The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 235 | 2,709 | SH | DFND | 1 | 0 | 0 | 2,709 | |
ABBOTT LABS | COM | 002824100 | 1 | 12 | SH | SOLE | 0 | 0 | 12 | ||
ADOBE INC | COM | 00724F101 | 442 | 1,339 | SH | DFND | 1 | 0 | 0 | 1,339 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 315 | 235 | SH | DFND | 1 | 0 | 0 | 235 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 178 | 133 | SH | SOLE | 0 | 0 | 133 | ||
AMAZON COM INC | COM | 023135106 | 185 | 100 | SH | SOLE | 0 | 0 | 100 | ||
AMAZON COM INC | COM | 023135106 | 1,026 | 555 | SH | DFND | 1 | 0 | 0 | 555 | |
AMGEN INC | COM | 031162100 | 1,139 | 4,727 | SH | SOLE | 0 | 0 | 4,727 | ||
ANTHEM INC | COM | 036752103 | 8 | 25 | SH | SOLE | 0 | 0 | 25 | ||
ANTHEM INC | COM | 036752103 | 524 | 1,736 | SH | DFND | 1 | 0 | 0 | 1,736 | |
APPLE INC | COM | 037833100 | 24,939 | 84,927 | SH | DFND | 1 | 0 | 0 | 84,927 | |
APPLE INC | COM | 037833100 | 9,630 | 32,796 | SH | SOLE | 0 | 0 | 32,796 | ||
APPLE HOSPITALITY REIT INC | COM NEW | 03784Y200 | 737 | 45,365 | SH | DFND | 1 | 0 | 0 | 45,365 | |
APPLIED MATLS INC | COM | 038222105 | 18,778 | 307,641 | SH | DFND | 1 | 0 | 0 | 307,641 | |
APPLIED MATLS INC | COM | 038222105 | 6,925 | 113,450 | SH | SOLE | 0 | 0 | 113,450 | ||
AXSOME THERAPEUTICS INC | COM | 05464T104 | 272 | 2,632 | SH | DFND | 1 | 0 | 0 | 2,632 | |
BAKER HUGHES COMPANY | CL A | 05722G100 | 1,024 | 39,955 | SH | DFND | 1 | 0 | 0 | 39,955 | |
BAKER HUGHES COMPANY | CL A | 05722G100 | 487 | 19,018 | SH | SOLE | 0 | 0 | 19,018 | ||
BANK AMER CORP | COM | 060505104 | 135 | 3,826 | SH | SOLE | 0 | 0 | 3,826 | ||
BANK AMER CORP | COM | 060505104 | 101 | 2,872 | SH | DFND | 1 | 0 | 0 | 2,872 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 364 | 1,605 | SH | DFND | 1 | 0 | 0 | 1,605 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 134 | 590 | SH | SOLE | 0 | 0 | 590 | ||
BOEING CO | COM | 097023105 | 69 | 213 | SH | SOLE | 0 | 0 | 213 | ||
BOEING CO | COM | 097023105 | 249 | 765 | SH | DFND | 1 | 0 | 0 | 765 | |
BOOKING HLDGS INC | COM | 09857L108 | 17,387 | 8,466 | SH | DFND | 1 | 0 | 0 | 8,466 | |
BOOKING HLDGS INC | COM | 09857L108 | 6,648 | 3,237 | SH | SOLE | 0 | 0 | 3,237 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 1,688 | 26,290 | SH | SOLE | 0 | 0 | 26,290 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 3,458 | 53,864 | SH | DFND | 1 | 0 | 0 | 53,864 | |
BROADCOM INC | COM | 11135F101 | 21,044 | 66,590 | SH | DFND | 1 | 0 | 0 | 66,590 | |
BROADCOM INC | COM | 11135F101 | 7,859 | 24,868 | SH | SOLE | 0 | 0 | 24,868 | ||
CDW CORP | COM | 12514G108 | 516 | 3,613 | SH | SOLE | 0 | 0 | 3,613 | ||
CDW CORP | COM | 12514G108 | 1,097 | 7,679 | SH | DFND | 1 | 0 | 0 | 7,679 | |
CIGNA CORP NEW | COM | 125523100 | 3,402 | 16,638 | SH | DFND | 1 | 0 | 0 | 16,638 | |
CIGNA CORP NEW | COM | 125523100 | 1,596 | 7,804 | SH | SOLE | 0 | 0 | 7,804 | ||
CHEVRON CORP NEW | COM | 166764100 | 7,169 | 59,486 | SH | SOLE | 0 | 0 | 59,486 | ||
CHEVRON CORP NEW | COM | 166764100 | 19,742 | 163,817 | SH | DFND | 1 | 0 | 0 | 163,817 | |
CISCO SYS INC | COM | 17275R102 | 232 | 4,830 | SH | DFND | 1 | 0 | 0 | 4,830 | |
CISCO SYS INC | COM | 17275R102 | 134 | 2,802 | SH | SOLE | 0 | 0 | 2,802 | ||
CLEARBRIDGE MLP AND MIDSTRM | COM | 184692101 | 3,571 | 317,160 | SH | SOLE | 0 | 0 | 317,160 | ||
CLEARBRIDGE MLP AND MIDSTRM | COM | 184692101 | 13,337 | 1,184,446 | SH | DFND | 1 | 0 | 0 | 1,184,446 | |
CLEARBRIDGE ENERGY MIDSTRM O | COM | 18469P100 | 5,316 | 632,111 | SH | DFND | 1 | 0 | 0 | 632,111 | |
CLEARBRIDGE ENERGY MIDSTRM O | COM | 18469P100 | 2,297 | 273,173 | SH | SOLE | 0 | 0 | 273,173 | ||
COMCAST CORP NEW | CL A | 20030N101 | 7,300 | 162,321 | SH | SOLE | 0 | 0 | 162,321 | ||
COMCAST CORP NEW | CL A | 20030N101 | 19,891 | 442,312 | SH | DFND | 1 | 0 | 0 | 442,312 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 20,514 | 141,835 | SH | DFND | 1 | 0 | 0 | 141,835 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 7,528 | 52,050 | SH | SOLE | 0 | 0 | 52,050 | ||
DISCOVERY INC | COM SER A | 25470F104 | 483 | 14,743 | SH | SOLE | 0 | 0 | 14,743 | ||
DISCOVERY INC | COM SER A | 25470F104 | 1,014 | 30,966 | SH | DFND | 1 | 0 | 0 | 30,966 | |
EAST WEST BANCORP INC | COM | 27579R104 | 959 | 19,693 | SH | SOLE | 0 | 0 | 19,693 | ||
EPAM SYS INC | COM | 29414B104 | 528 | 2,487 | SH | SOLE | 0 | 0 | 2,487 | ||
EPAM SYS INC | COM | 29414B104 | 1,116 | 5,260 | SH | DFND | 1 | 0 | 0 | 5,260 | |
EXXON MOBIL CORP | COM | 30231G102 | 474 | 6,796 | SH | DFND | 1 | 0 | 0 | 6,796 | |
EXXON MOBIL CORP | COM | 30231G102 | 57 | 813 | SH | SOLE | 0 | 0 | 813 | ||
FACEBOOK INC | CL A | 30303M102 | 50 | 246 | SH | SOLE | 0 | 0 | 246 | ||
FACEBOOK INC | CL A | 30303M102 | 234 | 1,140 | SH | DFND | 1 | 0 | 0 | 1,140 | |
FIRST TR EXCHANGE-TRADED FD | PFD SECS INC ETF | 33739E108 | 2,498 | 124,477 | SH | DFND | 1 | 0 | 0 | 124,477 | |
FIRST TR EXCHANGE-TRADED FD | PFD SECS INC ETF | 33739E108 | 1,085 | 54,039 | SH | SOLE | 0 | 0 | 54,039 | ||
FIRST TR EXCHANG TRADED FD I | MANAGD MUN ETF | 33739N108 | 260 | 4,680 | SH | SOLE | 0 | 0 | 4,680 | ||
FIRST TR EXCHANG TRADED FD I | MANAGD MUN ETF | 33739N108 | 4,975 | 89,566 | SH | DFND | 1 | 0 | 0 | 89,566 | |
FIRST TR EXCH TRADED FD III | INSTL PFD SECS | 33739P855 | 19,762 | 985,147 | SH | DFND | 1 | 0 | 0 | 985,147 | |
FIRST TR EXCH TRADED FD III | INSTL PFD SECS | 33739P855 | 7,863 | 391,993 | SH | SOLE | 0 | 0 | 391,993 | ||
FISERV INC | COM | 337738108 | 7,682 | 66,438 | SH | SOLE | 0 | 0 | 66,438 | ||
FISERV INC | COM | 337738108 | 21,435 | 185,378 | SH | DFND | 1 | 0 | 0 | 185,378 | |
FORD MTR CO DEL | COM | 345370860 | 36 | 3,902 | SH | DFND | 1 | 0 | 0 | 3,902 | |
FORD MTR CO DEL | COM | 345370860 | 66 | 7,100 | SH | SOLE | 0 | 0 | 7,100 | ||
FORTUNE BRANDS HOME & SEC IN | COM | 34964C106 | 428 | 6,545 | SH | SOLE | 0 | 0 | 6,545 | ||
FORTUNE BRANDS HOME & SEC IN | COM | 34964C106 | 903 | 13,814 | SH | DFND | 1 | 0 | 0 | 13,814 | |
GALLAGHER ARTHUR J & CO | COM | 363576109 | 14 | 150 | SH | DFND | 1 | 0 | 0 | 150 | |
GALLAGHER ARTHUR J & CO | COM | 363576109 | 265 | 2,787 | SH | SOLE | 0 | 0 | 2,787 | ||
GENERAL MOLY INC | COM | 370373102 | 22 | 98,000 | SH | DFND | 1 | 0 | 0 | 98,000 | |
GENTEX CORP | COM | 371901109 | 980 | 33,825 | SH | DFND | 1 | 0 | 0 | 33,825 | |
GENTEX CORP | COM | 371901109 | 461 | 15,922 | SH | SOLE | 0 | 0 | 15,922 | ||
GOLDMAN SACHS ETF TR | ACTIVEBETA EME | 381430206 | 197 | 5,744 | SH | SOLE | 0 | 0 | 5,744 | ||
GOLDMAN SACHS ETF TR | ACTIVEBETA EME | 381430206 | 92 | 2,693 | SH | DFND | 1 | 0 | 0 | 2,693 | |
GOLDMAN SACHS ETF TR | EQUITY ETF | 381430503 | 141,337 | 2,185,506 | SH | DFND | 1 | 0 | 0 | 2,185,506 | |
GOLDMAN SACHS ETF TR | EQUITY ETF | 381430503 | 47,838 | 739,719 | SH | SOLE | 0 | 0 | 739,719 | ||
HILL ROM HLDGS INC | COM | 431475102 | 490 | 4,315 | SH | SOLE | 0 | 0 | 4,315 | ||
HILL ROM HLDGS INC | COM | 431475102 | 1,059 | 9,329 | SH | DFND | 1 | 0 | 0 | 9,329 | |
HONEYWELL INTL INC | COM | 438516106 | 20,448 | 115,526 | SH | DFND | 1 | 0 | 0 | 115,526 | |
HONEYWELL INTL INC | COM | 438516106 | 7,395 | 41,782 | SH | SOLE | 0 | 0 | 41,782 | ||
INCYTE CORP | COM | 45337C102 | 434 | 4,967 | SH | SOLE | 0 | 0 | 4,967 | ||
INCYTE CORP | COM | 45337C102 | 941 | 10,780 | SH | DFND | 1 | 0 | 0 | 10,780 | |
INTEL CORP | COM | 458140100 | 266 | 4,452 | SH | DFND | 1 | 0 | 0 | 4,452 | |
INTEL CORP | COM | 458140100 | 88 | 1,468 | SH | SOLE | 0 | 0 | 1,468 | ||
INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 | 7,491 | 80,937 | SH | SOLE | 0 | 0 | 80,937 | ||
INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 | 20,416 | 220,594 | SH | DFND | 1 | 0 | 0 | 220,594 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 283 | 2,108 | SH | DFND | 1 | 0 | 0 | 2,108 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 703 | 3,308 | SH | DFND | 1 | 0 | 0 | 3,308 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 75 | 352 | SH | SOLE | 0 | 0 | 352 | ||
INVESCO EXCHANGE TRADED FD T | S&P SML600 GWT | 46137V175 | 351 | 2,971 | SH | SOLE | 0 | 0 | 2,971 | ||
INVESCO EXCHANGE TRADED FD T | S&P SML600 GWT | 46137V175 | 629 | 5,327 | SH | DFND | 1 | 0 | 0 | 5,327 | |
INVESCO EXCHANGE TRADED FD T | S&P500 PUR GWT | 46137V266 | 97,800 | 771,417 | SH | DFND | 1 | 0 | 0 | 771,417 | |
INVESCO EXCHANGE TRADED FD T | S&P500 PUR GWT | 46137V266 | 29,261 | 230,804 | SH | SOLE | 0 | 0 | 230,804 | ||
INVESCO EXCHANGE TRADED FD T | S&P 500 GARP ETF | 46137V431 | 27 | 433 | SH | SOLE | 0 | 0 | 433 | ||
INVESCO EXCHANGE TRADED FD T | S&P 500 GARP ETF | 46137V431 | 258 | 4,091 | SH | DFND | 1 | 0 | 0 | 4,091 | |
INVESCO EXCHANGE TRADED FD T | INTL DIVI ACHI | 46137V548 | 931 | 54,545 | SH | DFND | 1 | 0 | 0 | 54,545 | |
INVESCO EXCHANGE TRADED FD T | INTL DIVI ACHI | 46137V548 | 169 | 9,925 | SH | SOLE | 0 | 0 | 9,925 | ||
INVESCO EXCHNG TRADED FD TR | FTSE RAFI DEV | 46138E743 | 455 | 10,713 | SH | SOLE | 0 | 0 | 10,713 | ||
INVESCO EXCHNG TRADED FD TR | FTSE RAFI DEV | 46138E743 | 828 | 19,467 | SH | DFND | 1 | 0 | 0 | 19,467 | |
INVESCO EXCH TRD SLF IDX FD | BULSHS 2020 HY | 46138J601 | 30,660 | 1,281,248 | SH | DFND | 1 | 0 | 0 | 1,281,248 | |
INVESCO EXCH TRD SLF IDX FD | BULSHS 2020 HY | 46138J601 | 10,963 | 458,147 | SH | SOLE | 0 | 0 | 458,147 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 225 | 15,513 | SH | SOLE | 0 | 0 | 15,513 | ||
ISHARES INC | EM MKTS DIV ETF | 464286319 | 1,745 | 42,953 | SH | SOLE | 0 | 0 | 42,953 | ||
ISHARES INC | EM MKTS DIV ETF | 464286319 | 7,027 | 172,986 | SH | DFND | 1 | 0 | 0 | 172,986 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 413 | 9,215 | SH | DFND | 1 | 0 | 0 | 9,215 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 80 | 1,787 | SH | SOLE | 0 | 0 | 1,787 | ||
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 2,497 | 12,896 | SH | SOLE | 0 | 0 | 12,896 | ||
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 2,635 | 13,610 | SH | DFND | 1 | 0 | 0 | 13,610 | |
ISHARES TR | S&P 500 VAL ETF | 464287408 | 1,618 | 12,438 | SH | DFND | 1 | 0 | 0 | 12,438 | |
ISHARES TR | S&P 500 VAL ETF | 464287408 | 2,119 | 16,288 | SH | SOLE | 0 | 0 | 16,288 | ||
ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 331 | 2,999 | SH | SOLE | 0 | 0 | 2,999 | ||
ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 7 | 59 | SH | DFND | 1 | 0 | 0 | 59 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 189 | 2,724 | SH | DFND | 1 | 0 | 0 | 2,724 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 85 | 1,222 | SH | SOLE | 0 | 0 | 1,222 | ||
ISHARES TR | EXPND TEC SC ETF | 464287549 | 12,943 | 53,449 | SH | SOLE | 0 | 0 | 53,449 | ||
ISHARES TR | EXPND TEC SC ETF | 464287549 | 33,234 | 137,245 | SH | DFND | 1 | 0 | 0 | 137,245 | |
ISHARES TR | S&P MC 400GR ETF | 464287606 | 788 | 3,308 | SH | DFND | 1 | 0 | 0 | 3,308 | |
ISHARES TR | S&P MC 400GR ETF | 464287606 | 1,283 | 5,388 | SH | SOLE | 0 | 0 | 5,388 | ||
ISHARES TR | S&P MC 400VL ETF | 464287705 | 1,245 | 7,292 | SH | SOLE | 0 | 0 | 7,292 | ||
ISHARES TR | S&P MC 400VL ETF | 464287705 | 791 | 4,631 | SH | DFND | 1 | 0 | 0 | 4,631 | |
ISHARES TR | CORE S&P SCP ETF | 464287804 | 2,362 | 28,171 | SH | DFND | 1 | 0 | 0 | 28,171 | |
ISHARES TR | CORE S&P SCP ETF | 464287804 | 211 | 2,520 | SH | SOLE | 0 | 0 | 2,520 | ||
ISHARES TR | SP SMCP600VL ETF | 464287879 | 780 | 4,850 | SH | SOLE | 0 | 0 | 4,850 | ||
ISHARES TR | SP SMCP600VL ETF | 464287879 | 538 | 3,345 | SH | DFND | 1 | 0 | 0 | 3,345 | |
ISHARES TR | S&P SML 600 GWT | 464287887 | 4,557 | 23,573 | SH | DFND | 1 | 0 | 0 | 23,573 | |
ISHARES TR | S&P SML 600 GWT | 464287887 | 1,667 | 8,622 | SH | SOLE | 0 | 0 | 8,622 | ||
ISHARES TR | GL CLEAN ENE ETF | 464288224 | 619 | 52,705 | SH | DFND | 1 | 0 | 0 | 52,705 | |
ISHARES TR | INTL SEL DIV ETF | 464288448 | 12,551 | 373,879 | SH | DFND | 1 | 0 | 0 | 373,879 | |
ISHARES TR | INTL SEL DIV ETF | 464288448 | 3,259 | 97,082 | SH | SOLE | 0 | 0 | 97,082 | ||
ISHARES TR | U.S. MED DVC ETF | 464288810 | 209 | 789 | SH | DFND | 1 | 0 | 0 | 789 | |
ISHARES TR | MSCI MIN VOL ETF | 46429B697 | 36,190 | 551,683 | SH | DFND | 1 | 0 | 0 | 551,683 | |
ISHARES TR | MSCI MIN VOL ETF | 46429B697 | 13,396 | 204,214 | SH | SOLE | 0 | 0 | 204,214 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 1,299 | 19,904 | SH | SOLE | 0 | 0 | 19,904 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 2,253 | 34,532 | SH | DFND | 1 | 0 | 0 | 34,532 | |
ISHARES TR | CORE DIV GRWTH | 46434V621 | 35,249 | 837,856 | SH | DFND | 1 | 0 | 0 | 837,856 | |
ISHARES TR | CORE DIV GRWTH | 46434V621 | 13,012 | 309,289 | SH | SOLE | 0 | 0 | 309,289 | ||
ISHARES TR | CORE MSCI INTL | 46435G326 | 3,552 | 61,066 | SH | SOLE | 0 | 0 | 61,066 | ||
ISHARES TR | CORE MSCI INTL | 46435G326 | 3,932 | 67,591 | SH | DFND | 1 | 0 | 0 | 67,591 | |
ISHARES TR | ESG MSCI USA ETF | 46435G425 | 153 | 2,147 | SH | DFND | 1 | 0 | 0 | 2,147 | |
ISHARES TR | ESG MSCI USA ETF | 46435G425 | 179 | 2,510 | SH | SOLE | 0 | 0 | 2,510 | ||
ISHARES TR | IBONDS DEC 25 | 46435U432 | 1,161 | 42,705 | SH | SOLE | 0 | 0 | 42,705 | ||
ISHARES TR | IBONDS DEC 25 | 46435U432 | 4,650 | 171,109 | SH | DFND | 1 | 0 | 0 | 171,109 | |
ISHARES TR | IBONDS DEC | 46435U697 | 3,189 | 120,620 | SH | DFND | 1 | 0 | 0 | 120,620 | |
ISHARES TR | IBONDS DEC | 46435U697 | 1,220 | 46,142 | SH | SOLE | 0 | 0 | 46,142 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 1,823 | 13,077 | SH | SOLE | 0 | 0 | 13,077 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 4,586 | 32,897 | SH | DFND | 1 | 0 | 0 | 32,897 | |
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 4,212 | 193,141 | SH | DFND | 1 | 0 | 0 | 193,141 | |
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 953 | 43,710 | SH | SOLE | 0 | 0 | 43,710 | ||
JACOBS ENGR GROUP INC | COM | 469814107 | 460 | 5,122 | SH | SOLE | 0 | 0 | 5,122 | ||
JACOBS ENGR GROUP INC | COM | 469814107 | 981 | 10,924 | SH | DFND | 1 | 0 | 0 | 10,924 | |
JOHN HANCOCK ETF TRUST | MULTIFACTOR MI | 47804J206 | 1,035 | 26,431 | SH | DFND | 1 | 0 | 0 | 26,431 | |
JOHN HANCOCK ETF TRUST | MULTIFACTOR MI | 47804J206 | 490 | 12,508 | SH | SOLE | 0 | 0 | 12,508 | ||
JOHN HANCOCK ETF TRUST | MULTI INTL ETF | 47804J859 | 255 | 8,619 | SH | SOLE | 0 | 0 | 8,619 | ||
JOHN HANCOCK ETF TRUST | MULTI INTL ETF | 47804J859 | 203 | 6,855 | SH | DFND | 1 | 0 | 0 | 6,855 | |
JOHNSON & JOHNSON | COM | 478160104 | 369 | 2,532 | SH | DFND | 1 | 0 | 0 | 2,532 | |
JOHNSON & JOHNSON | COM | 478160104 | 5 | 34 | SH | SOLE | 0 | 0 | 34 | ||
KAYNE ANDERSN MLP MIDS INVT | COM | 486606106 | 4,148 | 297,798 | SH | SOLE | 0 | 0 | 297,798 | ||
KAYNE ANDERSN MLP MIDS INVT | COM | 486606106 | 6,315 | 453,357 | SH | DFND | 1 | 0 | 0 | 453,357 | |
LPL FINL HLDGS INC | COM | 50212V100 | 1,106 | 11,985 | SH | DFND | 1 | 0 | 0 | 11,985 | |
LPL FINL HLDGS INC | COM | 50212V100 | 514 | 5,573 | SH | SOLE | 0 | 0 | 5,573 | ||
LOWES COS INC | COM | 548661107 | 7,198 | 60,102 | SH | SOLE | 0 | 0 | 60,102 | ||
LOWES COS INC | COM | 548661107 | 19,422 | 162,175 | SH | DFND | 1 | 0 | 0 | 162,175 | |
MASTERCARD INC | CL A | 57636Q104 | 21,789 | 72,973 | SH | DFND | 1 | 0 | 0 | 72,973 | |
MASTERCARD INC | CL A | 57636Q104 | 7,857 | 26,315 | SH | SOLE | 0 | 0 | 26,315 | ||
MCDONALDS CORP | COM | 580135101 | 116 | 588 | SH | SOLE | 0 | 0 | 588 | ||
MCDONALDS CORP | COM | 580135101 | 296 | 1,497 | SH | DFND | 1 | 0 | 0 | 1,497 | |
MCKESSON CORP | COM | 58155Q103 | 19,024 | 137,538 | SH | DFND | 1 | 0 | 0 | 137,538 | |
MCKESSON CORP | COM | 58155Q103 | 6,973 | 50,414 | SH | SOLE | 0 | 0 | 50,414 | ||
MICROSOFT CORP | COM | 594918104 | 2,235 | 14,171 | SH | SOLE | 0 | 0 | 14,171 | ||
MICROSOFT CORP | COM | 594918104 | 5,130 | 32,531 | SH | DFND | 1 | 0 | 0 | 32,531 | |
NEXTERA ENERGY INC | COM | 65339F101 | 3,958 | 16,344 | SH | DFND | 1 | 0 | 0 | 16,344 | |
NEXTERA ENERGY INC | COM | 65339F101 | 1,720 | 7,104 | SH | SOLE | 0 | 0 | 7,104 | ||
NIKE INC | CL B | 654106103 | 42 | 410 | SH | SOLE | 0 | 0 | 410 | ||
NIKE INC | CL B | 654106103 | 236 | 2,327 | SH | DFND | 1 | 0 | 0 | 2,327 | |
NORFOLK SOUTHERN CORP | COM | 655844108 | 252 | 1,300 | SH | DFND | 1 | 0 | 0 | 1,300 | |
ORACLE CORP | COM | 68389X105 | 227 | 4,280 | SH | DFND | 1 | 0 | 0 | 4,280 | |
ORACLE CORP | COM | 68389X105 | 148 | 2,797 | SH | SOLE | 0 | 0 | 2,797 | ||
PNC FINL SVCS GROUP INC | COM | 693475105 | 212 | 1,331 | SH | DFND | 1 | 0 | 0 | 1,331 | |
PEPSICO INC | COM | 713448108 | 217 | 1,589 | SH | DFND | 1 | 0 | 0 | 1,589 | |
PEPSICO INC | COM | 713448108 | 6 | 47 | SH | SOLE | 0 | 0 | 47 | ||
PFIZER INC | COM | 717081103 | 16 | 406 | SH | SOLE | 0 | 0 | 406 | ||
PFIZER INC | COM | 717081103 | 264 | 6,748 | SH | DFND | 1 | 0 | 0 | 6,748 | |
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 197 | 1,935 | SH | DFND | 1 | 0 | 0 | 1,935 | |
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 120 | 1,181 | SH | SOLE | 0 | 0 | 1,181 | ||
PIMCO ETF TR | INTER MUN BD ACT | 72201R866 | 340 | 6,166 | SH | DFND | 1 | 0 | 0 | 6,166 | |
PROLOGIS INC | COM | 74340W103 | 20,410 | 228,967 | SH | DFND | 1 | 0 | 0 | 228,967 | |
PROLOGIS INC | COM | 74340W103 | 7,456 | 83,642 | SH | SOLE | 0 | 0 | 83,642 | ||
PROOFPOINT INC | COM | 743424103 | 437 | 3,803 | SH | SOLE | 0 | 0 | 3,803 | ||
PROOFPOINT INC | COM | 743424103 | 938 | 8,171 | SH | DFND | 1 | 0 | 0 | 8,171 | |
RAYTHEON CO | COM NEW | 755111507 | 97 | 441 | SH | DFND | 1 | 0 | 0 | 441 | |
RAYTHEON CO | COM NEW | 755111507 | 149 | 680 | SH | SOLE | 0 | 0 | 680 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 196 | 609 | SH | SOLE | 0 | 0 | 609 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,135 | 3,527 | SH | DFND | 1 | 0 | 0 | 3,527 | |
SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 | 8,716 | 231,871 | SH | DFND | 1 | 0 | 0 | 231,871 | |
SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 | 6,684 | 177,808 | SH | SOLE | 0 | 0 | 177,808 | ||
SPDR INDEX SHS FDS | S&P EM MKT DIV | 78463X533 | 393 | 12,238 | SH | SOLE | 0 | 0 | 12,238 | ||
SPDR INDEX SHS FDS | S&P EM MKT DIV | 78463X533 | 1,094 | 34,087 | SH | DFND | 1 | 0 | 0 | 34,087 | |
SPDR INDEX SHS FDS | S&P INTL ETF | 78463X772 | 653 | 16,240 | SH | DFND | 1 | 0 | 0 | 16,240 | |
SPDR INDEX SHS FDS | S&P INTL ETF | 78463X772 | 520 | 12,935 | SH | SOLE | 0 | 0 | 12,935 | ||
SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 | 9,391 | 299,544 | SH | SOLE | 0 | 0 | 299,544 | ||
SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 | 31,638 | 1,009,177 | SH | DFND | 1 | 0 | 0 | 1,009,177 | |
SPDR SERIES TRUST | S&P 600 SMCP GRW | 78464A201 | 13,659 | 211,700 | SH | DFND | 1 | 0 | 0 | 211,700 | |
SPDR SERIES TRUST | S&P 600 SMCP GRW | 78464A201 | 4,674 | 72,449 | SH | SOLE | 0 | 0 | 72,449 | ||
SPDR SERIES TRUST | WELLS FG PFD ETF | 78464A292 | 185 | 4,206 | SH | SOLE | 0 | 0 | 4,206 | ||
SPDR SERIES TRUST | WELLS FG PFD ETF | 78464A292 | 2,112 | 47,995 | SH | DFND | 1 | 0 | 0 | 47,995 | |
SPDR SERIES TRUST | S&P 600 SMCP VAL | 78464A300 | 2,270 | 34,546 | SH | DFND | 1 | 0 | 0 | 34,546 | |
SPDR SERIES TRUST | S&P 600 SMCP VAL | 78464A300 | 1,890 | 28,757 | SH | SOLE | 0 | 0 | 28,757 | ||
SPDR SERIES TRUST | AEROSPACE DEF | 78464A631 | 338 | 3,094 | SH | DFND | 1 | 0 | 0 | 3,094 | |
SPDR SERIES TRUST | PORTFOLIO AGRGTE | 78464A649 | 3,868 | 131,645 | SH | DFND | 1 | 0 | 0 | 131,645 | |
SPDR SERIES TRUST | PORTFOLIO AGRGTE | 78464A649 | 327 | 11,146 | SH | SOLE | 0 | 0 | 11,146 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 588 | 5,467 | SH | SOLE | 0 | 0 | 5,467 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 1,150 | 10,690 | SH | DFND | 1 | 0 | 0 | 10,690 | |
SPDR SERIES TRUST | S&P 400 MDCP GRW | 78464A821 | 1,874 | 32,824 | SH | DFND | 1 | 0 | 0 | 32,824 | |
SPDR SERIES TRUST | S&P 400 MDCP GRW | 78464A821 | 2,206 | 38,649 | SH | SOLE | 0 | 0 | 38,649 | ||
SPDR SERIES TRUST | S&P 400 MDCP VAL | 78464A839 | 2,324 | 42,430 | SH | SOLE | 0 | 0 | 42,430 | ||
SPDR SERIES TRUST | S&P 400 MDCP VAL | 78464A839 | 2,615 | 47,742 | SH | DFND | 1 | 0 | 0 | 47,742 | |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 377 | 3,965 | SH | DFND | 1 | 0 | 0 | 3,965 | |
SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 | 4,875 | 99,516 | SH | DFND | 1 | 0 | 0 | 99,516 | |
SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 | 419 | 8,555 | SH | SOLE | 0 | 0 | 8,555 | ||
SPDR SERIES TRUST | NUVEEN BRC MUNIC | 78468R721 | 202 | 3,993 | SH | DFND | 1 | 0 | 0 | 3,993 | |
SPDR SERIES TRUST | MSCI USA STRTGIC | 78468R812 | 3,117 | 32,918 | SH | DFND | 1 | 0 | 0 | 32,918 | |
SPDR SERIES TRUST | MSCI USA STRTGIC | 78468R812 | 1,388 | 14,664 | SH | SOLE | 0 | 0 | 14,664 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 99 | 1,293 | SH | SOLE | 0 | 0 | 1,293 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 115 | 1,495 | SH | DFND | 1 | 0 | 0 | 1,495 | |
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 52 | 1,550 | SH | DFND | 1 | 0 | 0 | 1,550 | |
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 226 | 6,722 | SH | SOLE | 0 | 0 | 6,722 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 13,729 | 134,778 | SH | SOLE | 0 | 0 | 134,778 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 37,836 | 371,452 | SH | DFND | 1 | 0 | 0 | 371,452 | |
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 200 | 3,334 | SH | DFND | 1 | 0 | 0 | 3,334 | |
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 931 | 11,427 | SH | DFND | 1 | 0 | 0 | 11,427 | |
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 155 | 1,908 | SH | SOLE | 0 | 0 | 1,908 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 12 | 134 | SH | SOLE | 0 | 0 | 134 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 1,219 | 13,303 | SH | DFND | 1 | 0 | 0 | 13,303 | |
SELECT SECTOR SPDR TR | RL EST SEL SEC | 81369Y860 | 594 | 15,354 | SH | DFND | 1 | 0 | 0 | 15,354 | |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 391 | 6,046 | SH | DFND | 1 | 0 | 0 | 6,046 | |
STORE CAP CORP | COM | 862121100 | 964 | 25,884 | SH | DFND | 1 | 0 | 0 | 25,884 | |
STORE CAP CORP | COM | 862121100 | 458 | 12,308 | SH | SOLE | 0 | 0 | 12,308 | ||
STRYKER CORP | COM | 863667101 | 51 | 243 | SH | SOLE | 0 | 0 | 243 | ||
STRYKER CORP | COM | 863667101 | 225 | 1,074 | SH | DFND | 1 | 0 | 0 | 1,074 | |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 21,650 | 66,644 | SH | DFND | 1 | 0 | 0 | 66,644 | |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 7,910 | 24,348 | SH | SOLE | 0 | 0 | 24,348 | ||
TOWNEBANK PORTSMOUTH VA | COM | 89214P109 | 225 | 8,097 | SH | DFND | 1 | 0 | 0 | 8,097 | |
TRUIST FINL CORP | COM | 89832Q109 | 419 | 7,439 | SH | DFND | 1 | 0 | 0 | 7,439 | |
UBS AG JERSEY BRH | ALERIAN INFRST | 902641646 | 10,195 | 524,950 | SH | DFND | 1 | 0 | 0 | 524,950 | |
UBS AG JERSEY BRH | ALERIAN INFRST | 902641646 | 3,659 | 188,393 | SH | SOLE | 0 | 0 | 188,393 | ||
US FOODS HLDG CORP | COM | 912008109 | 474 | 11,320 | SH | SOLE | 0 | 0 | 11,320 | ||
US FOODS HLDG CORP | COM | 912008109 | 1,000 | 23,879 | SH | DFND | 1 | 0 | 0 | 23,879 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 315 | 1,070 | SH | DFND | 1 | 0 | 0 | 1,070 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 143 | 488 | SH | SOLE | 0 | 0 | 488 | ||
VANGUARD ADMIRAL FDS INC | SMLCP 600 GRTH | 921932794 | 28 | 172 | SH | SOLE | 0 | 0 | 172 | ||
VANGUARD ADMIRAL FDS INC | SMLCP 600 GRTH | 921932794 | 296 | 1,784 | SH | DFND | 1 | 0 | 0 | 1,784 | |
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 68 | 846 | SH | DFND | 1 | 0 | 0 | 846 | |
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 209 | 2,587 | SH | SOLE | 0 | 0 | 2,587 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 13,060 | 296,421 | SH | SOLE | 0 | 0 | 296,421 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 42,216 | 958,141 | SH | DFND | 1 | 0 | 0 | 958,141 | |
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 3,431 | 36,610 | SH | DFND | 1 | 0 | 0 | 36,610 | |
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 788 | 8,411 | SH | SOLE | 0 | 0 | 8,411 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 586 | 10,910 | SH | SOLE | 0 | 0 | 10,910 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 549 | 10,211 | SH | DFND | 1 | 0 | 0 | 10,211 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 2,723 | 61,236 | SH | DFND | 1 | 0 | 0 | 61,236 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 2,706 | 60,856 | SH | SOLE | 0 | 0 | 60,856 | ||
VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 | 338 | 3,332 | SH | SOLE | 0 | 0 | 3,332 | ||
VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 | 1,184 | 11,685 | SH | DFND | 1 | 0 | 0 | 11,685 | |
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 1,084 | 9,098 | SH | DFND | 1 | 0 | 0 | 9,098 | |
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 1,054 | 8,845 | SH | SOLE | 0 | 0 | 8,845 | ||
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 1,160 | 7,307 | SH | SOLE | 0 | 0 | 7,307 | ||
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 1,681 | 10,590 | SH | DFND | 1 | 0 | 0 | 10,590 | |
VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | 1,710 | 8,605 | SH | DFND | 1 | 0 | 0 | 8,605 | |
VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | 754 | 3,793 | SH | SOLE | 0 | 0 | 3,793 | ||
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 508 | 3,707 | SH | SOLE | 0 | 0 | 3,707 | ||
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 549 | 4,004 | SH | DFND | 1 | 0 | 0 | 4,004 | |
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 535 | 3,000 | SH | DFND | 1 | 0 | 0 | 3,000 | |
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 19 | 108 | SH | SOLE | 0 | 0 | 108 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 9,104 | 49,973 | SH | SOLE | 0 | 0 | 49,973 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 7,475 | 41,035 | SH | DFND | 1 | 0 | 0 | 41,035 | |
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 8,592 | 71,688 | SH | DFND | 1 | 0 | 0 | 71,688 | |
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 9,642 | 80,448 | SH | SOLE | 0 | 0 | 80,448 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 105 | 636 | SH | SOLE | 0 | 0 | 636 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 1,164 | 7,030 | SH | DFND | 1 | 0 | 0 | 7,030 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 147 | 2,394 | SH | DFND | 1 | 0 | 0 | 2,394 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 71 | 1,153 | SH | SOLE | 0 | 0 | 1,153 | ||
VISA INC | COM CL A | 92826C839 | 28 | 148 | SH | SOLE | 0 | 0 | 148 | ||
VISA INC | COM CL A | 92826C839 | 216 | 1,152 | SH | DFND | 1 | 0 | 0 | 1,152 | |
WALMART INC | COM | 931142103 | 20,764 | 174,720 | SH | DFND | 1 | 0 | 0 | 174,720 | |
WALMART INC | COM | 931142103 | 7,576 | 63,751 | SH | SOLE | 0 | 0 | 63,751 | ||
WASTE CONNECTIONS INC | COM | 94106B101 | 462 | 5,088 | SH | SOLE | 0 | 0 | 5,088 | ||
WASTE CONNECTIONS INC | COM | 94106B101 | 983 | 10,822 | SH | DFND | 1 | 0 | 0 | 10,822 | |
WISDOMTREE TR | US MIDCAP DIVID | 97717W505 | 7,129 | 187,398 | SH | DFND | 1 | 0 | 0 | 187,398 | |
WISDOMTREE TR | US MIDCAP DIVID | 97717W505 | 1,673 | 43,984 | SH | SOLE | 0 | 0 | 43,984 | ||
WISDOMTREE TR | US SMALLCAP DIVD | 97717W604 | 1,058 | 36,875 | SH | SOLE | 0 | 0 | 36,875 | ||
WISDOMTREE TR | US SMALLCAP DIVD | 97717W604 | 3,791 | 132,189 | SH | DFND | 1 | 0 | 0 | 132,189 | |
WISDOMTREE TR | INTL EQUITY FD | 97717W703 | 21,664 | 405,080 | SH | DFND | 1 | 0 | 0 | 405,080 | |
WISDOMTREE TR | INTL EQUITY FD | 97717W703 | 13,436 | 251,242 | SH | SOLE | 0 | 0 | 251,242 | ||
WISDOMTREE TR | INTL LRGCAP DV | 97717W794 | 790 | 16,119 | SH | SOLE | 0 | 0 | 16,119 | ||
WISDOMTREE TR | INTL LRGCAP DV | 97717W794 | 1,820 | 37,154 | SH | DFND | 1 | 0 | 0 | 37,154 | |
WISDOMTREE TR | FLOATNG RAT TREA | 97717X628 | 81,901 | 3,268,181 | SH | DFND | 1 | 0 | 0 | 3,268,181 | |
WISDOMTREE TR | FLOATNG RAT TREA | 97717X628 | 34,797 | 1,388,542 | SH | SOLE | 0 | 0 | 1,388,542 | ||
INGERSOLL-RAND PLC | SHS | G47791101 | 1,730 | 13,019 | SH | SOLE | 0 | 0 | 13,019 | ||
INGERSOLL-RAND PLC | SHS | G47791101 | 3,832 | 28,830 | SH | DFND | 1 | 0 | 0 | 28,830 |