0001543407-21-000052.txt : 20211130 0001543407-21-000052.hdr.sgml : 20211130 20211130124529 ACCESSION NUMBER: 0001543407-21-000052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211126 FILED AS OF DATE: 20211130 DATE AS OF CHANGE: 20211130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spoerel Thomas J CENTRAL INDEX KEY: 0001790223 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04802 FILM NUMBER: 211458915 MAIL ADDRESS: STREET 1: BECTON, DICKINSON AND COMPANY STREET 2: 1 BECTON DRIVE CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BECTON DICKINSON & CO CENTRAL INDEX KEY: 0000010795 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 220760120 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417-1880 BUSINESS PHONE: 2018476800 MAIL ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKE STATE: NJ ZIP: 07417 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-11-26 0000010795 BECTON DICKINSON & CO BDX 0001790223 Spoerel Thomas J C/O BECTON, DICKINSON AND COMPANY 1 BECTON DRIVE FRANKLIN LAKES NJ 07417 0 1 0 0 VP Controller & Chief Acct Off Common Stock 2021-11-26 4 A 0 202 0.0 A 1220 D Common Stock 2021-11-26 4 F 0 195 0.0 D 1025 D Common Stock 2021-11-26 4 A 0 287 0.0 A 1312 D Common Stock 66 I 401(k) Trust Stock Appreciation Rights 245.09 2021-11-26 4 A 0 2726 0.0 A 2022-11-26 2031-11-26 Common Stock 2726 2726 D Represents shares vesting under performance units granted on November 26, 2018. Represents shares withheld for payment of withholding taxes in connection with (A) vesting of the performance units referred to in footnote (1) and (B) the vesting of restricted stock units as previously reported on Table I. Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. Represents shares of common stock held under the Becton, Dickinson and Company 401(k) Plan (the "401(k) Plan"). The information presented for the 401(k) Plan is as of June 1, 2021. The stock appreciation rights vest in four annual installments beginning November 26, 2022. Richard Stout, by power of attorney for Thomas J. Spoerel 2021-11-30