0001543407-19-000050.txt : 20190910 0001543407-19-000050.hdr.sgml : 20190910 20190910105016 ACCESSION NUMBER: 0001543407-19-000050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190416 FILED AS OF DATE: 20190910 DATE AS OF CHANGE: 20190910 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FORLENZA VINCENT A CENTRAL INDEX KEY: 0001221787 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04802 FILM NUMBER: 191084562 MAIL ADDRESS: STREET 1: C/O BECTON DICKERSON & CO STREET 2: 1 BECTON DR CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BECTON DICKINSON & CO CENTRAL INDEX KEY: 0000010795 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 220760120 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417-1880 BUSINESS PHONE: 2018476800 MAIL ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKE STATE: NJ ZIP: 07417 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-04-16 0000010795 BECTON DICKINSON & CO BDX 0001221787 FORLENZA VINCENT A C/O BECTON, DICKINSON AND COMPANY 1 BECTON DRIVE FRANKLIN LAKES NJ 07417 1 1 0 0 Chairman, CEO and President Common Stock 2019-04-16 5 G 0 7764 0 A 218671 D Common Stock 2019-06-24 5 G 0 4026 0 D 214645 D Common Stock 2019-08-23 5 G 0 6443 0 A 221088 D Common Stock 2019-09-06 4 M 0 16343 76.64 A 237431 D Common Stock 2019-09-06 4 D 0 4811 260.38 D 232620 D Common Stock 2019-09-06 4 S 0 11532 260.38 D 221088 D Common Stock 10474 I By GRAT Common Stock 10645 I SIP Trust Stock Appreciation Rights 76.64 2019-09-06 4 M 0 16343 0 D 2011-11-23 2020-11-23 Common Stock 16343 16343 D These shares were previously reported as held in a grantor retained annuity trust and were distributed to the reporting person on April 16, 2019. These shares were previously reported as held in a grantor retained annuity trust and were distributed to the reporting person on August 23, 2019. The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $260.00 through $260.68. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on December 14, 2018. Represents shares of common stock held under the Becton, Dickinson and Company Savings Incentive Plan (the "SIP"). The information presented for the SIP is as of July 1, 2019. The stock appreciation rights vest in four annual installments beginning November 23, 2011. Richard Stout, by power of attorney for Vincent A. Forlenza 2019-09-10