0001543407-17-000027.txt : 20170810 0001543407-17-000027.hdr.sgml : 20170810 20170810100842 ACCESSION NUMBER: 0001543407-17-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170809 FILED AS OF DATE: 20170810 DATE AS OF CHANGE: 20170810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Polen Thomas E Jr CENTRAL INDEX KEY: 0001621793 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04802 FILM NUMBER: 171020056 MAIL ADDRESS: STREET 1: BECTON, DICKINSON AND COMPANY STREET 2: 1 BECTON DRIVE CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BECTON DICKINSON & CO CENTRAL INDEX KEY: 0000010795 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 220760120 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417-1880 BUSINESS PHONE: 2018476800 MAIL ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKE STATE: NJ ZIP: 07417 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-08-09 0000010795 BECTON DICKINSON & CO BDX 0001621793 Polen Thomas E Jr C/O BECTON, DICKINSON AND COMPANY 1 BECTON DRIVE FRANKLIN LAKES NJ 07417 0 1 0 0 Executive Vice President Common Stock 2017-08-09 4 M 0 3652 76.18 A 12861 D Common Stock 2017-08-09 4 D 0 1410 197.41 D 11451 D Common Stock 2017-08-09 4 S 0 2242 197.41 D 9209 D Common Stock 2017-08-09 4 M 0 8319 108.89 A 17528 D Common Stock 2017-08-09 4 D 0 4590 197.41 D 12938 D Common Stock 2017-08-09 4 S 0 3729 197.41 D 9209 D Stock Appreciation Rights 76.18 2017-08-09 4 M 0 3652 0 D 2013-11-20 2022-11-20 Common Stock 3652 0 D Stock Appreciation Rights 108.89 2017-08-09 4 M 0 8319 0 D 2014-11-26 2023-11-26 Common Stock 8319 2775 D The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $197.28 through $197.71. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. The stock appreciation rights vest in four annual installments beginning November 20, 2013. The stock appreciation rights vest in four annual installments beginning November 26, 2014. Richard Stout, by power of attorney for Thomas E. Polen, Jr. 2017-08-10