0001543407-18-000049.txt : 20180709 0001543407-18-000049.hdr.sgml : 20180709 20180709092002 ACCESSION NUMBER: 0001543407-18-000049 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180701 FILED AS OF DATE: 20180709 DATE AS OF CHANGE: 20180709 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bodner Charles R CENTRAL INDEX KEY: 0001745188 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04802 FILM NUMBER: 18943518 MAIL ADDRESS: STREET 1: BECTON, DICKINSON AND COMPANY STREET 2: 1 BECTON DRIVE CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BECTON DICKINSON & CO CENTRAL INDEX KEY: 0000010795 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 220760120 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417-1880 BUSINESS PHONE: 2018476800 MAIL ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKE STATE: NJ ZIP: 07417 3 1 edgar.xml PRIMARY DOCUMENT X0206 3 2018-07-01 0 0000010795 BECTON DICKINSON & CO BDX 0001745188 Bodner Charles R C/O BECTON, DICKINSON AND COMPANY 1 BECTON DRIVE FRANKLIN LAKES NJ 07417 0 1 0 0 SVP Corp Fin Chief Acct Office Common Stock 1997 D Common Stock 67 I By wife Rights to Common Stock under Deferred Compensation Plan Common Stock 15 D Stock Appreciation Rights 134.73 2015-11-25 2024-11-25 Common Stock 5643 D Stock Appreciation Rights 150.12 2016-11-26 2025-11-26 Common Stock 8349 D Stock Appreciation Rights 170.69 2017-11-26 2026-11-26 Common Stock 5404 D Stock Appreciation Rights 226.28 2018-11-26 2027-11-26 Common Stock 4113 D Includes restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. The securities are generally distributed upon termination, or following retirement on the date or dates specified by the reporting person. The securities convert to common stock on a one-for-one basis. The stock appreciation rights vest in four annual installments beginning November 25, 2015. The stock appreciation rights vest in four annual installments beginning November 26, 2016. The stock appreciation rights vest in four annual installments beginning November 26, 2017. The stock appreciation rights vest in four annual installments beginning November 26, 2018. Richard Stout, by power of attorney for Charles R. Bodner 2018-07-09