CHIEF COMPLIANCE OFFICER

0001811480-24-000002.txt : 20240129 0001811480-24-000002.hdr.sgml : 20240129 20240126181557 ACCESSION NUMBER: 0001811480-24-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240129 DATE AS OF CHANGE: 20240126 EFFECTIVENESS DATE: 20240129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0001079935 ORGANIZATION NAME: IRS NUMBER: 954603559 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15248 FILM NUMBER: 24569454 BUSINESS ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1600 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 8007235115 MAIL ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1600 CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS INC /ADV DATE OF NAME CHANGE: 20000717 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC /ADV DATE OF NAME CHANGE: 19990217 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001079935 XXXXXXXX 12-31-2023 12-31-2023 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

2121 AVENUE OF THE STARS SUITE 1600 LOS ANGELES CA 90067

13F HOLDINGS REPORT 028-15248 N ERIC ROSEN CHIEF COMPLIANCE OFFICER 3107122363 ERIC ROSEN LOS ANGELES CA 01-26-2024 1 331 3399987 false 1 0001811480 028-20237 SIGNATURE INVESTMENT ADVISORS LLC INFORMATION TABLE 2 seia13fq423.xml AT&T INC COM 00206R102 153 9113 SH DFND 1 0 0 9113 AT&T INC COM 00206R102 24 1434 SH SOLE 0 0 1434 ARK ETF TR INNOVATION ETF 00214Q104 22 423 SH SOLE 0 0 423 ARK ETF TR INNOVATION ETF 00214Q104 262 4996 SH DFND 1 0 0 4996 ABBOTT LABS COM 002824100 214 1941 SH DFND 1 0 0 1941 ABBOTT LABS COM 002824100 18 161 SH SOLE 0 0 161 ABBVIE INC COM 00287Y109 23 151 SH SOLE 0 0 151 ABBVIE INC COM 00287Y109 223 1438 SH DFND 1 0 0 1438 ADOBE INC COM 00724F101 596 999 SH DFND 1 0 0 999 ADOBE INC COM 00724F101 31 52 SH SOLE 0 0 52 ALPHABET INC CAP STK CL C 02079K107 57 401 SH SOLE 0 0 401 ALPHABET INC CAP STK CL C 02079K107 299 2119 SH DFND 1 0 0 2119 ALPHABET INC CAP STK CL A 02079K305 36244 259458 SH DFND 1 0 0 259458 ALPHABET INC CAP STK CL A 02079K305 11186 80080 SH SOLE 0 0 80080 AMAZON COM INC COM 023135106 12221 80434 SH SOLE 0 0 80434 AMAZON COM INC COM 023135106 40547 266859 SH DFND 1 0 0 266859 AMERICAN CENTY ETF TR INTL EQT ETF 025072703 4169 68987 SH DFND 1 0 0 68987 AMERICAN CENTY ETF TR INTL EQT ETF 025072703 1136 18794 SH SOLE 0 0 18794 AMGEN INC COM 031162100 826 2869 SH SOLE 0 0 2869 AMGEN INC COM 031162100 34 119 SH DFND 1 0 0 119 ELEVANCE HEALTH INC COM 036752103 2769 5872 SH DFND 1 0 0 5872 ELEVANCE HEALTH INC COM 036752103 634 1345 SH SOLE 0 0 1345 APPLE INC COM 037833100 11877 61691 SH SOLE 0 0 61691 APPLE INC COM 037833100 44579 231545 SH DFND 1 0 0 231545 APPLE HOSPITALITY REIT INC COM NEW 03784Y200 292 17573 SH DFND 1 0 0 17573 APPLIED MATLS INC COM 038222105 11617 71681 SH DFND 1 0 0 71681 APPLIED MATLS INC COM 038222105 3856 23793 SH SOLE 0 0 23793 AUTOMATIC DATA PROCESSING IN COM 053015103 181 778 SH SOLE 0 0 778 AUTOMATIC DATA PROCESSING IN COM 053015103 49 210 SH DFND 1 0 0 210 AXSOME THERAPEUTICS INC COM 05464T104 242 3037 SH DFND 1 0 0 3037 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 749 2099 SH DFND 1 0 0 2099 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 241 677 SH SOLE 0 0 677 BLACKROCK INC COM 09247X101 3847 4739 SH SOLE 0 0 4739 BLACKROCK INC COM 09247X101 11371 14007 SH DFND 1 0 0 14007 BLACKSTONE INC COM 09260D107 185 1416 SH DFND 1 0 0 1416 BLACKSTONE INC COM 09260D107 25 189 SH SOLE 0 0 189 BLACKSKY TECHNOLOGY INC *W EXP 09/09/202 09263B116 1 15000 SH DFND 1 0 0 15000 BOEING CO COM 097023105 423 1621 SH DFND 1 0 0 1621 BOEING CO COM 097023105 239 918 SH SOLE 0 0 918 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 694 5423 SH SOLE 0 0 5423 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 2082 16273 SH DFND 1 0 0 16273 BROADCOM INC COM 11135F101 44208 39604 SH DFND 1 0 0 39604 BROADCOM INC COM 11135F101 13436 12037 SH SOLE 0 0 12037 CDW CORP COM 12514G108 791 3481 SH SOLE 0 0 3481 CDW CORP COM 12514G108 2252 9908 SH DFND 1 0 0 9908 CAPITAL GROUP GROWTH ETF SHS CREATION UNI 14020G101 45578 1614522 SH DFND 1 0 0 1614522 CAPITAL GROUP GROWTH ETF SHS CREATION UNI 14020G101 16871 597615 SH SOLE 0 0 597615 CHEVRON CORP NEW COM 166764100 10228 68572 SH SOLE 0 0 68572 CHEVRON CORP NEW COM 166764100 32683 219117 SH DFND 1 0 0 219117 CISCO SYS INC COM 17275R102 32363 640589 SH DFND 1 0 0 640589 CISCO SYS INC COM 17275R102 9996 197865 SH SOLE 0 0 197865 COSTCO WHSL CORP NEW COM 22160K105 21 31 SH SOLE 0 0 31 COSTCO WHSL CORP NEW COM 22160K105 288 437 SH DFND 1 0 0 437 DEERE & CO COM 244199105 33831 84605 SH DFND 1 0 0 84605 DEERE & CO COM 244199105 10605 26520 SH SOLE 0 0 26520 DISNEY WALT CO COM 254687106 194 2146 SH SOLE 0 0 2146 DISNEY WALT CO COM 254687106 344 3812 SH DFND 1 0 0 3812 DOMINION ENERGY INC COM 25746U109 251 5337 SH DFND 1 0 0 5337 EPAM SYS INC COM 29414B104 2321 7804 SH DFND 1 0 0 7804 EPAM SYS INC COM 29414B104 789 2652 SH SOLE 0 0 2652 EXXON MOBIL CORP COM 30231G102 72 722 SH SOLE 0 0 722 EXXON MOBIL CORP COM 30231G102 1323 13233 SH DFND 1 0 0 13233 META PLATFORMS INC CL A 30303M102 36933 104343 SH DFND 1 0 0 104343 META PLATFORMS INC CL A 30303M102 11818 33388 SH SOLE 0 0 33388 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 275 5314 SH SOLE 0 0 5314 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 6963 134782 SH DFND 1 0 0 134782 FIRST TR EXCH TRADED FD III CALIF MUN INCM 33739P863 200 4011 SH SOLE 0 0 4011 FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQT 33740F722 63 1425 SH SOLE 0 0 1425 FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQT 33740F722 620 14047 SH DFND 1 0 0 14047 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 223996 5021759 SH DFND 1 0 0 5021759 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 45161 1012471 SH SOLE 0 0 1012471 FIRST TR EXCHNG TRADED FD VI CBOE EQT DEP NOV 33740F839 252 6507 SH SOLE 0 0 6507 FORD MTR CO DEL COM 345370860 12 1000 SH SOLE 0 0 1000 FORD MTR CO DEL COM 345370860 708 58060 SH DFND 1 0 0 58060 FREEPORT-MCMORAN INC CL B 35671D857 10987 258096 SH DFND 1 0 0 258096 FREEPORT-MCMORAN INC CL B 35671D857 3739 87821 SH SOLE 0 0 87821 GALLAGHER ARTHUR J & CO COM 363576109 1376 6121 SH SOLE 0 0 6121 GALLAGHER ARTHUR J & CO COM 363576109 49 217 SH DFND 1 0 0 217 GINKGO BIOWORKS HOLDINGS INC CL A SHS 37611X100 24 14000 SH DFND 1 0 0 14000 GINKGO BIOWORKS HOLDINGS INC *W EXP 09/16/202 37611X118 1 10000 SH DFND 1 0 0 10000 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 405 23353 SH DFND 1 0 0 23353 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 3659 112037 SH DFND 1 0 0 112037 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 990 30298 SH SOLE 0 0 30298 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 109323 1165368 SH SOLE 0 0 1165368 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 366689 3908848 SH DFND 1 0 0 3908848 HOME DEPOT INC COM 437076102 459 1324 SH DFND 1 0 0 1324 HOME DEPOT INC COM 437076102 29 85 SH SOLE 0 0 85 INTERNATIONAL BUSINESS MACHS COM 459200101 110 673 SH SOLE 0 0 673 INTERNATIONAL BUSINESS MACHS COM 459200101 239 1461 SH DFND 1 0 0 1461 INVESCO QQQ TR UNIT SER 1 46090E103 1634 3989 SH DFND 1 0 0 3989 INVESCO QQQ TR UNIT SER 1 46090E103 536 1308 SH SOLE 0 0 1308 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 269 8350 SH SOLE 0 0 8350 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 208 6450 SH DFND 1 0 0 6450 INVESCO EXCHANGE TRADED FD T S&P MDCP MOMNTUM 46137V464 876 9754 SH DFND 1 0 0 9754 INVESCO EXCHANGE TRADED FD T S&P MDCP MOMNTUM 46137V464 213 2367 SH SOLE 0 0 2367 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 400 9438 SH DFND 1 0 0 9438 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 998 47106 SH DFND 1 0 0 47106 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 143 6746 SH SOLE 0 0 6746 INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 46138G805 446 16583 SH SOLE 0 0 16583 INVESCO EXCH TRD SLF IDX FD BULSHS 2027 CB 46138J783 245 12607 SH DFND 1 0 0 12607 INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 46138J791 245 12703 SH DFND 1 0 0 12703 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 248 12147 SH DFND 1 0 0 12147 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 253 12113 SH DFND 1 0 0 12113 INVITAE CORP COM 46185L103 13 20621 SH DFND 1 0 0 20621 ISHARES GOLD TR ISHARES NEW 464285204 72 1844 SH DFND 1 0 0 1844 ISHARES GOLD TR ISHARES NEW 464285204 325 8322 SH SOLE 0 0 8322 ISHARES TR CORE S&P500 ETF 464287200 0 1 SH SOLE 0 0 1 ISHARES TR CORE S&P500 ETF 464287200 523 1094 SH DFND 1 0 0 1094 ISHARES TR CORE US AGGBD ET 464287226 18256 183944 SH DFND 1 0 0 183944 ISHARES TR CORE US AGGBD ET 464287226 8006 80662 SH SOLE 0 0 80662 ISHARES TR IBOXX INV CP ETF 464287242 1087 9823 SH SOLE 0 0 9823 ISHARES TR S&P 500 GRWT ETF 464287309 2324 30943 SH SOLE 0 0 30943 ISHARES TR S&P 500 GRWT ETF 464287309 2161 28781 SH DFND 1 0 0 28781 ISHARES TR 1 3 YR TREAS BD 464287457 49 598 SH DFND 1 0 0 598 ISHARES TR 1 3 YR TREAS BD 464287457 309 3767 SH SOLE 0 0 3767 ISHARES TR RUS MID CAP ETF 464287499 499 6418 SH DFND 1 0 0 6418 ISHARES TR EXPND TEC SC ETF 464287549 63164 140934 SH DFND 1 0 0 140934 ISHARES TR EXPND TEC SC ETF 464287549 19708 43973 SH SOLE 0 0 43973 ISHARES TR S&P MC 400GR ETF 464287606 2871 36242 SH SOLE 0 0 36242 ISHARES TR S&P MC 400GR ETF 464287606 1480 18676 SH DFND 1 0 0 18676 ISHARES TR RUS 1000 GRW ETF 464287614 229 754 SH DFND 1 0 0 754 ISHARES TR RUS 1000 GRW ETF 464287614 111 365 SH SOLE 0 0 365 ISHARES TR RUS 1000 ETF 464287622 299 1141 SH DFND 1 0 0 1141 ISHARES TR S&P MC 400VL ETF 464287705 1499 13147 SH DFND 1 0 0 13147 ISHARES TR S&P MC 400VL ETF 464287705 2994 26250 SH SOLE 0 0 26250 ISHARES TR CORE S&P SCP ETF 464287804 544 5029 SH SOLE 0 0 5029 ISHARES TR CORE S&P SCP ETF 464287804 4657 43019 SH DFND 1 0 0 43019 ISHARES TR SP SMCP600VL ETF 464287879 425 4122 SH DFND 1 0 0 4122 ISHARES TR SP SMCP600VL ETF 464287879 669 6491 SH SOLE 0 0 6491 ISHARES TR S&P SML 600 GWT 464287887 717 5730 SH SOLE 0 0 5730 ISHARES TR S&P SML 600 GWT 464287887 406 3247 SH DFND 1 0 0 3247 ISHARES TR GL CLEAN ENE ETF 464288224 899 57755 SH DFND 1 0 0 57755 ISHARES TR GL CLEAN ENE ETF 464288224 34 2180 SH SOLE 0 0 2180 ISHARES TR CALIF MUN BD ETF 464288356 4368 75392 SH SOLE 0 0 75392 ISHARES TR CALIF MUN BD ETF 464288356 2552 44049 SH DFND 1 0 0 44049 ISHARES TR NATIONAL MUN ETF 464288414 147 1359 SH DFND 1 0 0 1359 ISHARES TR NATIONAL MUN ETF 464288414 432 3983 SH SOLE 0 0 3983 ISHARES TR INTL SEL DIV ETF 464288448 3799 135736 SH SOLE 0 0 135736 ISHARES TR INTL SEL DIV ETF 464288448 15272 545607 SH DFND 1 0 0 545607 ISHARES TR US AER DEF ETF 464288760 495 3914 SH DFND 1 0 0 3914 ISHARES TR U.S. MED DVC ETF 464288810 442 8184 SH DFND 1 0 0 8184 ISHARES TR MSCI USA MIN VOL 46429B697 127 1633 SH DFND 1 0 0 1633 ISHARES TR MSCI USA MIN VOL 46429B697 99 1265 SH SOLE 0 0 1265 ISHARES TR MSCI USA VALUE 46432F388 0 1 SH SOLE 0 0 1 ISHARES TR MSCI USA VALUE 46432F388 778 7687 SH DFND 1 0 0 7687 ISHARES TR US SML CAP EQT 46434V290 970 16486 SH DFND 1 0 0 16486 ISHARES TR US SML CAP EQT 46434V290 259 4403 SH SOLE 0 0 4403 ISHARES TR CORE TOTAL USD 46434V613 19265 418173 SH SOLE 0 0 418173 ISHARES TR CORE TOTAL USD 46434V613 48364 1049786 SH DFND 1 0 0 1049786 ISHARES TR TRS FLT RT BD 46434V860 2308 45738 SH SOLE 0 0 45738 ISHARES TR CORE MSCI INTL 46435G326 25043 393393 SH SOLE 0 0 393393 ISHARES TR CORE MSCI INTL 46435G326 13148 206538 SH DFND 1 0 0 206538 ISHARES TR ESG AW MSCI EAFE 46435G516 191 2523 SH DFND 1 0 0 2523 ISHARES TR ESG AW MSCI EAFE 46435G516 40 524 SH SOLE 0 0 524 ISHARES TR BROAD USD HIGH 46435U853 98 2693 SH SOLE 0 0 2693 ISHARES TR BROAD USD HIGH 46435U853 699 19222 SH DFND 1 0 0 19222 JPMORGAN CHASE & CO COM 46625H100 823 4838 SH DFND 1 0 0 4838 JPMORGAN CHASE & CO COM 46625H100 111 655 SH SOLE 0 0 655 JABIL INC COM 466313103 644 5058 SH SOLE 0 0 5058 JABIL INC COM 466313103 2002 15715 SH DFND 1 0 0 15715 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 1399 25448 SH DFND 1 0 0 25448 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 24 442 SH SOLE 0 0 442 J P MORGAN EXCHANGE TRADED F US MOMENTUM 46641Q779 822 17979 SH SOLE 0 0 17979 J P MORGAN EXCHANGE TRADED F US MOMENTUM 46641Q779 3033 66342 SH DFND 1 0 0 66342 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 236 4689 SH DFND 1 0 0 4689 JACOBS SOLUTIONS INC COM 46982L108 1873 14426 SH DFND 1 0 0 14426 JACOBS SOLUTIONS INC COM 46982L108 636 4898 SH SOLE 0 0 4898 JOHNSON & JOHNSON COM 478160104 97 620 SH SOLE 0 0 620 JOHNSON & JOHNSON COM 478160104 515 3283 SH DFND 1 0 0 3283 LABORATORY CORP AMER HLDGS COM NEW 50540R409 2094 9211 SH DFND 1 0 0 9211 LABORATORY CORP AMER HLDGS COM NEW 50540R409 714 3142 SH SOLE 0 0 3142 LOWES COS INC COM 548661107 67 302 SH SOLE 0 0 302 LOWES COS INC COM 548661107 221 994 SH DFND 1 0 0 994 MASTERCARD INCORPORATED CL A 57636Q104 37931 88934 SH DFND 1 0 0 88934 MASTERCARD INCORPORATED CL A 57636Q104 11581 27154 SH SOLE 0 0 27154 MCKESSON CORP COM 58155Q103 11179 24146 SH SOLE 0 0 24146 MCKESSON CORP COM 58155Q103 36115 78006 SH DFND 1 0 0 78006 MERCK & CO INC COM 58933Y105 10108 92717 SH DFND 1 0 0 92717 MERCK & CO INC COM 58933Y105 3355 30777 SH SOLE 0 0 30777 METLIFE INC COM 59156R108 11229 169795 SH SOLE 0 0 169795 METLIFE INC COM 59156R108 36052 545172 SH DFND 1 0 0 545172 MICROSOFT CORP COM 594918104 42060 111850 SH DFND 1 0 0 111850 MICROSOFT CORP COM 594918104 12352 32848 SH SOLE 0 0 32848 MONDELEZ INTL INC CL A 609207105 711 9821 SH SOLE 0 0 9821 MONDELEZ INTL INC CL A 609207105 2078 28697 SH DFND 1 0 0 28697 MORGAN STANLEY COM NEW 617446448 822 8815 SH DFND 1 0 0 8815 MORGAN STANLEY COM NEW 617446448 350 3755 SH SOLE 0 0 3755 NETFLIX INC COM 64110L106 16 32 SH SOLE 0 0 32 NETFLIX INC COM 64110L106 237 486 SH DFND 1 0 0 486 NEXTERA ENERGY INC COM 65339F101 10054 165522 SH DFND 1 0 0 165522 NEXTERA ENERGY INC COM 65339F101 3518 57917 SH SOLE 0 0 57917 NOVARTIS AG SPONSORED ADR 66987V109 5 50 SH SOLE 0 0 50 NOVARTIS AG SPONSORED ADR 66987V109 294 2910 SH DFND 1 0 0 2910 NVIDIA CORPORATION COM 67066G104 2402 4849 SH DFND 1 0 0 4849 NVIDIA CORPORATION COM 67066G104 460 928 SH SOLE 0 0 928 NUVEEN AMT FREE MUN CR INC F COM 67071L106 631 53398 SH DFND 1 0 0 53398 NUVVE HOLDING CORP COM 67079Y100 1 10000 SH DFND 1 0 0 10000 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 394 5675 SH DFND 1 0 0 5675 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 169 2430 SH SOLE 0 0 2430 NUSHARES ETF TR NUVEEN ESG LRGVL 67092P300 79 2194 SH SOLE 0 0 2194 NUSHARES ETF TR NUVEEN ESG LRGVL 67092P300 382 10633 SH DFND 1 0 0 10633 OREILLY AUTOMOTIVE INC COM 67103H107 35486 37351 SH DFND 1 0 0 37351 OREILLY AUTOMOTIVE INC COM 67103H107 10913 11486 SH SOLE 0 0 11486 PEPSICO INC COM 713448108 686 4038 SH SOLE 0 0 4038 PEPSICO INC COM 713448108 2100 12367 SH DFND 1 0 0 12367 REVVITY INC COM 714046109 424 3876 SH DFND 1 0 0 3876 PFIZER INC COM 717081103 300 10437 SH DFND 1 0 0 10437 PFIZER INC COM 717081103 5 172 SH SOLE 0 0 172 PROCTER AND GAMBLE CO COM 742718109 3142 21441 SH SOLE 0 0 21441 PROCTER AND GAMBLE CO COM 742718109 9839 67142 SH DFND 1 0 0 67142 PROLOGIS INC. COM 74340W103 11307 84823 SH DFND 1 0 0 84823 PROLOGIS INC. COM 74340W103 3795 28472 SH SOLE 0 0 28472 SPDR S&P 500 ETF TR TR UNIT 78462F103 3501 7366 SH SOLE 0 0 7366 SPDR S&P 500 ETF TR TR UNIT 78462F103 11180 23521 SH DFND 1 0 0 23521 SPDR GOLD TR GOLD SHS 78463V107 303 1586 SH DFND 1 0 0 1586 SPDR GOLD TR GOLD SHS 78463V107 295 1545 SH SOLE 0 0 1545 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 10181 287522 SH SOLE 0 0 287522 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 4839 136659 SH DFND 1 0 0 136659 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 167315 4919581 SH DFND 1 0 0 4919581 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 44749 1315755 SH SOLE 0 0 1315755 SPDR SER TR NYSE TECH ETF 78464A102 91 554 SH SOLE 0 0 554 SPDR SER TR NYSE TECH ETF 78464A102 178 1085 SH DFND 1 0 0 1085 SPDR SER TR S&P 600 SMCP GRW 78464A201 42023 502483 SH DFND 1 0 0 502483 SPDR SER TR S&P 600 SMCP GRW 78464A201 11835 141515 SH SOLE 0 0 141515 SPDR SER TR S&P 600 SMCP VAL 78464A300 5410 64941 SH SOLE 0 0 64941 SPDR SER TR S&P 600 SMCP VAL 78464A300 2985 35826 SH DFND 1 0 0 35826 SPDR SER TR PORTFOLIO AGRGTE 78464A649 5374 209607 SH DFND 1 0 0 209607 SPDR SER TR PORTFOLIO AGRGTE 78464A649 888 34626 SH SOLE 0 0 34626 SPDR SER TR S&P INS ETF 78464A789 453 10017 SH DFND 1 0 0 10017 SPDR SER TR S&P 400 MDCP GRW 78464A821 1454 19210 SH DFND 1 0 0 19210 SPDR SER TR S&P 400 MDCP GRW 78464A821 2856 37738 SH SOLE 0 0 37738 SPDR SER TR S&P 400 MDCP VAL 78464A839 2923 39840 SH SOLE 0 0 39840 SPDR SER TR S&P 400 MDCP VAL 78464A839 1668 22729 SH DFND 1 0 0 22729 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 211519 5255140 SH DFND 1 0 0 5255140 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 56590 1405960 SH SOLE 0 0 1405960 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 210 556 SH SOLE 0 0 556 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 50 132 SH DFND 1 0 0 132 SALESFORCE INC COM 79466L302 38960 148059 SH DFND 1 0 0 148059 SALESFORCE INC COM 79466L302 12124 46075 SH SOLE 0 0 46075 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 71 1266 SH SOLE 0 0 1266 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 493 8745 SH DFND 1 0 0 8745 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 1043 18844 SH DFND 1 0 0 18844 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 258 4668 SH SOLE 0 0 4668 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 24257 391626 SH SOLE 0 0 391626 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 144049 2325628 SH DFND 1 0 0 2325628 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 462 12495 SH DFND 1 0 0 12495 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 631 13529 SH DFND 1 0 0 13529 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 64 1378 SH SOLE 0 0 1378 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 18964 139054 SH SOLE 0 0 139054 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 60683 444957 SH DFND 1 0 0 444957 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 50769 704833 SH DFND 1 0 0 704833 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 15190 210878 SH SOLE 0 0 210878 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 88 2331 SH SOLE 0 0 2331 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 220 5855 SH DFND 1 0 0 5855 SELECT SECTOR SPDR TR INDL 81369Y704 1231 10802 SH DFND 1 0 0 10802 SELECT SECTOR SPDR TR INDL 81369Y704 168 1478 SH SOLE 0 0 1478 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 9 147 SH SOLE 0 0 147 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 243 3829 SH DFND 1 0 0 3829 SHOPIFY INC CL A 82509L107 206 2649 SH DFND 1 0 0 2649 SHOPIFY INC CL A 82509L107 1 10 SH SOLE 0 0 10 SHORE BANCSHARES INC COM 825107105 165 11594 SH DFND 1 0 0 11594 T-MOBILE US INC COM 872590104 2196 13697 SH DFND 1 0 0 13697 T-MOBILE US INC COM 872590104 752 4692 SH SOLE 0 0 4692 TESLA INC COM 88160R101 218 877 SH SOLE 0 0 877 TESLA INC COM 88160R101 1292 5199 SH DFND 1 0 0 5199 THERMO FISHER SCIENTIFIC INC COM 883556102 35297 66499 SH DFND 1 0 0 66499 THERMO FISHER SCIENTIFIC INC COM 883556102 11111 20932 SH SOLE 0 0 20932 TOWNEBANK PORTSMOUTH VA COM 89214P109 200 6727 SH DFND 1 0 0 6727 TRUIST FINL CORP COM 89832Q109 254 6890 SH DFND 1 0 0 6890 UNITEDHEALTH GROUP INC COM 91324P102 766 1455 SH DFND 1 0 0 1455 UNITEDHEALTH GROUP INC COM 91324P102 129 246 SH SOLE 0 0 246 VANECK ETF TRUST HIGH YLD MUNIETF 92189H409 1025 19844 SH SOLE 0 0 19844 VANECK ETF TRUST HIGH YLD MUNIETF 92189H409 689 13336 SH DFND 1 0 0 13336 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1087 6382 SH DFND 1 0 0 6382 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 235 1380 SH SOLE 0 0 1380 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 6833 142646 SH SOLE 0 0 142646 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 8798 183665 SH DFND 1 0 0 183665 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 3927 35175 SH DFND 1 0 0 35175 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 810 7254 SH SOLE 0 0 7254 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 4258 64038 SH SOLE 0 0 64038 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 17907 269321 SH DFND 1 0 0 269321 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 1390 17524 SH DFND 1 0 0 17524 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 725 9134 SH SOLE 0 0 9134 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 396 7048 SH DFND 1 0 0 7048 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2535 61670 SH DFND 1 0 0 61670 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3850 93684 SH SOLE 0 0 93684 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 3 12 SH SOLE 0 0 12 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1197 4774 SH DFND 1 0 0 4774 VANGUARD WORLD FDS INF TECH ETF 92204A702 1904 3934 SH DFND 1 0 0 3934 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 486 1112 SH DFND 1 0 0 1112 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1326 3036 SH SOLE 0 0 3036 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 592 4084 SH SOLE 0 0 4084 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 559 3857 SH DFND 1 0 0 3857 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 812 3698 SH DFND 1 0 0 3698 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 581 2644 SH SOLE 0 0 2644 VANGUARD INDEX FDS SML CP GRW ETF 922908595 595 2459 SH SOLE 0 0 2459 VANGUARD INDEX FDS SML CP GRW ETF 922908595 485 2007 SH DFND 1 0 0 2007 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 321 1953 SH DFND 1 0 0 1953 VANGUARD INDEX FDS GROWTH ETF 922908736 157805 507608 SH DFND 1 0 0 507608 VANGUARD INDEX FDS GROWTH ETF 922908736 45685 146955 SH SOLE 0 0 146955 VANGUARD INDEX FDS VALUE ETF 922908744 24173 161696 SH SOLE 0 0 161696 VANGUARD INDEX FDS VALUE ETF 922908744 15817 105803 SH DFND 1 0 0 105803 VANGUARD INDEX FDS SMALL CP ETF 922908751 436 2043 SH DFND 1 0 0 2043 VANGUARD INDEX FDS SMALL CP ETF 922908751 72 336 SH SOLE 0 0 336 VANGUARD INDEX FDS TOTAL STK MKT 922908769 86 364 SH SOLE 0 0 364 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2632 11095 SH DFND 1 0 0 11095 VERIZON COMMUNICATIONS INC COM 92343V104 263 6964 SH DFND 1 0 0 6964 VERIZON COMMUNICATIONS INC COM 92343V104 26 682 SH SOLE 0 0 682 VISA INC COM CL A 92826C839 32 122 SH SOLE 0 0 122 VISA INC COM CL A 92826C839 422 1619 SH DFND 1 0 0 1619 WALMART INC COM 931142103 27123 172045 SH DFND 1 0 0 172045 WALMART INC COM 931142103 8305 52680 SH SOLE 0 0 52680 WASTE CONNECTIONS INC COM 94106B101 719 4814 SH SOLE 0 0 4814 WASTE CONNECTIONS INC COM 94106B101 2134 14297 SH DFND 1 0 0 14297 WISDOMTREE TR EMER MKT HIGH FD 97717W315 10452 256934 SH DFND 1 0 0 256934 WISDOMTREE TR EMER MKT HIGH FD 97717W315 2451 60262 SH SOLE 0 0 60262 WISDOMTREE TR US MIDCAP DIVID 97717W505 1062 23249 SH SOLE 0 0 23249 WISDOMTREE TR US MIDCAP DIVID 97717W505 5349 117074 SH DFND 1 0 0 117074 WISDOMTREE TR US SMALLCAP DIVD 97717W604 4223 131260 SH DFND 1 0 0 131260 WISDOMTREE TR US SMALLCAP DIVD 97717W604 1011 31433 SH SOLE 0 0 31433 WISDOMTREE TR INTL EQUITY FD 97717W703 8 151 SH SOLE 0 0 151 WISDOMTREE TR INTL EQUITY FD 97717W703 288 5487 SH DFND 1 0 0 5487 WISDOMTREE TR FLOATNG RAT TREA 97717Y527 90172 1794833 SH DFND 1 0 0 1794833 WISDOMTREE TR FLOATNG RAT TREA 97717Y527 23000 457808 SH SOLE 0 0 457808 ZOETIS INC CL A 98978V103 231 1170 SH DFND 1 0 0 1170 ZIPRECRUITER INC CL A 98980B103 336 24166 SH SOLE 0 0 24166 AMDOCS LTD SHS G02602103 658 7491 SH SOLE 0 0 7491 AMDOCS LTD SHS G02602103 1982 22549 SH DFND 1 0 0 22549 EATON CORP PLC SHS G29183103 211 875 SH DFND 1 0 0 875 EVEREST GROUP LTD COM G3223R108 1866 5279 SH DFND 1 0 0 5279 EVEREST GROUP LTD COM G3223R108 621 1757 SH SOLE 0 0 1757