000%11/1
530715AG6
11709
16434000
PRN
SOLE
0
16434000
0
0
MATCH GROUP INC
COM
57665R106
5443
234692
SH
SOLE
0
234692
0
0
MEDICINES CO
NOTE 2.500% 1/1
584688AE5
3160
2500000
PRN
SOLE
0
2500000
0
0
MEDICINES CO
NOTE 2.750% 7/1
584688AG0
12599
12000000
PRN
SOLE
0
12000000
0
0
MERCADOLIBRE INC
NOTE 2.250% 7/0
58733RAB8
127076
60816000
PRN
SOLE
0
60816000
0
0
MICROCHIP TECHNOLOGY INC
NOTE 1.625% 2/1
595017AD6
129236
73926000
PRN
SOLE
0
73926000
0
0
MIDSTATES PETE CO INC
COM PAR
59804T407
20630
1327565
SH
SOLE
0
1327565
0
0
MOLINA HEALTHCARE INC
NOTE 1.125% 1/1
60855RAC4
12143
7000000
PRN
SOLE
0
7000000
0
0
PACIRA PHARMACEUTICALS INC
COM
695127100
3560
94800
SH
SOLE
0
94800
0
0
PRICELINE GRP INC
NOTE 0.350% 6/1
741503AS5
15834
11000000
PRN
SOLE
0
11000000
0
0
SALESFORCE COM INC
NOTE 0.250% 4/0
79466LAD6
76427
54360000
PRN
SOLE
0
54360000
0
0
SERVICENOW INC
NOTE 11/0
81762PAB8
89319
55527000
PRN
SOLE
0
55527000
0
0
SHIP FINANCE INTERNATIONAL L
NOTE 5.750%10/1
G81075AF3
3670
3500000
PRN
SOLE
0
3500000
0
0
SILVER RUN ACQUISITION
COM CL A
82812A103
6320
620832
SH
SOLE
0
620832
0
0
SILVER STD RES INC
NOTE 2.875% 2/0
82823LAC0
1857
1852000
PRN
SOLE
0
1852000
0
0
SINA CORP
ORD
G81477104
338718
2954366
SH
SOLE
0
2954366
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
68875
566500
SH
Put
SOLE
0
566500
0
0
STARWOOD PPTY TR INC
NOTE 4.000% 1/1
85571BAB1
35008
31314000
PRN
SOLE
0
31314000
0
0
TESLA INC
NOTE 0.250% 3/0
88160RAB7
97295
88527000
PRN
SOLE
0
88527000
0
0
TESLA INC
NOTE 1.250% 3/0
88160RAC5
13276
11756000
PRN
SOLE
0
11756000
0
0
TESLA INC
NOTE 2.375% 3/1
88160RAD3
60077
48875000
PRN
SOLE
0
48875000
0
0
ULTRA PETROLEUM CORP
COM NEW
903914208
25133
2898798
SH
SOLE
0
2898798
0
0
UNISYS CORP
NOTE 5.500% 3/0
909214BS6
5809
5000000
PRN
SOLE
0
5000000
0
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
19516
850000
SH
Put
SOLE
0
850000
0
0
WAYFAIR INC
CL A
94419L101
3565
52900
SH
SOLE
0
52900
0
0
ZIONS BANCORPORATION
*W EXP 05/22/202
989701115
33961
2237206
SH
SOLE
0
2237206
0
0