General Counsel and Chief Compliance Officer

0001080171-15-000004.txt : 20150213 0001080171-15-000004.hdr.sgml : 20150213 20150213093343 ACCESSION NUMBER: 0001080171-15-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150213 DATE AS OF CHANGE: 20150213 EFFECTIVENESS DATE: 20150213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARISTEIA CAPITAL LLC CENTRAL INDEX KEY: 0001080171 IRS NUMBER: 133953132 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07622 FILM NUMBER: 15609397 BUSINESS ADDRESS: STREET 1: 136 MADISON AVE STREET 2: 3RD FL CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-842-8900 MAIL ADDRESS: STREET 1: 136 MADISON AVE STREET 2: 3RD FL CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: ARISTEIA ADVISORS LLC DATE OF NAME CHANGE: 19990226 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001080171 XXXXXXXX 12-31-2014 12-31-2014 ARISTEIA CAPITAL LLC

136 MADISON AVE 3RD FL NEW YORK NY 10016

13F HOLDINGS REPORT 028-07622 N Andrew B. David General Counsel and Chief Compliance Officer 212-842-8939 Andrew B. David New York NY 02-13-2015 0 64 1853685 false INFORMATION TABLE 2 13F_2014_Q4.xml ACCURAY INC DEBT 3.500% 2/0 004397AF2 14910 9800000 PRN SOLE 0 9800000 0 0 ALLY FINL INC COM 02005N100 138938 5882212 SH SOLE 0 5882212 0 0 ATLANTICUS HLDGS CORP COM 04914Y102 1178 500000 SH SOLE 0 500000 0 0 AVID TECHNOLOGY INC COM 05367P100 20316 1429709 SH SOLE 0 1429709 0 0 B2GOLD CORP NOTE 3.250%10/0 11777QAB6 13144 15000000 PRN SOLE 0 15000000 0 0 CENVEO CORP NOTE 7.000% 5/1 15671BAJ0 9786 10608000 PRN SOLE 0 10608000 0 0 CITRIX SYS INC COM 177376100 3209 50300 SH SOLE 0 50300 0 0 COBALT INTL ENERGY INC NOTE 2.625%12/0 19075FAA4 39462 63584000 PRN SOLE 0 63584000 0 0 COBALT INTL ENERGY INC NOTE 3.125% 5/1 19075FAB2 45417 67150000 PRN SOLE 0 67150000 0 0 COMCAST CORP NEW CL A 20030N101 208292 3590622 SH SOLE 0 3590622 0 0 CORSICANTO LTD NOTE 3.500% 1/1 220480AB3 15508 24378000 PRN SOLE 0 24378000 0 0 CUBIST PHARMACEUTICALS INC RIGHT 99/99/9999 229678123 174 4360334 SH SOLE 0 4360334 0 0 DEVELOPERS DIVERSIFIED RLTY NOTE 1.750%11/1 251591AX1 4953 4000000 PRN SOLE 0 4000000 0 0 DHT HOLDINGS INC SHS NEW Y2065G121 37133 5079804 SH SOLE 0 5079804 0 0 E M C CORP MASS COM 268648102 209028 7028528 SH SOLE 0 7028528 0 0 ENCORE CAP GROUP INC NOTE 3.000%11/2 292554AD4 14919 10080000 PRN SOLE 0 10080000 0 0 EXELIXIS INC NOTE 4.250% 8/1 30161QAC8 28690 51018000 PRN SOLE 0 51018000 0 0 FRONTLINE LTD SHS G3682E127 8952 3566426 SH SOLE 0 3566426 0 0 HERBALIFE LTD COM USD SHS G4412G101 3046 80787 SH SOLE 0 80787 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 205878 1721100 SH Put SOLE 0 1721100 0 0 LIBERTY BROADBAND CORP COM SER A 530307107 31463 628135 SH SOLE 0 628135 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 304 6292 SH SOLE 0 6292 0 0 LIBERTY MEDIA CORP DEB 3.750% 2/1 530715AL5 18236 28917000 PRN SOLE 0 28917000 0 0 LIBERTY MEDIA CORP DEB 4.000%11/1 530715AG6 21206 33134000 PRN SOLE 0 33134000 0 0 LIBERTY MEDIA CORP DELAWARE CL A 531229102 31647 897271 SH SOLE 0 897271 0 0 MAGNUM HUNTER RES CORP DEL COM 55973B102 38646 12307562 SH SOLE 0 12307562 0 0 MAGNUM HUNTER RES CORP DEL COM 55973B102 314 100000 SH Call SOLE 0 100000 0 0 MANNKIND CORP COM 56400P201 4393 842300 SH SOLE 0 842300 0 0 MANNKIND CORP NOTE 5.750% 8/1 56400PAC6 4188 3930000 PRN SOLE 0 3930000 0 0 MERRIMACK PHARMACEUTICALS IN NOTE 4.500% 7/1 590328AA8 22592 11932000 PRN SOLE 0 11932000 0 0 MICRON TECHNOLOGY INC COM 595112103 8965 256062 SH SOLE 0 256062 0 0 MICRON TECHNOLOGY INC NOTE 2.375% 5/0 595112AW3 76870 21096000 PRN SOLE 0 21096000 0 0 MICRON TECHNOLOGY INC NOTE 3.125% 5/0 595112AX1 19115 5359000 PRN SOLE 0 5359000 0 0 MIDSTATES PETE CO INC COM 59804T100 7161 4742158 SH SOLE 0 4742158 0 0 MOLYCORP INC DEL COM 608753109 3742 4249009 SH SOLE 0 4249009 0 0 MOLYCORP INC DEL NOTE 5.500% 2/0 608753AH2 2127 7060000 PRN SOLE 0 7060000 0 0 MOLYCORP INC DEL NOTE 6.000% 9/0 608753AF6 2343 7818000 PRN SOLE 0 7818000 0 0 NETSCOUT SYS INC COM 64115T104 146160 4000000 SH SOLE 0 4000000 0 0 PRETIUM RES INC COM 74139C102 39830 6879023 SH SOLE 0 6879023 0 0 PRICELINE GRP INC COM NEW 741503403 5918 5190 SH SOLE 0 5190 0 0 QUANTUM CORP NOTE 4.500%11/1 747906AJ4 6852 5500000 PRN SOLE 0 5500000 0 0 RAIT FINANCIAL TRUST NOTE 4.000%10/0 749227AB0 8633 9625000 PRN SOLE 0 9625000 0 0 RENEWABLE ENERGY GROUP INC MTNF 2.750% 6/1 75972AAA1 5404 5600000 PRN SOLE 0 5600000 0 0 SALESFORCE COM INC COM 79466L302 1691 28504 SH SOLE 0 28504 0 0 SANDISK CORP NOTE 0.500%10/1 80004CAF8 18070 15000000 PRN SOLE 0 15000000 0 0 SCORPIO BULKERS INC SHS Y7546A106 16773 8514000 SH SOLE 0 8514000 0 0 SHIP FINANCE INTERNATIONAL L NOTE 3.250% 2/0 G81075AE6 11525 12000000 PRN SOLE 0 12000000 0 0 SHIP FINANCE INTERNATIONAL L SHS G81075106 141 10000 SH SOLE 0 10000 0 0 SOLAZYME INC NOTE 6.000% 2/0 83415TAB7 4815 8034000 PRN SOLE 0 8034000 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 7658 160000 SH Put SOLE 0 160000 0 0 SPIRIT RLTY CAP INC NEW NOTE 2.875% 5/1 84860WAA0 19016 19500000 PRN SOLE 0 19500000 0 0 STARWOOD PPTY TR INC NOTE 3.750%10/1 85571BAC9 14251 14000000 PRN SOLE 0 14000000 0 0 STARWOOD PPTY TR INC NOTE 4.000% 1/1 85571BAB1 10242 9250000 PRN SOLE 0 9250000 0 0 SUNPOWER CORP COM 867652406 3314 128285 SH SOLE 0 128285 0 0 TEEKAY TANKERS LTD SHS Y8565N102 988 195180 SH SOLE 0 195180 0 0 TESARO INC NOTE 3.000%10/0 881569AA5 18810 15000000 PRN SOLE 0 15000000 0 0 TESLA MTRS INC NOTE 1.500% 6/0 88160RAA9 8340 4500000 PRN SOLE 0 4500000 0 0 TRIBUNE MEDIA CO CL A 896047503 27362 457795 SH SOLE 0 457795 0 0 UNITED ONLINE INC COM NEW 911268209 8728 599837 SH SOLE 0 599837 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 41312 2029100 SH Put SOLE 0 2029100 0 0 VERSO PAPER CORP COM 92531L108 5402 1574885 SH SOLE 0 1574885 0 0 VISTEON CORP COM NEW 92839U206 94323 882674 SH SOLE 0 882674 0 0 WINTRUST FINL CORP *W EXP 12/19/201 97650W157 3156 128805 SH SOLE 0 128805 0 0 ZIONS BANCORPORATION *W EXP 05/22/202 989701115 8726 2154594 SH SOLE 0 2154594 0 0