-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nb+W+TN11veluEssLqh5iDf7GPovTuDkjEgM//8r2Av8GJp88hbIZqRzCwXoxShK rORfkngM7IyveYhZPqE2Yg== 0001129787-02-000139.txt : 20021105 0001129787-02-000139.hdr.sgml : 20021105 20021105170900 ACCESSION NUMBER: 0001129787-02-000139 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021101 FILED AS OF DATE: 20021105 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ONESOURCE INFORMATION SERVICES INC CENTRAL INDEX KEY: 0001079880 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 043204522 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25849 FILM NUMBER: 02810210 BUSINESS ADDRESS: STREET 1: 300 BAKER AVENUE CITY: CONCORD STATE: MA ZIP: 01742 BUSINESS PHONE: 9783184300 MAIL ADDRESS: STREET 1: 300 BAKER AVE CITY: CONCORD STATE: MA ZIP: 01742 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: VA PARTNERS LLC CENTRAL INDEX KEY: 0001129787 RELATIONSHIP: OWNER IRS NUMBER: 943364923 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: STE 1400 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4153623700 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: STE 1400 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 3 1 onesform4110502.txt U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Initial Statement of Beneficial Ownership of Securities Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - ------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* VA Partners, LLC - ------------------------------------------------------------------------------- (Last) (First) (Middle) One Maritime Plaza, Suite 1400 - ------------------------------------------------------------------------------- (Street) San Francisco CA 94111 - ------------------------------------------------------------------------------- (City) (State) (Zip) - ------------------------------------------------------------------------------- 2. Date of Event Requiring Statement (Month/Day/Year) November 1, 2002 - ------------------------------------------------------------------------------- 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) - ------------------------------------------------------------------------------- 4. Issuer Name and Ticker or Trading Symbol OneSource Information Systems, Inc. (ONES) - ------------------------------------------------------------------------------- 6. Relationship of Reporting Person to Issuer (Check all applicable) [X] Director [X] 10% Owner [_] Officer (give title below) [_] Other (specify below) - ------------------------------------------------------------------------------- 6. If Amendment, Date of Original (Month/Day/Year) - ------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check applicable line) [ ] Form filed by one Reporting Person [X] Form filed by more than one Reporting Person - ------------------------------------------------------------------------------- =============================================================================== Table I -- Non-Derivative Securities Beneficially Owned ========================================================================
3. Ownership 2.Amount of Securities Form: Direct(D) 1. Title of Security Beneficially Owned or Indirect(I) 4. Nature of Indirect Beneficial (Instr. 4) (Instr.4) (Instr.5) Ownership(Instr.5) - ---------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------- Common Stock, par value $0.01 3,477,297 I (1)(2) - ---------------------------------------------------------------------------------------------------- ====================================================================================================
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. *If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v). Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. (Over) SEC 1474 (3-00) PAGE 2 of 5 FORM 3 (continued) Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ==============================================================================
5. 3. Owner- Title and Amount of Securities ship 2. Underlying Derivative Security Form of Date Exercisable (Instr.4) 4. Derivative And Expiration Date ------------------------------- Conver- Security: 6. (Month/Day/Year) Amount sion or Direct Nature of ------------------- or Exercise (D) or Indirect 1. Date Expira- Number Price of Indirect Beneficial Title of Derivative Exer- tion of Derivative (I) Ownership (Instr.4) cisable Date Title Shares Security (Instr.5) (Instr.5) - ------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------
Explanation of Responses: (1) As General Partner and Investment Manager of ValueAct Capital Partners, L.P. ("ValueAct Partners"), ValueAct Capital Partners II, L.P. ("ValueAct Capital II"), and ValueAct Capital International, Ltd ("ValueAct International"). ValueAct Partners is the record owner of the reported securities. ValueAct Partners II and ValueAct International are the separate record owners of the balance of the reported securities. (2) The reporting persons (the "Reporting Persons") consist of VA Partners, L.L.C. ("VA Partners"), ValueAct Partners, Jeffrey W. Ubben, George F. Hamel, Jr. and Peter H. Kamin. Messrs. Ubben, Hamel and Kamin are each managing members, principal owners and controlling persons of VA Partners. In addition, Mr. Kamin is a director of the Issuer. Each Reporting Person disclaims beneficial ownership in the reported securities except to the extent of such Reporting Person's pecuniary interest therein. /s/ George F. Hamel, Jr. 11/05/02 - --------------------------------------------- ------------------ **Signature of Reporting Person Date George F. Hamel, Jr. PAGE 3 of 5 Managing Member of VA Partners, LLC /s/ Jeffrey W. Ubben 11/05/02 - --------------------------------------------- ------------------ **Signature of Reporting Person Date Jeffrey W. Ubben /s/ George F. Hamel, Jr. 11/05/02 - --------------------------------------------- ------------------ **Signature of Reporting Person Date George F. Hamel, Jr. /s/ Peter H. Kamin 11/05/02 - --------------------------------------------- ----------------- **Signature of Reporting Person Date Peter F. Kamin ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. PAGE 4 of 5 Joint Filer Information Name: ValueAct Capital Partners, L.P. Address: One Maritime Plaza, Suite 1400, San Francisco, CA 94111 Designated Filer: VA Partners, L.L.C. Issuer and Ticker Symbol: OneSource Information Systems, Inc. (ONES) Date of Event Requiring Statement: November 1, 2002 By: /s/ George F. Hamel, Jr. --------------------------------------------- George F. Hamel, Jr. Managing Member Name: George F. Hamel, Jr. Address: One Maritime Plaza, Suite 1400, San Francisco, CA 94111 Designated Filer: VA Partners, L.L.C. Issuer and Ticker Symbol: OneSource Information Systems, Inc. (ONES) Date of Event Requiring Statement: November 1, 2002 By: /s/ George F. Hamel, Jr. --------------------------------------------- George F. Hamel, Jr. Name: Jeffrey W. Ubben Address: One Maritime Plaza, Suite 1400, San Francisco, CA 94111 Designated Filer: VA Partners, L.L.C. Issuer and Ticker Symbol: OneSource Information Systems, Inc. (ONES) Date of Event Requiring Statement: November 1, 2002 By: /s/ Jeffrey W. Ubben --------------------------------------------- Jeffrey W. Ubben Name: Peter H. Kamin Address: One Maritime Plaza, Suite 1400, San Francisco, CA 94111 Designated Filer: VA Partners, L.L.C. Issuer and Ticker Symbol: OneSource Information Systems, Inc. (ONES) Date of Event Requiring Statement: November 1, 2002 By: /s/ Peter H. Kamin --------------------------------------------- Peter H. Kamin PAGE 5 of 5 -----END PRIVACY-ENHANCED MESSAGE-----