0001543407-18-000078.txt : 20181128 0001543407-18-000078.hdr.sgml : 20181128 20181128144045 ACCESSION NUMBER: 0001543407-18-000078 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181126 FILED AS OF DATE: 20181128 DATE AS OF CHANGE: 20181128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lim James C CENTRAL INDEX KEY: 0001551804 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04802 FILM NUMBER: 181205310 MAIL ADDRESS: STREET 1: BECTON, DICKINSON AND COMPANY STREET 2: 1 BECTON DRIVE CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417 FORMER NAME: FORMER CONFORMED NAME: Lim James DATE OF NAME CHANGE: 20120607 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BECTON DICKINSON & CO CENTRAL INDEX KEY: 0000010795 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 220760120 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417-1880 BUSINESS PHONE: 2018476800 MAIL ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKE STATE: NJ ZIP: 07417 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-11-26 0000010795 BECTON DICKINSON & CO BDX 0001551804 Lim James C C/O BECTON, DICKINSON AND COMPANY 1 BECTON DRIVE FRANKLIN LAKES NJ 07417 0 1 0 0 Executive Vice President Common Stock 2018-11-26 4 A 0 2822 0 A 16140 D Common Stock 2018-11-26 4 A 0 1053 0 A 17193 D Common Stock 3707 I GSIP Trust Stock Appreciation Rights 242.10 2018-11-26 4 A 0 9582 0 A 2019-11-26 2028-11-26 Common Stock 9582 9582 D Represents shares vesting under performance units granted on November 26, 2015. Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. Represents shares of common stock held under the Becton, Dickinson and Company Global Share Investment Program (the "GSIP"). The information presented for the GSIP is as of July 1, 2018. The stock appreciation rights vest in four annual installments beginning November 26, 2019. Richard Stout, by power of attorney for James Lim 2018-11-28