0001543407-16-000131.txt : 20161007 0001543407-16-000131.hdr.sgml : 20161007 20161007131457 ACCESSION NUMBER: 0001543407-16-000131 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161001 FILED AS OF DATE: 20161007 DATE AS OF CHANGE: 20161007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BECTON DICKINSON & CO CENTRAL INDEX KEY: 0000010795 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 220760120 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417-1880 BUSINESS PHONE: 2018476800 MAIL ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKE STATE: NJ ZIP: 07417 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mas Ribo Alberto CENTRAL INDEX KEY: 0001686270 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04802 FILM NUMBER: 161927112 MAIL ADDRESS: STREET 1: BECTON, DICKINSON AND COMPANY STREET 2: 1 BECTON DRIVE CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417 3 1 edgar.xml PRIMARY DOCUMENT X0206 3 2016-10-01 0 0000010795 BECTON DICKINSON & CO BDX 0001686270 Mas Ribo Alberto C/O BECTON, DICKINSON AND COMPANY 1 BECTON DRIVE FRANKLIN LAKES NJ 07417 0 1 0 0 EVP and Pres, Life Sciences Common Stock 15778 D Common Stock 2013 I GSIP Trust Common Stock 1043 I SIP Trust Stock Appreciation Rights 76.18 2013-11-20 2022-11-20 Common Stock 12003 D Stock Appreciation Rights 108.89 2014-11-26 2023-11-26 Common Stock 8347 D Stock Appreciation Rights 134.73 2015-11-25 2024-11-25 Common Stock 12153 D Stock Appreciation Rights 150.12 2016-11-26 2025-11-26 Common Stock 14312 D Includes restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. Represents shares of common stock held under the Becton, Dickinson and Company Global Share Investment Program (the "GSIP"). The information presented for the GSIP is as of September 30, 2016. Represents shares of common stock held under the Becton, Dickinson and Company Savings Incentive Plan (the "SIP"). The information presented for the SIP is as of September 30, 2016. The stock appreciation rights vest in four annual installments beginning November 20, 2013. The stock appreciation rights vest in four annual installments beginning November 26, 2014. The stock appreciation rights vest in four annual installments beginning November 25, 2015. The stock appreciation rights vest in four annual installments beginning November 26, 2016. Richard Stout, by power of attorney for Alberto Mas Ribo. 2016-10-07