0001543407-17-000024.txt : 20170531 0001543407-17-000024.hdr.sgml : 20170531 20170531135647 ACCESSION NUMBER: 0001543407-17-000024 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170523 FILED AS OF DATE: 20170531 DATE AS OF CHANGE: 20170531 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BECTON DICKINSON & CO CENTRAL INDEX KEY: 0000010795 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 220760120 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417-1880 BUSINESS PHONE: 2018476800 MAIL ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKE STATE: NJ ZIP: 07417 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goette Roland CENTRAL INDEX KEY: 0001708067 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04802 FILM NUMBER: 17880450 MAIL ADDRESS: STREET 1: BECTON, DICKINSON AND COMPANY STREET 2: 1 BECTON DRIVE CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417 3 1 edgar.xml PRIMARY DOCUMENT X0206 3 2017-05-23 0 0000010795 BECTON DICKINSON & CO BDX 0001708067 Goette Roland C/O BECTON, DICKINSON AND COMPANY 1 BECTON DRIVE FRANKLIN LAKES NJ 07417 0 1 0 0 EVP and President, EMEA Common Stock 4758 D Common Stock 2554 I GSIP Trust Stock Appreciation Rights 75.63 2010-11-24 2019-11-24 Common Stock 2463 D Stock Appreciation Rights 76.64 2011-11-23 2020-11-23 Common Stock 3485 D Stock Appreciation Rights 72.12 2012-11-22 2021-11-22 Common Stock 3055 D Stock Appreciation Rights 76.18 2013-11-20 2022-11-20 Common Stock 4542 D Stock Appreciation Rights 108.89 2014-11-26 2023-11-26 Common Stock 3487 D Stock Appreciation Rights 134.73 2015-11-25 2024-11-25 Common Stock 5209 D Stock Appreciation Rights 150.12 2016-11-26 2025-11-26 Common Stock 6881 D Stock Appreciation Rights 170.69 2017-11-26 2026-11-26 Common Stock 6236 D Includes restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. Represents shares of common stock held under the Becton, Dickinson and Company Global Share Investment Program (the "GSIP"). The information presented for the GSIP is as of May 23, 2017. The stock appreciation rights vest in four annual installments beginning November 24, 2010. The stock appreciation rights vest in four annual installments beginning November 23, 2011. The stock appreciation rights vest in four annual installments beginning November 22, 2012. The stock appreciation rights vest in four annual installments beginning November 20, 2013. The stock appreciation rights vest in four annual installments beginning November 26, 2014. The stock appreciation rights vest in four annual installments beginning November 25, 2015. The stock appreciation rights vest in four annual installments beginning November 26, 2016. The stock appreciation rights vest in four annual installments beginning November 26, 2017. Richard Stout, by power of attorney for Roland Goette 2017-05-31