0001543407-16-000147.txt : 20161129 0001543407-16-000147.hdr.sgml : 20161129 20161129122849 ACCESSION NUMBER: 0001543407-16-000147 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161126 FILED AS OF DATE: 20161129 DATE AS OF CHANGE: 20161129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BECTON DICKINSON & CO CENTRAL INDEX KEY: 0000010795 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 220760120 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417-1880 BUSINESS PHONE: 2018476800 MAIL ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKE STATE: NJ ZIP: 07417 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FORLENZA VINCENT A CENTRAL INDEX KEY: 0001221787 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04802 FILM NUMBER: 162021943 MAIL ADDRESS: STREET 1: C/O BECTON DICKERSON & CO STREET 2: 1 BECTON DR CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-11-26 0000010795 BECTON DICKINSON & CO BDX 0001221787 FORLENZA VINCENT A C/O BECTON, DICKINSON AND COMPANY 1 BECTON DRIVE FRANKLIN LAKES NJ 07417 1 1 0 0 Chairman, CEO and President Common Stock 2016-11-26 4 A 0 38666 0 A 215901 D Common Stock 2016-11-26 4 F 0 29560 0 D 186341 D Common Stock 2016-11-26 4 A 0 11444 0 A 197785 D Common Stock 8218 I By GRAT Common Stock 10244 I SIP Trust Stock Appreciation Rights 170.69 2016-11-26 4 A 0 112233 0 A 2017-11-26 2026-11-26 Common Stock 112233 112233 D Represents shares vesting under performance units granted on November 26, 2013. Represents shares withheld for payment of withholding taxes in connection with vesting of the performance units referred to in footnote (1) and the vesting of restricted stock units as previously reported on Table I. Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. Represents shares of common stock held under the Becton, Dickinson and Company Savings Incentive Plan (the "SIP"). The information presented for the SIP is as of July 31, 2016. The stock appreciation rights vest in four annual installments beginning November 26, 2017. Richard Stout, by power of attorney for Vincent A. Forlenza 2016-11-29