0001543407-18-000036.txt : 20180501 0001543407-18-000036.hdr.sgml : 20180501 20180501150525 ACCESSION NUMBER: 0001543407-18-000036 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180424 FILED AS OF DATE: 20180501 DATE AS OF CHANGE: 20180501 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TOZZI WILLIAM A CENTRAL INDEX KEY: 0001221790 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04802 FILM NUMBER: 18795063 MAIL ADDRESS: STREET 1: C/O BECTON DICKERSON & CO STREET 2: 1 BECTON DR CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BECTON DICKINSON & CO CENTRAL INDEX KEY: 0000010795 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 220760120 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417-1880 BUSINESS PHONE: 2018476800 MAIL ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKE STATE: NJ ZIP: 07417 3 1 edgar.xml PRIMARY DOCUMENT X0206 3 2018-04-24 0 0000010795 BECTON DICKINSON & CO BDX 0001221790 TOZZI WILLIAM A C/O BECTON, DICKINSON AND COMPANY 1 BECTON DRIVE FRANKLIN LAKES NJ 07417 0 1 0 0 EVP Pres Interventional Common Stock 8822 D Rights to Common Stock under Deferred Compensation Plan Common Stock 6739 D Stock Appreciation Rights 134.73 2015-11-25 2024-11-25 Common Stock 11459 D Stock Appreciation Rights 150.12 2016-11-26 2025-11-26 Common Stock 14679 D Stock Appreciation Rights 170.69 2017-11-26 2026-11-26 Common Stock 9264 D Stock Appreciation Rights 226.28 2018-11-26 2027-11-26 Common Stock 6855 D Includes restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. The securities are generally distributed upon termination, or following retirement on the date or dates specified by the reporting person. The securities convert to common stock on a one-for-one basis. The stock appreciation rights vest in four annual installments beginning November 25, 2015. The stock appreciation rights vest in four annual installments beginning November 26, 2016. The stock appreciation rights vest in four annual installments beginning November 26, 2017. The stock appreciation rights vest in four annual installments beginning November 26, 2018. Richard Stout, by power of attorney for William A. Tozzi 2018-05-01