0001543407-17-000041.txt : 20171127 0001543407-17-000041.hdr.sgml : 20171127 20171127174850 ACCESSION NUMBER: 0001543407-17-000041 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171125 FILED AS OF DATE: 20171127 DATE AS OF CHANGE: 20171127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Polen Thomas E Jr CENTRAL INDEX KEY: 0001621793 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04802 FILM NUMBER: 171223747 MAIL ADDRESS: STREET 1: BECTON, DICKINSON AND COMPANY STREET 2: 1 BECTON DRIVE CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BECTON DICKINSON & CO CENTRAL INDEX KEY: 0000010795 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 220760120 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417-1880 BUSINESS PHONE: 2018476800 MAIL ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKE STATE: NJ ZIP: 07417 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-11-25 0000010795 BECTON DICKINSON & CO BDX 0001621793 Polen Thomas E Jr C/O BECTON, DICKINSON AND COMPANY 1 BECTON DRIVE FRANKLIN LAKES NJ 07417 0 1 0 0 Executive Vice President Common Stock 2017-11-25 4 A 0 3606 0 A 12815 D Common Stock 2017-11-25 4 F 0 3540 0 D 9275 D Common Stock 2017-11-26 4 A 0 3337 0 A 12612 D Stock Appreciation Rights 226.28 2017-11-26 4 A 0 31986 0 A 2018-11-26 2027-11-26 Common Stock 31986 31986 D Represents shares vesting under performance units granted on November 25, 2014. Represents shares withheld for payment of withholding taxes in connection with (A) vesting of the performance units referred to in footnote (1) and (B) the vesting of restricted stock units as previously reported on Table I. Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. The stock appreciation rights vest in four annual installments beginning November 26, 2018. Richard Stout, by power of attorney for Thomas E. Polen, Jr. 2017-11-27