0001543407-18-000071.txt : 20181116 0001543407-18-000071.hdr.sgml : 20181116 20181116133513 ACCESSION NUMBER: 0001543407-18-000071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181114 FILED AS OF DATE: 20181116 DATE AS OF CHANGE: 20181116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FORLENZA VINCENT A CENTRAL INDEX KEY: 0001221787 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04802 FILM NUMBER: 181189324 MAIL ADDRESS: STREET 1: C/O BECTON DICKERSON & CO STREET 2: 1 BECTON DR CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BECTON DICKINSON & CO CENTRAL INDEX KEY: 0000010795 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 220760120 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417-1880 BUSINESS PHONE: 2018476800 MAIL ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKE STATE: NJ ZIP: 07417 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-11-14 0000010795 BECTON DICKINSON & CO BDX 0001221787 FORLENZA VINCENT A C/O BECTON, DICKINSON AND COMPANY 1 BECTON DRIVE FRANKLIN LAKES NJ 07417 1 1 0 0 Chairman, CEO and President Common Stock 2018-11-14 4 M 0 20000 76.64 A 228883 D Common Stock 2018-11-14 4 D 0 6502 235.78 D 222381 D Common Stock 2018-11-14 4 S 0 13498 235.78 D 194310 D Common Stock 2018-11-15 4 G 0 530 0 D 193780 D Common Stock 24681 I By GRAT Common Stock 10508 I SIP Trust Stock Appreciation Rights 76.64 2018-11-14 4 M 0 20000 0 D 2011-11-23 2020-11-23 Common Stock 20000 65372 D The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $234.14 through $237.10. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Includes 3,665 shares that were previously reported as indirectly owned by grantor retained annuity trust that reverted to direct holdings on August 7, 2018. Includes 18,238 shares that were previously reported as directly owned but were contributed to a grantor retained annuity trust on April 5, 2018. Represents shares of common stock held under the Becton, Dickinson and Company Savings Incentive Plan (the "SIP"). The information presented for the SIP is as of July 1, 2018. The stock appreciation rights vest in four annual installments beginning November 23, 2011. Richard Stout, by power of attorney for Vincent A. Forlenza 2018-11-16