0001437749-19-024148.txt : 20191210 0001437749-19-024148.hdr.sgml : 20191210 20191210171553 ACCESSION NUMBER: 0001437749-19-024148 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191206 FILED AS OF DATE: 20191210 DATE AS OF CHANGE: 20191210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRAWLEY ANDREW J CENTRAL INDEX KEY: 0001079559 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37893 FILM NUMBER: 191278365 MAIL ADDRESS: STREET 1: C/O EXCHANGE APPLICATIONS INC STREET 2: 89 SOUTH STREET CITY: BOSTON STATE: MA ZIP: 02111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fluent, Inc. CENTRAL INDEX KEY: 0001460329 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING [7310] IRS NUMBER: 770688094 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 VESEY STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 6466697272 MAIL ADDRESS: STREET 1: 300 VESEY STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: Cogint, Inc. DATE OF NAME CHANGE: 20160923 FORMER COMPANY: FORMER CONFORMED NAME: IDI, Inc. DATE OF NAME CHANGE: 20150520 FORMER COMPANY: FORMER CONFORMED NAME: Tiger Media, Inc. DATE OF NAME CHANGE: 20121231 4 1 rdgdoc.xml FRAWLEY FORM 4 (12 10 19) X0306 4 2019-12-06 0001460329 Fluent, Inc. FLNT 0001079559 FRAWLEY ANDREW J C/O FLUENT, INC. 300 VESEY STREET, 9TH FLOOR NEW YORK NY 10282 1 Common Stock 2019-12-06 4 A 0 15226 0 A 15226 D Common Stock 2019-12-06 4 A 0 17731 0 A 17731 D Common Stock 2019-12-06 4 A 0 8865 0 A 17199 D Common Stock 16666 D On December 6, 2019, the Reporting Person received a grant of 15,226 restricted stock units ("RSUs") under the Issuer's 2018 Stock Incentive Plan, vesting in three equal annual installments, beginning on June 5, 2020. On December 6, 2019, the Reporting Person received a grant of 26,596 RSUs under the Issuer's 2018 Stock Incentive Plan. One-third of these RSUs (8,865) vested immediately, and the remaining 17,731 RSUs will vest in two equal annual installments, beginning on June 6, 2020. Represents 16,666 RSUs granted under the Issuer's 2015 Stock Incentive Plan on March 27, 2018. The RSUs will vest in two equal annual installments, beginning on March 27, 2020. /s/ Andrew Frawley 2019-12-10