0001179110-11-015802.txt : 20111130 0001179110-11-015802.hdr.sgml : 20111130 20111130194410 ACCESSION NUMBER: 0001179110-11-015802 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111128 FILED AS OF DATE: 20111130 DATE AS OF CHANGE: 20111130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shafer Bradford J CENTRAL INDEX KEY: 0001302448 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30319 FILM NUMBER: 111235235 MAIL ADDRESS: STREET 1: 901 GATEWAY BOULEVARD CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THERAVANCE INC CENTRAL INDEX KEY: 0001080014 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943265960 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 GATEWAY BLVD CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 6508086000 MAIL ADDRESS: STREET 1: 901 GATEWAY BLVD CITY: S. SAN FRANCISCO STATE: CA ZIP: 94080 FORMER COMPANY: FORMER CONFORMED NAME: ADVANCED MEDICINE INC DATE OF NAME CHANGE: 20000302 4 1 edgar.xml FORM 4 - X0304 4 2011-11-28 0 0001080014 THERAVANCE INC THRX 0001302448 Shafer Bradford J THERAVANCE, INC. 901 GATEWAY BOULEVARD SOUTH SAN FRANCISCO CA 94080 0 1 0 0 Sr VP, Gen. Counsel, Secretary Common Stock 2011-11-28 4 M 0 14076 8.53 A 354544 D Common Stock 2011-11-28 4 M 0 16129 8.53 A 370673 D Common Stock 2011-11-28 4 S 0 20000 21.00 D 350673 D Common Stock 2750 I by child's trust Common Stock 2750 I by child's trust Common Stock 2750 I by child's trust Stock Option (Right to Buy) 8.53 2011-11-28 4 M 0 14076 0 D 2012-02-24 Common Stock 14076 0 D Stock Option (Right to Buy) 8.53 2011-11-28 4 M 0 16129 0 D 2012-02-24 Common Stock 16129 0 D Dispositions made pursuant to a plan intended to comply with rule 10b5-1(c). This transaction was executed in multiple trades at prices from $21.00 to $21.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Shares held in trust for the benefit of a child of the reporting person. Reporting person is a trustee of the trust. Reporting person disclaims beneficial ownership of these shares. Exercisable immediately. Bradford J. Shafer 2011-11-30