0001209191-22-002613.txt : 20220107
0001209191-22-002613.hdr.sgml : 20220107
20220107213403
ACCESSION NUMBER: 0001209191-22-002613
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211230
FILED AS OF DATE: 20220107
DATE AS OF CHANGE: 20220107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GROSS WILLIAM
CENTRAL INDEX KEY: 0001079818
STATE OF INCORPORATION: CA
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40209
FILM NUMBER: 22519466
MAIL ADDRESS:
STREET 1: C/O BILL GROSS' IDEALAB
STREET 2: 130 W UNION STREET
CITY: PASADENA
STATE: CA
ZIP: 91103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Heliogen, Inc.
CENTRAL INDEX KEY: 0001840292
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 854204953
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 123 TOWNPARK DRIVE, SUITE 300
CITY: KENNESAW
STATE: GA
ZIP: 30144
BUSINESS PHONE: 9709240446
MAIL ADDRESS:
STREET 1: 123 TOWNPARK DRIVE, SUITE 300
CITY: KENNESAW
STATE: GA
ZIP: 30144
FORMER COMPANY:
FORMER CONFORMED NAME: Athena Technology Acquisition Corp.
DATE OF NAME CHANGE: 20210112
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2021-12-30
2022-01-04
0
0001840292
Heliogen, Inc.
HLGN
0001079818
GROSS WILLIAM
C/O HELIOGEN, INC.
130 WEST UNION STREET
PASADENA
CA
91103
1
1
0
0
Chief Executive Officer
Common stock
2021-12-30
4
A
0
1589488
0.00
A
1589488
D
Employee Stock Option (right to buy)
9.00
2021-12-30
4
A
0
10112732
A
2031-11-09
Common Stock
10112732
10112732
D
Employee Stock Option (right to buy)
0.18
2021-12-30
4
A
0
5033213
A
2030-12-20
Common Stock
5033213
5033213
D
Employee Stock Option (right to buy)
0.09
2021-12-30
4
A
0
4209710
A
2028-12-05
Common Stock
4209710
4209710
D
Received on December 30, 2021 pursuant to that certain Business Combination Agreement ("Merger Agreement"), dated as of July 6, 2021, by and among Athena Technology Acquisition Corp., a Delaware corporation ("Athena"), HelioMax Merger Sub Inc., a Delaware corporation and a wholly-owned subsidiary of Athena, and Heliogen, Inc., a Delaware corporation ("Legacy Heliogen"), in exchange for Legacy Heliogen shares.
The shares underlying the option shall vest in 48 equal monthly installments commencing December 30, 2021, subject to the Reporting Person's continuous service.
Represents options issued by Legacy Heliogen and assumed by the Issuer on December 30, 2021 pursuant to the Merger Agreement.
The shares underlying the option vested or shall vest in 48 equal monthly installments commencing December 21, 2020, subject to the Reporting Person's continuous service.
The shares underlying the option vested or shall vest in 48 equal monthly installments commencing December 6, 2018, subject to the Reporting Person's continuous service.
The original Form 4, filed on January 4, 2022, is being amended by this Form 4/A to correct the previously reported exercise price of the stock options. The number of shares underlying the stock options previously reported correctly accounted for the Exchange Ratio (as defined in the Merger Agreement). The exercise price for the stock options has now also been adjusted to reflect the Exchange Ratio.
/s/ Dorothy Vinsky, Attorney-in-Fact
2022-01-07