0001543407-16-000113.txt : 20160509 0001543407-16-000113.hdr.sgml : 20160509 20160509165242 ACCESSION NUMBER: 0001543407-16-000113 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160506 FILED AS OF DATE: 20160509 DATE AS OF CHANGE: 20160509 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BECTON DICKINSON & CO CENTRAL INDEX KEY: 0000010795 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 220760120 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417-1880 BUSINESS PHONE: 2018476800 MAIL ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKE STATE: NJ ZIP: 07417 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Polen Thomas E Jr CENTRAL INDEX KEY: 0001621793 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04802 FILM NUMBER: 161632374 MAIL ADDRESS: STREET 1: BECTON, DICKINSON AND COMPANY STREET 2: 1 BECTON DRIVE CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-05-06 0000010795 BECTON DICKINSON & CO BDX 0001621793 Polen Thomas E Jr C/O BECTON, DICKINSON AND COMPANY 1 BECTON DRIVE FRANKLIN LAKES NJ 07417 0 1 0 0 Executive Vice President Common Stock 2016-05-06 4 M 0 5958 72.12 A 11747 D Common Stock 2016-05-06 4 D 0 2622 163.90 D 9125 D Common Stock 2016-05-06 4 S 0 3336 163.90 D 5789 D Common Stock 2016-05-06 4 M 0 7298 76.18 A 13087 D Common Stock 2016-05-06 4 D 0 3392 163.90 D 9695 D Common Stock 2016-05-06 4 S 0 3906 163.90 D 5789 D Stock Appreciation Rights 72.12 2016-05-06 4 M 0 5958 0 D 2012-11-22 2021-11-22 Common Stock 5958 0 D Stock Appreciation Rights 76.18 2016-05-06 4 M 0 7298 0 D 2013-11-20 2022-11-20 Common Stock 7298 3652 D The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $163.50 through $164.26. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. The stock appreciation rights vest in four annual installments beginning November 22, 2012. The stock appreciation rights vest in four annual installments beginning November 20, 2013. Richard Stout, by power of attorney for Thomas E. Polen, Jr. 2016-05-09