0001811480-22-000008.txt : 20221020
0001811480-22-000008.hdr.sgml : 20221020
20221020144841
ACCESSION NUMBER: 0001811480-22-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220930
FILED AS OF DATE: 20221020
DATE AS OF CHANGE: 20221020
EFFECTIVENESS DATE: 20221020
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC
CENTRAL INDEX KEY: 0001079935
IRS NUMBER: 954603559
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15248
FILM NUMBER: 221321011
BUSINESS ADDRESS:
STREET 1: 2121 AVENUE OF THE STARS
STREET 2: SUITE 1600
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 8007235115
MAIL ADDRESS:
STREET 1: 2121 AVENUE OF THE STARS
STREET 2: SUITE 1600
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
FORMER COMPANY:
FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS INC /ADV
DATE OF NAME CHANGE: 20000717
FORMER COMPANY:
FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC /ADV
DATE OF NAME CHANGE: 19990217
13F-HR
1
primary_doc.xml
13F-HR
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0001079935
XXXXXXXX
09-30-2022
09-30-2022
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC
2121 AVENUE OF THE STARS
SUITE 1600
LOS ANGELES
CA
90067
13F HOLDINGS REPORT
028-15248
N
Eric Rosen
Chief Compliance Officer
3107122363
Eric Rosen
Los Angeles
CA
10-20-2022
1
298
2126881
false
1
0001811480
028-20237
SIGNATURE INVESTMENT ADVISORS LLC
INFORMATION TABLE
2
seia13fq322.xml
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INNOVATION ETF
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5002
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DFND
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INNOVATION ETF
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20
517
SH
SOLE
0
0
517
ABBOTT LABS
COM
002824100
16
162
SH
SOLE
0
0
162
ABBOTT LABS
COM
002824100
207
2142
SH
DFND
1
0
0
2142
ABBVIE INC
COM
00287Y109
191
1426
SH
DFND
1
0
0
1426
ABBVIE INC
COM
00287Y109
118
882
SH
SOLE
0
0
882
ADOBE SYSTEMS INCORPORATED
COM
00724F101
4
15
SH
SOLE
0
0
15
ADOBE SYSTEMS INCORPORATED
COM
00724F101
251
913
SH
DFND
1
0
0
913
ALPHABET INC
CAP STK CL A
02079K305
23914
250013
SH
DFND
1
0
0
250013
ALPHABET INC
CAP STK CL A
02079K305
8139
85089
SH
SOLE
0
0
85089
AMAZON COM INC
COM
023135106
8704
77026
SH
SOLE
0
0
77026
AMAZON COM INC
COM
023135106
26517
234666
SH
DFND
1
0
0
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AMERICAN CENTY ETF TR
INTL EQT ETF
025072703
2757
60444
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DFND
1
0
0
60444
AMERICAN CENTY ETF TR
INTL EQT ETF
025072703
1397
30616
SH
SOLE
0
0
30616
AMGEN INC
COM
031162100
600
2660
SH
SOLE
0
0
2660
AMGEN INC
COM
031162100
18
79
SH
DFND
1
0
0
79
ELEVANCE HEALTH INC
COM
036752103
819
1802
SH
DFND
1
0
0
1802
ELEVANCE HEALTH INC
COM
036752103
5
10
SH
SOLE
0
0
10
APPLE INC
COM
037833100
11822
85544
SH
SOLE
0
0
85544
APPLE INC
COM
037833100
31273
226290
SH
DFND
1
0
0
226290
APPLE HOSPITALITY REIT INC
COM NEW
03784Y200
316
22481
SH
DFND
1
0
0
22481
APPLIED MATLS INC
COM
038222105
6435
78548
SH
DFND
1
0
0
78548
APPLIED MATLS INC
COM
038222105
2415
29480
SH
SOLE
0
0
29480
AUTOMATIC DATA PROCESSING IN
COM
053015103
200
883
SH
SOLE
0
0
883
AUTOMATIC DATA PROCESSING IN
COM
053015103
47
210
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DFND
1
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0
210
AVID BIOSERVICES INC
COM
05368M106
244
12744
SH
SOLE
0
0
12744
BK OF AMERICA CORP
COM
060505104
129
4265
SH
SOLE
0
0
4265
BK OF AMERICA CORP
COM
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4833
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1
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4833
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
529
1981
SH
DFND
1
0
0
1981
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
162
606
SH
SOLE
0
0
606
BOEING CO
COM
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119
986
SH
SOLE
0
0
986
BOEING CO
COM
097023105
175
1445
SH
DFND
1
0
0
1445
BRISTOL-MYERS SQUIBB CO
COM
110122108
7159
100701
SH
DFND
1
0
0
100701
BRISTOL-MYERS SQUIBB CO
COM
110122108
2816
39610
SH
SOLE
0
0
39610
BROADCOM INC
COM
11135F101
8351
18808
SH
SOLE
0
0
18808
BROADCOM INC
COM
11135F101
24749
55740
SH
DFND
1
0
0
55740
CDW CORP
COM
12514G108
1548
9915
SH
DFND
1
0
0
9915
CDW CORP
COM
12514G108
619
3964
SH
SOLE
0
0
3964
CHARLES RIV LABS INTL INC
COM
159864107
528
2684
SH
SOLE
0
0
2684
CHARLES RIV LABS INTL INC
COM
159864107
1341
6812
SH
DFND
1
0
0
6812
CHEVRON CORP NEW
COM
166764100
27413
190804
SH
DFND
1
0
0
190804
CHEVRON CORP NEW
COM
166764100
9310
64799
SH
SOLE
0
0
64799
CISCO SYS INC
COM
17275R102
2411
60270
SH
SOLE
0
0
60270
CISCO SYS INC
COM
17275R102
6513
162824
SH
DFND
1
0
0
162824
CITIZENS FINL GROUP INC
COM
174610105
1334
38834
SH
DFND
1
0
0
38834
CITIZENS FINL GROUP INC
COM
174610105
517
15055
SH
SOLE
0
0
15055
COINBASE GLOBAL INC
COM CL A
19260Q107
9
136
SH
SOLE
0
0
136
COINBASE GLOBAL INC
COM CL A
19260Q107
508
7878
SH
DFND
1
0
0
7878
CROWDSTRIKE HLDGS INC
CL A
22788C105
628
3812
SH
DFND
1
0
0
3812
DEERE & CO
COM
244199105
27180
81405
SH
DFND
1
0
0
81405
DEERE & CO
COM
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9293
27833
SH
SOLE
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DICKS SPORTING GOODS INC
COM
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591
5645
SH
SOLE
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0
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DICKS SPORTING GOODS INC
COM
253393102
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DISNEY WALT CO
COM
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258113
SH
DFND
1
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0
258113
DISNEY WALT CO
COM
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SH
SOLE
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88124
DOLLAR TREE INC
COM
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550
4038
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SOLE
0
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DOLLAR TREE INC
COM
256746108
1407
10341
SH
DFND
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DOMINION ENERGY INC
COM
25746U109
333
4814
SH
DFND
1
0
0
4814
EAST WEST BANCORP INC
COM
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503
7499
SH
SOLE
0
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7499
EPAM SYS INC
COM
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547
1511
SH
SOLE
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EPAM SYS INC
COM
29414B104
1479
4082
SH
DFND
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EXXON MOBIL CORP
COM
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12485
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DFND
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EXXON MOBIL CORP
COM
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SH
SOLE
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1930
META PLATFORMS INC
CL A
30303M102
42
309
SH
SOLE
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309
META PLATFORMS INC
CL A
30303M102
202
1486
SH
DFND
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MANAGD MUN ETF
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DFND
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MANAGD MUN ETF
33739N108
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SOLE
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CBOE VEST US EQT
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SOLE
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CBOE VEST US EQT
33740F722
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TCW OPPORTUNIS
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TCW OPPORTUNIS
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FORD MTR CO DEL
COM
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9
800
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FORD MTR CO DEL
COM
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674
60153
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COM
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SH
DFND
1
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FORTUNE BRANDS HOME & SEC IN
COM
34964C106
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FREEPORT-MCMORAN INC
CL B
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FREEPORT-MCMORAN INC
CL B
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6706
245377
SH
DFND
1
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245377
GALLAGHER ARTHUR J & CO
COM
363576109
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SH
DFND
1
0
0
35
GALLAGHER ARTHUR J & CO
COM
363576109
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SH
SOLE
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ACTIVEBETA INT
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GOLDMAN SACHS ETF TR
ACTIVEBETA INT
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GOLDMAN SACHS ETF TR
ACTIVEBETA US LG
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DFND
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GOLDMAN SACHS ETF TR
ACTIVEBETA US LG
381430503
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SH
SOLE
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HOME DEPOT INC
COM
437076102
23
85
SH
SOLE
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0
85
HOME DEPOT INC
COM
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320
1160
SH
DFND
1
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0
1160
INTERNATIONAL BUSINESS MACHS
COM
459200101
256
2155
SH
DFND
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0
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INTERNATIONAL BUSINESS MACHS
COM
459200101
3
22
SH
SOLE
0
0
22
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UNIT SER 1
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311
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SOLE
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1165
INVESCO QQQ TR
UNIT SER 1
46090E103
957
3580
SH
DFND
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S&P500 PUR GWT
46137V266
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2337
SH
DFND
1
0
0
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INVESCO EXCHANGE TRADED FD T
S&P500 PUR GWT
46137V266
242
1677
SH
SOLE
0
0
1677
INVESCO EXCH TRADED FD TR II
SR LN ETF
46138G508
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4904
SH
SOLE
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4904
INVESCO EXCH TRADED FD TR II
SR LN ETF
46138G508
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SH
DFND
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INVESCO EXCH TRD SLF IDX FD
BULSHS 2027 CB
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SH
DFND
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INVESCO EXCH TRD SLF IDX FD
BULSHS 2026 CB
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INVESCO EXCH TRD SLF IDX FD
BULSHS 2025 CB
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BULSHS 2024 CB
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BULSHS 2023 CB
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ISHARES NEW
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DFND
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2580
ISHARES GOLD TR
ISHARES NEW
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EM MKTS DIV ETF
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EM MKTS DIV ETF
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CORE S&P500 ETF
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ISHARES TR
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ISHARES TR
CORE US AGGBD ET
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ISHARES TR
MSCI EMG MKT ETF
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DFND
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ISHARES TR
MSCI EMG MKT ETF
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ISHARES TR
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ISHARES TR
S&P 500 GRWT ETF
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ISHARES TR
1 3 YR TREAS BD
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ISHARES TR
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EXPND TEC SC ETF
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ISHARES TR
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ISHARES TR
RUS 1000 ETF
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1510
ISHARES TR
S&P MC 400VL ETF
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SH
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6788
ISHARES TR
S&P MC 400VL ETF
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2400
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SH
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0
26666
ISHARES TR
CORE S&P SCP ETF
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SH
SOLE
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0
3890
ISHARES TR
CORE S&P SCP ETF
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SH
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36968
ISHARES TR
SP SMCP600VL ETF
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349
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SH
DFND
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0
0
4230
ISHARES TR
SP SMCP600VL ETF
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554
6720
SH
SOLE
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6720
ISHARES TR
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5902
ISHARES TR
S&P SML 600 GWT
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362
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SH
DFND
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3565
ISHARES TR
GL CLEAN ENE ETF
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SH
DFND
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0
57732
ISHARES TR
GL CLEAN ENE ETF
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2230
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NATIONAL MUN ETF
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108
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108
ISHARES TR
NATIONAL MUN ETF
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15936
ISHARES TR
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DFND
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419178
ISHARES TR
INTL SEL DIV ETF
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SH
SOLE
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124316
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467
9906
SH
DFND
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0
9906
ISHARES TR
FLTG RATE NT ETF
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495
9847
SH
DFND
1
0
0
9847
ISHARES TR
MSCI USA VALUE
46432F388
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SH
DFND
1
0
0
1327583
ISHARES TR
MSCI USA VALUE
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SH
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230514
ISHARES TR
MSCI USA MMENTM
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23
178
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SOLE
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178
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MSCI USA MMENTM
46432F396
397
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DFND
1
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3024
ISHARES TR
CORE MSCI EAFE
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SH
DFND
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3809
ISHARES TR
CORE MSCI EAFE
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MSCI USA SML CP
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SOLE
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8029
ISHARES TR
MSCI USA SML CP
46434V290
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SH
DFND
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0
0
16564
ISHARES TR
CORE MSCI INTL
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SH
DFND
1
0
0
146692
ISHARES TR
CORE MSCI INTL
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320626
ISHARES TR
ESG AW MSCI EAFE
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SOLE
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1666
ISHARES TR
ESG AW MSCI EAFE
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139
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SH
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2481
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BROAD USD HIGH
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SH
DFND
1
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43212
ISHARES TR
BROAD USD HIGH
46435U853
144
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SH
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JPMORGAN CHASE & CO
COM
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139
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SH
SOLE
0
0
1328
JPMORGAN CHASE & CO
COM
46625H100
454
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SH
DFND
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0
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JABIL INC
COM
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SH
DFND
1
0
0
28626
JABIL INC
COM
466313103
626
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SH
SOLE
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EQUITY PREMIUM
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23
442
SH
SOLE
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442
J P MORGAN EXCHANGE TRADED F
EQUITY PREMIUM
46641Q332
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DFND
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J P MORGAN EXCHANGE TRADED F
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DFND
1
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62461
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US MOMENTUM
46641Q779
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28173
J P MORGAN EXCHANGE TRADED F
ULTRA SHRT INC
46641Q837
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27072
JOHN HANCOCK EXCHANGE TRADED
MULTIFACTOR MI
47804J206
397
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MULTIFACTOR MI
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COM
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COM
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0
0
2571
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
1370
6689
SH
DFND
1
0
0
6689
LOWES COS INC
COM
548661107
295
1569
SH
DFND
1
0
0
1569
LOWES COS INC
COM
548661107
144
764
SH
SOLE
0
0
764
MASTERCARD INCORPORATED
CL A
57636Q104
8588
30203
SH
SOLE
0
0
30203
MASTERCARD INCORPORATED
CL A
57636Q104
25675
90296
SH
DFND
1
0
0
90296
MCKESSON CORP
COM
58155Q103
30343
89278
SH
DFND
1
0
0
89278
MCKESSON CORP
COM
58155Q103
10254
30170
SH
SOLE
0
0
30170
METLIFE INC
COM
59156R108
9204
151436
SH
SOLE
0
0
151436
METLIFE INC
COM
59156R108
27417
451087
SH
DFND
1
0
0
451087
MICROSOFT CORP
COM
594918104
27606
118533
SH
DFND
1
0
0
118533
MICROSOFT CORP
COM
594918104
9528
40910
SH
SOLE
0
0
40910
MORGAN STANLEY
COM NEW
617446448
9167
116021
SH
SOLE
0
0
116021
MORGAN STANLEY
COM NEW
617446448
27021
341992
SH
DFND
1
0
0
341992
NEWS CORP NEW
CL A
65249B109
1340
88658
SH
DFND
1
0
0
88658
NEWS CORP NEW
CL A
65249B109
525
34713
SH
SOLE
0
0
34713
NEXTERA ENERGY INC
COM
65339F101
9237
117804
SH
SOLE
0
0
117804
NEXTERA ENERGY INC
COM
65339F101
27403
349485
SH
DFND
1
0
0
349485
NORFOLK SOUTHN CORP
COM
655844108
325
1548
SH
DFND
1
0
0
1548
NVIDIA CORPORATION
COM
67066G104
531
4375
SH
DFND
1
0
0
4375
NVIDIA CORPORATION
COM
67066G104
53
438
SH
SOLE
0
0
438
NUSHARES ETF TR
NUVEEN ESG LRGCP
67092P201
209
4525
SH
SOLE
0
0
4525
NUSHARES ETF TR
NUVEEN ESG LRGCP
67092P201
327
7093
SH
DFND
1
0
0
7093
NUSHARES ETF TR
NUVEEN ESG LRGVL
67092P300
343
11102
SH
DFND
1
0
0
11102
NUSHARES ETF TR
NUVEEN ESG LRGVL
67092P300
218
7054
SH
SOLE
0
0
7054
OREILLY AUTOMOTIVE INC
COM
67103H107
10246
14568
SH
SOLE
0
0
14568
OREILLY AUTOMOTIVE INC
COM
67103H107
30217
42961
SH
DFND
1
0
0
42961
PEPSICO INC
COM
713448108
248
1518
SH
DFND
1
0
0
1518
PEPSICO INC
COM
713448108
82
500
SH
SOLE
0
0
500
PERKINELMER INC
COM
714046109
466
3876
SH
DFND
1
0
0
3876
PFIZER INC
COM
717081103
264
6038
SH
DFND
1
0
0
6038
PFIZER INC
COM
717081103
15
343
SH
SOLE
0
0
343
PIMCO DYNAMIC INCOME FD
SHS
72201Y101
198
10237
SH
DFND
1
0
0
10237
PROCTER AND GAMBLE CO
COM
742718109
25898
205132
SH
DFND
1
0
0
205132
PROCTER AND GAMBLE CO
COM
742718109
8810
69783
SH
SOLE
0
0
69783
PROLOGIS INC.
COM
74340W103
2421
23827
SH
SOLE
0
0
23827
PROLOGIS INC.
COM
74340W103
6472
63705
SH
DFND
1
0
0
63705
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
94
1153
SH
DFND
1
0
0
1153
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
135
1651
SH
SOLE
0
0
1651
SPDR S&P 500 ETF TR
TR UNIT
78462F103
300
841
SH
SOLE
0
0
841
SPDR S&P 500 ETF TR
TR UNIT
78462F103
2597
7271
SH
DFND
1
0
0
7271
SPDR GOLD TR
GOLD SHS
78463V107
204
1317
SH
DFND
1
0
0
1317
SPDR GOLD TR
GOLD SHS
78463V107
316
2046
SH
SOLE
0
0
2046
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
9274
298769
SH
SOLE
0
0
298769
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
3357
108147
SH
DFND
1
0
0
108147
SPDR INDEX SHS FDS
PORTFOLIO DEVLPD
78463X889
110289
4274758
SH
DFND
1
0
0
4274758
SPDR INDEX SHS FDS
PORTFOLIO DEVLPD
78463X889
30351
1176410
SH
SOLE
0
0
1176410
SPDR SER TR
S&P 600 SMCP GRW
78464A201
8454
124102
SH
SOLE
0
0
124102
SPDR SER TR
S&P 600 SMCP GRW
78464A201
28674
420927
SH
DFND
1
0
0
420927
SPDR SER TR
S&P 600 SMCP VAL
78464A300
1849
27533
SH
DFND
1
0
0
27533
SPDR SER TR
S&P 600 SMCP VAL
78464A300
3947
58785
SH
SOLE
0
0
58785
SPDR SER TR
PORTFOLIO AGRGTE
78464A649
415
16652
SH
SOLE
0
0
16652
SPDR SER TR
PORTFOLIO AGRGTE
78464A649
4239
169881
SH
DFND
1
0
0
169881
SPDR SER TR
S&P 400 MDCP GRW
78464A821
1148
19025
SH
DFND
1
0
0
19025
SPDR SER TR
S&P 400 MDCP GRW
78464A821
2152
35659
SH
SOLE
0
0
35659
SPDR SER TR
S&P 400 MDCP VAL
78464A839
2278
39401
SH
SOLE
0
0
39401
SPDR SER TR
S&P 400 MDCP VAL
78464A839
1403
24268
SH
DFND
1
0
0
24268
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
6315
157179
SH
DFND
1
0
0
157179
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
625
15550
SH
SOLE
0
0
15550
SPDR SER TR
S&P OILGAS EXP
78468R556
332
2663
SH
DFND
1
0
0
2663
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
192
4526
SH
DFND
1
0
0
4526
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
56
1334
SH
SOLE
0
0
1334
SCHWAB STRATEGIC TR
SCHWAB FDT US SC
808524763
368
8644
SH
SOLE
0
0
8644
SCHWAB STRATEGIC TR
SCHWAB FDT US SC
808524763
819
19254
SH
DFND
1
0
0
19254
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
48313
398918
SH
DFND
1
0
0
398918
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
16352
135016
SH
SOLE
0
0
135016
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
15267
228788
SH
SOLE
0
0
228788
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
45394
680266
SH
DFND
1
0
0
680266
SELECT SECTOR SPDR TR
ENERGY
81369Y506
286
3967
SH
DFND
1
0
0
3967
SELECT SECTOR SPDR TR
ENERGY
81369Y506
26
358
SH
SOLE
0
0
358
SELECT SECTOR SPDR TR
FINANCIAL
81369Y605
209
6887
SH
SOLE
0
0
6887
SELECT SECTOR SPDR TR
FINANCIAL
81369Y605
482
15868
SH
DFND
1
0
0
15868
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
45955
554739
SH
DFND
1
0
0
554739
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
15404
185952
SH
SOLE
0
0
185952
SYSCO CORP
COM
871829107
503
7115
SH
SOLE
0
0
7115
SYSCO CORP
COM
871829107
1323
18705
SH
DFND
1
0
0
18705
TESLA INC
COM
88160R101
692
2607
SH
DFND
1
0
0
2607
TESLA INC
COM
88160R101
412
1553
SH
SOLE
0
0
1553
THERMO FISHER SCIENTIFIC INC
COM
883556102
9293
18322
SH
SOLE
0
0
18322
THERMO FISHER SCIENTIFIC INC
COM
883556102
27755
54723
SH
DFND
1
0
0
54723
TRUIST FINL CORP
COM
89832Q109
318
7298
SH
DFND
1
0
0
7298
US BANCORP DEL
COM NEW
902973304
6257
155193
SH
DFND
1
0
0
155193
US BANCORP DEL
COM NEW
902973304
2423
60086
SH
SOLE
0
0
60086
UNITEDHEALTH GROUP INC
COM
91324P102
245
486
SH
SOLE
0
0
486
UNITEDHEALTH GROUP INC
COM
91324P102
563
1115
SH
DFND
1
0
0
1115
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
1019
7540
SH
DFND
1
0
0
7540
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
149
1102
SH
SOLE
0
0
1102
VANGUARD TAX-MANAGED FDS
VAN FTSE DEV MKT
921943858
5392
148286
SH
SOLE
0
0
148286
VANGUARD TAX-MANAGED FDS
VAN FTSE DEV MKT
921943858
6910
190049
SH
DFND
1
0
0
190049
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
3552
37432
SH
DFND
1
0
0
37432
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
606
6389
SH
SOLE
0
0
6389
VANGUARD WHITEHALL FDS
INTL HIGH ETF
921946794
2901
55748
SH
SOLE
0
0
55748
VANGUARD WHITEHALL FDS
INTL HIGH ETF
921946794
9872
189698
SH
DFND
1
0
0
189698
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
312
7032
SH
DFND
1
0
0
7032
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
2658
72829
SH
DFND
1
0
0
72829
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
3799
104097
SH
SOLE
0
0
104097
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
9
116
SH
SOLE
0
0
116
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
239
3217
SH
DFND
1
0
0
3217
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
1277
5707
SH
DFND
1
0
0
5707
VANGUARD WORLD FDS
INF TECH ETF
92204A702
1113
3620
SH
DFND
1
0
0
3620
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
524
4302
SH
DFND
1
0
0
4302
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
567
4656
SH
SOLE
0
0
4656
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
542
3178
SH
SOLE
0
0
3178
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
647
3793
SH
DFND
1
0
0
3793
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
414
2121
SH
DFND
1
0
0
2121
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
484
2481
SH
SOLE
0
0
2481
VANGUARD INDEX FDS
GROWTH ETF
922908736
28549
133436
SH
SOLE
0
0
133436
VANGUARD INDEX FDS
GROWTH ETF
922908736
92747
433500
SH
DFND
1
0
0
433500
VANGUARD INDEX FDS
VALUE ETF
922908744
9943
80523
SH
DFND
1
0
0
80523
VANGUARD INDEX FDS
VALUE ETF
922908744
20184
163458
SH
SOLE
0
0
163458
VANGUARD INDEX FDS
SMALL CP ETF
922908751
63
366
SH
SOLE
0
0
366
VANGUARD INDEX FDS
SMALL CP ETF
922908751
457
2672
SH
DFND
1
0
0
2672
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
1976
11012
SH
DFND
1
0
0
11012
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
60
332
SH
SOLE
0
0
332
VERIZON COMMUNICATIONS INC
COM
92343V104
49
1291
SH
SOLE
0
0
1291
VERIZON COMMUNICATIONS INC
COM
92343V104
165
4340
SH
DFND
1
0
0
4340
VISA INC
COM CL A
92826C839
293
1647
SH
DFND
1
0
0
1647
VISA INC
COM CL A
92826C839
25
138
SH
SOLE
0
0
138
WALMART INC
COM
931142103
216
1663
SH
SOLE
0
0
1663
WALMART INC
COM
931142103
361
2780
SH
DFND
1
0
0
2780
WASTE CONNECTIONS INC
COM
94106B101
1581
11703
SH
DFND
1
0
0
11703
WASTE CONNECTIONS INC
COM
94106B101
601
4451
SH
SOLE
0
0
4451
WISDOMTREE TR
EMER MKT HIGH FD
97717W315
573
17602
SH
SOLE
0
0
17602
WISDOMTREE TR
EMER MKT HIGH FD
97717W315
2700
82992
SH
DFND
1
0
0
82992
WISDOMTREE TR
US MIDCAP DIVID
97717W505
4395
116684
SH
DFND
1
0
0
116684
WISDOMTREE TR
US MIDCAP DIVID
97717W505
1170
31048
SH
SOLE
0
0
31048
WISDOMTREE TR
US SMALLCAP DIVD
97717W604
821
31887
SH
SOLE
0
0
31887
WISDOMTREE TR
US SMALLCAP DIVD
97717W604
2902
112759
SH
DFND
1
0
0
112759
WISDOMTREE TR
INTL EQUITY FD
97717W703
405
10088
SH
DFND
1
0
0
10088
WISDOMTREE TR
INTL EQUITY FD
97717W703
265
6592
SH
SOLE
0
0
6592
WISDOMTREE TR
FLOATNG RAT TREA
97717Y527
12538
249354
SH
SOLE
0
0
249354
WISDOMTREE TR
FLOATNG RAT TREA
97717Y527
46425
923335
SH
DFND
1
0
0
923335
AMDOCS LTD
SHS
G02602103
1587
19979
SH
DFND
1
0
0
19979
AMDOCS LTD
SHS
G02602103
606
7627
SH
SOLE
0
0
7627
EVEREST RE GROUP LTD
COM
G3223R108
586
2234
SH
SOLE
0
0
2234
EVEREST RE GROUP LTD
COM
G3223R108
1548
5897
SH
DFND
1
0
0
5897