0001543407-17-000037.txt : 20171003
0001543407-17-000037.hdr.sgml : 20171003
20171003123733
ACCESSION NUMBER: 0001543407-17-000037
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171001
FILED AS OF DATE: 20171003
DATE AS OF CHANGE: 20171003
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Borzi James W
CENTRAL INDEX KEY: 0001495559
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04802
FILM NUMBER: 171116864
MAIL ADDRESS:
STREET 1: 2140 LAKE PARK BLVD
CITY: RICHARDSON
STATE: TX
ZIP: 75080
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BECTON DICKINSON & CO
CENTRAL INDEX KEY: 0000010795
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 220760120
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: ONE BECTON DR
CITY: FRANKLIN LAKES
STATE: NJ
ZIP: 07417-1880
BUSINESS PHONE: 2018476800
MAIL ADDRESS:
STREET 1: ONE BECTON DR
CITY: FRANKLIN LAKE
STATE: NJ
ZIP: 07417
3
1
edgar.xml
PRIMARY DOCUMENT
X0206
3
2017-10-01
0
0000010795
BECTON DICKINSON & CO
BDX
0001495559
Borzi James W
C/O BECTON, DICKINSON AND COMPANY
1 BECTON DRIVE
FRANKLIN LAKES
NJ
07417
0
1
0
0
EVP & Chief Supply Chain Offcr
Common Stock
2404
D
Common Stock
112
I
401(k) Trust
Rights to Common Stock under Deferred Compensation Plan
Common Stock
287
D
Stock Appreciation Rights
108.89
2014-11-26
2023-11-26
Common Stock
1508
D
Stock Appreciation Rights
134.73
2015-11-25
2024-11-25
Common Stock
5643
D
Stock Appreciation Rights
150.12
2016-11-26
2025-11-26
Common Stock
8074
D
Stock Appreciation Rights
170.69
2017-11-26
2026-11-26
Common Stock
5879
D
Includes restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.
Represents shares of common stock held under the Becton, Dickinson and Company 401(k) Plan (the "401(k) Plan"). The information presented for the 401(k) Plan is as of September 29, 2017.
The securities are generally distributed upon termination, or following retirement on the date or dates specified by the reporting person.
The securities convert to common stock on a one-for-one basis.
The stock appreciation rights vest in four annual installments beginning November 26, 2014.
The stock appreciation rights vest in four annual installments beginning November 25, 2015.
The stock appreciation rights vest in four annual installments beginning November 26, 2016.
The stock appreciation rights vest in four annual installments beginning November 26, 2017.
Richard Stout, by power of attorney for James W Borzi
2017-10-03