Chief Compliance Officer

0001811480-23-000005.txt : 20230720 0001811480-23-000005.hdr.sgml : 20230720 20230719183718 ACCESSION NUMBER: 0001811480-23-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230720 DATE AS OF CHANGE: 20230719 EFFECTIVENESS DATE: 20230720 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0001079935 IRS NUMBER: 954603559 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15248 FILM NUMBER: 231097755 BUSINESS ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1600 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 8007235115 MAIL ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1600 CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS INC /ADV DATE OF NAME CHANGE: 20000717 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC /ADV DATE OF NAME CHANGE: 19990217 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001079935 XXXXXXXX 06-30-2023 06-30-2023 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

2121 AVENUE OF THE STARS SUITE 1600 LOS ANGELES CA 90067

13F HOLDINGS REPORT 028-15248 N Eric Rosen Chief Compliance Officer 3107122363 Eric Rosen Los Angeles CA 07-19-2023 1 312 3016282 false 1 0001811480 028-20237 SIGNATURE INVESTMENT ADVISORS LLC INFORMATION TABLE 2 seia13fq223.xml AT&T INC COM 00206R102 142 8932 SH DFND 1 0 0 8932 AT&T INC COM 00206R102 18 1103 SH SOLE 0 0 1103 ARK ETF TR INNOVATION ETF 00214Q104 22 497 SH SOLE 0 0 497 ARK ETF TR INNOVATION ETF 00214Q104 223 5054 SH DFND 1 0 0 5054 ABBOTT LABS COM 002824100 234 2145 SH DFND 1 0 0 2145 ABBOTT LABS COM 002824100 18 161 SH SOLE 0 0 161 ABBVIE INC COM 00287Y109 20 151 SH SOLE 0 0 151 ABBVIE INC COM 00287Y109 213 1579 SH DFND 1 0 0 1579 ADOBE SYSTEMS INCORPORATED COM 00724F101 445 911 SH DFND 1 0 0 911 ADOBE SYSTEMS INCORPORATED COM 00724F101 36 73 SH SOLE 0 0 73 ALPHABET INC CAP STK CL C 02079K107 58 479 SH SOLE 0 0 479 ALPHABET INC CAP STK CL C 02079K107 223 1842 SH DFND 1 0 0 1842 ALPHABET INC CAP STK CL A 02079K305 33448 279431 SH DFND 1 0 0 279431 ALPHABET INC CAP STK CL A 02079K305 10716 89524 SH SOLE 0 0 89524 AMAZON COM INC COM 023135106 11481 88071 SH SOLE 0 0 88071 AMAZON COM INC COM 023135106 36896 283031 SH DFND 1 0 0 283031 AMERICAN CENTY ETF TR INTL EQT ETF 025072703 3826 66647 SH DFND 1 0 0 66647 AMERICAN CENTY ETF TR INTL EQT ETF 025072703 1041 18139 SH SOLE 0 0 18139 AMGEN INC COM 031162100 588 2648 SH SOLE 0 0 2648 AMGEN INC COM 031162100 25 114 SH DFND 1 0 0 114 ELEVANCE HEALTH INC COM 036752103 986 2218 SH DFND 1 0 0 2218 APPLE INC COM 037833100 44282 228293 SH DFND 1 0 0 228293 APPLE INC COM 037833100 12261 63213 SH SOLE 0 0 63213 APPLE HOSPITALITY REIT INC COM NEW 03784Y200 266 17573 SH DFND 1 0 0 17573 APPLIED MATLS INC COM 038222105 9829 68002 SH DFND 1 0 0 68002 APPLIED MATLS INC COM 038222105 3548 24546 SH SOLE 0 0 24546 AUTOMATIC DATA PROCESSING IN COM 053015103 194 885 SH SOLE 0 0 885 AUTOMATIC DATA PROCESSING IN COM 053015103 46 210 SH DFND 1 0 0 210 AVID BIOSERVICES INC COM 05368M106 178 12715 SH SOLE 0 0 12715 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 207 606 SH SOLE 0 0 606 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 721 2115 SH DFND 1 0 0 2115 BLACKROCK INC COM 09247X101 8581 12416 SH DFND 1 0 0 12416 BLACKROCK INC COM 09247X101 3163 4576 SH SOLE 0 0 4576 BOEING CO COM 097023105 160 757 SH SOLE 0 0 757 BOEING CO COM 097023105 261 1238 SH DFND 1 0 0 1238 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 1964 17599 SH DFND 1 0 0 17599 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 731 6552 SH SOLE 0 0 6552 BROADCOM INC COM 11135F101 11070 12762 SH SOLE 0 0 12762 BROADCOM INC COM 11135F101 35264 40654 SH DFND 1 0 0 40654 CDW CORP COM 12514G108 1805 9839 SH DFND 1 0 0 9839 CDW CORP COM 12514G108 693 3775 SH SOLE 0 0 3775 CAPITAL GROUP GROWTH ETF SHS CREATION UNI 14020G101 17227 682812 SH SOLE 0 0 682812 CAPITAL GROUP GROWTH ETF SHS CREATION UNI 14020G101 43971 1742798 SH DFND 1 0 0 1742798 CHARLES RIV LABS INTL INC COM 159864107 1778 8456 SH DFND 1 0 0 8456 CHARLES RIV LABS INTL INC COM 159864107 660 3140 SH SOLE 0 0 3140 CHEVRON CORP NEW COM 166764100 10011 63624 SH SOLE 0 0 63624 CHEVRON CORP NEW COM 166764100 31442 199821 SH DFND 1 0 0 199821 CISCO SYS INC COM 17275R102 9230 178391 SH DFND 1 0 0 178391 CISCO SYS INC COM 17275R102 3386 65436 SH SOLE 0 0 65436 COINBASE GLOBAL INC COM CL A 19260Q107 5 67 SH SOLE 0 0 67 COINBASE GLOBAL INC COM CL A 19260Q107 559 7818 SH DFND 1 0 0 7818 CROWDSTRIKE HLDGS INC CL A 22788C105 560 3812 SH DFND 1 0 0 3812 DEERE & CO COM 244199105 32102 79227 SH DFND 1 0 0 79227 DEERE & CO COM 244199105 10352 25549 SH SOLE 0 0 25549 DICKS SPORTING GOODS INC COM 253393102 619 4683 SH SOLE 0 0 4683 DICKS SPORTING GOODS INC COM 253393102 1730 13089 SH DFND 1 0 0 13089 DIGITAL MEDIA SOLUTIONS INC COM CL A 25401G106 4 13162 SH DFND 1 0 0 13162 DISNEY WALT CO COM 254687106 29264 327776 SH DFND 1 0 0 327776 DISNEY WALT CO COM 254687106 9524 106674 SH SOLE 0 0 106674 DOMINION ENERGY INC COM 25746U109 327 6323 SH DFND 1 0 0 6323 EPAM SYS INC COM 29414B104 1655 7363 SH DFND 1 0 0 7363 EPAM SYS INC COM 29414B104 623 2773 SH SOLE 0 0 2773 EXXON MOBIL CORP COM 30231G102 77 722 SH SOLE 0 0 722 EXXON MOBIL CORP COM 30231G102 1378 12845 SH DFND 1 0 0 12845 META PLATFORMS INC CL A 30303M102 508 1770 SH DFND 1 0 0 1770 META PLATFORMS INC CL A 30303M102 86 299 SH SOLE 0 0 299 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 186 3678 SH SOLE 0 0 3678 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 7271 143472 SH DFND 1 0 0 143472 FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQT 33740F722 582 14047 SH DFND 1 0 0 14047 FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQT 33740F722 59 1425 SH SOLE 0 0 1425 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 41007 928397 SH SOLE 0 0 928397 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 209339 4739392 SH DFND 1 0 0 4739392 FORD MTR CO DEL COM 345370860 911 60238 SH DFND 1 0 0 60238 FORD MTR CO DEL COM 345370860 14 900 SH SOLE 0 0 900 FREEPORT-MCMORAN INC CL B 35671D857 3397 84927 SH SOLE 0 0 84927 FREEPORT-MCMORAN INC CL B 35671D857 9299 232474 SH DFND 1 0 0 232474 GALLAGHER ARTHUR J & CO COM 363576109 38 174 SH DFND 1 0 0 174 GALLAGHER ARTHUR J & CO COM 363576109 1520 6921 SH SOLE 0 0 6921 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 253 14248 SH DFND 1 0 0 14248 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 3333 106312 SH DFND 1 0 0 106312 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 896 28574 SH SOLE 0 0 28574 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 80257 919326 SH SOLE 0 0 919326 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 271622 3111361 SH DFND 1 0 0 3111361 HEARTBEAM INC COM 42238H108 24 10000 SH DFND 1 0 0 10000 HOME DEPOT INC COM 437076102 413 1331 SH DFND 1 0 0 1331 HOME DEPOT INC COM 437076102 26 85 SH SOLE 0 0 85 INTERNATIONAL BUSINESS MACHS COM 459200101 215 1607 SH DFND 1 0 0 1607 INVESCO QQQ TR UNIT SER 1 46090E103 1428 3866 SH DFND 1 0 0 3866 INVESCO QQQ TR UNIT SER 1 46090E103 413 1119 SH SOLE 0 0 1119 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 255 1670 SH SOLE 0 0 1670 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 305 2001 SH DFND 1 0 0 2001 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 390 9438 SH DFND 1 0 0 9438 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 944 44856 SH DFND 1 0 0 44856 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 90 4280 SH SOLE 0 0 4280 INVESCO EXCH TRD SLF IDX FD BULSHS 2027 CB 46138J783 252 13244 SH DFND 1 0 0 13244 INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 46138J791 253 13342 SH DFND 1 0 0 13342 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 254 12635 SH DFND 1 0 0 12635 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 245 11893 SH DFND 1 0 0 11893 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 251 11865 SH DFND 1 0 0 11865 ISHARES GOLD TR ISHARES NEW 464285204 72 1969 SH DFND 1 0 0 1969 ISHARES GOLD TR ISHARES NEW 464285204 303 8322 SH SOLE 0 0 8322 ISHARES INC EM MKTS DIV ETF 464286319 1506 61455 SH SOLE 0 0 61455 ISHARES INC EM MKTS DIV ETF 464286319 4628 188893 SH DFND 1 0 0 188893 ISHARES TR CORE S&P500 ETF 464287200 404 907 SH DFND 1 0 0 907 ISHARES TR CORE S&P500 ETF 464287200 8 19 SH SOLE 0 0 19 ISHARES TR CORE US AGGBD ET 464287226 1013 10340 SH SOLE 0 0 10340 ISHARES TR CORE US AGGBD ET 464287226 197 2013 SH DFND 1 0 0 2013 ISHARES TR IBOXX INV CP ETF 464287242 1580 14608 SH SOLE 0 0 14608 ISHARES TR S&P 500 GRWT ETF 464287309 2344 33251 SH SOLE 0 0 33251 ISHARES TR S&P 500 GRWT ETF 464287309 2350 33341 SH DFND 1 0 0 33341 ISHARES TR 1 3 YR TREAS BD 464287457 43 528 SH DFND 1 0 0 528 ISHARES TR 1 3 YR TREAS BD 464287457 305 3767 SH SOLE 0 0 3767 ISHARES TR RUS MID CAP ETF 464287499 469 6418 SH DFND 1 0 0 6418 ISHARES TR EXPND TEC SC ETF 464287549 57155 145481 SH DFND 1 0 0 145481 ISHARES TR EXPND TEC SC ETF 464287549 18472 47018 SH SOLE 0 0 47018 ISHARES TR S&P MC 400GR ETF 464287606 2959 39453 SH SOLE 0 0 39453 ISHARES TR S&P MC 400GR ETF 464287606 1412 18829 SH DFND 1 0 0 18829 ISHARES TR RUS 1000 GRW ETF 464287614 207 754 SH DFND 1 0 0 754 ISHARES TR RUS 1000 GRW ETF 464287614 17 60 SH SOLE 0 0 60 ISHARES TR RUS 1000 ETF 464287622 416 1708 SH DFND 1 0 0 1708 ISHARES TR S&P MC 400VL ETF 464287705 1410 13157 SH DFND 1 0 0 13157 ISHARES TR S&P MC 400VL ETF 464287705 2957 27603 SH SOLE 0 0 27603 ISHARES TR CORE S&P SCP ETF 464287804 438 4394 SH SOLE 0 0 4394 ISHARES TR CORE S&P SCP ETF 464287804 4009 40236 SH DFND 1 0 0 40236 ISHARES TR SP SMCP600VL ETF 464287879 378 3972 SH DFND 1 0 0 3972 ISHARES TR SP SMCP600VL ETF 464287879 606 6371 SH SOLE 0 0 6371 ISHARES TR S&P SML 600 GWT 464287887 662 5758 SH SOLE 0 0 5758 ISHARES TR S&P SML 600 GWT 464287887 403 3507 SH DFND 1 0 0 3507 ISHARES TR GL CLEAN ENE ETF 464288224 1062 57732 SH DFND 1 0 0 57732 ISHARES TR GL CLEAN ENE ETF 464288224 40 2180 SH SOLE 0 0 2180 ISHARES TR INTL SEL DIV ETF 464288448 3249 123384 SH SOLE 0 0 123384 ISHARES TR INTL SEL DIV ETF 464288448 13815 524692 SH DFND 1 0 0 524692 ISHARES TR US AER DEF ETF 464288760 521 4466 SH DFND 1 0 0 4466 ISHARES TR U.S. MED DVC ETF 464288810 515 9120 SH DFND 1 0 0 9120 ISHARES TR MSCI USA VALUE 46432F388 1418 15122 SH DFND 1 0 0 15122 ISHARES TR MSCI USA VALUE 46432F388 6 63 SH SOLE 0 0 63 ISHARES TR US SML CAP EQT 46434V290 229 4279 SH SOLE 0 0 4279 ISHARES TR US SML CAP EQT 46434V290 869 16199 SH DFND 1 0 0 16199 ISHARES TR TRS FLT RT BD 46434V860 1541 30404 SH SOLE 0 0 30404 ISHARES TR CORE MSCI INTL 46435G326 23240 380231 SH SOLE 0 0 380231 ISHARES TR CORE MSCI INTL 46435G326 12102 198007 SH DFND 1 0 0 198007 ISHARES TR ESG AW MSCI EAFE 46435G516 183 2504 SH DFND 1 0 0 2504 ISHARES TR ESG AW MSCI EAFE 46435G516 81 1107 SH SOLE 0 0 1107 ISHARES TR BROAD USD HIGH 46435U853 61 1740 SH SOLE 0 0 1740 ISHARES TR BROAD USD HIGH 46435U853 660 18707 SH DFND 1 0 0 18707 JPMORGAN CHASE & CO COM 46625H100 673 4630 SH DFND 1 0 0 4630 JPMORGAN CHASE & CO COM 46625H100 70 483 SH SOLE 0 0 483 JABIL INC COM 466313103 713 6603 SH SOLE 0 0 6603 JABIL INC COM 466313103 1992 18452 SH DFND 1 0 0 18452 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 1374 24831 SH DFND 1 0 0 24831 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 24 442 SH SOLE 0 0 442 J P MORGAN EXCHANGE TRADED F US MOMENTUM 46641Q779 759 17905 SH SOLE 0 0 17905 J P MORGAN EXCHANGE TRADED F US MOMENTUM 46641Q779 2816 66458 SH DFND 1 0 0 66458 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 829 16692 SH DFND 1 0 0 16692 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 195 3932 SH SOLE 0 0 3932 JOHNSON & JOHNSON COM 478160104 103 620 SH SOLE 0 0 620 JOHNSON & JOHNSON COM 478160104 596 3601 SH DFND 1 0 0 3601 LABORATORY CORP AMER HLDGS COM NEW 50540R409 1838 7618 SH DFND 1 0 0 7618 LABORATORY CORP AMER HLDGS COM NEW 50540R409 673 2787 SH SOLE 0 0 2787 LOWES COS INC COM 548661107 44 196 SH SOLE 0 0 196 LOWES COS INC COM 548661107 275 1219 SH DFND 1 0 0 1219 MASTERCARD INCORPORATED CL A 57636Q104 34687 88195 SH DFND 1 0 0 88195 MASTERCARD INCORPORATED CL A 57636Q104 10952 27847 SH SOLE 0 0 27847 MCDONALDS CORP COM 580135101 37 124 SH SOLE 0 0 124 MCDONALDS CORP COM 580135101 218 730 SH DFND 1 0 0 730 MCKESSON CORP COM 58155Q103 36656 85784 SH DFND 1 0 0 85784 MCKESSON CORP COM 58155Q103 11673 27318 SH SOLE 0 0 27318 MERCK & CO INC COM 58933Y105 3282 28439 SH SOLE 0 0 28439 MERCK & CO INC COM 58933Y105 9235 80037 SH DFND 1 0 0 80037 METLIFE INC COM 59156R108 32808 580362 SH DFND 1 0 0 580362 METLIFE INC COM 59156R108 10625 187956 SH SOLE 0 0 187956 MICROSOFT CORP COM 594918104 11916 34991 SH SOLE 0 0 34991 MICROSOFT CORP COM 594918104 38682 113589 SH DFND 1 0 0 113589 MONDELEZ INTL INC CL A 609207105 1869 25629 SH DFND 1 0 0 25629 MONDELEZ INTL INC CL A 609207105 683 9367 SH SOLE 0 0 9367 MORGAN STANLEY COM NEW 617446448 9765 114347 SH SOLE 0 0 114347 MORGAN STANLEY COM NEW 617446448 30459 356661 SH DFND 1 0 0 356661 NEXTERA ENERGY INC COM 65339F101 30146 406280 SH DFND 1 0 0 406280 NEXTERA ENERGY INC COM 65339F101 9632 129814 SH SOLE 0 0 129814 NORFOLK SOUTHN CORP COM 655844108 381 1681 SH DFND 1 0 0 1681 NOVARTIS AG SPONSORED ADR 66987V109 298 2958 SH DFND 1 0 0 2958 NOVARTIS AG SPONSORED ADR 66987V109 5 50 SH SOLE 0 0 50 NVIDIA CORPORATION COM 67066G104 173 409 SH SOLE 0 0 409 NVIDIA CORPORATION COM 67066G104 1791 4234 SH DFND 1 0 0 4234 NUVEEN AMT FREE MUN CR INC F COM 67071L106 561 47956 SH DFND 1 0 0 47956 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 418 6717 SH DFND 1 0 0 6717 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 175 2813 SH SOLE 0 0 2813 NUSHARES ETF TR NUVEEN ESG LRGVL 67092P300 157 4531 SH SOLE 0 0 4531 NUSHARES ETF TR NUVEEN ESG LRGVL 67092P300 375 10822 SH DFND 1 0 0 10822 OREILLY AUTOMOTIVE INC COM 67103H107 34992 36629 SH DFND 1 0 0 36629 OREILLY AUTOMOTIVE INC COM 67103H107 11041 11558 SH SOLE 0 0 11558 OUTLOOK THERAPEUTICS INC COM NEW 69012T206 27 15732 SH DFND 1 0 0 15732 PEPSICO INC COM 713448108 2046 11048 SH DFND 1 0 0 11048 PEPSICO INC COM 713448108 694 3748 SH SOLE 0 0 3748 REVVITY INC COM 714046109 460 3876 SH DFND 1 0 0 3876 PFIZER INC COM 717081103 458 12496 SH DFND 1 0 0 12496 PFIZER INC COM 717081103 10 273 SH SOLE 0 0 273 PHILIP MORRIS INTL INC COM 718172109 55 565 SH SOLE 0 0 565 PHILIP MORRIS INTL INC COM 718172109 168 1720 SH DFND 1 0 0 1720 PIMCO MUN INCOME FD COM 72200R107 547 53252 SH DFND 1 0 0 53252 PROCTER AND GAMBLE CO COM 742718109 33654 221787 SH DFND 1 0 0 221787 PROCTER AND GAMBLE CO COM 742718109 10682 70394 SH SOLE 0 0 70394 PROLOGIS INC. COM 74340W103 3152 25706 SH SOLE 0 0 25706 PROLOGIS INC. COM 74340W103 8763 71460 SH DFND 1 0 0 71460 SPDR S&P 500 ETF TR TR UNIT 78462F103 2980 6724 SH DFND 1 0 0 6724 SPDR S&P 500 ETF TR TR UNIT 78462F103 265 598 SH SOLE 0 0 598 SPDR GOLD TR GOLD SHS 78463V107 275 1545 SH SOLE 0 0 1545 SPDR GOLD TR GOLD SHS 78463V107 290 1629 SH DFND 1 0 0 1629 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 5494 159805 SH DFND 1 0 0 159805 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 11712 340669 SH SOLE 0 0 340669 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 39284 1207253 SH SOLE 0 0 1207253 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 146776 4510621 SH DFND 1 0 0 4510621 SPDR SER TR NYSE TECH ETF 78464A102 173 1239 SH DFND 1 0 0 1239 SPDR SER TR NYSE TECH ETF 78464A102 77 552 SH SOLE 0 0 552 SPDR SER TR S&P 600 SMCP GRW 78464A201 10343 134395 SH SOLE 0 0 134395 SPDR SER TR S&P 600 SMCP GRW 78464A201 36461 473760 SH DFND 1 0 0 473760 SPDR SER TR S&P 600 SMCP VAL 78464A300 2618 33916 SH DFND 1 0 0 33916 SPDR SER TR S&P 600 SMCP VAL 78464A300 4743 61452 SH SOLE 0 0 61452 SPDR SER TR PORTFOLIO AGRGTE 78464A649 506 19936 SH SOLE 0 0 19936 SPDR SER TR PORTFOLIO AGRGTE 78464A649 5471 215657 SH DFND 1 0 0 215657 SPDR SER TR S&P INS ETF 78464A789 409 10017 SH DFND 1 0 0 10017 SPDR SER TR S&P 400 MDCP GRW 78464A821 1366 19070 SH DFND 1 0 0 19070 SPDR SER TR S&P 400 MDCP GRW 78464A821 2475 34540 SH SOLE 0 0 34540 SPDR SER TR S&P 400 MDCP VAL 78464A839 2454 35677 SH SOLE 0 0 35677 SPDR SER TR S&P 400 MDCP VAL 78464A839 1535 22319 SH DFND 1 0 0 22319 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 223212 5504607 SH DFND 1 0 0 5504607 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 58469 1441892 SH SOLE 0 0 1441892 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 191 556 SH SOLE 0 0 556 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 20 57 SH DFND 1 0 0 57 SPDR SER TR S&P OILGAS EXP 78468R556 502 3896 SH DFND 1 0 0 3896 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 492 9388 SH DFND 1 0 0 9388 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 66 1266 SH SOLE 0 0 1266 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 244 9922 SH DFND 1 0 0 9922 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 948 18798 SH DFND 1 0 0 18798 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 228 4522 SH SOLE 0 0 4522 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 20523 356492 SH SOLE 0 0 356492 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 127520 2215040 SH DFND 1 0 0 2215040 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 552 15497 SH DFND 1 0 0 15497 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 55585 418782 SH DFND 1 0 0 418782 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 17554 132256 SH SOLE 0 0 132256 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 17487 235769 SH SOLE 0 0 235769 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 55011 741686 SH DFND 1 0 0 741686 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 274 8134 SH DFND 1 0 0 8134 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 42 1238 SH SOLE 0 0 1238 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 297 2771 SH SOLE 0 0 2771 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1387 12928 SH DFND 1 0 0 12928 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 52455 801580 SH DFND 1 0 0 801580 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 16677 254842 SH SOLE 0 0 254842 T-MOBILE US INC COM 872590104 645 4646 SH SOLE 0 0 4646 T-MOBILE US INC COM 872590104 1757 12646 SH DFND 1 0 0 12646 TESLA INC COM 88160R101 977 3732 SH DFND 1 0 0 3732 TESLA INC COM 88160R101 240 916 SH SOLE 0 0 916 THERMO FISHER SCIENTIFIC INC COM 883556102 9766 18717 SH SOLE 0 0 18717 THERMO FISHER SCIENTIFIC INC COM 883556102 30720 58879 SH DFND 1 0 0 58879 TRUIST FINL CORP COM 89832Q109 262 8626 SH DFND 1 0 0 8626 UNITEDHEALTH GROUP INC COM 91324P102 527 1097 SH DFND 1 0 0 1097 UNITEDHEALTH GROUP INC COM 91324P102 109 227 SH SOLE 0 0 227 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 249 1534 SH SOLE 0 0 1534 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1024 6305 SH DFND 1 0 0 6305 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 8560 185370 SH DFND 1 0 0 185370 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 6420 139030 SH SOLE 0 0 139030 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 697 6576 SH SOLE 0 0 6576 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 4115 38799 SH DFND 1 0 0 38799 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 16436 260061 SH DFND 1 0 0 260061 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 3782 59838 SH SOLE 0 0 59838 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 383 7032 SH DFND 1 0 0 7032 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2933 72110 SH DFND 1 0 0 72110 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 4310 105945 SH SOLE 0 0 105945 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 3 12 SH SOLE 0 0 12 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1198 4892 SH DFND 1 0 0 4892 VANGUARD WORLD FDS INF TECH ETF 92204A702 1742 3940 SH DFND 1 0 0 3940 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 412 1010 SH DFND 1 0 0 1010 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 15 37 SH SOLE 0 0 37 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 581 4195 SH SOLE 0 0 4195 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 560 4047 SH DFND 1 0 0 4047 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 851 4135 SH DFND 1 0 0 4135 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 564 2742 SH SOLE 0 0 2742 VANGUARD INDEX FDS SML CP GRW ETF 922908595 529 2303 SH SOLE 0 0 2303 VANGUARD INDEX FDS SML CP GRW ETF 922908595 588 2558 SH DFND 1 0 0 2558 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 319 2141 SH DFND 1 0 0 2141 VANGUARD INDEX FDS GROWTH ETF 922908736 149460 528203 SH DFND 1 0 0 528203 VANGUARD INDEX FDS GROWTH ETF 922908736 42632 150664 SH SOLE 0 0 150664 VANGUARD INDEX FDS VALUE ETF 922908744 21950 154466 SH SOLE 0 0 154466 VANGUARD INDEX FDS VALUE ETF 922908744 14742 103743 SH DFND 1 0 0 103743 VANGUARD INDEX FDS SMALL CP ETF 922908751 438 2200 SH DFND 1 0 0 2200 VANGUARD INDEX FDS SMALL CP ETF 922908751 67 336 SH SOLE 0 0 336 VANGUARD INDEX FDS TOTAL STK MKT 922908769 80 363 SH SOLE 0 0 363 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2357 10699 SH DFND 1 0 0 10699 VERIZON COMMUNICATIONS INC COM 92343V104 176 4727 SH DFND 1 0 0 4727 VERIZON COMMUNICATIONS INC COM 92343V104 33 892 SH SOLE 0 0 892 VISA INC COM CL A 92826C839 29 122 SH SOLE 0 0 122 VISA INC COM CL A 92826C839 391 1647 SH DFND 1 0 0 1647 WALMART INC COM 931142103 2227 14165 SH DFND 1 0 0 14165 WALMART INC COM 931142103 703 4472 SH SOLE 0 0 4472 WASTE CONNECTIONS INC COM 94106B101 669 4678 SH SOLE 0 0 4678 WASTE CONNECTIONS INC COM 94106B101 1862 13027 SH DFND 1 0 0 13027 WISDOMTREE TR EMER MKT HIGH FD 97717W315 6609 172698 SH DFND 1 0 0 172698 WISDOMTREE TR EMER MKT HIGH FD 97717W315 1080 28225 SH SOLE 0 0 28225 WISDOMTREE TR US MIDCAP DIVID 97717W505 934 22207 SH SOLE 0 0 22207 WISDOMTREE TR US MIDCAP DIVID 97717W505 4868 115765 SH DFND 1 0 0 115765 WISDOMTREE TR US SMALLCAP DIVD 97717W604 3713 128956 SH DFND 1 0 0 128956 WISDOMTREE TR US SMALLCAP DIVD 97717W604 854 29649 SH SOLE 0 0 29649 WISDOMTREE TR INTL EQUITY FD 97717W703 8 151 SH SOLE 0 0 151 WISDOMTREE TR INTL EQUITY FD 97717W703 320 6394 SH DFND 1 0 0 6394 WISDOMTREE TR FLOATNG RAT TREA 97717Y527 60298 1198284 SH DFND 1 0 0 1198284 WISDOMTREE TR FLOATNG RAT TREA 97717Y527 15033 298751 SH SOLE 0 0 298751 ZOETIS INC CL A 98978V103 205 1192 SH DFND 1 0 0 1192 ZIPRECRUITER INC CL A 98980B103 429 24166 SH SOLE 0 0 24166 AMDOCS LTD SHS G02602103 712 7206 SH SOLE 0 0 7206 AMDOCS LTD SHS G02602103 1943 19656 SH DFND 1 0 0 19656 EVEREST RE GROUP LTD COM G3223R108 1725 5045 SH DFND 1 0 0 5045 EVEREST RE GROUP LTD COM G3223R108 618 1809 SH SOLE 0 0 1809