0001543407-21-000056.txt : 20211130 0001543407-21-000056.hdr.sgml : 20211130 20211130125046 ACCESSION NUMBER: 0001543407-21-000056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211126 FILED AS OF DATE: 20211130 DATE AS OF CHANGE: 20211130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Khichi Samrat S. CENTRAL INDEX KEY: 0001612227 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04802 FILM NUMBER: 211458934 MAIL ADDRESS: STREET 1: C/O CATALENT, INC. STREET 2: 14 SCHOOLHOUSE ROAD CITY: SOMERSET STATE: NJ ZIP: 08873 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BECTON DICKINSON & CO CENTRAL INDEX KEY: 0000010795 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 220760120 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417-1880 BUSINESS PHONE: 2018476800 MAIL ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKE STATE: NJ ZIP: 07417 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-11-26 0000010795 BECTON DICKINSON & CO BDX 0001612227 Khichi Samrat S. C/O BECTON, DICKINSON AND COMPANY 1 BECTON DRIVE FRANKLIN LAKES NJ 07417 0 1 0 0 EVP and General Counsel Common Stock 2021-11-26 4 A 0 990 0.0 A 5070 D Common Stock 2021-11-26 4 F 0 681 0.0 D 4389 D Common Stock 2021-11-26 4 A 0 1914 0.0 A 6303 D Stock Appreciation Rights 245.09 2021-11-26 4 A 0 13678 0.0 A 2022-11-26 2031-11-26 Common Stock 13678 13678 D Represents shares vesting under performance units granted on November 26, 2018. Represents shares withheld for payment of withholding taxes in connection with (A) vesting of the performance units referred to in footnote (1) and (B) the vesting of restricted stock units as previously reported on Table I. Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. The stock appreciation rights vest in four annual installments beginning November 26, 2022. Richard Stout, by power of attorney for Samrat S. Khichi 2021-11-30