0001543407-20-000008.txt : 20200128 0001543407-20-000008.hdr.sgml : 20200128 20200128170537 ACCESSION NUMBER: 0001543407-20-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200128 FILED AS OF DATE: 20200128 DATE AS OF CHANGE: 20200128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FORLENZA VINCENT A CENTRAL INDEX KEY: 0001221787 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04802 FILM NUMBER: 20555404 MAIL ADDRESS: STREET 1: C/O BECTON DICKERSON & CO STREET 2: 1 BECTON DR CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BECTON DICKINSON & CO CENTRAL INDEX KEY: 0000010795 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 220760120 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417-1880 BUSINESS PHONE: 2018476800 MAIL ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKE STATE: NJ ZIP: 07417 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-01-28 0000010795 BECTON DICKINSON & CO BDX 0001221787 FORLENZA VINCENT A C/O BECTON, DICKINSON AND COMPANY 1 BECTON DRIVE FRANKLIN LAKES NJ 07417 1 1 0 0 Chairman, CEO and President Common Stock 2020-01-28 4 M 0 38362 72.12 A 247226 D Common Stock 2020-01-28 4 D 0 9848 280.96 D 237378 D Common Stock 2020-01-28 4 S 0 28514 280.96 D 208864 D Common Stock 26064 I By GRAT Common Stock 10645 I SIP Trust Stock Appreciation Rights 72.12 2020-01-28 4 M 0 38362 0 D 2012-11-22 2021-11-22 Common Stock 38362 0 D The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $280.00 through $283.46. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on December 16, 2019. Represents shares of common stock held under the Becton, Dickinson and Company Savings Incentive Plan (the "SIP"). The information presented for the SIP is as of July 1, 2019. The stock appreciation rights vest in four annual installments beginning November 22, 2012. Richard Stout, by power of attorney for Vincent A. Forlenza 2020-01-28