0001543407-17-000037.txt : 20171003 0001543407-17-000037.hdr.sgml : 20171003 20171003123733 ACCESSION NUMBER: 0001543407-17-000037 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171001 FILED AS OF DATE: 20171003 DATE AS OF CHANGE: 20171003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Borzi James W CENTRAL INDEX KEY: 0001495559 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04802 FILM NUMBER: 171116864 MAIL ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BECTON DICKINSON & CO CENTRAL INDEX KEY: 0000010795 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 220760120 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417-1880 BUSINESS PHONE: 2018476800 MAIL ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKE STATE: NJ ZIP: 07417 3 1 edgar.xml PRIMARY DOCUMENT X0206 3 2017-10-01 0 0000010795 BECTON DICKINSON & CO BDX 0001495559 Borzi James W C/O BECTON, DICKINSON AND COMPANY 1 BECTON DRIVE FRANKLIN LAKES NJ 07417 0 1 0 0 EVP & Chief Supply Chain Offcr Common Stock 2404 D Common Stock 112 I 401(k) Trust Rights to Common Stock under Deferred Compensation Plan Common Stock 287 D Stock Appreciation Rights 108.89 2014-11-26 2023-11-26 Common Stock 1508 D Stock Appreciation Rights 134.73 2015-11-25 2024-11-25 Common Stock 5643 D Stock Appreciation Rights 150.12 2016-11-26 2025-11-26 Common Stock 8074 D Stock Appreciation Rights 170.69 2017-11-26 2026-11-26 Common Stock 5879 D Includes restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. Represents shares of common stock held under the Becton, Dickinson and Company 401(k) Plan (the "401(k) Plan"). The information presented for the 401(k) Plan is as of September 29, 2017. The securities are generally distributed upon termination, or following retirement on the date or dates specified by the reporting person. The securities convert to common stock on a one-for-one basis. The stock appreciation rights vest in four annual installments beginning November 26, 2014. The stock appreciation rights vest in four annual installments beginning November 25, 2015. The stock appreciation rights vest in four annual installments beginning November 26, 2016. The stock appreciation rights vest in four annual installments beginning November 26, 2017. Richard Stout, by power of attorney for James W Borzi 2017-10-03