0001543407-18-000081.txt : 20181128 0001543407-18-000081.hdr.sgml : 20181128 20181128151644 ACCESSION NUMBER: 0001543407-18-000081 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181126 FILED AS OF DATE: 20181128 DATE AS OF CHANGE: 20181128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Borzi James W CENTRAL INDEX KEY: 0001495559 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04802 FILM NUMBER: 181205448 MAIL ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BECTON DICKINSON & CO CENTRAL INDEX KEY: 0000010795 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 220760120 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417-1880 BUSINESS PHONE: 2018476800 MAIL ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKE STATE: NJ ZIP: 07417 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-11-26 0000010795 BECTON DICKINSON & CO BDX 0001495559 Borzi James W C/O BECTON, DICKINSON AND COMPANY 1 BECTON DRIVE FRANKLIN LAKES NJ 07417 0 1 0 0 EVP & Chief Supply Chain Offcr Common Stock 2018-11-26 4 A 0 1380 0 A 3633 D Common Stock 2018-11-26 4 F 0 201 0 D 3432 D Common Stock 2018-11-26 4 A 0 1168 0 A 4600 D Common Stock 126 I 401(k) Trust Stock Appreciation Rights 242.10 2018-11-26 4 A 0 4724 0 A 2019-11-26 2028-11-26 Common Stock 4724 4724 D Represents shares vesting under performance units granted on November 26, 2015. Represents shares withheld for payment of withholding taxes in connection with (A) vesting of the performance units referred to in footnote (1) and (B) the vesting of restricted stock units as previously reported on Table I. Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. Represents shares of common stock held under the Becton, Dickinson and Company 401(K) Plan (the "401(k) Plan"). The information presented for the 401(k) Plan is as of July 1, 2018. The stock appreciation rights vest in four annual installments beginning November 26, 2019. Richard Stout, by power of attorney for James W Borzi 2018-11-28